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Anemia in Malignancies Pathogenetic and Diagnostic Considerations
Anemia in Malignancies Pathogenetic and Diagnostic Considerations
Anemia in Malignancies Pathogenetic and Diagnostic Considerations
To cite this article: Balan Louis Gaspar, Prashant Sharma & Reena Das (2015) Anemia in
malignancies: Pathogenetic and diagnostic considerations, Hematology, 20:1, 18-25, DOI:
10.1179/1607845414Y.0000000161
Objectives: The aim of this paper is to review the pathogenesis and diagnostic approaches to anemia in
cancer patients.
Methods: PubMed was queried for various combinations of anemia and cancer-related terms using
appropriate filters for articles and practice guidelines published in the last 5 years. Specific searches were
conducted for individual pathogenetic mechanisms and malignancies of specific anatomic sites.
Results: Anemia is the commonest hematological manifestation of cancer, afflicting 40–64% of patients
treated for malignancies. Pathophysiologically, cancer-related anemia can be classified into four broad
but overlapping categories: hypoproliferative anemia including the common anemia of inflammation/
chronic disease, hemolytic anemia, miscellaneous etiologies, and uncertain etiologies. Anemia incidence
increases with the administration of chemotherapy/radiotherapy. It reduces the quality of life and shortens
survival in cancer patients. A positive correlation is observed between anemia and tumor hypoxia.
Experimentally, hypoxemia enhances tumor growth and resistance to therapy by stimulating angiogenesis,
acquisition of genomic mutations, and increasing resistance to apoptosis as well as to the killing effects of
chemo/radiotherapy-generated free radicals.
Discussion: Diagnostic approaches to the anemic cancer patient begin with a detailed clinical history and
physical examination. Peripheral blood morphology and reticulocyte count are also helpful. Patients with
unexplained anemia are evaluated by standard approaches also used in patients of similar age without
malignancy. Serum iron profile and bone marrow examination are often required in difficult cases. This
review focuses on major aspects of the pathogenesis of the individual entities. Diagnostic approaches
and uncommon causes including hemophagocytic lymphohistiocytosis, acquired hemoglobinopathies,
and myelodysplasia are also discussed.
Keywords: Anemia, Cancer, Chemotherapy, Chronic disease, Etiopathogenesis, Hypoxia, Malignancy, Radiotherapy
searches were conducted for the individual pathoge- miscellaneous etiologies include a wide variety of
netic mechanisms (e.g. chemotherapy-related anemia) causes including those due to hypersplenism, second-
and malignancies of specific anatomic sites. ary hemophagocytic syndrome, acquired (especially
alpha) thalassemia, and blood loss. At times, the
Pathophysiological classification of anemia in cause of anemia cannot be established where the
malignancies term anemia of uncertain etiology is more appropriate.
Anemia in cancer can be broadly classified into four These entities are discussed further below.
major categories: hypoproliferative anemia, hemolytic
anemia, anemia of miscellaneous etiology, and anemia Hypoproliferative anemia
of uncertain etiology (Table 1). The rubric hypoproli- Anemia of inflammation or chronic disease/iron
ferative anemia includes anemia of inflammation or sequestration anemia
chronic disease/iron sequestration anemia, anemia of It is the commonest cause of anemia in cancer
iron deficiency and other malnutritive/malabsorptive patients.4,5 Among the malignancies, solid tumors
states, pure red cell aplasia (PRCA), megaloblastic account for majority of cases. Mechanisms of
anemia, myelophthisic or leukoerythroblastic anemia of inflammation/chronic disease in cancer
anemia, myelodysplasia, and anemia due to marrow are both functional as well as iron deficiency-
aplasia or hypoplasia. Hemolytic anemias include related.5 Though these two processes are not mutually
autoimmune hemolytic syndromes and microangio- exclusive, the pathogenesis of anemia of inflam-
pathic hemolytic anemia (MAHA). Anemias of mation/chronic disease needs separate discussion.
The master regulator of iron homeostasis is hepci-
Table 1 A pathogenesis-based classification of etiologies of
din.6 This polypeptide hormone with antimicrobial
anemia in patients with malignancies activity acts by binding to ferroportin and causing its
degradation. This prevents iron from being exported
Anemia of inflammation/chronic disease
Anemia secondary to chemotherapy and radiation therapy out of the cell and results in functional iron deficiency.
Hypoplastic/aplastic bone marrow Bone morphogenetic protein-6 (BMP6) and its down-
Anorexia, vomiting stream signaling pathway mediated by second messen-
Drug-induced hemolysis
Anemia of blood loss gers act as key physiological regulators of hepcidin.
Exogenous blood loss (acute or chronic): gastrointestinal Hypoxia regulates hepcidin production directly
malignancies, head and neck cancer, genitourinary
cancers, cervical and vaginal cancers, post-tumor
through hypoxia-inducible factor or indirectly by
resection surgery increased erythropoietin production.7 Cytokines,
Intra-tumor bleeding: sarcomas, bulky melanomas, especially interleukin-6 (IL-6) increase hepcidin pro-
hepatoma, ovarian cancer, adrenocortical tumors
Nutritional anemia duction via signal transducer and activator of tran-
Anorexia and decreased dietary intake scription-3 (STAT3), as well as by other pathways.6–9
Iron deficiency due to blood loss Recently, the role of activin receptor-mediated
Secondary folate deficiency in neoplasms with high-cell
turnover pathways has been unraveled and dysregulation of
Post-gastrointestinal resection these pathways too appears to contribute to the
Gastrointestinal obstruction by tumor (intraluminal, intramural,
or extramural due to pressure effects)
development of iron sequestration anemia in
Intractable hyperemesis malignancies.9
Use of folate antagonist agents
Autoimmune gastritis resulting from neuroendocrine
neoplasms Iron deficiency anemia
Anemia of bone marrow replacement (myelophthisic anemia) Absolute iron deficiency commonly observed in cancer
Acute and chronic leukemias, Hodgkin and non-Hodgkin may be nutritional, related to blood loss, insufficient
lymphomas, plasma cell myeloma, metastatic tumors
(breast, prostate, lung, neuroblastoma, etc.) iron uptake from food, or increased utilization. Solid
Secondary myelofibrosis tumors comprised of 22%, and hematological malig-
Myelonecrosis nancies 8% of the total causes of intravenous iron
Hemolytic anemia
MAHA requirement for IDA.10 Other causes of IDA are
TTP bleeding associated with malignancies of gastrointesti-
Immune hemolytic anemias
AIHA: warm antibody type, cold antibody type, and mixed
nal, urogenital, and respiratory tracts. Bleeding may
type also occur due to acquired platelet dysfunction in
Miscellaneous causes malignancies like the myeloproliferative neoplasms
Secondary hemophagocytic syndrome/HLH: histiocytic
medullary reticulosis, histiocytic lymphomas, other and in paraproteinemias.11 In patients with tumors
histiocytic neoplasms requiring gastric resection, iron deficiency develops
Anemia due to infections in immunocompromised patients because of decreased iron absorption. An underlying
Anemia of renal failure: including abnormalities of
erythropoietin production and utilization malignancy should be strongly considered in any
Hypersplenism patient presenting with IDA which is unexplained by
Anemia of unknown etiology
common approaches.
Red cell hypoplasia and PRCA Folate antagonists, nucleoside analogs, and other
PRCA is a syndrome characterized by a severe normo- drugs interfering with DNA synthesis including hydro-
cytic anemia, reticulocytopenia, and the absence of xycarbamide, cytarabine, methotrexate, 5-fluoroura-
erythroblasts from an otherwise normal bone cil, thioguanine, azathioprine, and 6-mercaptopurine
marrow. Cancer is an important cause of secondary frequently produce megaloblastosis.19,20
PRCA. Both hematological neoplasms as well as
various solid malignancies have been implicated Myelophthisic or leukoerythroblastic anemia
although the exact pathogenesis remains unclear. Myelophthisic or leukoerythroblastic anemia refers to
PRCA has rarely been reported in association with anemia due to replacement of the normal marrow
lymphoproliferative disorders and among the hemato- elements by (in this context) a neoplastic process
logical malignancies chronic lymphocytic leukemia thereby resulting in hypoproliferation of the normal
(CLL), T-cell large granular leukemia (LGL)/natural marrow elements including the erythroid precursors.
killer (NK) cell leukemia, plasma cell myeloma, non- Bone marrow examination is always indicated in
Hodgkin lymphoma, MDS, and acute lymphoblastic persons with anemia of obscure etiology, even
leukemia (ALL) have been reported.12–14 PRCA occasionally yielding the first clue to the presence of
might precede, may present simultaneously, or might an occult malignancy.21 The neoplastic process can
follow the lymphoproliferative disorder, either in be in the form of frankly malignant cellular elements
relapse or even in remission. as well as tumor diatheses in the form of fibrosis,
Various pathogenetic roles of autoreactive B-cells, osteomyelosclerosis, and rarely necrosis or granuloma-
T-cells, and NK-cells in erythroid hypoproliferation tous responses. Both metastatic (e.g. breast, prostate,
have been described. B-cells mainly act via production renal carcinomas, etc.) as well as hematological malig-
of IgG antibodies.12,14,15 IgG binds complement, may nancies (e.g. HCL, Hodgkin lymphoma, primary mye-
be directly cytotoxic via type II hypersensitivity reac- lofibrosis, and other myeloproliferative neoplasms)
tion, targets erythroblasts in vitro, or inhibits hemo- commonly produce secondary myelofibrosis.
globin synthesis. IgG produced following a viral or Myelodysplastic syndromes
bacterial infection cross-reacts with erythroid precur- MDS are a heterogeneous group of clonal hemato-
sor cells or erythropoietin. Anti-erythropoietin anti- poietic stem cell disorders that are characterized by
bodies form immune complexes with erythropoietin, ineffective hematopoiesis/bone marrow failure, per-
causing functional inactivation. Obstruction of the ipheral blood cytopenias, and a propensity for leuke-
erythropoietin receptor by anti-erythroblast antibody mic transformation (usually into acute myeloid
has also been described.15 The role of T-cells is leukemia, AML). The WHO classification system cur-
mainly by major histocompatibility complex-I rently recognizes distinct pathological subtypes of
(MHC-I)-restricted CD8+ cytotoxic T-lymphocytes MDS based on morphological features, percentage
and NK-cells is via MHC-unrestricted CD3+ T- of nucleated bone marrow cells that are blasts, and
LGLs with T-cell receptor (TCR)-expressing killer- the number of hematopoietic lineages affected.
cell immunoglobulin-like receptors.16 There is also The diagnosis of MDS in a patient with a known
an interplay between all the cell types wherein anti- malignancy should however be made with extreme
bodies cross-link the TCR of the T-LGLs with the caution as myriad tumor and therapy-related influ-
Fc receptor on target cells or cross-links the Fc recep- ences can mimic the morphological appearances of
tor on the T-LGLs or NK-LGLs (CD16) with any MDS. Cytogenetic studies and, to a lesser extent,
specific ligand for the antibody on the target flow cytometry can be useful in this distinction
cells.15,17,18 although clinical and hematological follow-up includ-
ing repeat bone marrow examinations is always
Megaloblastic anemia in malignancies judicious.22
Megaloblastic anemia is a less common form of hypo-
proliferative anemia encountered in cancer patients. Hypoplastic/aplastic anemia in patients with cancer
Folic acid or vitamin B12 deficiency may be nutri- More appropriately termed ‘secondary’ hypoplastic/
tional or may result from anorexia and decreased aplastic anemia; this is nearly always therapy-related.
dietary intake. Increased requirements for folic acid Even so, hematological malignancies (and concomi-
or vitamin B12 that cannot be replenished by the tant diminished hematopoietic reserves) as well as
regular dietary intake may occur due to increased cel- their treatments are more common causes than non-
lular proliferation and high-cell turnover as in leuke- hematological malignancies. The pathophysiology of
mias with hyperleukocytosis. Gastric tumor patients marrow cell destruction (direct cytotoxicity) has been
who have been treated by total or subtotal gastrectomy inferred from the results of treatment in humans,
are at increased risk for the development of megalo- with substantial support from in vitro and animal
blastic anemia because of vitamin B12 malabsorption. models.23
Hemolytic anemia in cancer patients lymphoma.31 Over 90% of the cancers were metastatic,
Autoimmune hemolytic anemia and in 19.4% of solid cancers, the MAHA occurred at
Cancer-associated autoimmune hemolytic anemia recurrence/relapse. In general, adenocarcinoma was
(AIHA) can be broadly divided into warm and cold the commonest histological type of cancer in
AIHA. Warm AIHA occurs in both lymphoid a well MAHA, in part due to the erythrocytopathic effects
as non-lymphoid malignancies. CLL and lymphomas of mucins produced. Gastric carcinoma was the com-
account for nearly 80% of secondary warm-antibody monest cancer site in that review, followed by breast,
AIHA cases.24 In addition, some non-lymphoid malig- prostate, lung, lymphomas, unknown primary,
nancies like ovarian tumors have also been shown to abdominal, genitourinary, and endocrine cancers.
produce warm AIHA. Lymphomas associated with MAHA included
IgG1, the most commonly encountered subclass, Hodgkin disease, angiotropic lymphoma (especially
and IgG3 autoantibodies appear to be the most T-cell types), diffuse large B-cell lymphomas, and
effective in shortening red blood cell (RBC) life plasma cell myelomas.31
spans.25,26 Destruction of autoantibody-coated RBCs A special feature of MAHA in malignancies is that,
is mediated primarily by sequestration and phagocyto- unlike in other paraneoplastic syndromes, a relatively
sis in macrophages of the splenic Billroth cords and to high proportion of MAHA cases occur at the time of
a lesser extent in hepatic Kupffer cells. These macro- cancer recurrence. In the review cited above, clinical
phages express cell surface receptors for the Fc and laboratory findings revealed that only a minority
region of IgG, especially IgG1 and IgG3 and also of cases presented with the features of thrombotic
for fragments of the complement proteins C3 and thrombocytopenic purpura (TTP) or atypical hemoly-
C4. When present together on the RBC surface, IgG tic uremic syndrome (aHUS), with the exception of
and complement fragments act synergistically to prostate cancer, whereas aHUS was a common presen-
enhance RBC trapping and phagocytosis. tation and compared to hereditary or immune TTP or
Most RBC sequestration in warm-antibody AIHA aHUS.31 Bone marrow was the commonest site of
occurs in the spleen, but trapping in the liver occurs metastasis in cancer-related MAHA. About one-
in the presence of large quantities of RBC-bound third of patients with MAHA had laboratory signs
IgG or the concomitant presence of complement suggesting disseminated intravascular coagulation
proteins on the RBC surface. Trapped RBCs may be (DIC). Pulmonary symptoms were more common in
partially or completely ingested by a macrophage. cancer-related MAHA as compared to non-malignant
Partial phagocytosis is most common and leads to TTP/HUS. In the vast majority of cancer patients (a
the formation of spherocytes. Since membrane loss disintegrin and metalloproteinase with thrombospon-
exceeds volume, the escaped RBC assumes a spherical din-like motif-13), ADAMTS13 levels were >20% in
shape, a sphere being the geometric shape with the contrast to hereditary and acquired TTP where
lowest ratio of surface area-to-volume. Certain ADAMTS13 activity is more or less reduced.
cancer chemotherapeutic drugs are well-known The pathogenesis of MAHA in cancer is largely
causes of hemolytic anemia. Carmustine (bis-chlor- speculative. In solid cancers, the most likely cause
oethylnitrosourea) reduces glutathione reductase and may be red cell fragmentation and platelet destruction
results in hemolysis in patients who are glucose 6- in small vessels of cancerous tissue, in particular, in
phosphate dehydrogenase (G6PD) deficient. bone marrow, lung, or other organs. Cytokine
Doxorubicin generates reactive oxygen species and production by tumor cells may also play a role, for
results in oxidative hemolysis, also marked in patients instance, in tumor necrosis factor (TNF)-mediated
with G6PD deficiency.27 Pentostatin, used in HCL, red cell damage. Massive tumor necrosis could
CLL, and graft-versus-host disease, may also cause release tissue factor and initiate the coagulation
hemolysis.28 cascade leading to thrombotic microangiopathies.31,32
Endothelial cells too are likely to play a role.
MAHA including disseminated intravascular Clinically, MAHA is a serious complication of malig-
coagulation nancy with a very poor prognosis. Nearly half of all
Cancer-related MAHA is a paraneoplastic syndrome patients (46.5%) in the aforementioned study died
characterized by Coombs-negative hemolytic anemia within a month with or without treatment.31
with schistocytes, thrombocytopenia, elevated
plasma hemoglobin, and lactate dehydrogenase and Miscellaneous hemolytic processes in patients with
frequently, renal failure or dysfunction.29 Cancer- malignancies
related microangiopathy is a rare cause but frequent These include hemolytic reactions (acute or delayed)
terminal cause of secondary MAHA.30 A recent as well as alloimmunization leading to reduced life
review of cancer-related MAHA found that 154 span of transfused RBCs in patients requiring blood
cases were associated with solid cancers and 14 with transfusions, co-incident infections like malaria,
Figure 1 An algorithmic approach to anemia in a cancer patient. [Note: The black boxes highlight key investigations often vital
to the differential diagnosis.]
Anatomic site
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