Public International Law Immunity From J

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THE CURIOUS CASE OF BRIGADIER PRIYANKA FERNANDO

Hashane Mallawarachchi

Attorney-at-Law,
LL.B (Honours) London

On the 5th of February 2018, newspapers The trial was held in abstentia and on the 21st

around the globe were highlighting an of January 2019, Brigadier Fernando was

incident which occurred at the convicted (in his absence) of threatening the

Independence Day celebrations of Sri Lanka protesters and an arrest warrant was issued.

in front of the High Commission of Sri Lanka


However, this warrant was later recalled on
in the United Kingdom (UK).
issues raised that the Brigadier was immune

The incident was where an officer of the Sri from prosecution owing to his diplomatic

Lanka Army was alleged to have made death immunity.

threats (throat slitting gesture) to a group of


The purpose of this article is simply to
persons of British and Tamil citizens who
analyse whether the Brigadier can be
were protesting opposite the High
arrested by the UK according to the main
Commission waving LTTE Flags and
principles of Public International Law, and if
allegedly stepping on the Sri Lankan flag.
not, the reasons as to why he cannot be so.

The incident resulted in an action filed by


In order to do this, let us first begin to look
the aggrieved party in the Westminster
at the source of diplomatic immunity which
Magistrates Court citing breach of UK laws.
is sovereign immunity, and proceed as
The Learned Magistrate after having heard
follows.
the submissions made by the aggrieved

party, had issued an arrest warrant on the

said officer Brigadier Priyanka Fernando.

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The Concept of Sovereign Immunity Sovereign to be ‘illimitable, indivisible and

clearly identifiable’, a source of authority


The Concept of Sovereign Immunity in
where commands are backed by threats to a
international law is a direct outcome of the
group of people who habitually obey them2.
following doctrines in international law

which is the Doctrine of Sovereignty and the This is the very essence of a Sovereign. An
Doctrine of Sovereign Equality. absolute ego with absolute authority.

International Law seeks to primarily govern In the Island of Palmas Arbitration3,


the international relations between Sovereignty was defined as follows;
Sovereign States and other institutional “Sovereignty in the relations between States
subjects of international law. It is also signifies independence. Independence in regard
important to understand that international to a portion of the globe is the right to exercise
law operates alongside international therein, to the exclusion of any other State, the
diplomacy, politics and economics.
functions of a State.”

Therefore, as Sovereign States are the


However in international law, since there
primary actors in the international arena,
are many Sovereign States, and as each State
the Doctrine of Sovereignty imputes that
strives to dominate over each other either
each State has a right of control to the
militarily, politically and/or economically,
exclusion of all others the functions of a
international law has introduced key
Sovereign1.
doctrines to mitigate the general problems

posed by the Doctrine of Sovereignty.

What is Sovereignty?

There are many definitions to this type of

question. Professor John Austin defined the

1 Island of Palmas Arbitration [1928] 2 RIAA 829 3 Ibid 1


2 The Providence of Jurisprudence Determined, 1832

2
The Doctrine of Sovereign Equality This principle is also legally enshrined as per

Article 2(7) of the UN Charter6.


The Doctrine of Sovereign Equality is a legal

principle in international law which imputes The legal consequence of the above two

that all states are legally equal despite their doctrines is the Doctrine of Sovereign

physical and practical limitations. Immunity. This doctrine is encompassed in

the maxim that symbolizes the essence of


Naturalist Writer Emir de Vattel4 captured
sovereign immunity which is ‘in par in
the essence of this doctrine by the following
parem non habet imperium’ which is ‘legal
anecdote by saying ‘A dwarf is as much a man
persons of equal standing cannot have their
as a giant; a small republic is no less a
disputes settled in the courts of one of them.
sovereign state than the most powerful
Otherwise, this would be an attack on the
kingdom.’
dignity of a foreign state’7.
This principle is now legally recognized and

enshrined in Article 2(1) of the UN Charter

which states as follows; “The Organization is History of Sovereign Immunity

based on the principle of the sovereign equality


Initially, a State enjoyed absolute
of all its Members.5”
immunity from proceedings in municipal

Furthermore, the consequence of this courts. This immunity was passed on to acts

Doctrine of Sovereign Equality is the which were not necessarily of a public

Principle of Non Interference in the nature.

Domestic Affairs of States, i.e. States by


For e.g. even commercial activity fell under
being legally equal to one another will no
this immunity, therefore if any contract
longer interfere in the domestic affairs of
became frustrated or difficult to perform,
each other.

4The Law of Nations 1759 London 1797 edition 75, 5 United Nations Charter 1945, Article 2(1)
<http://files.libertyfund.org/files/2246/Vattel_1519 6 United Nations Charter 1945, Article 2(7)
_LFeBk.pdf> accessed 04 October 2019 7 De Haber V Queen of Portugal (1951) 17 QB 171

3
parties would rely on sovereign immunity to However, in the landmark US case of

escape any legal obligations. The Schooner Exchange10, the restrictive

approach was applied where the case led to


In the case of The Parlement Belge (1878),
the categorisation of acts of which sovereign
the defendant ship was owned by the King
immunity was distinguished and recognised
of the Belgians. It was a mail boat engaged
only for only certain acts.
in the channel crossings which had been

involved in a collision. Thus, state immunity would only apply to

acts of public or official capacity of a state


The Court8 initially held that as the mail ship
(jure imperii) and acts which immunity
was only involved in commercial enterprise
would no longer apply were those which
and as such it was not entitled to immunity.
were private or commercial acts (jure
However this decision was overruled by the
gestionis).
Court of Appeal9 which held that it was

entitled to immunity as it was of absolute As a result, a State could now only claim

immunity. immunity in relation to acts jure imperii

(sovereign or public acts).

Thus in the Privy Council case of The


Qualified (Restrictive) Immunity
Philippine Admiral11 the precedent
The overreliance of absolute immunity in regarding absolute immunity was broken.
areas such as commercial activity made this
This was followed in Trendex v Central
rule of absolute immunity increasingly
Bank of Nigeria12 where the plaintiff sued
difficult to justify. This was because people
the Central Bank of Nigeria for refusing to
began to abuse this rule and this in turn led
honour a letter of credit in respect of a
to an overall lack of trust between states.
contract for the supply of cement. The

8 (1879) 4 PD 129 12 [1977] 1 QB 529


9 CA (1880) LR 5 PD 197
10 11 U.S. (7 Cranch) 116 (1812)
11 [1976] 2 W.L.R. 214 (P.C.), aff'g [1975] 3 C.L. 32

(Hong Kong Sup. Ct.).

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defendant relied on the defence of its action government acts (acts jure imperii) and not

being similar to a state and thus argued that in respect of private acts (jure gestionis).

it was protected by sovereign immunity.


This restriction of immunity (acts jure

The Court of Appeal held that the Central imperii) when applied to agents of State

Bank of Nigeria was a separate entity from which includes Head of State, Diplomats and

the Government of Nigeria and thus was not other high ranking officials come in the form

entitled to immunity. of two applications which are;

Lord Denning in the case stated that 1) Ratione Materiae immunity &

international law now recognised the 2) Ratione Personae immunity.

doctrine of restrictive immunity and that a


This application of restriction of immunity
distinction must be drawn between acts jure
on their power is better explained in the
imperii and acts jure gestionis.
following diagram;

Immunity of State

The case of Head of State and Diplomatic


Immunity of State
Immunity

Historically, the Head of a State (HOS) was

closely associated with a State. Both entities


Absolute immunity (old)
enjoyed under customary international law,

absolute immunity in all areas of their

activities, ranging from civil to criminal

action. Restrictive Immunity


immune

However today, under qualified immunity

(restrictive immunity), a State and its agents Jure Jure


Imperii Gestionis
Official Private acts
enjoy immunity only in respect of
acts are are no longer
immune protected

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Immunity of Head of State and State following any procedure of law, no action
Officials
may take place as such a person, while in
Immunity of Head of State power, will be protected from ratione
and Officials (Diplomats and
other Agents of State) personae immunity.

Legal action can be then taken against only

when such a Head of State leaves or loses


Absolute immunity (old)
power. As such an act would fall beyond his

Restrictive immunity executive function he would not be able to

protect himself under ratione materiae

immunity and as such he can be brought to


Ratione Personae Ratione Materiae
face justice.

While in power, (Once they leave/lose


HOS and Officials power)
are absolutely
immune for actions After the HOS or
Official is no longer in Brigadier Priyanka Fernando
done in both public
and private power, they will only
capacity. (Lasts till be immune for acts According to the diagram above, Brigadier
they are in power) done in official
capacity and not for Priyanka Fernando went to the UK with
acts done in their
private capacity. diplomat and/or consular authority from

Sri Lanka.

As an agent of Sri Lanka, he is protected by


For e.g., the decision of a Head of State to
immunity ratione personae, and his action
declare war is an official act. Therefore such
even though one may argue goes outside the
a person can never be brought to a Court of
line of his duty is still protected as he is still
Law even after leaving office as such an act
an agent of the State.
is of an official nature.
The arrest warrant issued by the Learned
However if such a Head of State decides to
Magistrate of the Westminster Magistrate
engage in some illegally activity without
Court was in fact wrong in law as it in fact

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violates the age old maxim of sovereign The Doctrine of Sovereign Immunity

immunity ‘in par in parem non habet has been criticised to be

imperium’ as well as violates the incompatible with international

inviolability of diplomatic agents criminal law as it aims to shield

guaranteed under the Vienna Convention on Heads of State and other high

Diplomatic Relations 1961. ranking officials from being

accountable for grave human right


Such an act may lead to an equal reciprocal
abuses.
step by the Sending State as was seen in the

landmark US Diplomatic and Consular

Staff in Iran (US V Iran)13, where the


2) The Creation of the International
International Court of Justice stated that
Criminal Court
diplomatic immunity is ‘essential for the

maintenance of relations between states and is


The International Criminal Court
accepted throughout the world by nations of all
(ICC) is the first permanent,
creeds, cultures and political complexion’.
independent international criminal

court of the world whose main task

is to try individuals accused of


Other Issues of Sovereign Immunity
committing the most serious crimes

This Doctrine of Sovereign Immunity has of genocide, crimes against

been further criticised and challenged on humanity and war crimes.

four grounds.

The ICC by virtue of Article 27(2)14


1) Sovereign Immunity is
of the Rome Statute has the power to
incompatible with International
summon and shall not be barred by
Criminal Law
the general immunities or special

13 14The Rome Statute of the International Criminal


International Court of Justice (ICJ), 12 May 1981
Court 2002, Article 27(2)

7
procedural rules which may attach to The recognition by the international

the official capacity of a person, and community that some rules of

has the power to exercise its international law are of a jus cogens

jurisdiction over any such person. nature has led to a challenge of

sovereign immunity.

In such a situation the Executive of

such a country can be summoned by Jus Cogens are principles considered

the ICC at any given time. so fundamental that it overrides all

other sources of law including even

However the power of ICC to issue the Charter of the United Nations

such summons primarily depends on and accordingly, even the laws of

whether a State has signed and immunity has been considerably

ratified its convention, i.e. any State challenged by this phenomena.

who signs and ratifies the Rome

Statute will lose any right to their E.g., genocide, torture, etc.

traditional immunities. Only then

will the ICC be able to wield such

power. 4) Human Rights

As such any country that has not Sovereign Immunity is further

signed or ratified this convention criticised as it has clashed with basic

shall not be bound by its’ summons. human rights such as the right to

access to a court, the right to a

remedy and/or the right to effective


3) The emergence of Jus Cogens protection.
Rules

8
Ways in which Brigadier Priyanka However, given the sensitivity of the

Fernando could have been case, such an action would probably be

summoned. highly unlikely.

It should be noted that there are ways in

which the Brigadier could be summoned


Conclusion
to face charges in the United Kingdom.
Accordingly, it is clear that Brigadier
Given below are some ways the said
Priyanka Fernando cannot be arrested in
Brigadier may be warranted;
the UK as at the time of the incident he

1. If Sri Lanka had waived15 the was an agent of the State who is also

Officer’s diplomatic and consular protected by sovereign immunity and

authority, while he was in the UK also diplomatic immunity guaranteed by

at the time of the order of the the Vienna Convention of Diplomatic

Magistrate, then he could have Relations.

been charged and arrested.


To deny this right would lead to negative

international relations between Sri


2. If the officer after having serving
Lanka and the United Kingdom and a
his term and upon expiry of his
possible legal dispute in the
authority visits the UK again as a
International Court of Justice (ICJ) as
private individual, he may be
has been seen in the previous cases like
arrested.
the US Diplomatic and Consular Staff

in Iran (US V Iran)16 where the ICJ

ordered Iran to pay reparations to the US

15Vienna Convention of Diplomatic Relations 1961, 16 Ibid 13


Article 32(1)

9
for violating the said Vienna

Convention.

Thus in conclusion, it is clear that the

study of immunity as done with the case

of Brigadier Priyanka Fernando is not a

straight forward one as it involves an

understanding and appreciation of

several doctrines and principles of Public

International Law.

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