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Cerebral Autoregulation in Hemorrhagic Stroke: A Systematic Review and Meta-Analysis of Transcranial Doppler Ultrasonography Studies
Cerebral Autoregulation in Hemorrhagic Stroke: A Systematic Review and Meta-Analysis of Transcranial Doppler Ultrasonography Studies
DOI: 10.1002/jcu.22645
RESEARCH ARTICLE
1
Cerebral Haemodynamics in Ageing and
Stroke Medicine (CHiASM) Research Group, Abstract
Department of Cardiovascular Sciences, Purpose: International guidelines advocate intensive blood pressure (BP) lowering within 6 hours
University of Leicester, Leicester, United
of acute intracerebral hemorrhage (ICH) to a target systolic BP of 130-140 mm Hg, though more
Kingdom
2
intensive lowering may be associated with adverse outcome. Observational studies suggest
National Institute for Health Research
Leicester Biomedical Research Centre, impaired cerebral autoregulation (CA) following ICH. Transcranial Doppler ultrasonography
University of Leicester, Leicester, United (TCD), alongside continuous BP monitoring, provides a noninvasive bedside investigation that
Kingdom offers detailed perspectives on physiological perturbations post-acute ICH. This systematic
3
Department of Stroke Medicine, University review and meta-analysis focuses on all TCD studies of CA in ICH.
Hospitals of Leicester NHS Trust, Leicester,
Methods: MEDLINE, EMBASE, and CENTRAL were searched for studies of hemorrhagic stroke
United Kingdom
Correspondence
and blood flow measurement.
Jatinder S. Minhas, MRes, MRCP, Cerebral Results: Eight studies met inclusion criteria (293 ICH patients); CA was impaired up to 12-days
Haemodynamics in Ageing and Stroke post-acute ICH. Impaired CA was evidenced by reduced transfer function analysis phase and
Medicine (CHiASM) Research Group,
higher mean flow correlation values: these were associated with worsened clinical parameters
Department of Cardiovascular Sciences,
University of Leicester, Leicester, LE2 7LX, including ICH-volume and Glasgow Coma Scale. Meta-analysis of CBV demonstrated that, com-
United Kingdom. pared to controls, mean CBV was significantly lower in the ipsilateral (49.7 vs 64.8 cm s−1,
Email: jm591@le.ac.uk
Z = 4.26, P < .0001) and contralateral hemispheres following ICH (51.5 vs 64.8 cm s−1,
Funding information
Z = 3.44, P = .0006).
National Institute for Health Research, Grant/
Award Number: Senior Investigator Award; Conclusion: Lower mean CBV in combination with impaired CA may have implications for more
Dunhill Medical Trust Research Training intensive BP lowering and warrants further studies examining such strategies on cerebral blood
Fellowship, Grant/Award Number: flow and its regulatory mechanisms.
RTF97/0117
KEYWORDS
Importantly, focused metabolic studies examining BP reduction and 2.2 | Search strategy
risk of perihematomal hypoperfusion have not supported the hypothesis
Studies were identified with a search strategy across three English lan-
that BP reduction is associated with perihematomal ischemia, confirming
guage databases (MEDLINE, EMBASE, and CENTRAL) between 1966
the safety of early intensive BP treatment in acute ICH.5 These findings
and December 2017 accommodating different MeSH terms or subcate-
concur with the intensive BP reduction in acute cerebral hemorrhage trial
gories available on each database (Supporting Information Table 1). Bibli-
(INTERACT-2), which did not associate rapid BP reduction with worse
ographies of selected articles were screened for additional relevant
clinical outcomes.6 The INTERACT-2 study randomized patients to
articles.
intensive- (target systolic BP < 140 mm Hg) or guideline-based (systolic
BP < 180 mm Hg) BP management. The antihypertensive treatment of
2.3 | Inclusion and exclusion criteria
acute cerebral hemorrhage II (ATACH-II) trial used intravenous nicardi-
pine to test the superiority of very intensive reduction (target systolic BP TCD studies of human CA after ICH were included. Eligibility was
of 100-130 mm Hg) vs standard treatment (target systolic BP assessed by reading abstracts, and, if necessary, whole articles. The
7 effects of impaired CA and CBV changes on neurological outcome were
140-179 mm Hg). The key difference in the BP targets achieved
between the two studies is demonstrated by the early profile of systolic assessed. Excluded were case reports, non-English language articles, pos-
BP in the standard-treatment group in ATACH-II being similar to values terior territory stroke studies, and studies with ultrasound contrast agent
observed in the intensive-treatment group in INTERACT-2. 6,7
Primary injection, as well as other perfusion-based studies with CT or MRI.
outcome measures of death and disability showed no reduction with BP
lowering for both studies, but ATACH-II did not confirm the improved 2.4 | Data extraction
functional outcome found in INTERACT-2.6,7 However, an important lim-
The following data were extracted: (1) number of patients and con-
itation with both studies was the lack of inclusion of individuals with low
trols; (2) sex; (3) age; (4) acute (<72 hours) vs chronic phase assess-
Glasgow Coma Score and large intraparenchymal hematomas, thus pro-
ment (>72 hours); (5) method of data analysis; (6) neurological
viding little data on safety of intensive lowering of systolic BP in individ-
outcome; (7) cerebral blood velocity (CBV); (8) partial pressure of car-
uals with the highest intracranial pressures where CA is likely to be
bon dioxide (PaCO2); (9) BP; (10) hematoma assessment method and
further impaired.6,7
size; and (11) main conclusions.
Transcranial Doppler ultrasonography (TCD) offers repeatable
Study quality was assessed using a checklist proposed previously
noninvasive bedside investigation with high temporal resolution of
for authors, editors, and reviewers of meta-analyses of observational
the steady-state (static) and dynamic components of CA.4 Dynamic
studies modified for specific use in TCD autoregulation observational
CA (dCA) responds to instantaneous (over seconds) BP and associated studies (Supporting Information Tables S2 and S3)8 and based on the
cerebral perfusion pressure changes, and prior studies have demon- meta-analysis of observational studies in epidemiology: a proposal for
strated impairment in acute ischemic stroke.8,9 dCA is often described reporting (MOOSE) guidelines.11 Two independent reviewers
using transfer function analysis (TFA) parameters10; including phase (Jatinder S. Minhas and George Ghaly) undertook the methodological
(reflecting speed of autoregulatory response) and gain (associated quality screening and data extraction of the included studies.
with damping characteristics of dCA). Furthermore, TCD can provide For the meta-analyses, the variables were compared in acute ICH
information regarding the time-course of autoregulation parameters patients vs control subjects. The software used was Review Manager
in acute ICH. Unfortunately, despite several TCD studies to date, 5.3 (RevMan 5) provided by the Cochrane Library. The analysis was
there remains a lack of consensus as to whether CA is impaired in ICH performed using the fixed effects model; weighted mean difference
and whether such impairment relates directly to clinical outcomes. was used for measurement data and 95% confidence intervals
Furthermore, there has been no amalgamation of the evidence of the (CI) were used as the effect indicator for dichotomous variables. The
relationship of CA impairment with time post ICH. heterogeneity assumption was checked by the χ2-based Q test.
TCD studies are highlighted in this review as they offer the advan-
tage of understanding beat-to-beat dynamics of the relationship between
cerebral pressure-flow with attention to fast and slow responses, thus 3 | RE SU LT S
providing mechanistic insights beyond comparable alternative imaging
methods. Therefore, this review will focus on TCD studies of CA in the 3.1 | General characteristics
setting of documented acute ICH, and will report impairments in CA and
Eight-hundred and thirteen publications met the search criteria and
the natural history of CBV changes following acute ICH.
were evaluated (Figure 1). The commonest reasons for exclusion were
alternative imaging modality used (eg, CT, MRI, and NIRS), animal
studies, subarachnoid hemorrhage patients, and neonatal hemorrhage.
2 | MATERIAL AND METHODS
Two further studies were excluded after initially meeting the eligibility
criteria, as it was noted that PET and brain tissue oxygenation mea-
2.1 | Study identification surement, rather than TCD, were used.5,12 Overall, the eligibility cri-
Cochrane Collaboration methodology for meta-analysis reviews modi- teria were met by seven controlled and one observational study
fied for observational studies (www.equator-network.org) was used. (Table 1). Two studies used the same dataset,13,14 but both were
16 MINHAS ET AL.
included due to the different methods adopted for assessment of CBV values.16–18 All eight studies assessed13–20 cerebral hemody-
CA. Median score on the quality checklist was 10, range 9-11 namic measurements at rest. In one study, providing CBV data up to
(Supporting Information Table S3). This demonstrated areas of consis- 30 days following ICH onset, it was reported that CBV in both the
tent incomplete reporting of previously published minimum accept- affected and unaffected hemispheres failed to return to control sub-
able methodological criteria for observational studies.8 ject values at all assessed time-points until Day 30.16
Patient numbers ranged from 12 to 114. All studies included dCA assessed by TFA and mean flow correlation index (Mx), was
patients in the “acute” (<72 hours) range, though five studies13–17 also impaired in the acute (<72 hours) period in most,13,16,18,20 but not all
had measurements beyond 72 hours (chronic phase). Three studies studies.14 However, this latter study reported that a “secondary
14,16,17
provided measurements beyond 5 days, with the longest mea- decline” in dCA more than 5 days post-ICH onset was associated with
surement interval from index to follow-up being 30 days.16 In all stud- clinical features likely to be associated with poor prognosis, including
ies, except two, neurological outcome data were provided using the hematoma volume and GCS.14 A further study found an increase in
National Institute Health Stroke Scale (NIHSS), with scores ranging pulsatility index (PI) was associated with larger hematoma volumes,
from 5 to 17. All studies included an ABC/2 assessment of hematoma possibly reflecting increased mass effect.19
volume with a range from 14.7 to 51.7 cm3. Two studies reported
radiological outcome measures with correlation of blood flow with CT
data and assessment of vasospasm.15,18 Four studies detailed end- 3.3 | Meta-analysis of CBV data
tidal carbon dioxide (EtCO2) values for acute ICH patients. These ran-
There was significant heterogeneity in study design and presentation
ged from 34.3 to 34.9 mm Hg in the acute phase (<72 hours)13,14,16
of basic physiological measurements. Therefore, a quantitative meta-
and 34.7 to 35.2 mmHg in the chronic (>72 hours) phase.13,14,16,17
analysis was only possible for two acute studies (<72 hours) of CBV
Studies provided varying detail for BP recordings, with three providing
data only,16,18 which, compared to controls, demonstrated signifi-
no data, three providing mean arterial pressure (MAP), and one pro-
cantly lower mean CBV in the ipsilateral (49.7 vs 64.8 cm s−1,
viding systolic readings only.
Z = 4.26, P < .0001) and contralateral hemispheres following ICH
(51.5 vs 64.8 cm s−1, Z = 3.44, P = .0006) (Figure 2A,B). Unfortu-
3.2 | Cerebral hemodynamic parameters nately, the studies did not provide data on hand dominance. A more
Six of the seven studies provided CBV for each hemisphere recent 2017 study my Ma et al was excluded from meta-analysis as
separately,13,14,16–19 with three providing comparable healthy control the cohort were of chronic ICH patients assessed at 4-6 days post
controls (>72 h) of data Neurological method and size Main conclusions and
−1
Study (male: female) SD (control) assessment analysis severity CBV values (cm s ) EtCO2 values (mm Hg) BP values (systolic SD) (cm3 SD) results
Marti-Fabregas 51 patients (30:21) 66.2 12.4 12 h of onset PI NIHSS 17 Affected mean velocity Nil Nil ABC/2 51.7 70.4 TCD parameters, including
(2005) (acute) 35.6 16.5, unaffected pulsatility index (PI), were
39.6 18.0 correlated with CT data
in the acute stage of ICH
Reinhard 26 patients (21:5), 65 11, Acute D1 and Mx NIHSS 12 Mean MCA CBV(cm s−1) EtCO2(mm Hg)34.9 Mean MAP Finapres(mm ABC/2 26 22 CA preserved in acute ICH,
(2010) 55 controls (64 8) chronic D3 7, GCS Ipsilateral 43.6 (n = 26; (n = 26; SE = 0.9) 34.3 Hg)90.9 (n = 26; but a secondary decline
(44:11) and D5 13 2 SE = 3.4) 55.8 (n = 21; (n = 21; SE = 0.98; SE = 4.26) 85.5 ipsilateral occurred. This
SE = 3.6; P = .0020) 53.6 P = .5322) 35.1 (n = 21; SE = 4.57; decline was associated
(n = 22; SE = 3.6; (n = 22; SE = 0.96; P = .2220) 84.4 with poor clinical status
P = .0091). Contralateral P = .8815) (n = 22; SE = 4.51;
47.7 (n = 26, SE 3.5), 56.6 P = .1337)
(n = 21, SE 3.7, P = .015),
57.9 (n = 22, SE 3.7,
P = .0051)
Kiphuth (2011) 61 ICH patients ICH 62, IVH 70 With 24 h N/A N/A N/A N/A N/A ABC/2 ICH 25, IVH Cerebral vasospasm with
(37:24), (acute), 5-7 d 41 secondary infarction may
53 IVH patients (chronic) and occur in patients with
(28:25) 7-9 d spontaneous IVH
(chronic)
Nakagawa 21 patients (8:13), 66 15 <72 h (mean TFA Nil Ipsilateral 49.8 22.5/ Nil 77 15 (89 21) ABC/2 36 27 dCA may be less effective in
(2011) 23 controls (8:15) (65 9) time TCD contralateral 50.6 24.2 patients with
34 14) (control 66.6 18.9) spontaneous lobar or
basal ganglia ICH
compared to healthy
controls
Oeinck (2013) 26 patients (21:5), 65 11, Acute D1 and TFA NIHSS 12 Mean MCA CBV(cm s−1) EtCO2(mm Hg)34.9 Mean MAP Finapres(mm ABC/2 26 22 Dynamic temporal
55 controls (64 8) chronic D3 7, GCS Ipsilateral 43.6 (n = 26; (n = 26; SE = 0.9) 34.3 Hg)90.9 (n = 26; characteristics of CA
(44:11) and D5 13 2 SE = 3.4) 55.8 (n = 21; (n = 21; SE = 0.98; SE = 4.26) 85.5 (phase) are not generally
SE = 3.6; P = .0020) 53.6 P = .5322) 35.1 (n = 21; SE = 4.57; altered in acute ICH.
(n = 22; SE = 3.6; (n = 22; SE = 0.96; P = .2220) 84.4 Poorer individual phase
P = .0091). Contralateral P = .8815) (n = 22; SE = 4.51; values are, however,
47.7 (n = 26, SE 3.5), 56.6 P = .1337) associated with larger
(n = 21, SE 3.7, P = .015), ICH volume, lower blood
57.9 (n = 22, SE 3.7, pressure, and worsened
P = .0051) outcome
Ma (2016) 43 patients (31:13), 53.7 10.0 Acute (D1-2), TFA Admission D1-2 (49.6 19.1 affected, EtCO2(mm Hg) D1-2 (122.5 15.1), ABC/2 15.3 10.6 dCA is bilaterally impaired
30 controls (21:9) (52.3 8.1) chronic (4-6, (7.4 5.0), 52.3 20.6 unaffected), D1-2 (34.3 3.7), D4-6 D4-6 (117.2 14.1), lasting at least 10 to 12 d
10-12 and discharge D4-6 (56.0 17.2 (34.9 2.8), D10-12 D10-12 and recovers within a
D30) (5.1 4.5) affected, 58.4 16.7 (34.8 2.2), D30 (113.2 11.9), D30 month
unaffected), D10-12 (35.2 2.4) control (107.6 12.1) control
(60.0 14.5 affected, 35.1 2.5 92.1 11.6
61.2 16.1 unaffected),
D30 (59.3 14.1
affected, 62.4 13.8
unaffected) control
62.9 13.0
Lee (2017) 12 patients (11:1), 59.3 13.1, Within 3 d Mx Nil N/A N/A N/A ABC/2 21.7 28.6 Acute ICH may impair CA
7 controls (6:1) (61 9.2) (<72 h) and increase CBV
variability ipsilateral to
the hematoma
(Continues)
17
18 MINHAS ET AL.
National Institutes of Health Stroke Scale; GCS, Glasgow Coma Score; TFA, Transfer Function Analysis; CA, cerebral autoregulation; ICH, intracerebral hemorrhage; IVH, intraventricular hemorrhage; SD, standard devia-
CBV, cerebral blood velocity; BP, blood pressure; CO2, carbon dioxide; PI, pulsatility index; MCA, middle cerebral artery; TCD, transcranial Doppler; MAP, mean arterial pressure; EtCO2, end-tidal carbon dioxide; NIHSS,
dCA is bilaterally disturbed
ipsilateral to hematoma
EtCO2 in ICH patients compared to controls.
independently predict
and larger hematoma
Main conclusions and
volume is likely to
poorer CA status
4 | DISCUSSION
results
ICH onset, though this conclusion is limited by the fact that only two
studies investigated changes in the “chronic” phase beyond 72 hours.
Importantly, worsening CA parameters was associated with clinical
BP values (systolic SD)
(male: female)
Study
stroke have shown similar lower CBV values for ipsilateral (43.5 cm
s−1) and contralateral (41.1 cm s−1) hemispheres compared to control
MINHAS ET AL. 19
FIGURE 2 Meta-analysis of CBV (cms−1) in acute ICH (<72 hours). A, Mean ipsilateral transcranial Doppler ultrasonographic measurements
(cm s ) compared to mean control measurements and B, Mean contralateral measurements (cm s−1) compared to mean control measurements.
−1
Control values are average values (cm s−1) from ipsilateral and contralateral measurements
subjects (49.6 cm s−1).22 Previous TCD work comparing flow veloci- between BP and CBV, was also studied. Two studies assessed Mx in
ties in small (<25 mL) vs large (>25 mL) ICH volumes measured using acute ICH.14,20 Interestingly, the first of the two studies provided neg-
computer tomography (CT), demonstrated that large ICH has consis- ative findings in the acute phase of ICH (<72 hours), demonstrating
−1 23
tently depressed ipsilateral mean velocities (35 13 cm s ). no difference between Mx values in patients and controls up to Day
5. However, higher Mx values (ie, poorer autoregulation) were associ-
ated with a lower GCS, ventricular extension and lower cerebral per-
4.2 | Pulsatility index
fusion pressure, ultimately leading to a poorer clinical picture at
Previous studies have shown increased intracranial pressure and 90 days. These findings suggest some preservation of CA in acute
decreased cerebral perfusion pressure lead to characteristic changes ICH, and certainly conflict with findings of studies with TFA and PI
in TCD waveforms—decrease in diastolic velocity and increase in PI.19 outcome measures. The second more recent study assessed variability
Importantly, Marti-Fabregas et al19 confirmed that PI values obtained of CBV using nonlinear entropy analyses.20 Ultimately, the authors
using TCD correlated well with CT signs associated with mass effect, drew comparisons between Mx and nonlinear entropy analyses to
volume of hematoma and volume of surrounding edema, total volume, assess sensitivity to CA changes. The data suggested that acute ICH
midline shift and intraventricular extension. This correlation was par- does impair CA and increased CBV variability exists within the ipsilat-
ticularly evident when PI values were significantly raised. Interestingly, eral hemisphere.20
these findings highlight a role for TCD as an indirect assessment
method of intracranial hypertension and mass effect.
4.4 | Transfer function analysis
Nakagawa et al18 assessed patients with lobar or basal ganglia hemor-
4.3 | Mean flow correlation index
rhage early (<72 hours) post ICH and compared to controls. The
In addition to dynamic indices of autoregulation, the time correlation patients had higher gains across a wide range of frequency ranges
index known as the Mx, which is based on correlation coefficients compared to controls. This suggested that dCA is impaired in the early
FIGURE 3 Hypothesized influences of cerebral autoregulation and cerebral blood flow on the outcome of acute intracerebral hemorrhage
20 MINHAS ET AL.
days after ICH. However, data presented by Oeinck et al13 (same AUTHOR CONT RIB UTI ON S
14
dataset as Reinhard et al showed that phase was not altered in All authors read and approved the final manuscript.
acute ICH but (similar to Mx) there were prognostic associations. This Study design and suggestions on revising the article: Jatinder
included poorer phase being associated with larger ICH volume, lower S. Minhas, Ronney B. Panerai, and Thompson G. Robinson.
BP and worsened outcome. Interestingly, gain was generally higher in Searched and selected the studies: Jatinder S. Minhas, George
acute ICH but not associated with clinical factors for which phase has Ghaly, and Pip Divall.
shown an association. The largest TFA-based study in patients with Data analysis; drafted and revised the article: Jatinder S. Minhas.
supratentorial ICH included a robust set of serial measurements (Days Preparation of figures: Jatinder S. Minhas.
1-2, 4-6, 10-12, and Day 30).16 Phase difference was lower bilaterally
and, therefore, possibly impaired up to Days 10-12 with a significant
CONFLIC T OF INT E RE ST
recovery by Day 30.16 Importantly, phase difference values were
associated with clinical status in the acute stage, and impaired phase All authors certify that they have no conflict of interest in the subject
difference at 4–6 days post-ICH onset was an independent predictor matter or materials discussed in this manuscript.
16
for clinical outcome. More recently, the bilateral disturbance of dCA
was confirmed at the 4- to 6-day period post ICH with larger hema-
ET HICS APPROVAL AND CONSENT TO PARTICIPATE
toma volume being independently predictive of poorer CA status ipsi-
Not applicable.
lateral to the hematoma.
This review highlights the complex interplay that exists between dif- All data generated or analyzed during this study are included in this
ferent markers of autoregulatory impairment. Crucially, there exists a published article.
variation of approaches to assessment of autoregulatory impairment
leading to difficulties in interpreting the overall picture due to inher-
COMPET ING INTERESTS
ent heterogeneity. However, we can summarize that higher gain,
The authors declare that they have no competing interest.
higher Mx, and lower phase difference are all suggestive of poorer CA
(Figure 3), and provide a platform for future work examining CA
ORCID
impairment and consideration for potential interventions targeting CA
improvement. Jatinder S. Minhas https://orcid.org/0000-0002-0576-9105
10. Claassen JA, Meel-van den Abeelen AS, Simpson DM, Panerai RB, 19. Marti-Fabregas J, Belvis R, Guardia E, Cocho D, Martí-Vilalta JL. Rela-
international Cerebral Autoregulation ResearchNetwork (CARNet). tionship between transcranial Doppler and CT data in acute intracere-
Transfer function analysis of dynamic cerebral autoregulation: a white bral hemorrhage. AJNR Am J Neuroradiol. 2005;26:113.
paper from the international cerebral autoregulation research net- 20. Lee Y, Tang S, Jeng J, Shieh J. Nonlinear analyses applied in cerebral
work. J Cereb Blood Flow Metab. 2016;36:665-680. autoregulation and blood flow changes in patients with acute intrace-
11. Stroup DF, Berlin JA, Morton SC, et al. Meta-analysis of observational rebral hemorrhage. Biomed Signal Process Control. 2017;31:102-107.
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observational studies in epidemiology (MOOSE) group. JAMA. 2000; transformation and cerebral edema in acute ischemic stroke: link to
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blood flow surrounding acute (6 to 22 hours) intracerebral hemor- human neurovascular coupling, CO2 reactivity, and dynamic cerebral
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tion in acute intracerebral hemorrhage. Stroke. 2013;44:2722-2728. dynamics as an indicator of mass effect in acute intracerebral hemor-
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rhage. Stroke. 2016;47:674.
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