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Lima2007 Treatment Heterogeneity in Asthma
Lima2007 Treatment Heterogeneity in Asthma
Contents
Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
1. Asthma Burden . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
2. Pharmacogenetics and Response Variability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
3. Pharmacotherapy of Leukotriene (LT) Modifiers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
3.1 LT Modifiers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
3.2 LT Modifier Use in Asthma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
4. Genetic Basis for Treatment Heterogeneity to LT Modifers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
4.1 Consequences of Genetic Variation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
4.2 Pharmacodynamic Consequences of Genetic Variants in LT Pathway . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
4.3 Pharmacokinetic Consequences of Genetic Variation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
5. Future Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
Abstract Despite advances in treatment, asthma continues to be a significant health and economic burden. Although
asthma cannot be cured, several drugs, including β2 agonists, corticosteroids, and leukotriene (LT) modifiers,
are well tolerated and effective in minimizing symptoms, improving lung function, and preventing exacerba-
tions. However, inter-patient variability in response to asthma drugs limits their effectiveness. It has been
estimated that 60–80% of this inter-patient variability may be attributable to genetic variation. LT modifiers, in
particular, have been associated with heterogeneity in response. These drugs exert their action by inhibiting the
activity of cysteinyl leukotrienes (CysLTs), which are potent bronchoconstrictors and pro-inflammatory agents.
Two classes of LT modifiers are 5-lipoxygenase (ALOX5) inhibitors (zileuton) and leukotriene receptor
antagonists (LTRAs) [montelukast, pranlukast, and zarfirlukast]. LT modifiers can be used as alternatives to
low-dose inhaled corticosteroids (ICS) in mild persistent asthma, as add-on therapy to low- to medium-dose ICS
in moderate persistent asthma, and as add-on to high-dose ICS and a long-acting β2 agonist in severe persistent
asthma. At least six genes encode key proteins in the LT pathway: arachidonate 5-lipoxygenase (ALOX5),
ALOX5 activating protein (ALOX5AP [FLAP]), leukotriene A4 hydrolase (LTA4H), LTC4 synthase (LTC4S),
the ATP-binding cassette family member ABCC1 (multidrug resistance protein 1 [MRP1]), and cysteinyl
leukotriene receptor 1 (CYSLTR1). Studies have reported that genetic variation in ALOX5, LTA4H, LTC4S, and
ABCC1 influences response to LT modifiers. Plasma concentrations of LTRAs vary considerably among
patients. Physio-chemical characteristics make it likely that membrane efflux and uptake transporters mediate
the absorption of LTRAs into the systemic circulation following oral administration. Genes that encode efflux
and uptake transport proteins harbor many variants that could influence the pharmacokinetics, and particularly
the bioavailability, of LTRAs, and could contribute to heterogeneity in response. In the future, large, well
designed clinical trials studying the pharmacogenetics of LT modifiers in diverse populations are warranted to
determine whether a genetic signature can be developed that will accurately predict which patients will respond.
98 Lima
© 2007 Adis Data Information BV. All rights reserved. Mol Diag Ther 2007; 11 (2)
Treatment Heterogeneity in Asthma 99
Guidelines[15,16] recommend that LT modifiers can be used as 4.1 Consequences of Genetic Variation
alternatives to low-dose inhaled corticosteroids (ICS) in mild
persistent asthma, as add-on therapy to low- to medium-dose ICS Genetic variation can have several consequences, including
in moderate persistent asthma, and as add-on to high-dose ICS and pharmacokinetic, pharmacodynamic, or both.[32] Genetic variants
a long-acting β2 agonist in severe persistent asthma. Long-term, that influence the activity (affinity and capacity) of phase I drug-
placebo-controlled clinical trials with LT modifiers have estab- metabolizing enzymes (cytochrome P450 [CYP] enzymes) or
lished their efficacy in asthma.[17-20] However, their use has been phase II enzymes (conjugation reactions: acetylation and sulfa-
associated with a significant degree of inter-patient variability in tion) and transporters expressed in the gut and/or liver can affect a
© 2007 Adis Data Information BV. All rights reserved. Mol Diag Ther 2007; 11 (2)
100 Lima
Table II. Encoded proteins and chromosomal locations of major leuko- gene transcript association with addition/deletion variants. They
triene (LT) pathway candidate genes tested this hypothesis in a placebo-controlled trial of ABT-761, a
Candidate gene Encoded protein Chromosomal 5-LO inhibitor similar to zileuton, in asthma. On days 8 and 84,
location individuals carrying wild-type ALOX5 (five repeats on both al-
ALOX5 5-Lipoxygenase 10q11.21 leles) and heterozygotes had a significantly greater response com-
ALOX5AP 5-Lipoxygenase activating 13q12-13 pared with individuals who were homozygous for the mutant allele
protein
(five repeats on both alleles) [figure 2]. This was one of the first
LTA4H Leukotriene A4 hydrolase 12q21
clear examples of a pharmacogenetic response in asthma treat-
LTC4S Leukotriene C4 synthase 5q35
ment. However, individuals with the homozygous mutant geno-
ABCC1 Multidrug resistance protein 1 16p13.12 type comprised only 3% of the population, suggesting that this
CYSLTR1 Cysteinyl leukotriene 1 receptor Xq21.1 genotype contributes in a minor way to the heterogeneity in
response to LT modifiers.
drug’s pharmacokinetics, including bioavailability. Polymorph- In relatively small studies, we and others have reported that
isms that influence a drug’s binding to plasma and tissue proteins individuals with the C allele of the LTC4S gene promoter (–444A/
will also affect a drug’s pharmacokinetics. The consequences of a C) polymorphism responded better to zafirlukast,[34] pranlukast,[35]
drug’s altered pharmacokinetic profile caused by genetic variants and montelukast[36] compared with the A allele, although negative
can often be mediated by changes in dose rate (i.e. daily dose). associations between this single nucleotide polymorphism (SNP)
Polymorphisms that influence drug targets (receptors, enzymes,
and LTRA response have been reported.[37,38]
and transporters) will alter the drug’s pharmacodynamics, which
usually cannot be mediated by changes in dose rate. There are In a recent pharmacogenetic study[31] that was ancillary to the
numerous studies of the pharmacodynamic consequences of genet- large, placebo-controlled clinical trial of add-on low-dose theo-
ic variation in response to inhaled β agonists and ICS.[6-9] Howev- phylline or montelukast,[30] we adopted a candidate gene approach
er, there are virtually no studies of the pharmacokinetic conse- and explored associations between response to montelukast (both
quences of genetic variation on these drugs, in part because they change in FEV1 and the risk of an asthma exacerbation) and 28
are inhaled and evoke their effects locally rather than systemically. SNPs in the ALOX5, LTA4H, LTC4S, ABCC1, and CYSLTR1
Therefore, it is expected that the pharmacokinetic consequence of genes, and the addition/deletion repeat polymorphism in the
genetic variants would have only a minor influence on the thera- ALOX5 promoter in 61 self-identified Caucasians taking
peutic benefits of inhaled asthma drugs. Because LT modifiers are montelukast (African Americans were not studied owing to the
administered systemically (oral and parenteral), genetic variants small number of participants). The risk of having an exacerbation
could alter their pharmacokinetics and pharmacodyamics. was reduced 73% in individuals carrying a variant number (n = 2,
3, 4, 6, 7) of repeats in the ALOX5 promoter on one allele
compared with homozygotes for the five repeat (wild-type) allele
4.2 Pharmacodynamic Consequences of Genetic
Variants in LT Pathway 25 p < 0.0001
FEV1 change from baseline (%)
20
p = 0.026
The underlying rationale for pharmacodynamic consequences
15 p = 0.004 Wild type:
associated with LT pathway polymorphisms is that carriers of p = 0.039
ABT-761
10
polymorphisms that increase the activity of CysLT respond better Wild type:
placebo
to LT modifiers compared with carriers of variants that have no 5
Mutant:
effect or that downregulate activity. At least six genes encode 0 ABT-761
© 2007 Adis Data Information BV. All rights reserved. Mol Diag Ther 2007; 11 (2)
Treatment Heterogeneity in Asthma 101
(p = 0.045). The risk of an asthma exacerbation was reduced 80% (LD) with the polymorphisms we studied, which may improve our
in carriers of the LTC4S –444C variant allele compared with AA ability to predict responsiveness to LTRAs and possibly 5-LO
homozygotes (p < 0.0001). These data support previous studies inhibitors.
that the ALOX5 repeat promoter polymorphisms and LTC4S –444
A/C SNP are important pharmacogenetic loci. 4.3 Pharmacokinetic Consequences of Genetic Variation
In addition, three novel SNPs were associated with either
changes in FEV1 from baseline or the risk of an asthma exacerba- There are no published studies that explore associations be-
tion while on montelukast treatment. For the ALOX5 rs2115819 tween plasma concentrations or response and polymorphisms that
(intron 2) and the ABCC1 rs119774 (intron 1) SNPs (shown in could affect the disposition of LT modifiers. Zileuton is marketed
figure 3), changes in FEV1 over baseline during 6 months of as a racemate, and its R(+) and S(–) enantiomers are extensively
montelukast treatment were compared. For the LTA4H rs2660845 metabolized in the liver by CYP1A2, CYP2C9, and CYP3A4.[40,41]
SNP, the risk of an asthma exacerbation while on montelukast was The drug is 93% bound to plasma proteins.[42] Following oral
4.5-fold higher in carriers of the G allele compared with AA administration of a 14C-labeled dose, 95% of the radioactivity was
homozygotes (p < 0.001). The mechanisms underlying this associ- recovered in the urine, indicating that the drug is well ab-
ation are unknown. Interestingly, the G allele of this SNP com- sorbed.[13,43] Its oral bioavailability and hepatic clearance are un-
prised a 5-SNP haplotype (termed HapK), which was associated known but are estimated to be 75% and 375 mL/min, respectively.
with the risk of myocardial infarction in Icelanders and European Genetic variants are known to alter the activity of the CYP1A2,
Americans, and increased production of LTB4, formed from the CYP2C9, and CYP3A4 enzymes,[44] which could contribute to
catalysis of LTA4 by LTA4H.[39] If the G allele of the LTA4H variability in plasma concentrations of, and therefore response to,
rs2660845 SNP favors increased production of LTB4, it is possi- zileuton.
ble that that substrate is shunted away from the alternative LTC4 The LTRAs share structural, physical, and chemical character-
pathway, which would lead to decreased production of CysLT and istics that are different from most other drugs.[45-49] LTRAs gener-
a reduced response to LT modifiers. ally have high molecular weights (≈500 or higher), high partition
coefficients, and are amphipathic. According to empirical rules
Thus, adopting a candidate gene approach to explore associa-
that allow prediction of a drug’s solubility and permeability,[50]
tions between LT variants and response to montelukast resulted in
these physio-chemical properties suggest that LTRAs may not be
replication of previous studies and the identification of novel
passively absorbed into the systemic circulation following oral
variants that may represent important pharmacogenetic loci. How-
administration (as are most drugs), but rather may require the
ever, the results of this study require replication in a larger, more
participation of one or more membrane transporters. In addition,
diverse population possibly using haplotype tagging SNPs
LTRAs are highly bound to plasma albumin (>99%), extensively
(htSNPs). In addition, the results of our study suggest that there
metabolized by hepatic drug-metabolizing enzymes, and excreted
may be other, functional SNPs that are in linkage disequilibrium
mainly in bile.[45-49]
ALOX5; MRP1 Owing to these characteristics, it is possible that LTRAs are
rs2115819 rs119774
40 substrates for drug transporters expressed on the apical (lumen)
Change in predicted FEV1 (%)
p = 0.017 p = 0.004 and basolaterol brush border membranes that transport them from
30 lumen to circulation to hepatocyte, where they are metabolized
and then excreted into the bile.[51] Membrane transporters can be
20 broadly divided into efflux transporters, which belong to three
different gene subfamilies within the super family of ATP-binding
10
cassette (ABC) transporters (the multidrug resistance-association
proteins [MRPs] and the multidrug resistance transporter
0
GG GA AA CC CT [MDR1]), and the uptake transporters, which comprise solute
Genotype carrier uptake transporters (SLC) and include organic anion and
Fig. 3. Influence of genotype on percent change in % predicted forced cation transporters.[51-53] Acting alone or in concert with CYP450
expiratory volume in 1 second (FEV1) from baseline in individuals taking enzymes, membrane transporters can influence the pharmacoki-
montelukast 10mg daily for 6 months. Changes in % predicted FEV1 over
baseline were compared by genotypes of ABCC1 marker rs119774 and
netics and pharmacodyamics of numerous drugs.[52,54-58] Variation
5-lipoxygenase (ALOX5) marker rs2115819 (reproduced from Lima et in genes that encode membrane transporters influence the
al.,[31] with permission). pharmacokinetics of many drugs and thus can contribute to hetero-
© 2007 Adis Data Information BV. All rights reserved. Mol Diag Ther 2007; 11 (2)
102 Lima
geneity in response.[53,59] Although there are no published data were similar, suggesting that the variability in AUC was the result
demonstrating that LTRAs are substrates for membrane transport- of differences in bioavailability. Six subjects volunteered for this
ers, there is evidence that montelukast is a substrate for membrane study to determine whether splitting and encapsulating Singulair®
transporters, and thus, genetic heterogeneity could contribute to influenced the bioavailability. The bioavailability of encapsulated
variability in pharmacokinetics and response. montelukast was 97% compared with Singulair®. It is possible
Montelukast is cleared mainly by the liver by CYP3A4, that this inter-patient variability in montelukast pharmacokinetics
CYP2C9,[60] and possibly CYP3A5, has an absolute bioavailabili- may be related to variants in genes that encode efflux and/or
ty of 64%, is highly bound to plasma albumin (>99%), and is uptake proteins that transport montelukast and potentially other
excreted mainly into bile.[61-64] The molecular weight of LTRAs.
montelukast is 585 G/mol, the log of the octanol to water partition
coefficient is high (about 8.9), and the drug’s pKa is 5.7.[65] Based
5. Future Studies
on these characteristics it is possible that montelukast is transport-
ed from the intestinal lumen by uptake transporters expressed on
It is clear that the LT modifiers are important additions to the
the apical side into enterocytes, followed by transport into the
growing list of drugs used to treat asthma and possibly other
systemic circulation by efflux transporters expressed on the baso-
inflammatory diseases.[70] It is equally clear that inter-patient
lateral membrane. It is speculated that montelukast is transported
variability in response to LT modifiers, particularly LTRAs, limits
from blood into hepatocytes by uptake transporters and undergoes
their usefulness as a controller for asthma. This review focused on
hepatic transformation (CYP) to metabolites, which are transport-
the genetic basis for this variability in response. It is clear that
ed into the bile by efflux transporters. In support of this, Letschert
more studies are required to identify genetic variants that influence
et al.[66] reported that montelukast and MK571 (a racemic mixture
both the pharmacodynamics and pharmacokinetics of LT modifi-
of the precursor of montelukast of which the S-enantiomer is
ers. Marked heterogeneity in response is common for most asthma
verlukast)[45] are potent inhibitors of hepatic solute carrier organic
anion transporter (SLCO) family members SLCO1B3, SLCO2B1, drugs, and LT modifiers are probably associated with the greatest
and SLCO1B1 expressed in specific cell lines.[66] SLCO2B1 is degree of heterogeneity, yet are the least studied class of common
also expressed in the apical membrane of the intestinal epitheli- asthma drugs from a pharmacogenetic view. Large, well designed
um[67] and may aid in the absorption of montelukast from the clinical trials studying the pharmacogenetics of LT modifiers in
intestinal lumen. In addition, SLCO transporters prefer diverse populations are warranted to determine whether a genetic
amphipathic organic anions that are highly bound to serum pro- signature can be developed that will accurately predict which
teins.[58] These data support the idea that montelukast may be a patients will respond. We should also be mindful that genetic
substrate for one or more SLC transport proteins. That variation, although substantial, is not the only source of response
montelukast is metabolized in the liver and excreted in the bile heterogeneity to LT modifiers. Other sources of variability include
implicates the participation of one or more ABC transporters. 250 Montelukast-encapsulated form
Singulair®
Concentrations (ng/mL)
ers. 100
Genes that encode efflux (ABC genes) and uptake (SLC genes)
50
transport proteins harbor many variants that could influence
0
pharmacokinetics, particularly the bioavailability of montelukast, 0.00 1.22 1.68 3.42 6.77 10.02 13.45 16.70
and could contribute to variability in response. Figure 4 demon- Time (hours)
strates variability in plasma levels of montelukast in two normal Fig. 4. Variability in montelukast plasma concentrations. Shown are plas-
subjects who received a 10mg tablet of Singulair® 1 (montelukast) ma concentrations vs time curves in two individuals who took montelukast
10mg (Singulair®) and the encapsulated formulation (10mg) on two differ-
and an encapsulated formulation containing a split 10mg tablet of
ent occasions separated by at least 1 week. Area under the plasma con-
Singulair® (Lima JJ, unpublished data). The areas under the centration-time curve (AUC) values on both dosing occasions were similar
plasma concentration time curve (AUC) differed by more than 10- for both formulations. The AUC between subjects differed by more than
fold between the two subjects on both occasions, yet the half-lives 10-fold on both occasions.
1 The use of trade names is for product identification purposes only and does not imply endorsement.
© 2007 Adis Data Information BV. All rights reserved. Mol Diag Ther 2007; 11 (2)
Treatment Heterogeneity in Asthma 103
20. Reiss TF, Chervinsky P, Dockhorn RJ, et al. Montelukast, a once-daily leukotriene
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This work was supported by the American Lung Association Asthma Manag Care 1997; 3: 633-40
Clinical Research Centers, the Nemours Research Foundation, and the Nation- 22. Malmstrom K, Rodriguez-Gomez G, Guerra J, et al. Oral montelukast, inhaled
al Institutes of Health (grants R01 HL 071394 and R01 HL 074755). JJL does beclomethasone, and placebo for chronic asthma: a randomized, controlled
not have a financial relationship with a commercial entity that has an interest trial. Montelukast/Beclomethasone Study Group. Ann Intern Med 1999; 130:
in the subject of this manuscript. 487-95
23. Israel E, Chervinsky PS, Friedman B, et al. Effects of montelukast and
beclomethasone on airway function and asthma control. J Allergy Clin Immu-
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