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Original article
a r t i c l e i n f o a b s t r a c t
Article history: In this study, the main execution activities associated with global roadways construction projects (RCPs)
Received 15 January 2021 were identified and categorized into five main activities of RCPs as follows: (A) Preliminary Preparations;
Accepted 5 May 2021 (B) Earth works (cut/fill); (C) Implementing of sub-base and base layers; (D) Implementing of bituminous
Available online xxxx
layers and (E) Traffic safety and road furniture. A field survey was conducted, and a comprehensive prac-
tical risk checklist consists of crucial 39 risk factors affecting RCPs activities in Egypt was introduced as a
Keywords: case study. The probability of occurrence and the impacts on RCPs objectives (time, cost, and quality) and
Egypt
the risk severity were determined while the key risk factors were highlighted. The correlations between
Risk analysis
Roads
the risk factors indices were measured and the strongest relationship was found between time and cost
Execution activities severities. The weights of time and cost percentages of each activity were identified as well as the
Time expected percentages of time and cost overruns. Activity (B) had the highest percentages of execution
Cost time and associated cost among the whole activities i.e. 31% for time and 29% for cost. While the average
Quality overall time and cost overruns were found (15–20) % and (10–15) % respectively. The effect on the quality
of each activity and the overall effect on the project’s final quality were also evaluated. The results indi-
cated high effect on the quality of activities (A), (B) and (D) and moderate effect on activities (C) and (E).
Furthermore, the influence on the overall quality of the entire project was found with high effect.
Ó 2021 The Authors. Production and hosting by Elsevier B.V. on behalf of King Saud University. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
https://doi.org/10.1016/j.jksues.2021.05.004
1018-3639/Ó 2021 The Authors. Production and hosting by Elsevier B.V. on behalf of King Saud University.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Please cite this article as: U.H. Issa, Khaled Gamal Marouf and H. Faheem, Analysis of risk factors affecting the main execution activities of roadways con-
struction projects, Journal of King Saud University – Engineering Sciences, https://doi.org/10.1016/j.jksues.2021.05.004
U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
approach of value engineering (VE) for RCP which will significantly cost, and quality as well as the risk factors severity and magnitude.
affect the objectives of the project. The VE approach can reduce the Fig. 2 indicates a summary of the research methodology.
cost by 20% to 30%, enhance the operational performance by 40% to
50%, and the product quality can be upgraded by 30% to 50%. Mahdi
et al. (2020). Unegbu et al. (2020) investigated the relationship
between project performance measures and project management 5. Data collection
practices of construction projects for the construction industry in
Nigeria. This paper attempted to cover the gap between the listed The data collection process was planned and accomplished
risks in previous studies and their associated effect via gathering a based on the research methodology to assure a high level of relia-
practical concentrated risk check list without redundancy nor bility in the collected data. A survey questionnaire was used to col-
brevity and to divide the risks into groups with respect to the RCPs lect the required information for this study. The questionnaire
execution activities. Therefore, a list of 39 risk factors divided into form was designed and built in a simple and clear format to assure
5 groups were identified. In addition to identifying the weights of that participants can autonomously understand and effectively
each risk factor ant its effect on the project’s time, cost, and quality. respond to the questions. The Data was carefully collected and
The paper also attempted to measure the impacts on quality due to gathered to be ready for the next step of the research i.e. the data
the fact that satisfying the quality conditions of a contract is as analysis.
important as satisfying time and cost constraints and this part
wasn’t covered much in the previous studies.
4. Research methodology
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
5.1. Structure of questionnaire form The main activities of RCPs implementation as identified were:
(A) preliminary preparations prior to commencement of the pro-
At the initial stage of the brainstorming session to identify the ject including the preliminary studies, design review, soil investi-
risk factors affecting RCPs, fifty-four risk factors were identified gation, Hydrogeological studies along the roadway path, and
then it was revised and consolidated into thirty-nine risk factors preliminary preparation such as the required logistics, project’s
affecting five main activities that represent the main activities of access, and egress. . .etc. (B) earthworks (cut/fill) to achieve the
RCPs execution. Experts participated in many brainstorming ses- design levels of the roadway including all the relevant activities
sions and semi-structured interviews to identify the main execu- of survey works, quality control, materials tests, and availability
tion activities and the associated risks which form the structure and management of project equipment and resources. (C) imple-
of the questionnaire as well as identification of the probability of mentation of sub-base and base layers including all the relevant
occurrence and the impact of each risk on time, cost, and quality works which required a high level of quality at this segment of
of the project. The questionnaire form was prepared in two formats the project. (D) implementation of surface layers (bituminous lay-
to facilitate the distribution and collection of data. The first format ers) which could be considered the actual final segment of the pro-
was printed in hard copies which were handed over to some of the ject life cycle, since at this stage the project would be substantially
participants where applicable, another online e-form was prepared completed excluding some complimentary works which repre-
and distributed. sents the fifth activity (E) traffic safety & road furniture including
Three divisions formed the structure of the questionnaire form. the construction of toll gates, roadway marking, traffic barriers,
The main portion of the questionnaire was concentrated in the sec- installation of lights and other roadways safety measures where
ond division, where the risk factors were described according to applicable according to international standards and local authori-
the relevant execution activity. In this part of the questionnaire, ties regulations (Li et al., 2019). Moreover, (Sinz et al., 2013) stud-
the respondents were demanded to identify the probability of ied the safety measures for avoiding or mitigating the occupant
occurrence of each risk factor and its impact on time, cost, and exposure in collisions with large animals which is relevant to activ-
quality in line with their experience in the field of RCPs execution. ity (E). While (Sani et al., 2020) obtained an optimum blend of soils
In order to standardize the opinions of participants in identifying that is recommended for used as sub-based material for lightly
the percentage of occurrence probability as well as the weight of trafficked roads which is relevant to activity (C).
risk impact and severity, pre-defined percentages were introduced Table 2 shows the main implementation activities of RCPs and a
based on linguistic variables used in similar studies as shown in detailed description of the associated risk factors as selected from
Table 1 (Issa and Ahmed, 2014; Ahmad et al., 2013). However, previous studies (Ahmad et al., 2013; Issa, 2010; Issa et al., 2015;
the first division of the questionnaire form incorporates the partic- Issa and Ahmed, 2014; Jannadi and Almishari, 2003; Mosaad
ipant personal details such as name, place of work, and phone no. et al., 2018; Renuka et al., 2014; Shen et al., 2001; Aziz, 2013;
which is optional fields and another mandatory field to be filled Aziz and Abdel-Hakam, 2016; Eskander, 2018). The total number
such as the number of years of experience in the field of RCPs as of risk factors is 39 risk factors allocated into five groups. Group
well as the category of work whether it’s contractor, consultant, (A) includes 9 factors, group (B) includes 15 factors, group (C)
or owner’s representative. While the third division of the question- includes 7 factors, group (D) includes 4 factors, and group (E)
naire was related to the main activities of the RCPs to identify the includes 4 factors. It was noticed that activity (B) pertaining to
overall percentage of time and cost of each activity compared to earthworks has the largest number of associated risk factors
the whole project to identify the weight of each activity. Also, among all the other activities.
the participants were asked about the percentage of projects com-
pleted on time and within the budget without time and cost over-
runs according to their experience and they were asked to identify 5.3. Questionnaire circulation and response rates
the expected overall cost and time overruns during the project due
to the occurrence of the identified risks. The overall impact of risk In order to assure adverse and comprehensive results of the sur-
factors on the quality of each activity was also identified in the vey, the questionnaire was distributed among different categories
third division of the questionnaire. of engineers in terms of years of experience and kind of represen-
tation in the project whether a contractor, consultant, or owner
(Mosaad et al., 2018). The total number of questionnaires
5.2. RCPSs activities and relevant risk factors responded by participants was eighty-four while the circulated
questionnaires were one hundred-ten. In some cases, the desired
Many researchers attempted to study risks in Egyptian con- output can be obtained by 33 questionnaires only (Galvin, 2015;
struction projects in the past few years (Osman et al., 2020). A Townsend, 2013). The questionnaire was distributed among engi-
recent study assessed the role of value management in controlling neers working on projects covers different regions in Egypt. The
budget overrun, with special reference to residential projects in number of respondents according to the category of representation
Egypt (Khodeir and Nabawy, 2019). In this study, in order to iden- in the project and the response rate of the circulated question-
tify the RCPs associated risks, the execution activities had to be naires is shown in Table 3. Regarding years of experience (YOE),
identified and well described as explained earlier. As a result of it was grouped into four categories and the respondents were clas-
the brainstorming sessions and semi-structured interviews five sified accordingly. There’s no doubt that experts who have more
main execution activities were identified, each main activity repre- years of experience in the field of RCPs will have more reputation
sents a segment or a milestone of the project life cycle incorporat- and strength in their replies and participation more than those
ing subsidiary activities during the execution phase. who have fewer years of experience. Fig. 3 illustrates the percent-
Table 1
linguistic variables and relevant percentage range.
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
Table 2
Risks associated with main activities of RCPs execution.
Table 3
Questionnaire return-rate and frequency of participation.
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
Table 5
Risk factors indices for time, cost, and quality (RFIT, RFIC, RFIQ).
Risk Factor RFIT RFIC RFIQ Risk Factor RFIT RFIC RFIQ
RF1 0.306 0.323 0.378 RF21 0.310 0.329 0.283
RF2 0.264 0.337 0.289 RF22 0.235 0.241 0.197
RF3 0.322 0.316 0.294 RF23 0.305 0.247 0.310
RF4 0.163 0.184 0.133 RF24 0.305 0.249 0.246
RF5 0.257 0.250 0.179 RF25 0.297 0.262 0.398
RF6 0.191 0.184 0.146 RF26 0.233 0.232 0.172
RF7 0.193 0.163 0.191 RF27 0.209 0.197 0.207
RF8 0.243 0.261 0.293 RF28 0.210 0.243 0.121
RF9 0.318 0.284 0.261 RF29 0.213 0.217 0.276
RF10 0.138 0.206 0.133 RF30 0.378 0.384 0.236
RF11 0.233 0.211 0.196 RF31 0.228 0.216 0.229
RF12 0.227 0.192 0.193 RF32 0.302 0.307 0.305
RF13 0.129 0.153 0.159 RF33 0.268 0.268 0.210
RF14 0.285 0.162 0.180 RF34 0.224 0.249 0.245
RF15 0.346 0.326 0.240 RF35 0.152 0.187 0.197
RF16 0.205 0.253 0.117 RF36 0.195 0.199 0.217
RF17 0.173 0.178 0.233 RF37 0.160 0.165 0.134
RF18 0.190 0.170 0.131 RF38 0.171 0.205 0.190
RF19 0.170 0.160 0.123 RF39 0.175 0.150 0.121
RF20 0.222 0.210 0.252
6.2. Correlation between risk factors indices upper edge is representing the 75th percentile, whereas the 25th
percentile is represented at the box lower edge, and the median
The strength of the relationship between every two sets of is represented by a line drawn in the middle of the box. The ends
indices values (PI, IIT, IIC, IIQ, RFIT, RFIC, RFIQ) can be measured of the lines (named whiskers) denote the maximum and minimum
by obtaining the correlation coefficient value for each pair of values of the data set unless there are outliers. In order to compare
indices. The correlation matrix shown in Table 6 indicates the the sets of data for the values of RFIT, RFIC, and RFIQ for risk factors
determined values of the correlation coefficient (R). that affect RCPs activities. In order to simplify the comparison
The readings in the correlation matrix refer to: (1) The highest between the RFI values for the five main activities (the Five imple-
R-value (R = 0.832) was found at the relationship between (RFIT/ mentation Segments), the boxplot was established for each main
RFIC) which refers to the strong relationship between these two activity using the values of RFIT, RFIC, and RFIQ respectively as
indices. (2) The R-value was found high as well in the relationship shown in Fig. 4a.
between (RFIT/RFIQ) i.e. R = 0.665 and (RFIC/RFIQ) i.e. R = 0.628. Generally, it can be noticed that all the activities didn’t have
Generally, the results refer to the strong relationship among the outlier risk factors, except for Activity (C) which had one outlier
severity indices for time, cost, and quality. (3) The R-value was for cost only, the outlier was RF30- (Delay in applying the next
noticed relatively high in the relationships between the probability layer of the road leads to erosion of the existing layer). It’s notice-
of occurrence and the severity indices as follows: (RFIT/PI), (RFIC/ able also that the box range of activity (C) RFI values is compara-
PI), (RFIQ/PI) where R values were R = 0.786, R = 0.745, and tively short, which indicates that the RFIs values are close to
R = 0.750, respectively. (4) Whereas the R values were moderate each other. Also, the box range of RFIC values at the activity (C)
in the relationship between the impact indices and the severity is the shortest range among the other activities. Unlike activity
indices for time and cost i.e. (IIT/RFIT) and (IIC/RFIC) where R val- (A), activity (B), and activity (D) which had a large range of boxplot
ues were R = 0.488 and R = 0.420 for time and cost, respectively. values.
However, the relationship between the impact index and severity The wide range refers to the high differences between the RFIs
index for quality was observed to be high since R = 0.662, which values for factors affecting this activity also the RFI value at activity
indicates a strong relationship among (IIQ/RFIQ). (D) are higher than the other activities. Activity(E) has a compara-
tively short range of boxplot values for RFIT and RFIC despite the
large range of RFIQ. While Fig. 4b was drawn for the five activities
6.3. Boxplot analysis of RCPs activities side-by-side according to the values of RFIT, RFIC, and RFIQ to facil-
itate and simplify the comparison task according to the risk factors
Tukey J.W. introduced a graphically-based method of identify- indices. large range of RFIQ.
ing outliers and considered the boxplot analysis as an effective Regarding RFIT comparison, it can be noticed that the box
method for data representation (Mosteller and Tukey, 1977). It ranges of activities (A), (B), and (D) had a large range of boxplot
can provide a rapid graphical brief that easily shows center, spread, values more than activity (C), and the least range was represented
range, and any outliers. The box covers 50% of the data, and the box
Table 6
Correlation matrix between risk factors indices.
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
One of the main and crucial objectives of this study was to iden-
tify the weights of time and cost of the five main activities during
the execution phase. The relationship between the execution time
of the activities and the relevant cost will be analyzed as well. In
addition to evaluating the overall time and cost overruns of the
RCPs. The delivery of a successful project must be subjected to a
high level of quality control during the execution activities which
will affect the quality of the final product. Several studies were
concerned about the quality of roadways projects. A recent study
utilized an android application to record smartphone sensor read-
ings while driving over the road to measure the road anomalies i.e.
road surface quality (El-Kady et al., 2019). Despite these efforts
Fig 4a. Boxplot analysis for the five execution activities. still, it’s necessary to study the effect of risk factors on the quality
of each execution activity not only the road surface. This paper
studied and evaluated the effect of the risk factors on each main
by activity (E), but there are no outliers in this group. While RFIC execution activity of the RCPs as well as the effect on the entire
comparison, only activity (C) had an outlier, which is RF30, while project’s quality.
activities (A) and (B) had the widest ranges. Whereas activity (E)
had the least range. Whereas RFIQ comparison, activity (C) fol- 6.5.1. Analysis of time, cost, and influence of risk factors on RCPs
lowed by activity (A) had the largest ranges among all other activ- quality
ities respectively, while the box range of the five activities is The experts were asked in the questionnaire to provide the
comparatively close to each other and no outliers were detected expected percentage for each execution activity in terms of time
in this group as well. and cost. Fig. 5a and Fig. 5b are showing the main five execution
activities and the associated percentage of time and cost during
the execution of the roadway project. The findings of activities per-
centages representation indicate that activity-B (earthworks ‘‘cut/-
6.4. Key risk factors affecting RCPs activities
fill” to achieve the design levels of the roadway), had the highest
representation in terms of time and cost, i.e. 31% for time and
One of the main objectives of this study was to identify and
29% for cost. While activity-E (traffic safety & road furniture),
classify the key risk factors affecting the project objectives. Provid-
had the lowest representation of time and cost percentages among
ing such an approach will help the project managers to prioritize
the entire execution activities, i.e. 10% for time and 11% for cost.
and concentrate on the risk factors which have the highest effect
The percentages of time and cost representations are proportional
on the success of the project scope within the limit of the assigned
to the number of risks affecting the activity i.e. the more risks the
budget and assuring a high level of quality control i.e. the success
activity has the more percentages of time and relevant cost are
of achieving the project objectives. Therefore, the top ten ranked
there.
risk factors according to their indices (RFIT, RFIC, and RFIQ) were
Since project’s quality is one of the project objectives in this
introduced as shown in Table 7.
study the questionnaire respondents were asked to evaluate the
It has been noticed that some key risk factors are affecting more
influence of the pre-described risk factors on the quality of each
than one objective. It’s worthy to mention that RF3 (lack of pre-
activity of the five main activities as well as the overall expected
studies & shortage of project data, documents, or details during
quality deviation of the whole project. In order to identify the
the design stage) which lies in activity (A), is affecting the three
influence of the risk factors on the quality of each activity, the
objectives of the project i.e. it’s considered a key risk factor for
respondents were asked to select a level of effect range from very
RFIT, RFIC and RFIQ with different ranks among the top ten ranks
low or null till very high as shown in Table 9. The results of the
of the three indices, it’s ranked third in the key risk factors for time
respondent’s evaluation for the risk factors’ effect on project qual-
and cost and occupied the sixth rank for quality. While RF30 and
ity are shown in Table 10. The identification of the quality devia-
RF15 are considered key risk factors for RFIT and RFIC. On the other
tion percentage is very difficult to be measured and is subjected
hand, RF1, RF25, and RF32 are considered key risk factors for RFIT
to experts’ points of view in line with their experience and accord-
and RFIQ. While only one key risk factor is affecting both RFIC and
ing to the project specifications. Therefore, the average percentage
RFIQ which is RF27. Table 8 is showing the risk factors affecting
of the risk factors’ effect on the quality of each activity was intro-
more than one objective as a key risk factor i.e. ranked one of the
duced as shown in Fig. 6. The findings of the average percentages of
top ten risks.
quality deviations showed that the risk factors had a high effect on
the quality of activities A, B, and D and a moderate effect on the
quality of activities C and E.
6.5.2. Analysis OF overall time and cost overruns and influence of risk
factors on overall quality of RCPS
The expert respondents were also asked to identify the percent-
age of the projects that encountered time and cost overruns and
the average percentage was 61% and 69% for projects that faced
time overrun and projects completed with a budget overrun,
respectively. It’s worth mentioning that the pre-described percent-
ages of the projects completed with time or budget overruns in
Egypt are very close to the international percentages (PMI, 2019).
Fig 4b. Boxplot analysis for the five execution activities side – by - side. The percentage for cost overrun of RCPs was found close to the per-
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
Table 7
Top Ten risk factors according to RFIT, RFIC and RFIQ.
Rank RFIT Risk number Activity Rank RFIC Risk number Activity Rank RFIQ Risk number Activity
1 0.378 RF30 C 1 0.728 RF28 C 1 0.713 RF29 C
2 0.346 RF15 B 2 0.718 RF33 D 2 0.681 RF17 B
3 0.322 RF3 A 3 0.698 RF3 A 3 0.678 RF25 D
4 0.318 RF9 A 4 0.678 RF16 B 4 0.675 RF27 C
5 0.310 RF21 B 5 0.668 RF19 B 5 0.673 RF35 D
6 0.306 RF1 A 6 0.648 RF5 A 6 0.648 RF3 A
7 0.305 RF24 B 7 0.645 RF10 B 7 0.636 RF32 D
8 0.305 RF23 B 8 0.644 RF15 B 8 0.6 RF1 A
9 0.302 RF32 D 9 0.642 RF27 C 9 0.597 RF7 A
10 0.297 RF25 D 10 0.640 RF30 C 10 0.594 RF8 A
Table 8
Recurring key risk factors affecting more than one objective.
7. Conclusion
centage of the cost overrun represented in other study conducted
on the construction projects in Egypt i.e. 69% compared to 65.6% The implementation of RCPs is subjected to multiple risks
respectively, while the delay in execution time was 78.5% which owing to the nature and the complexity of roadways projects. By
is more than the delay in execution time of RCPs i.e. 69% (Osman adopting a questionnaire survey methodology, the main activities
et al., 2020). Fig. 7 is showing the expected overrun percentages of implementing the RCPs were identified. Moreover, the risk fac-
and the average overall time and cost overruns were found (15– tors associated with the main execution activities were identified
Table 9
Percentage range of the linguistic variables of time and cost overrun.
Linguistic variable Very low or null Low effect Moderate effect High effect Very high effect
Percentage range ~0% 5%–10% 10%–15% 15%–20% More than 20%
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
Table 10
The respondents’ percentage for each influence level on the quality of the five main activity.
Very low or null Low effect Moderate effect High effect Very high effect Total respondent %
Activity A 4% 19% 42% 23% 12% 100%
Activity B 4% 12% 23% 35% 23% 100%
Activity C 15% 15% 27% 31% 12% 100%
Activity D 15% 4% 31% 23% 27% 100%
Activity E 15% 35% 19% 19% 12% 100%
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U.H. Issa, Khaled Gamal Marouf and H. Faheem Journal of King Saud University – Engineering Sciences xxx (xxxx) xxx
7. The proposed study followed a generic methodology, and the Issa, U.H., 2011. Developing an assessment model for factors affecting the quality in
Egyptian roads construction. In: The Proceeding of the International Conference
findings can be used and applied in all countries with slightly
on Construction in the 21st Century (CITC-VI)‘‘Construction Challenges in the
modifications to comply with the RCPs implementation condi- New Decade, pp. 504–512.
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8. The proposed study determined the qualitative effect of the risk study: infrastructure projects. Al-Azhar Univ. Eng. J. 5, 530–541.
Issa, U.H., Ahmed, A., 2014. On the quality of driven piles construction based on risk
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The authors declare that they have no known competing finan- https://doi.org/10.1061/(ASCE)0733-9364(2006)132:8(871).
cial interests or personal relationships that could have appeared Jannadi, O.A., Almishari, S., 2003. Risk assessment in construction. J. Constr. Eng.
Manage. 129 (5), 492–500.
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affecting construction projects in Egypt according to political and economic
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