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Slum typologies and public housing for poor in India

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Ajay Vinodia Sanjeev Singh


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Slum Typologies, Aspiration of Dwellers
and Public Housing for Poor in India
Dr. A. K. Vinodia, Dr. Sanjeev singh Dr. Yogesh K Garg
Asso. Prof & Professor Professor,
Deptt. Of Architecture, SPA, Bhopal Deptt. Of Arch. & Planning, MANIT Bhopal
India India
ajayvinodia@spabhopal.ac.in ar_ykgarg@yahoo.com

Abstract- To tackle with the problem of housing for sections was built in Britain during tenth century [1]. Similar-
urban poor, construction of mass public housing has ly, post industrial cities of nineteenth and twentieth century
been the most preferred approach across the globe. Post DOVRFRQWULEXWHGVLJQL¿FDQWO\E\FUHDWLQJSXEOLFKRXVLQJVWRFNV
industrial cities of nineteenth and twentieth century has for industrial workers however, acceptance of public housing
mostly relied upon creating public housing stocks for in- among the poor had been selective. For example, in the era
dustrial workers and other low income people however, of urban renewal in United States, mass public housing blocks
acceptance of public housing among the poor had been were demolished within few years of its construction because
selective. India also has started many initiatives to re- unaccepted to the dwellers.However public housing has been
solve issues of slums and have undergone many para- best way to provide mass scale housing in less time but, it has
digm shifts from forced evictions to upgrading and public received equal criticism for being sub-standard product. In re-
housing for poor. Recent approaches of slum interven- cent times India is also going with the public housing models
tions are heavily relied upon mass scale public housing to address the issue of slum by providing dwellings in mid rise
for urban poor. However, many such housing projects housing block. Reviews on the performance of these housing
across the nation are failing to attract targeted population initiatives reveals that majority of prototype built housing units
and huge built stock is left unoccupied that has rising across the nation are unoccupied and response of perspec-
questions on the adequacy of design of public housing. tive dwellers are extremely poor. This paper is an attempt to
On other hand, an insight of urban slums in India pres- understand global and Indian approach for public housing for
HQWV YHU\ VSHFL¿F SK\VLFDO DQG VRFLRFXOWXUDO FRQWH[W poor and analyzing slum typologies and dwellers aspirations
These poor settlements may be considered as vernacu- for public housing with case study of Bhopal, India.
ODUVHWWOHPHQWHVWDEOLVKHGE\WKHSHRSOHIURPGLYHUVL¿HG
background and became peculiar in its characteristics II. PUBLIC HOUSING INITIATIVES
in due course of time. These settlements tend to vary
by size, location, physical and socio-economic charac- Social or public housing is an comprehensive term that re-
teristics along with varying degree of potential and con- IHUVWRDIIRUGDEOHKRXVLQJZKLFKEXLOWE\WKHVWDWHRUQRQSUR¿W
straints. Literature evidence shows that policy interven- organizations for economically weaker sections of the society
tions mostly ignores ever existed contextual variations those are unable to pay the full market cost of housing. These
among the slums thus, interventions have been relied KRXVLQJQRUPDOO\GHVLJQHGDFFRUGLQJWRRI¿FLDOO\GHWHUPLQHG
upon underlying principle of replicability through rigid or layouts, norms & standards and widely practiced in western
VHPLULJLGSROLF\IUDPHZRUN+RZHYHUWKHVH³2QH¿WDOO´ world to settle down industrial workers and other low income
approaches have been less effective. population [1].
A study conducted by author has evaluated multiple Great Britain is recognized as one of the earliest exam-
layers of spatial, physical and socioeconomic complexi- ple for providing charitable homes to poor, elderly or vulner-
ties of the slums and found that slums are peculiar rather able sections on a charitable basis during tenth century [1].
than typical. It felts the need to evaluate design of hous- There was extreme demand for decent affordable housing in
ing in the light of housing needs of various slum typolo- nineteenth century when large industrial cities in Britain and
gies and dwellers aspirations. America were struggling with the problems of overcrowding
and inadequate sanitation conditions. During late nineteenth
Key words: Slum typology; Aspiration of slum dwellers; Public century, housing for lower income peoples were created in
housing for poor; tenement blocks in London. Similarly, owners of industries
have also built entire villages such as, Saltaire, and Bourn-
I. INTRODUCTION ville, for their workers in the industrialized northern towns.
Beginning of twentieth century and post World War-I
It has been more than two hundred years to identify slums situation brought real surge for social housing hence, British
and urban poor settlements as part of urban built mass across Parliament passed the ambitious Housing Act which prom-
the world. Over the period of time, perception towards the ised government subsidies for construction of public housing.
slums and consequent policy intervention has also witnessed In response to this local councils built more than one million
many paradigm shifts. Numerous approaches including homes between the two World Wars [2]. During mid 20th cen-
eviction, direct and indirect public housing provision, envi- tury, Parker Morris Committee in its report “Homes for today
ronmental improvements, service provisions etc, have been and tomorrow” recommended space standards for public
experimented during various phases of interventions but, no housing that in some respects actually were better than those
nation; mainly developing countries can claim to resolve their in private housing. However, these standards were scrapped
problems by housing the poor. Slums are still considered as by the Conservative government in 1980.
threats to urban systems imposing many challenges for city      0RVW XUEDQL]HG DQG UHODWLYHO\ DIÀXHQW FRXQWULHV GHYHO-
functioning. To resolve the problems of slums at fast rate, oped their own approaches during the early twentieth century,
construction of mass public housing for urban poor has been some of which became substantial components of total hous-
SUDFWLFHGDV¿UVWVLQFHUHHIIRUWVWRUHKDELOLWDWHSRRUZLWKLQWKH ing supply. The role of such housing varied considerably from
city. Earliest public housing for poor, elderly and vulnerable one country to another, though a few broad themes can be
LGHQWL¿HG>@

Proceedings_ICTOAD_2017.indd 132 4/3/2017 2:37:17 PM


Slum Typologies, Aspiraon of Dwellersand Public Housing for Poor in India  133

The key consideration in the type of public housing de- III. RECENT SOCIAL HOUSING EFFORTS IN INDIA
signs has been governed by the political and economic struc-
ture of a country. Provision of large number of public housing Economic growth potential of cities has always acted
to countrymen was the most important task of government as magnet that attracts poor migrants into the urban centres.
during Post war period in Japan. Public housing has largely This has been a characteristic feature of the development
been concerned with the number, rather than the quality thus, process since the Industrial Revolution. Increase in urbaniza-
UHIHUUHG WR DV µUDEELW KXWFKHV¶ >@ 6RFLDO KRXVLQJ LQ 8QLWHG tion always been accompanied by the equally rapid growth of
6WDWHVKDGLQÀXHQFHRIPDUNHWIRUFHVLQZKLFKPHUHO\¿YHSHU- slums, squatter and other informal settlements [5]. It has also
cent of the population those unable to meet their needs within been recognized `that slum formation generally associates
the wider market have a safety net. with many social, economic and environmental problems [6].
In some of the mixed economy countries like Scandi- Problems of housing to poor migrant and ever growing
navia, design and quality of public housing were equally at- slums and squatters in India has witnessed since indepen-
tractive as housing of higher classes and there was no social dence. Government of India has started many initiatives to
stigma involved. Similarly in Germany, there has been variety resolve issues related with slums and have undergone para-
of ownership forms of rental housing available in the market digm shifts from forced evictions to provision of social housing
in which, one cannot distinguish difference between non-prof- of recent times. According to estimates of national building or-
LWEDVHGDQGSUR¿WEDVHGKRXVLQJ7KHVHGLYHUVL¿HGKRXVLQJ ganization (NBO) India, housing shortage in India was 10.56
options also helped to reduce social stigma attached with so- million in 2001 and reached to 24.71 in 2007. Another report
cial housing for poor. However, since 1990, many countries submitted by a technical committee to the Ministry of Hous-
started to prefer owner occupation rather than rentals for ex- ing and Urban Poverty Alleviation (MHUPA), declares that
ample, overall level of owner occupation in the Netherlands ,QGLD¶VXUEDQKRXVLQJVKRUWDJHLVHVWLPDWHGDVPLOOLRQ
rose from 28% in 1945 to 47% in 1993 and 53% in 1998 [3]. in 2012 [7]. This reduction in housing shortage has been the
Many public housing in UK were sold off or demolished and outcomes of the mass scale construction of public housing
subsidies were reduced or withdrawn. Government subsi- for poor under Jawaharlal Nehru National Urban Renewable
dies in the UK switched from supporting social housing to 0LVVLRQ -11850 DÀDJVKLSSURMHFWRI*RYHUQPHQWRI,QGLD
home-owners and due to this changing political and economic aimed to improving urban infrastructure and services. It was
approach a steady increase in home ownership became the launched in 2005 and implemented its proposals till 2015. The
most common form of housing in the Europe [4]. programme consist of two major sub-components; (i) Basic
The nations, who follow communist philosophy, gener- Services for Urban Poor (BSUP) applicable for million plus
ally had created mass public housing for all its population re- cities and (ii) Integrated Housing and Slum Development Pro-
gardless of income status. From Rasia to Chaina highly stan- gramme (IHSDP) applicable in other cities, focused to improve
dardized, prototyped and faceless mass housing units was the conditions of Indian slums and providing affordable social
SURGXFHGRYHUZKLFKFLWL]HQVKDYHOLWWOHRUQRFRQWURO4XDQ- housing to urban poor. This scheme includes slum up-grada-
tity has often been achieved at the expense of quality. With tion and construction of new houses along with infrastructure
the collapse of the Soviet Union, housing market switched facilities like roads, water supply and sewerages.
towards a market economy and existing housing stock was These models where based on heavily subsidized low-
made private however, land ownership was retained by the cost housing programmes that rely on high economic growth
state so that residents cannot mortgage their properties. that will bring improvement of housing conditions and help to
In some countries like china, hong kong and Singapore eliminate urban slums. The favored approach during this era
SXEOLFVHFWRUKDVH[HUWHGDVWURQJLQÀXHQFHRQHFRQRPLFSRO- of slum upgrading was demolition of slums and replacement
icies and resource allocation. Government took responsibility with mid and high-rise public housing blocks mostly at the out-
for housing to their populations and privately owned housing skirts of the city.
was restricted or banned altogether. In some cases, govern- A report of Ministry of Housing and Urban Poverty Alle-
ments nationalized all land and most of the housing stock. viation, Government of India on the status of implementation
Concept of social housing in developing countries like of public housing projects under BSUP and IHSDP during
India has been introduced during colonial period by the British 2005- 2014 reveals that, BSUP was operational in 62 cities
rule and large number of public housing was created in New of 32 states and a total of 479 projects were undertaken with
Delhi, Calcutta and Lahore, mainly to accommodate colonial total cost of Rs. 2650 million. Another programme known as
civil servants [1]. These public housing were ranged from IHSDP, was operational in 886 towns of 33 cities and a to-
modest to palatial mansions and allocation was according to tal of 1036 projects were undertaken costing a total of Rs.
rank in which, best properties in terms of size and location 1097 millions. Data shows that out of total 1.52 million houses
were offered to senior staff whereas, lower staff gets more sanctioned under BSUP & IHSDP, only 51.8 % units could
modest housing. After independence, existing public housing construct in ten years (2005-2015) whereas, occupancy rate
VWRFNVZDVWDNHQRYHUE\JRYHUQPHQWRI¿FLDOV,QÀX[RIODUJH of completed housing has been further poor at 38.6% only
number of people due to partition and migration of rural poor [8]. Similar to the national trends, out of 38441 housing units
to urban centres imposed greater challenges. Cities were not sanctioned for state of Madhya Pradesh, nearly 40% con-
in a position to provide decent housing to increased urban structed units of BSUP and 75% built units of IHSDP pro-
population and migrants. Informal settlements started to grow grammes were reported unoccupied as on February, 2016 [9].
within the major cities in India. In next few decades efforts This Large scale social housing initiative was an appreciable
have been made to increase housing stock and improve con- effort of the government of India to provide housing to urban
dition of slums, but housing supply was very slow compared poor but, high rate of unoccupied constructed housing has
with the demand. This shortfall has contributed to house price raised many questions on the success of the programme. This
LQÀDWLRQDQGH[FOXGHGWKHXUEDQSRRUIURPIRUPDOKRXVLQJUH- mode of development have received many criticism for creat-
sulting growth of slums and informal settlements. ing disruptions to the existing social, economic, and political
ties of existing neighborhoods. The guidelines provided under
the programme for housing developments were quite strin-
gent and rigid that does not allowed

Proceedings_ICTOAD_2017.indd 133 4/3/2017 2:37:17 PM


134 First Internaonal Conference on Theory of Architectural Design: Global Pracces Amid Local Milieu

much variation in the design of units. The cost ceiling also It ranged from highly insecure (erected over objectionable
do not allow quality of construction and forced to go with the land) to highly secure tenure.
high density multi-storied cubical. The housing designs also
received criticism being unsupportive to the lifestyle and liveli- Similarly, assessment for vulnerability of slums was car-
hood practices of the poor. ried out by evaluating physical attributes that includes param-
eters and variables related to the conditions of housing and
A post occupancy evaluation was conducted in some of infrastructure. It was noticed that housing and infrastructural
the BSUP project of Bhopal city in 2013. Slum dwellers main- condition of slums also tends to very across the city. Dwelling
ly those engaged in informal sector activities and use their sizes were as low as 9 sq. m. one room unit to more than
dwellings for means of livelihood reportedly suffered for eco- 100 sq. m. multiple room houses, material of dwellings rang-
nomic break down. Evaluation concluded that, dwellers had HVIURPYHU\LQ¿UPOLNHSRO\WKHQHWRYHU\VWURQJOLNHFRQFUHWH
VWURQJYLHZWKDWWKH\ZHUHPRUHVDWLV¿HGLQWKHLUVOXPV>@ similarly, condition of houses ranged from unserviceable to
6XFK¿QGLQJDJDLQUHLQIRUFHWKHLGHDWKDWGLUHFWSXEOLFKRXV- permanent structure. Inter slums variation also found for in-
LQJDSDUWPHQWVDVUHIXVHGHDUOLHULQVVWLOO¿QGLQJGLI¿FXO- house bathing and toilet facilities, availability of pipe water
ties to become popular among poor. Another major criticism supply and connectivity of roads, sewer & drainage electrical
was on the misinterpretation of urban poor settlement within and waste collection with city networks systems.
the policy framework that do not pays regards for contextual
variations of poor settlement, dynamics of life under scarcity, Inter slums variation for the parameters of affordability
composition, livelihood practices, socio-cultural behavior and was found relatively less but, majority of dwellers informed
aspirations of the poor. that their family income has been very low that does not al-
The experience of social housing for poor under BSUP lows them to own decent house in open housing market. How-
and IHSDP programme were not much successful even ever income of slums households are reported low and ma-
though, Government of India in 2014 had introduced anoth- jority of them earns their livelihood from informal sector but,
er public housing scheme called as Rajiv Awas Yojona (RAY) income levels and livelihood patterns are not uniform across
with a vision of slum-free cities. However, due to change in the slums. In fact there is intra slum variation for income.
political regime Rajiv Awas Yojona was stopped and new pro-
gramme called as Pradhan Mantri Awas Yojana (PMAY) was For the parameter of acceptability, aspirational attributes
introduced in 2016 with aims to provide housing for all and includes psychological aspects such as, degree of satisfac-
to create 20 million housing till 2022. Outcomes of these two tion with the conditions of slum, threats of relocation and
programmes are awaited till date. choice of development were evaluated. It was noticed that
responses of households at both inter and intra slum on as-
IV. SLUM TYPOLOGIES AND DWELLERS pirational attributes have been inconsistent. Opinion for the
ASPIRATIONS choice of development options i.e. in-situ or relocation, major-
ity had preference for in-situ however, inclination towards the
Wide criticism of public housing, Continuing marginal relocation through subsidised public housing was also noticed
success and low acceptance of public housing programmes in the slums subjected to unsecured tenure and prone to evict.
among the targeted population have provided scope to un- On the basis of research analysis this was concluded that,
derstand needs and aspirations of the poor. Social housing contrary to the popular wisdom, urban poor settlements were
for poor in India are usually based on underlying principle of found atypical. These settlements tend to vary by size, loca-
replicability and National regulatory framework often ignores tion, physical and socio-economic characteristics along with
actual housing needs of the poor [10]. Review of slum policies varying degree of potential and constraints. However, national
and programmes in India provides clear indications that many regulatory framework often ignores contextual needs of the
national or state sponsored slum intervention programmes poor [10]. Interventions have been relied upon underlying
ZHUH EDVHG RQ WZR PDLQ DVVXPSWLRQV ¿UVW VOXPV DUH W\SL- principle of replicability in which prototyped designs were im-
FDOVHWWOHPHQWDQGWKHLUGH¿FLHQFLHVZRXOGEHVLPLODUVHFRQG plemented irrespective of context. However, these top-down
slum dwellers would have similar expectations. A study was DQG³2QH¿WDOO´DSSURDFKHVKDYHDOZD\VEHHQOHVVHIIHFWLYH
conducted by author to identify whether slums are typical or among the slum households. Infact, multiple layers and varied
not. Findings of study have been presented below. dimensions of spatial, physical, socioeconomic and cultural
complexities of the urban poor settlements does not allow a
A. Analysis and Findings single or uniform strategy to tackle the problems of the slums.
7KHFKLVTXDUHWHVWZDVFRQGXFWHGZLWKLGHQWL¿HGYDUL- Thus, it can be argues that, housing programmes for poor
ables and parameters. Statistical analysis found that, out of VKRXOGEHFRQWH[WVSHFL¿FLQZKLFKUHVSHFWVKRXOGEHJLYHQ
90 variables, 72 variables stood for rejection of null hypoth- to local contextual conditions. This may lead to increase wider
esis i.e. “Slums are typical settlements”. On the basis of acceptance among the slum households [18].
numbers, statistical analysis concluded that, empirical under-
standing that considers slums as “typical settlements” seems V. DISCOURSE ON RECENT PUBLIC HOUSING
to be incorrect. IN INDIA
Apart from the statistical analysis, qualitative analysis
also brought some evidence that, there have been wide varia- Recently implemented large scale public housing scheme
WLRQVDPRQJWKHXUEDQSRRUVHWWOHPHQWLGHQWL¿HGDVVOXPVE\ for poor (BSUP & IHSDP) in India has been reported under-
the local administration. For example, if we look at the spatial performed. Through various researches major cause for mar-
attributes that includes origin and growth of slums, its age, ginal success and high rate of refusal from the intended pop-
land use, land ownerships, land values, land conditions/ con- XODWLRQDUHLGHQWL¿HGDVIROORZV
strains, tenure types and density etc. are not constant across
the slums. In fact condition of slums tends to vary from one A. The BSUP, contrary to its intention, has become a hous-
settlement to another. In Bhopal city, there have been some ing construction project instead of a programme made to pro-
twenty eight types of land ownerships on which slums and vide basic services to the urban poor. New unit construction is
squatters have their footprints. the easiest approach to be followed for slum redevelopment/

Proceedings_ICTOAD_2017.indd 134 4/3/2017 2:37:17 PM


Slum Typologies, Aspiraon of Dwellersand Public Housing for Poor in India  135

rehabilitation, and in the absence of any guiding principle to increase in expenditures.


select an option for a particular slum, most cities have opted
for it [12]. VI. CONCLUSIONS

%4XDOLW\RIFRQVWUXFWLRQLQWKHVHSURMHFWVZDVH[WUHPHO\ Slum interventions can broadly be divided into two types


SRRU WKLV KDV EHHQ UHVXOW RI ORZHU VSHFL¿FDWLRQV RI EXLOGLQJ i.e. In-situ interventions and relocation projects. Neither every
material and construction methods governed by the proposed slum of the urban landscape can be upgraded at their existing
ceiling on area and cost of the units. A housing unit of 25 sq. locations nor, each slum can be moved away from the city.
m. carpet area or 32 sq. m. built up area was to be constructed Under scarcity of urban land, ever growing migration and land
within 100 thousand rupees. Plinth area rate of unit account- values in cities, public housing has been good option to tackle
HG IRU ൠ  SHU VT P ZKLFK VWDQGV DW OHDVW WKUHH WLPHV with the problem of housing shortage. However, experience
lower than the standard plinth area rates. To keep cost within with the recent public housing programmes (BSUP and IHS-
UDQJH PDQ\ FRPSURPLVHV GRQH ZLWK WKH VWUXFWXUH ¿QLVKLQJ DP) was not exciting. A huge amount of money was spent in
PDWHULDOVTXDOLW\DQGTXDQWLW\RI¿[WXUHV¿QDOO\UHVXOWHGLQWR large scale housing for urban poor. These subsidized housing
substandard product. were succeeded to construct houses at faster rate but failed
to attract target population. Apart from the lower acceptance,
C. Delays in estimated time of execution have resulted in low occupancy rate and poor quality of housing stocks, major
escalation of the costs in compression to the initial estimates drawback of these housing was that it could not succeeded
by the government. For example, in case of Shabari Nagar to abolish social stigma attached with the people occupied
slum redevelopment project of Bhopal, the initial amount of these housing. Unlike western counterparts, where difference
EHQH¿FLDU\VKDUHZDVSURSRVHGDVൠWKRXVDQGKRZHYHU between state assisted social housing for poor and other non
at the completion of project, cost escalations were passed on poor housing has been minimal. Many slum upgradation proj-
WREHQH¿FLDU\WKXVWKHLUFRQWULEXWLRQUDLVHGIURPൠWRൠ ects or newly developed housing for poor in India could not
RULQIHZFDVHVൠ>@$VDUHVXOWWKHVHKRXV- PHUJHGZLWKWKHQRQVOXPGHYHORSPHQWDQGFDQEHLGHQWL¿HG
LQJXQLWVEHFDPHXQDIIRUGDEOHIRUPRVWEHQH¿FLDULHV or regarded as slum. It may be due to in search of affordable
solutions, we are producing poor product for poor people.
D. Huge housing stock of BSUP & IHSDP was found Perception of slum dwellers for recent social/public housing
unused and unoccupied in many cities and town in India. For can be noticed from the statement received during interviews
example, 57% BSUP housing in Bangalore city [14], and al- conducted for social audit in Bhopal ”It is a zoo and we are
most 90% in Greater Hyderabad was left unoccupied [15]. QRZEHHQWUHDWHGDVDQLPDOVZKRKDYHEHHQ¿OOHGLQWKHVH
The reasons cited in Hyderabad were distance to workplaces, cage-like houses with bad construction quality and without
and lack of schools and hospitals. This is not viable and does proper amenities. We are poor. What could we do? Whom to
QRWPHHWWKHFULWHULDRIµDGHTXDWHKRXVLQJ¶>@,QIDFWDVVLVWHG believe?” [13]
in evicting the poor from the valuable lands located in the city
centre. [17] However, public housing (BSUP & IHSDP) were not much
successful to get popularity among the poor but, in 2014, gov-
E. High rate of unoccupied built housing has also been no- ernment had introduced social housing programme called as,
ticed in cases where relocation projects have been developed Rajiv Awas Yojana (RAY) and later Pradhan Mantri Awas Yo-
at or within close proximity of existing slums. For example, jana (PMAY), in 2016 with aims to create 20 million housing till
41% BSUP and 75 % IHSDP housing in Madhya Pradesh 2022. PMAY, is a more open programme based on community
have also remained unoccupied [9]. participation and provides many options to the cities to make
slums more habitable. Outcomes of these two programmes
F. According to the post occupancy evaluation and social are awaited however; one can only hope that new housing
audit of few slums in Bhopal, lower preferences to shift into programmes will facilitate a more reliable solution for slum
the housing constructed at close proximity of existing slums up-gradation and redevelopment. There is need to learn les-
have been due to multiple reasons. Some are dissatisfaction son from the past experiences and future policies and pro-
with the design and quality of unit whereas, for others cost is grammes should be more realistic, pragmatic and inclusive.
unaffordable and to some size of units is smaller than what 3URMHFW IRUPXODWLRQ DQG GHVLJQV VKRXOG EH FRQWH[W VSHFL¿F
they have in slums. It has been noticed that, net liveable area and proposals should be made by involving the actual tar-
in the initial approved plan was 23.21 sq. m., which was re- geted population. New programmes either, upgradation or
duced to mere 20.8 sq. m., very much lower than the BSUP redevelopment through social housing, focus should be on to
standard of 25 sq. m. There was no glass panes on the win- remove social stigma attached with the urban poor settlement.
dows, front doors opened in dark tunnel-like corridors, stairs
does not reaches to terrace for maintenance of water tanks, REFERENCES
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136 First Internaonal Conference on Theory of Architectural Design: Global Pracces Amid Local Milieu

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