Download as pdf or txt
Download as pdf or txt
You are on page 1of 5

ORIGINAL ARTICLE

Failure of Hip Reconstruction in Children


With Cerebral Palsy: What Are the Risk Factors?
Arya Minaie, MD,* J. Eric Gordon, MD,† Perry Schoenecker, MD,†
and Pooya Hosseinzadeh, MD*†

Level of Evidence: Level III—retrospective case series.


Background: The rates and risk factors contributing to failure after
hip reconstruction among patients with cerebral palsy (CP) are not Key Words: cerebral palsy, reoperation, hip reconstruction,
well established. In analyzing a large cohort of children with CP osteotomy, failure
who underwent hip reconstruction, the objectives of this study are (J Pediatr Orthop 2022;42:e78–e82)
to establish (1) the failure rates and (2) associated risk factors.
Methods: This retrospective study included chart and radio-
graphic review of patients between the ages of 1 to 18, with a
diagnosis of CP, who underwent a hip reconstructive procedure
at a single children’s hospital over a 9-year period (2010 to 2018).
Patients without at least 2 years of follow-up were excluded. Age
T he hip is the second most affected joint (after ankle) in
children with cerebral palsy (CP). Chronic spasticity of
the hip adductors and flexors can cause progressive hip
at time of surgery, sex, Gross Motor Function Classification subluxation ultimately leading to hip dislocation. Rates of
System (GMFCS), procedure(s) performed, preoperative migra- affliction have been described to range between 15% and
tion percentage (MP), neck-shaft angle, and acetabular index 80%, with a generally accepted figure of one in three children
(AI) were recorded. Failure was defined as need for revision with CP affected.1–8 Hip subluxation can lead to difficulty
surgery or a MP > 50% on follow-up radiographs. Logistic re- maintaining perineal hygiene, inability to sit comfortably,
gression and multiple-variable regression-type models were used difficulty ambulating, scoliosis development, and early onset
to test for significance of risk factors. osteoarthritis in adulthood.2,3,5–7,9 To prevent subsequent
Results: Of the 291 hips in 179 patients (102 males, 77 females) that sequalae, treatment of hip subluxation is typically performed
met inclusion criteria, 38 hips (13%) failed. Significant differences in in children and adolescents with CP. Treatment options in-
the failure group were seen in age at time of surgery (6.2 ± 3.2 vs. clude bracing, soft tissue releases (adductor muscle releases),
8.1 ± 3.2; P < 0.001), preoperative MP (62.3 ± 28.7 vs. 39.9 ± 24.1%; or bony reconstructive procedures such as varus derotational
P < 0.001) and preoperative neck-shaft angle (164.9 ± 8.2 vs. osteotomies (VDRO), frequently in conjunction with ace-
157.3 ± 15.6 degrees; P < 0.001). Age below 6 at time of surgery tabular osteotomies.1,3,5,6,9,10
significantly increased failure rate (26% vs. 6.3%, P < 0.001) as did Failure can occur after hip reconstruction in children
preoperative MP > 70% (28.9% vs. 9.9%, P < 0.001). Receiving an with CP because of residual contractures, spasticity, or abnor-
acetabular osteotomy was protective against failure (9.1% vs. mal bony anatomy. Failure has been defined as either a need
16.9%, P = 0.048), particularly in patients with a preoperative AI for revision surgery in the same hip after hip reconstruction or
> 25° (odds ratio = 0.236; confidence interval: 0.090-0.549). radiographic imagining showing repeat subluxation or
Conclusions: In this case series, failure after hip reconstruction dislocation.2,3,9 No definitive consensus on failure rates has
for children with CP was determined to be 13.1%. There was a been reached in the literature with rates ranging between 8%
higher risk associated with age under 6 at time of surgery or a and 74%.3,5,8–11 While clear associations have not been estab-
preoperative MP > 70%. Correction of acetabular dysplasia lished, it has been suggested that preoperative migration per-
when AI is more than 25 degrees with acetabular osteotomy at centage (MP), Gross Motor Function Classification System
time of hip reconstruction, exerted a protective effect against (GMFCS), and age at time of surgery may be risk factors
subsequent failure. leading to resubluxation after hip reconstructive surgery.2,4,6
Overall, hip reconstructive surgery has been shown to
From the Departments of *Orthpaedic Surgery; and †Pediatric and be an effective procedure to treat hip dislocation. There are
Adolescent Orthopedic Surgery, Washington University School of relatively few studies that have investigated the causes and
Medicine, St. Louis, MO. rates of failure in a large cohort of children with CP after such
The authors did not receive any funding for this study.
The authors declare no conflicts of interest. a procedure.6 With the risks associated with hip re-
Reprints: Pooya Hosseinzadeh, MD, Department of Orthopaedic Sur- construction, the specific risks associated with failure need to
gery, Washington University School of Medicine, Pediatric and be assessed in order to minimize the need for subsequent
Adolescent Orthopedic Surgery, Washington University Orthopae- surgery or hip dislocation. In analyzing a large cohort of
dics, 4S60, Suite 1B, One Children’s Place, St. Louis, MO 63110.
E-mail: hosseinzadehp@wudosis.wustl.edu.
children with CP who underwent hip reconstruction, the ob-
Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved. jectives of this study are to establish (1) the failure rates and (2)
DOI: 10.1097/BPO.0000000000001989 associated risk factors.

e78 | www.pedorthopaedics.com J Pediatr Orthop  Volume 42, Number 1, January 2022

Copyright r 2021 Wolters Kluwer Health, Inc. All rights reserved.


J Pediatr Orthop  Volume 42, Number 1, January 2022 Factors Leading to CP Hip Failure

METHODS
After obtaining Institutional Review Board appro-
val, a preliminary cohort of CP patients presenting to a
single tertiary care children’s hospital for hip re-
constructive procedure(s) from 2010 to 2018 were identi-
fied. The initial cohort was refined using procedure codes
for femoral and acetabular osteotomies. Inclusion criteria
for the cohort were ages 1 to 18 years with at least 2 years
of radiographic follow-up. Age outside of desired range
(1 to 18 y) and lack of follow-up (< 2 y) were considered
exclusion criteria.
Medical records of patients were reviewed to record
age at time of index surgery, sex, GMFCS classification, and
procedure(s) performed. Preoperative anteroposterior (AP)
pelvis radiographs were reviewed to record MP, acetabular
index (AI), and femoral neck-shaft angle (NSA) (Fig. 1).
Failure of the index operation was defined as either MP
> 50% at the last follow-up or the need for subsequent
ipsilateral hip reconstruction (femoral or acetabular
osteotomy). We defined subluxation in this study as MP FIGURE 1. Anteroposterior pelvis radiograph of a Gross Motor
> 50%, as 1 in 3 hips will progress to frank dislocation and Function Classification System (GMFCS) IV patient with cere-
will no longer spontaneously reduce.7 All of the radiographic bral palsy showing measurements that were taken. Migration
measurements were performed by 1 author using 1 digital percentage (MP) measured as MP = (A/B)×100. Acetabular in-
imaging system. Random audits were done by other authors dex (AI) measured as the angle formed by Hilgenreiner’s line
to maintain precision of measurements. and a line draw from the lateral triradiate cartilage to the lateral
acetabular margin. Neck-shaft angle (NSA) measured as the
angle formed by a line bisecting the femoral head (crossing
Operative Technique the epiphysis at 90 degrees) and a line formed along the axis of
The lower extremity is prepared and draped to allow the femoral shaft.
access to the groin, lateral thigh, and iliac crest. In the
presence of limited hip abduction, medial soft tissue re- model of failure was used as a function of age above 6,
lease is performed in order to achieve 45 degrees of hip presence of acetabular osteotomy, MP > 70 degrees, and
abduction. AP radiograph of the hip is taken with the hip NSA > 150 degrees to determine odds ratios and Wald
joint in 25 degrees of flexion, 20 degrees abduction, and 20 confidence intervals. A logistic model was used to calcu-
degrees of internal rotation. Closed reduction can be at- late odds ratios and significance of subset populations
tempted. If attempted without success, open reduction can receiving AO as an independent risk factor for failure.
be sought using either an anterior approach or medial
approach. The varus rotational osteotomy is performed
using a lateral approach with the femoral osteotomy cut RESULTS
between the medial and inferior margins of the lesser Inclusion criteria was met by 291 hips in 179 (102 male,
trochanter. It is done inferiorly to avoid traumatic injury 77 female) children. Patient demographics (Table 1) included
to the medial circumflex vessels supplying the femoral a mean age at time of surgery of 7.8 ± 3.3 years with a mean
head. The femur is resected to achieve a goal of 45 degrees follow-up of 3.9 ± 2.1 years and nearly equal distribution of
of abduction. Typically, this calls for 1 to 2 cm of short- hip side and sex of patients. GMFCS distribution (Fig. 2) was
ening. A blade plate or locking plate is then used for fix- skewed towards patients with lower functional abilities
ation to establish a NSA between 115 and 125 degrees and (GMFCS of III-V). At the time of index operation, 148
a corresponding anteversion of 0 to 10 degrees. Both ra- (51%) hips underwent only a femoral osteotomy compared
diographic as well as intraoperative examination are used
to demonstrate hip stability. At this point, an acetabular
TABLE 1. Full Cohort Patient Demographics
osteotomy can be sought if indicated. Indications for
acetabular osteotomy include pelvic dysplasia or in- Patients Meeting
stability with the presence of an open triradiate cartilage.12 Inclusion Criteria
Number of patients 179
Statistical Analysis Sex distribution 1.32:1 (M:F)
Statistical data were analyzed using SAS software Number of operated hips 291
Side distribution 0.93:1 (left:right)
(Version 8; SAS Institute Inc., Cary, NC). Descriptive Age at surgery (y) 7.8 ± 3.3
statistics are presented as means ± SD and categorical LOS (d) 4.9 ± 2.8
variables are presented as counts and percentages. Uni- Follow-up (y) 3.9 ± 2.1
variate analysis of continuous variables was performed F indicates female; LOS, length of stay; M, male.
using 1-sample t tests. Multivariate logistic regression

Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved. www.pedorthopaedics.com | e79

Copyright r 2021 Wolters Kluwer Health, Inc. All rights reserved.


Minaie et al J Pediatr Orthop  Volume 42, Number 1, January 2022

FIGURE 2. Gross Motor Function Classification System (GMFCS) distributions in patients with failure versus patients without
subsequent failure. A, Breakdown of GMFCS by absolute numbers versus (B) GMFCS of the failure versus nonfailure cohort as a
percentage of the total showing no significant differences observed.

with 118 (41%) had both a femoral osteotomy and a


concurrent acetabular osteotomy. The remaining 25 (8%) TABLE 2. Nonfailure Versus Failure Group Characteristics
underwent an isolated acetabular osteotomy. Nonfailure Cohort Failure Cohort
A total of 38 hips (13.1%) (22 right, 16 left) from 28 (n = 253) (n = 38) P
(13.6%) patients met our definition of failure. Seventeen (45%) Age (y) 8.1 ± 3.2 6.0 ± 3.2 < 0.001
patients met the definition of failure because they required Preoperative MP (%) 39.8 ± 24.0 64.0 ± 28.3 < 0.001
reoperation. For the remaining 21 (55%) failure patients fol- Preoperative NSA 157.3 ± 15.5 165.4 ± 8.0 < 0.001
low-up AP pelvis radiographs showed an MP > 50%. (degrees)
Analysis comparing the 2 groups for failure criteria Preoperative AI 24.7 ± 7.6 29.6 ± 6.7 < 0.001
(degrees)
(Table 2) revealed significant cohort differences in preoperative
age, NSA, and MP. Age at time of initial surgery < 6 years of Clinical significance values are in bold.
AI indicates acetabular index; MP, migration percentage; NSA, neck-shaft
age, was a significant risk factor for subsequent failure (26% angle.
vs. 6.3%; P < 0.001). In other words, operative intervention

e80 | www.pedorthopaedics.com Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved.

Copyright r 2021 Wolters Kluwer Health, Inc. All rights reserved.


J Pediatr Orthop  Volume 42, Number 1, January 2022 Factors Leading to CP Hip Failure

after age 6 had a significant decrease in associative effect reported an association between increased annual MP in
[odds ratio (OR) = 0.18; confidence interval (CI): 0.08-0.38]. children with GMFCS IV and V (2.0% and 3.5%, re-
Similarly, preoperative MP > 70% was a risk factor for failure spectively) after hip reconstruction suggesting that
(28.9% vs. 7.6%; P < 0.001) as seen in (Table 3). Specifically, GMFCS level may be contributing to subluxation and
patients with preoperative MP > 70 were at almost a 4 times therefore failure. While our study did not find GMFCS to
higher risk of failure (OR = 3.90; CI: 1.78-8.58). In addition, be a significant factor in failure rate, we did see a similar
patients with severe valgus deformity (preoperative NSAs trend to what was reported by Bayusentono and col-
> 150°) were more likely to fail (OR = 10.3; CI: 1.38-76.99). leagues. Namely, only preoperative GMFCS III-V pa-
Similar to age at time of surgery, receiving an acetabular tients reached a failure endpoint. It is possible that our
osteotomy was found to be associated with a decrease in study did not capture enough patients with GMFCS I-II
“failure” (9.1% vs. 16.9%; P = 0.048). A logistic model used to to find the same association. On average, GMFCS V pa-
analyze which population would benefit most from an ace- tients had a significantly higher preoperative MP than
tabular osteotomy found that in those with a preoperative AI patients GMFCS I-IV patients combined (48.7% vs.
> 25 degrees, a concurrent AO provided an OR = 0.24 37.9%, P < 0.001). GMFCS certainly influences hip sub-
(CI: 0.09-0.55; P < 0.001), decreasing the failure rate over 4-fold. luxation and therefore preoperative MP,1–7 thus while
hard to ascertain the direct influence of each on failure,
both could contribute to some degree.
DISCUSSION
In addition to GMFCS, Shore et al1 previously re-
With nearly one-third of children with CP dealing ported additional risk factors for failure including low sur-
with hip displacement and its sequelae, hip re- gical volume of the operating surgeon and younger age of
construction is a common mainstay of treatment for the patient at time of surgery. We found younger age to also
subluxated hips.5 Risk factures leading to failure of index increase the odds of failure in this population. One potential
surgery need to be investigated to minimize risk of future reason could be because of strong remodeling potential in
surgery and identify children who would benefit most the femur of the young child to offset any surgical correc-
from reconstruction. This study demonstrated a failure tions that have been made during hip reconstruction. Over
rate of 13% in 179 patients with 291 operative hips over time, after VDRO, the CP femur can remodel and reestab-
nine years. Increased rate of failure was associated with lish a valgus deformity. The remodeling potential has been
age below 6 years at time of surgery and increased pre- shown to be more in younger children.13 We do not advocate
operative MP, NSA, and AI. On the basis of our study, for delaying treatment of dislocated hips in children with CP
hip reconstruction after age 6 and a concurrent ace- and agree that hip reconstruction maybe needed in some
tabular osteotomy (if AI > 25) at the time of surgery are children younger than age 6 depending on the degree of
associated with a reduced risk of subsequent surgical dislocation and symptoms but treating physicians should be
intervention for hip subluxation. aware of the potential higher rate of failure in this young
Preoperative MP has been previously shown in the group of patients.
literature to contribute to failure risk independently from Ruzbarsky and colleagues analyzed failure rates after
other confounders such as NSA or AI. Terjesen et al re- hip reconstruction in nonambulatory (GMFCS IV and V)
ported that a preoperative MP ≥ 50% was associated with CP patients and found a similar association. They defined
an increase in failure (relative risk: 3.6; CI: 1.1-13)2 similar “failure to cure” as a follow-up MI > 60%. A final cohort of
to our findings. Going 1 step further, Bayusentono et al6 93 hips was assessed over 5.9 years (range: 2.1 to 15.9). In
total, 8 (8.6%) were found to have a follow-up MP > 60%,
TABLE 3. Variables That Predict Failure this number increases to 16 (17.2%) if our failure cutoff of
MP > 50% is used. Risk factors leading to increased MP
Failure No Failure
(n = 38), (n = 253), Odds
postoperatively were found to be surgery at age below
Variable n (%) n (%) Ratio P 6 years (P = 0.013) and children with a tracheostomy
(P = 0.004). Similarly, to the association between pre-
Age above 6 at surgery 0.20 < 0.001
operative MP and GMFCS, possession of a tracheostomy
Yes 12 (32) 179 (71)
No 26 (68) 74 (29) may be a sign of greater neurological impairment and hence
AO 0.49 0.048 lead to greater levels of failure.8 This perhaps can be an area
Yes 13 (34) 130 (51) of further research, as well as presence of gastrostomy tubes.
No 25 (66) 123 (49) Our study confirms the work of some prior studies
Preoperative migration 3.69 < 0.001
percentage > 70%*
which have found that acetabular osteotomies are pro-
Yes 13 (36) 32 (13) tective against failure. Zhang et al3 concluded that in their
No 23 (64) 209 (87) cohort of GMFCS IV and V patients, combined femoral
Preoperative NSA > 150°† 11.12 0.0187 and pelvic osteotomies had the lowest failure rates with
Yes 37 (97) 193 (77) only 10.5% failing, compared with their overall 26% failure
No 1 (3) 58 (23)
rate. This is further supported by Song et al,9 study
*14 missing values. showing a resubluxation rate of 13% with a combined
†2 missing values.
AO indicates acetabular osteotomy; NSA, neck-shaft angle. femoral and pelvic osteotomy compared with 24% in pa-
tients that received a VDRO alone. Acetabular osteotomies

Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved. www.pedorthopaedics.com | e81

Copyright r 2021 Wolters Kluwer Health, Inc. All rights reserved.


Minaie et al J Pediatr Orthop  Volume 42, Number 1, January 2022

are found to be at times necessary to correct acetabular from 179 patients with CP, we found that the initial hip
dysplasia in addition to the VDRO but the literature is not reconstruction operation failed in 13% of cases. As this is one
clear on when acetabular osteotomies are needed. Overall, of the largest case studies in the literature on this topic with the
we found a significant, albeit small (P = 0.048) difference, aim to establish a more accurate failure rate, we believe the
echoing the above sentiment that dysplasia many times reported 13% in this study gives a better estimate than the 15%
should be corrected at the time of hip reconstruction to to 80% rate currently in the literature.1–7 On the basis of the
decrease repeat subluxation. However, the clinically sig- findings of this paper, we suggest that waiting until 6 years of
nificant difference was found in isolating a group of pa- age, if possible, and correcting acetabular dysplasia with an
tients with a preoperative AI of 25 degrees. In this acetabuloplasty in patients with a preoperative AI > 25 de-
population, the associated decrease in failure after AO was grees, could reduce hip reconstruction failure. Future research
much more pronounced, a 4-fold decrease in failure rates. should be aimed at further identifying risk factor that increase
This specific subgroup of patients may provide a valuable and are protective against failure with the ultimate goal in
threshold where acetabuloplasty, at the time of hip con- developing a quantitative algorithm to guide management.
struction, could greatly improve outcomes.
This study is not without limitations. Primarily, any
retrospective study can introduce selection bias and con- REFERENCES
founders because of the lack of randomization of subjects. 1. Shore BJ, Zurakowski D, Dufreny C, et al. Proximal femoral varus
derotation osteotomy in children with cerebral palsy: the effect of age,
Because of the retrospective nature of the study, we cannot gross motor function classification system level, and surgeon volume on
completely define the reason for all of the revision procedures. surgical success. J Bone Jt Surg Am Vol. 2014;97:2024–2031.
As far as we know they reoperations were done likely because 2. Terjesen T. To what extent can soft-tissue releases improve hip
of subluxation, symptomatic nature of condition, or continued displacement in cerebral palsy? A prospective population-based study
of 37 children with 7 years’ follow-up. Acta Orthop. 2017;88:695–700.
dysplasia, however, there is no way to go back and question 3. Zhang S, Wilson NC, MacKey AH, et al. Radiological outcome of
the surgeons regarding the absolute indication. Cutoff values reconstructive hip surgery in children with gross motor function
that were selected for radiographic parameters were based on classification system IV and v cerebral palsy. J Pediatr Orthop Part B.
previous values in the literature that have been shown to play 2014;23:430–434.
4. Chang FM, May A, Faulk LW, et al. Outcomes of isolated varus
a large role in risk factors of failure. Moreover, all patients derotational osteotomy in children with cerebral palsy hip dysplasia
were seen at a single institution and therefore may not be and predictors of resubluxation. J Pediatr Orthop. 2018;38:274–278.
representative of the general CP population. Since this cohort 5. Schmale GA, Eilert RE, Chang F, et al. High reoperation rates after
is one of the largest that has been studied with up to nine years early treatment of the subluxating hip in children with spastic
of follow-up, we feel that the large number patients help to cerebral palsy. J Pediatr Orthop. 2006;26:617–623.
6. Bayusentono S, Choi Y, Chung CY, et al. Recurrence of hip instability
mitigate selection bias. Furthermore, measurements by 1 after reconstructive. J Bone Joint Surg Am. 2014;96:1527–1534.
reader do not allow for intraclass correlation coefficients to 7. Huser A, Mo M, Hosseinzadeh P. Hip surveillance in children with
assess interobserver and intraobserver reliability; however, the cerebral palsy. Orthop Clin North Am. 2018;49:181–190.
reliability of MP (0.95), NSA (0.92 to 0.96), and AI (0.84) 8. Ruzbarsky JJ, Beck NA, Baldwin KD, et al. Risk factors and
have been established and are excellent when taught complications in hip reconstruction for nonambulatory patients with
cerebral palsy. J Child Orthop. 2013;7:487–500.
properly.7,14,15 For this reason, an instructional session before 9. Song HR, Carroll NC. Femoral varus derotation osteotomy with or
data collection was done to assess proper, literature-based without acetabuloplasty for unstable hips in cerebral palsy. J Pediatr
collection of measurements and aid in alleviating as much Orthop. 1998;18:62–68.
reader bias as possible. Multiple audits were done by other 10. Shukla PY, Mann S, Braun SV, et al. Unilateral hip reconstruction in
children with cerebral palsy. J Pediatr Orthop. 2013;33:175–181.
authors to ensure consistency and agreement of measurements 11. Settecerri JJ, Karol LA. Effectiveness of femoral varus osteotomy in
throughout the study. patients with cerebral palsy. J Pediatr Orthop. 2000;20:776–780.
In conclusion, we have found that younger age and 12. Gordon JE, Capelli AM, Strecker WB, et al. Pemberton pelvic
higher preoperative MP, AI, and NSA were associated with osteotomy and varus rotational osteotomy in the treatment of
higher rates of failure, while acetabular osteotomies at time of acetabular dysplasia in patients who have static encephalopathy.
J Bone Joint Surg Am. 1996;78:1863–1871.
surgery may be protective, when indicated. This sheds light on 13. Mazur JM, Danko AM, Standard SC, et al. Remodeling of the
the importance of managing preoperative expectations when proximal femur after varus osteotomy in children with cerebral palsy.
discussing outcomes with parents. In the setting of advanced Dev Med Child Neurol. 2004;46:412–415.
severity either seen on radiographs (high MP, AI, NSA), or 14. Shore BJ, Martinkevich P, Riazi M, et al. Reliability of radiographic
assessments of the hip in cerebral palsy. J Pediatr Orthop. 2018;39:1–6.
clinically significant disease in a young patient, parents should 15. Bizdikian AJ, Assi A, Bakouny Z, et al. Validity and reliability of
be aware that their children may be at an increased risk of need different techniques of neck–shaft angle measurement. Clin Radiol.
for subsequent surgery. In our case series of 291 operative hips 2018;73:984.e1–984.e9.

e82 | www.pedorthopaedics.com Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved.

Copyright r 2021 Wolters Kluwer Health, Inc. All rights reserved.

You might also like