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Effects of Transverse Reinforcement On Seismic Performance of Columns
Effects of Transverse Reinforcement On Seismic Performance of Columns
Columns in building frames are normally designed to prevent both 2. Strain hardening of the flexural reinforcement in
hinging and crushing during an earthquake. However, columns in beams
buildings subjected to severe earthquakes may sometimes be sub-
jected to forces that cause hinging. The possibility of yielding occur-
3. Bidirectionality of seismic forces
ring at column ends makes it important to insure that columns are 4. Differences between actual behavior of structures
capable of behaving in a ductile manner. To investigate the effects of during seismic events and mathematical modeling of the
different transverse reinforcement details on the behavior of rectan- building in design
gular and circular reinforced concrete columns, and to further eval- Therefore, the possibility of plastic hinge formation
uate simplification of some of the detailing requirements, 12 full-scale
columns were tested. Variables included the level of axial load,
at column ends demands that building columns in seis-
amount and type of transverse reinforcement, and details of trans- mic areas have significant curvature ductility.
verse reinforcement. Previous research has shown that ductility of col-
Results indicate that flexural capacity of a column increases with umns can be improved with suitable confinement. 15 - 17
axial load but ductility reduces substantially. Increase in the amount Testing has been directed toward understanding the
of transverse reinforcement results in increased ductility. Details of
transverse reinforcement, including hook bends and hook extensions,
functions of lateral ties as confinement for the column
can be further simplified. In all tests, limiting strain was well above core, restraint against buckling of longitudinal rein-
the 0.003 generally assumed in design. forcement, and shear reinforcement.
Sakai and Sheikh 18 have summarized major research
Keywords: columns (supports); earthquake-resistant structures; loads (forces);
conducted on the subject of confinement in concrete
moments; reinforced concrete; tests. columns. A general finding of most reported experi-
mental studies is that both concrete stress and strain
capacity are increased by an increase in the total
With the exception of essential facilities, economic amount of transverse reinforcement, decrease in spac-
considerations demand that most buildings located in ing of transverse reinforcement, and increase in the
regions of high seismicity be provided with a resistance number of longitudinal bars located around the col-
considerably smaller than that required to remain elas- umn perimeter and tied in the corner of a hoop bar.
tic under seismic forces resulting from a major earth- In general, research conducted to evaluate the effects
quake. In such cases, reliance is placed on the available of the transverse reinforcement arrangement and detail
ductility of the building members to dissipate energy on column performance has been limited.
and avoid collapse.
Seismic-resistant design of reinforced ductile frame RESEARCH SIGNIFICANCE
buildings 1•6 provides a relative condition of a strong This paper describes the results of a test program to
column and weak beam at any junction. The intent is investigate effects of different transverse reinforcement
to encourage hinging in the beams rather than in col- types and associated details on hinging reinforced con-
umns. However, building performance during major crete columns subjected to loads simulating earthquake
earthquakes7- 10 and results of analysis 11 - 14 indicate that effects.
hinging can form in columns. Hinging can be attrib-
uted to several factors, including the following:
1. Design generally based on first mode of vibration, ACI Structural Journal, V. 89, No. 4, July-August 1992.
whereas influence of higher modes of vibrations could Received June 20 1991, and reviewed under Institute publication policies.
Copyright © 1992, American Concrete Institute. All rights reserved, includin~
significantly alter the moment distributions among the making of copies unless permission is obtained from the copyright propn-
etors. Pertinent discussion will be published in the May-June.1993 ACI Struc-
frame members tural Journal if received by Jan. I, 1993.
Test program
Eleven full-scale column specimens with square cross
sections and one with a circular cross section were
tested. Fig. 1 shows the overall dimensions. Each com-
plete column had a cross section of 18 x 18 in. (457 x
457 mm) and a height of 10ft 6 in. (3.20 m). The up- ff
Support
per column constituted the test portion of each speci-
men. The test portion represents the column extending Fig. /-Overall view of test specimen
upward from the beam-column connection to approxi-
mately the point of inflection. One full-scale specimen,
designated NC-11, was identical to the other eleven ex- Applied vertical load P. for each specimen is listed in
cept that the upper column's cross section was circular, Table 1. The level of vertical load ranged from 20 to 40
with an 18-in. (457-mm) diameter. The beam stub also percent of the column axial load capacity P 0 • Column
provided a point for application of lateral load and axial load capacity Po was determined in accordance
strengthening of the joint. region, so that any hinging with the requirements of the 1983 ACI Building Code.
occurred in the column rather than the joint. The Fig. 2 shows the reinforcement details of a represen-
height of the upper column was greater than the height tative test column. Design compressive strength of con-
of the lower column to force hinging into the upper crete was 6000 psi (41.4 MPa). Specified yield stress of
column. Except in Specimen NC-1, moment capacity of vertical and transverse reinforcement was 60 ksi (41.4
the lower column was increased by providing addi- MPa). Vertical reinforcement consisted of eight No. ·8
tional vertical reinforcement. bars providing a reinforcement ratio of 0.0195.
lfil
-+ ~M<.~:'ed
Section A-A Section A-A
hoops was formed with four identical ties, as shown in
1
SQUARE TEST CIRCULAR TEST
COLUIINS COLUIINS
•-<
D t±::±
13h.:':P: Transverse
Reinforcement
Fig. 3(e). Specimen NC-8 used an arrangement shown
in Fig. 3(b), except that the inner and peripheral hoops
+-+--+ Details Vary were staggered vertically to provide a 2-in. (50-mm)
+-t-+ center-to-center spacing between them.
+-t-+
4'-0" I I I
+-t-+ Transverse reinforcement for Specimen NC-9 con-
j_- 308"
}==-o==!~
Note 1:- Lower column had
additional vertical
reinforcement not
shown in this Fig.
sisted of a No. 4 continuous square helix at 4-in. (100-
mm) pitch. Specimen NC-10 used a No. 3 continuous
t-~
2:- Lower column had square helix at 2!14-in. (57-mm) pitch. As shown in Fig.
an IB"x 18" square
cross section for 3(f), Specimen NC-12 used a No. 3 continuous square
all test columns.
helix at 3Yz-in. (89-mm) pitch with No. 3 crossties at
3 Yz in. (89 mm) on center.
Transverse reinforcement for Specimen NC-11 con-
Fig. 2-Reinforcement details for square columns (1 in. sisted of %-in. (10-mm) diameter continuous spiral re-
= 25.4 mm) inforcement at a pitch of 2!14 in. (57 mm).
The length of column confined by transverse rein-
D 90"Bend
6 bar-die..
Extension
forcement was kept constant at 22 in. (0.56 m). The
confined length for Specimen NC-11 was 34 in. (0.86
m). Except for Specimens NC-8, NC-9, NC-10, and
NC-12, hoops were spaced 4 in. (100 mm) on center in
the confined region. Transverse reinforcement in the
unconfined region of column was designed to carry
(a) Detail A (b) Detall B
maximum shear stress. Clear cover over vertical rein-
90" Bend 6 bar-dla.
Extension forcement was maintained at 1.5 in. (38 mm) in upper
Overlappina and lower columns.
•a
Peripheral
Hoop
t
4"-o"
~~~~~~1
Metric Equivalents Elevation
lin = 25.4 mm
1ft = 305 mm
Section A-A
TEST RESULTS
Discrete transverse reinforcement
Specimens NC-1 through NC-8 employed discrete - - - - After Test Conclusion
transverse reinforcement. The plastic hinge formed at - - Original Position
the desired location in the upper column in all speci-
mens except for Specimen NC-1, where the plastic Fig. 6-Sketch of corner longitudinal bars before and
hinge formed in the lower column. In general, all spec- after testing, Specimen NC-2
imens exhibited good strength and energy-dissipation
capabilities up to the last loading cycle. Specimens and their final shape at the conclusion of testing. The
failed by buckling of the longitudinal bars in compres- location of the anchorage was alternated at each level.
sion, which coincided with the loss of anchorage of the The length of the longitudinal bar engaged in buckling
transverse reinforcement at one or more levels. Except was influenced by the anchorage location, as is evident
for Specimen NC-8, the inner hoops did not sustain any from Fig. 6. As the anchorages for the peripheral hoops
visible anchorage loss. In Specimen NC-8, the inner were lost, the laterally unbraced length of the longitu-
hoop located 7 in. above the stub lost anchorage at the dinal bars increased, thereby expediting buckling. For
time of failure. example, referring to Fig. 6, as anchorage locations
Loss of anchorage of peripheral hoops influenced numbered 2 and 3 were lost, the longitudinal bar lo-
buckling of longitudinal bars. Fig. 6 shows the first cated at the northeast corner lost complete lateral sup-
four layers of peripheral hoops and the corner bars for port at Point 1 and partial support at Point 2 due to the
Specimen NC-2. Fig. 6 also shows anchorage locations loss of anchorage number 3.
ACI Structural Journal I July-August 1992 445
reinforcement\ spalling of the cover concrete occurred
early and extended to higher distances above the stub at
the test's conclusion.
2. In general,•layers of transverse reinforcement lo-
cated close to the stub were still covered by concrete at
the test's conclusion. Height of nonspalled concrete
above the stub was approximately 2, 3, and 4 in. (51,
76, and 102 mm) for Specimens NC-9, NC-10, and NC-
12, respectively.
3. Specimens NC-9 and NC-10 failed by buckling of
the longitudinal bars located away from the corners.
The addition of crossties in Specimen NC-12 resulted in
simultaneous buckling of the middle and corner longi-
tudinal bars.
4. The continuous nature of transverse reinforce-
ment for these three specimens provided better con-
finement for core concrete than those with discrete
transverse reinforcement, and prevented spalling of
core concrete, particularly at the location of maximum
lateral bending of the buckled longitudinal bars.
5. Large elongations of the transverse reinforcement
were observed at the level of maximum lateral bending
of the buckled longitudinal bars. However, this did not
result in any visible cracking or fracturing of transverse
reinforcement at these levels.
Specimen NC-11 was the only one that had an upper
column with a circular cross section. The intent was to
compare behavior of the circular and square columns
with similar design moment capacity. Although the re-
sults of Specimen NC-11 could not be compared on a
one-to-one basis to the results of other specimens, some
comparisons between the general behavior of Specimen
NC-11 and Specimens NC-9, NC-10, and NC-12 can be
made. All four specimens utilized the same material,
number and size of longitudinal reinforcing bars, and
some form of continuous transverse reinforcement.
Some remarks and observations with regard to Speci-
men NC-11 can be made:
1. Specimen NC-11 failed prior to completion of the
first cycle of displacement at a ductility ratio of 10.
Fig. 7- Test specimen NC-2 after test conclusion This level of ductility is higher than that of NC-9, NC-
10, or NC-12. The additional ductility can be attrib-
uted to the fact that the square helix transverse rein-
A photograph of the hinging region of one specimen forcement of Specimens NC-9, NC-10, and NC-12 was
utilizing discrete transverse reinforcement is shown in subjected to bending and axial tension while the circu-
Fig. 7. Observed lengths of hinging regions varied from lar spiral reinforcement of Specimen NC-11 was essen-
approximately 10 to 16 in. (254 to 406 mm). tially subjected to tension. Spiral reinforcement was
more efficient in confining core concrete, thereby re-
Continuous transverse reinforcement sulting in higher ductility. Cover concrete for NC-11
The upper column cross section for Specimens NC-9 spalled off to 20 in. (508 mm) above the stub compared
through NC-12 was square. These columns utilized to 24 (0.61 m) and 40 in. (1.0 m) in Specimens NC-9
continuous square helix transverse reinforcement. and NC-10, respectively.
Specimen NC-11 was the only specimen with a circular 2. As with Specimens NC-9, NC-10, and NC-12,
upper column. It utilized continuous spiral transverse transverse reinforcement located at the level of maxi-
reinforcement. mum lateral bending of the buckled longitudinal bars
Specimens NC-9 through NC-12 showed good experienced large elongations. However, no visible
strength and energy-dissipation capabilities. The pre- cracking or fracturing of circular spiral reinforcement
dominant behavior of these three specimens can be was observed.
summarized as follows: 3. In the case of Specimens NC-9, NC-10, and NC-
1. Compared to specimens with discrete transverse 12, at least the first layer of transverse reiiiforcement
446 ACI Structural Journal I July-August 1992
DISPLACEMENT DUCTILITY Mall'lent
<Kip-ln.) i'B90
250 I 2 3 4 7 a HODIF"IED
KE:NT AND PARK - - - - - ·
SHEIKH
Mn
ACI
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HORIZONTAL
LOAD
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Mn
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EFTECT
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Fig. 11-Moment versus curvature, Specimen NC-5
I
450 ACI Structural Journal I July-August 1992