Where Has Carbon Footprint Research Gone

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Ecological Indicators 120 (2021) 106882

Contents lists available at ScienceDirect

Ecological Indicators
journal homepage: www.elsevier.com/locate/ecolind

Review

Where has carbon footprint research gone? T


a,⁎ b a
Ru Chen , Ruoyan Zhang , Hongyun Han
a
China Academy for Rural Development, School of Public Affairs, Zhejiang University, Hangzhou 310058, China
b
China School of Public Policy and Administration, Xi'an Jiaotong University, Xi'an 710049, China

ARTICLE INFO ABSTRACT

Keywords: Carbon footprint (CF) stands for a professional term is widely used in the public domain to cope with the threat
Carbon footprint posed by climate change. With obtained 9848 records of literature information from the database of Web of
Research fronts Science, a bibliometric analysis was implemented to judge the knowledge domain structure and evolution of
Intellectual bases frontiers in CF research by using the CiteSpace to make up for the lack of previous reviews. The results showed
CiteSpace
that the CF research was concentrated in the fields of Engineering, Environmental sciences ecology, Science
Normative application
technology other topics, Energy fuels, Computer science and Business economics, and there is a significant
cooperative relationship between researchers, especially those with a high volume of publications. The regional
layout of intercontinental CF research forces was Europe, North America, and Asia, while that between countries
were the United States of America, China, England, Australia and Italy, specifically, the Chinese Academy of
Sciences showed the core force of CF research with a high volume of publications and strong cooperation with
international institutions. The debate and application of CF accounting method, Case Studies of CF for livestock
and its products production, CF estimation for the final consumption of goods and services, Impact of human
food consumption on the climate change, Application of Footprint Family for sustainable development, and CF
estimation for household consumption and its drivers were the emerging CF research fronts in historical evo-
lution. Therefore, the CF research has its own characteristics in terms of spatial and temporal layout, cooperation
intensity and knowledge hierarchy, and the related topics of cross-application of agriculture and energy are
becoming the potential frontier of future research. This work not only provides the possible innovative direc-
tions, but also a reliable reference for the rapid and comprehensive understanding of CF research for the novices.

1. Introduction (especially methane, CH4 and nitrous oxide, N2O) are usually added to
the measurement range in subsequent research practices (Pathak et al.,
Carbon footprint (CF) is generally adopted as an indicator to 2010; O’Brien et al., 2014; Yan et al., 2015; Cheng et al., 2015;
quantify carbon dioxide (CO2) emissions (CE) or greenhouse gases Rebolledo-Leiva et al., 2017; Bartocci et al., 2019). Judging from the
(GHG) emissions (GE) in terms of CO2 equivalents (CO2-eq) (Wiedmann trend of soaring publications in the past ten years (Fig. 1 below), the
and Minx, 2008). Although the Global Footprint Network (GFN) in- popularity of the CF topic is fully explained. Simultaneously, with the
dicates it as a synonym for the demand on “CO2 land” or biomass aims of holding global warming to well below 2 degrees Celsius and to
fixation that is used to offset GE from fossil fuel combustion through “pursue efforts” to limit it to 1.5 degrees Celsius proposed by the Paris
photosynthesis (Galli et al., 2014), the definition closely related to climate agreement (Rogelj et al., 2016), this hot topic is bound to be
“Ecological Footprint” has not changed the popular understanding of pushed to new heights accompanied by the reduction targets of GE
CF measured in CE around the public view. However, what exactly is a strengthened.
“carbon footprint”? Wiedmann and Minx (2008) suggested the scien- The prevalence of CF lies in its estimated anthropogenic GE, which
tific definition “a measure of the exclusive total amount of carbon di- is closely related to the magnitude of climate responsibility on in-
oxide emissions that is directly and indirectly caused by an activity or is dividuals or organizations, hence accurate accounting of CF is the basic
accumulated over the life stages of a product”, and other GHG work to advance research (Wiedmann and Minx, 2008). The “bottom-

Abbreviations: CF, carbon footprint; CO2, carbon dioxide; CO2-eq, carbon dioxide equivalent; CE, CO2 emissions; EIO, environmental input-output; GFN, the Global
Footprint Network; GWP, global warming potential; GHG, greenhouse gases; GE, GHG emissions; LCA, life cycle analysis; MS, mean silhouette; CH4, methane; ME,
CH4 emissions; MQ, modularity Q; N2O, nitrous oxide; NE, N2O emissions; PA, process analysis

Corresponding author.
E-mail address: ruchen@zju.edu.cn (R. Chen).

https://doi.org/10.1016/j.ecolind.2020.106882
Received 16 January 2020; Received in revised form 6 August 2020; Accepted 23 August 2020
1470-160X/ © 2020 Elsevier Ltd. All rights reserved.
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Fig. 1. The number of articles published in CF from 2006 to 2020.

up” process analysis (PA) and the “top-down” Environmental Input- and Hertwich, 2008), which had increased to 7.8 Gt CO2 covering 113
Output (EIO) analysis are universally applicable CF accounting methods countries in 2008 (Peters et al., 2011).
to capture the full life cycle impacts, and a clear definition of system Obviously, CF stands for a professional term was widely used in the
boundary is essential in both methods for avoiding under-counting as public domain to cope with the threat posed by climate change, which
well as double-counting of CF. However, the truncation error is in- contributes to building the public’s carbon awareness and national
evitable in PA because it is troubled by how to give an identification of emission reduction actions (Weidema et al., 2008; Wiedmann and
appropriate system boundaries. Even though the whole economic Minx, 2008; Matthews et al., 2008). However, such luxuriant leaves
system as a boundary has been set by EIO to solve this problem, this always cover the branches of the trees that scholars’ enthusiasm for the
completeness comes at the expense of details. The methodologies to be CF application makes it difficult for us to clearly observe the growth
improved, nevertheless, have not prevented CF enthusiasts from ap- venation of CF research. Unfortunately, previous reviews of CF are
plying them to practices with diverse research purposes and availability often partial and fragmented, most of which are limited to qualitative
of data and resources. The establishment of CF in macro or meso sys- analysis from their own research perspective, and lack of in-depth
tems is generally supported by EIO accounting methods, e.g., national discussion on the existing research citation network relationships. As a
industry sector, multinational enterprises, larger product or service result, key documents are often inadvertently missed during the review
groups and households (Cai et al., 2019; López et al., 2019; Song et al., process, which may be an important turning point for specific research
2019; Nansai et al., 2020), while the advantages of PA-based CF ac- directions in the CF field. Such being the case, where has carbon foot-
counting methods are highlighted in the microsystem, e.g., a special print research gone? Which specific branches are persistent or tran-
production mode or a specific product manufacturer (Opio et al., 2012; sient? These questions stimulated our curiosity to explore the basic
O’Brien et al., 2014; Bartocci et al., 2019). structure and evolutionary trend of the knowledge domain behind CF
A series of economic or policy analysis of climate change that rely research. Therefore, to obtain a good answer, it is necessary to rely on
on CF accounting is the embodiment of the profound mystery of CF, the quantitative analysis of the literature, which makes up for the lack
which is a further expansion of its quantification function of GE. For of CF review.
instance, the effective planning of GE reduction action policies always Two fundamental concepts in information science are closely re-
come from the function of identifying emission hot spots in product lated to this study: research fronts and intellectual bases. A research
supply chain by CF, taking food system as an example, meat and dairy front is defined as an emergent and transient grouping of concepts and
products were the most GHG-intensive types of food (Garnett, 2011), underlying research issues, and an evolving network of scientific pub-
where key emission sources mainly included intestinal fermentation lications cited by it constitutes the intellectual bases, demonstrating its
and fecal management in its production process (IPCC, 2006; Rotz citation and co-citation footprint in the scientific literature (Chen,
et al., 2010; O’Brien et al., 2014), and beef production typically had the 2006). CiteSpace is a bibliometric analysis tool we borrowed and ap-
highest global warming potential (GWP) (de Vries and de Boer, 2010; plied to this study to explore the above information (Chen, 2016), and
Notarnicola et al., 2017). Among the crop production systems, rice more details about the method were described as well as the data col-
cultivation contributed the most to methane emissions (ME) (Pathak lection process in Section 2. The quantity and structure of citing arti-
et al., 2010), accounting for 0.69 of the total CFs of flooded paddy rice cles, the distribution of key authors of CF research, and the institutional
in China on average (Cheng et al., 2015), and the utilization of fertilizer and regional distribution of CF research forces were shown in Section 3.
and energy was key emission sources in agricultural production stage Section 4 discussed how to select and generate the co-citation knowl-
(Pathak et al., 2010; Yan et al., 2015; Cheng et al., 2015). From the edge map and key literature, and on this basis, we illustrated the re-
perspective of consumption-based CF, globally, there were over 5.3 Gt search fronts and intellectual bases of current CF, then the potential
of CO2 embodied in trade among 87 countries for the year 2001 (Peters frontier in the future research was summarized. Finally, Section 5

2
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Table 1
The top 15 literature types and research fields in CF retrieval records.
Ranking Literature types Record Proportion (%) Research Fields Record Proportion (%)

1 Article 5989 60.814 Engineering 4426 44.943


2 Meeting 2015 20.461 Environmental sciences ecology 3130 31.783
3 Patent 1080 10.967 Science technology other topics 1686 17.12
4 Review 422 4.285 Energy fuels 1475 14.978
5 Editorial 154 1.564 Computer science 1166 11.84
6 Data set 89 0.904 Business economics 987 10.022
7 Abstract 79 0.802 Chemistry 703 7.139
8 Book 74 0.751 Agriculture 659 6.692
9 News 56 0.569 Materials science 653 6.631
10 Letter 49 0.498 Construction building technology 561 5.697
11 Early access 41 0.416 Instruments instrumentation 560 5.686
12 Data study 18 0.183 Food science technology 466 4.732
13 Thesis dissertation 12 0.122 Telecommunications 441 4.478
14 Other 11 0.112 Transportation 302 3.067
15 Correction 10 0.102 Polymer science 296 3.006

presented the conclusions and limitations of this study. the retrieval parameter as Topic (TS) = “carbon footprint”, rather than
Our contribution is to use the co-citation analysis function of TS = (carbon* AND footprint*) to carry out literature information re-
CiteSpace to realize progressive knowledge domain visualization of CF trieval to search for literature that record “carbon footprint” in the Title,
research, then the document clusters and key nodes can be captured in Abstract, Author Keywords and Keywords Plus fields. As a result, we
the co-citation network, and with the generated cluster views and time- obtained 9848 records of literature information in preliminary re-
line or zone views, identifying the knowledge domain infrastructure trieval, of which 6799 were from the database of Web of Science Core
and the evolution of frontier will become more precise and clear, all of Collection, 1066 from Derwent Innovations Index, 1022 from Inspec® and
which have filled in the gap of bibliometric research on CF. the rest from BIOSIS Citation Index, Chinese Science Citation DatabaseSM,
Consequently, this study is not only to clarify systematic knowledge Data Citation Index, FSTA® - the food science resource, KCI-Korean Journal
information such as the current status, development context, knowl- Database, MEDLINE®, Russian Science Citation Index, SciELO Citation
edge domain structure and key citations of CF research but also to Index, and Zoological Record. To ensure that information from high-core
provide possible innovative directions for future research. Besides, we documents is incorporated into CiteSpace analysis, we first selected the
also detected some very important authors, literatures, and institutions literature types as Article, Review, and Proceedings paper in the database
in the field of CF research, which should be valued because it helps of Web of Science Core Collection (WoSCC) to refine the preliminary
novices to quickly enter the field and master the scientific knowledge retrieval records (with a total of 6597 pieces), besides, we eliminated
base. the invalid document types such as Book chapter and Retracted pub-
lications, etc., finally obtained a total of 6543 records, of which in-
cluding 4692 articles, 1478 proceedings papers, and 373 reviews.
2. Materials and methods
Furthermore, we used CiteSpace to deduplicate these refined records of
literature information, and 6402 records were retained. All these lit-
2.1. Bibliometric analysis
erature information records were searched and downloaded on
December 12, 2019, and processed in CiteSpace V.5.5.R2.
CiteSpace is a freely available Java application for visualizing and
analyzing trends and patterns in the scientific literature. It is designed
as a tool for progressive knowledge domain visualization (Chen, 2004),
3. Results
which based on the theory of co-citation analysis and pathfinding
network algorithm to explore the key path of research topic evolution
3.1. Quantity and structure of citing articles
and turning point of the knowledge domain, and the results of biblio-
metric analysis are presented in a series of visual knowledge maps, in
The initial characteristics of the CF document information system
which the characteristics of time-variant duality between intellectual
were shown in Fig. 1 and Table 1 by using 9848 preliminary retrieval
base and research front are described in detail (Chen, 2006). Therefore,
records. The term “carbon footprint” in the WoSCC database emerged
by establishing a bibliographic information system on the CF topic, we
in 2006, and the four literature records published were a National
can not only clarify the relationship of literature information of CF in
Footprint Accounts (NFA) data set containing CF (Compendium of En-
the complex citation network (co-author, co-institution or co-country,
vironmental Sustainability Indicator Collections), two invention patents
etc.) but also discover the development trend of the knowledge domain
for CE reduction (Patent Number WO2006027623-A1 and
(research progress, research front, intellectual base, etc.) of CF in a
US2006089851-A1), and a journal paper of the CF estimation of student
certain period. The operation process of CiteSpace application needs to
halls of residence in the University of Strathclyde (Bezyrtzi et al., 2006).
be rigorously implemented, prominently, the definition of keywords
Thereafter, it was shown a rapid growth trend and widely entered our
and terms, data collection, terms extraction, time zone segmentation,
research horizons, and the number of papers published in 2012 has
threshold selection, network simplification and mergence, visualization
been about 200 times that of 2006, then the annual growth rate has
knowledge mapping display, visualization knowledge mapping editing
gradually slowed down. As of December 12, 2019, the total number of
and detection, and the verification of key nodes, etc.
literature in 2019 reached 1214 records. The citation frequency of lit-
erature retrieval records showed an exponential upward trend. Since
2.2. Data collection 2006, a total of 64,177 citations (excluding self-citations) have been
cited. The total cited frequency and the average annual cited frequency
The primary source of input data for CiteSpace is from the Web of were 105,804 and 7053.6, respectively. Moreover, the top 15 literature
Science (WoS), considering the rich achievements in the research of CF types and research fields were listed in Table 1, among which Article,
in recent years, we directly set CF as a professional term, that was, set Meeting, and Patent accounted for a large proportion of the total number

3
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Table 2
The top 10 authors in CF retrieval records.
Ranking Name Record Proportion (%) Institution Country

1 Wood, Richard 34 0.345 University of Sydney or Norwegian University of Science & Technology Australia or Norway
2 Ahmad, Sajjad 31 0.315 University of Nevada Las Vegas United States of America
3 Wiedmann, Thomas 31 0.315 University of Sydney or University of New South Wales Sydney Australia
4 Klemes, Jiri Jaromir 29 0.294 Brno University of Technology Czech Republic
5 Lenzen, Manfred 28 0.284 University of Sydney Australia
6 Tan, Raymond R. 28 0.284 De La Salle University Philippines
7 Hertwich, Edgar G. 27 0.274 Yale University United States of America
8 Kucukvar, Murat 27 0.274 Qatar University Qatar
9 Vazquez-Rowe, Ian 23 0.234 Pontificia Universidad Catolica del Peru Peru
10 Heinonen, Jukka 22 0.223 University of Iceland Iceland

Notes: We've eliminated 166 anonymous author records, as well as some false rankings, e.g., the author whose name is abbreviated to Li Y, although the number of
retrieval records is 26, it contains many different authors such as Li Yan, Li Yu, and Li Yang etc.

of records, and the research fields of Engineering, Environmental sciences authors disappear.
ecology, Science technology other topics, Energy fuels, Computer science,
and Business economics accounted more than 10% of the records, re-
spectively. It should be noted that the total number of document re- 3.3. Institutional and regional distribution of CF research forces
cords has exceeded 9848 in Table 1 because the same document has the
identity of double literature types or research fields, that's why data As shown in Table 4, we put both the top 15 institution and country
deduplication is essential. in 9848 CF retrieval records and that in cooperation network (processed
by 6402 refined data and CiteSpace) into one table, using these two
3.2. Distribution of key authors of CF research indicators to comprehensively compare the layout of the CF research
strength. Although the institution with the largest number of published
The top 10 scholars who published articles in CF retrieval literature, literature in the retrieval records is the University of California System,
and their institutions and countries were listed in Table 2. Professor which accounted for 1.503% of the total number of records, it has not
Wood, from the University of Sydney or Norwegian University of Sci- cooperated with other institutions so much that its two sub-campuses
ence & Technology, who has long been devoted to the study of sus- (the University of California Berkeley and the University of California
tainability assessment and energy and environment, ranked the first Davis) ranked 14th and 15th in the cooperation network. Similarly,
with 34 literature retrieval records, and the paper “Input-output ana- Norwegian University of Science and Technology ranked third in the CF
lysis and carbon footprinting: an overview of applications” published by retrieval records but ranked ninth in the cooperation network, and the
his team in 2009 showed the representative influence in CF research State University System of Florida and Indian Institute of Technology
field with cited 244 times in the WoS database. Professor Ahmad who System, which ranked fourth and fifth in publication records, even
comes from the University of Nevada Las Vegas ranked the second and failed to enter the top 15 in the cooperation network, indicating that
has a distinctive insight into water resources systems and management, these institution’s CF research were highly independent. The Chinese
the synthesis of system dynamics tools proposed by him is not only Academy of Sciences ranked second with 115 publications, accounting
effective for the holistic conceptualization of water resources problems for 1.168% of the total number of CF retrieval records. Different from
but also provides an innovative reference for CF research. Tied for other institutions mentioned above, it not only has a high volume of
second is associate professor Wiedmann, who is good at sustainability publications, but also has strong cooperation with international in-
research and from the University of Sydney or University of New South stitutions, and its cooperation frequency exceeds 34 that of University
Wales Sydney, he has explored the apparent discrepancy between of Sydney in the second place, which showed that the Chinese Academy
public and academic use of the term “carbon footprint” in 2008, and of Sciences represents the core force of CF research. Furthermore, al-
suggested a scientific definition based on commonly accepted ac- though the University of Sydney, University of Leeds, Tsinghua Uni-
counting principles and modeling approaches, especially in 2010, the versity and the National University of Singapore ranked second, third,
term “footprint family” was provided for the first time by his team as a fourth and fifth, the literature publication was not so abundant that
suite of indicators to track human pressure on the planet and under ranked eighth, tenth, 13th and 14th in the retrieval records respec-
different angles, which brought the high interest for both policymakers tively.
and researchers in the field of ecological indicators. The remaining Compared with the institutional layout, the United States of
authors’ information in Table 2 is available in the WoS database. America, China, England, Australia, and Italy ranked in the top 5 both
In order to clarify the social network relationship of scholars in the in terms of the number of publications and the degree of international
retrieval records, we used 6402 refined data and CiteSpace to make the cooperation, which showed the clarity and stability of the regional
visualization mapping of the author's cooperation (Figs. S1 and S2) and layout of the CF research forces. Eight of the top 15 countries were from
obtained the cooperative relationship of scholars and the information of Europe, three from Asia, two from North America, one from South
key authors in the social network (Table 3), obviously, there is a certain America and one from Oceania. Among them, the number of literature
degree of cooperation between the authors (Section A-F in Fig. S1). The published in five continents was 2771 (Europe), 2114 (North America),
top 10 authors in CF retrieval records (Table 2) have a high-frequency 1821 (Asia), 496 (Oceania) and 147 (South America), and the co-
cooperative relationship with other authors in the cooperative network, operation frequency was 2456 (Europe), 1703 (North America), 1313
among which 7 authors have more than 20 times of cooperation, and (Asia), 436 (Oceania) and 134 (South America), respectively.
the Section A account the largest scale of cooperation network. It Therefore, Europe, North America, and Asia were the three main lay-
should be noted that although some authors have a low frequency of outs of the CF research force.
cooperation, they are indispensable in the cooperation network. Take
section A as an example (Fig. S2), we found some key authors A (a) ~ A
(g), who are the key nodes connecting different subnetworks, and the
cooperation network will be divided and become scattered once the key

4
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Table 3
Key authors in the author cooperation network.
Name Cooperation frequency Year of initial Institution and Country Section
cooperation

Wood, Richard 28 2010 Consistent with Table 2 A in Fig. S1


Wiedmann, Thomas 27 2010 Consistent with Table 2 A in Fig. S1
Ahmad, Sajjad 27 2012 Consistent with Table 2 B in Fig. S1
Tan, Raymond R. 25 2009 Consistent with Table 2 A in Fig. S1
Hertwich, Edgar G. 25 2009 Consistent with Table 2 A in Fig. S1
Kucukvar, Murat 23 2014 Consistent with Table 2 C in Fig. S1
Lenzen, Manfred 22 2009 Consistent with Table 2 A in Fig. S1
Klemes, Jiri Jaromir 19 2010 Consistent with Table 2 A in Fig. S1
Vazquez-Rowe, Ian 19 2013 Consistent with Table 2 D in Fig. S1
Heinonen, Jukka 18 2011 Consistent with Table 2 A in Fig. S1
Tatari, Omer 15 2013 University of Central Florida, USA C in Fig. S1
Feijoo, Gumersindo 13 2010 University of Santiago De Compostela, Spain D in Fig. S1
Carvalho, Monica 12 2018 Universidade Federal da Paraiba, Brazil E in Fig. S1
Egilmez, Gokhan 12 2014 University of New Haven, USA C in Fig. S1
Ingram, Dewayne L. 12 2012 University of Kentucky, USA F in Fig. S1
Hermansen, John E. 3 2014 Aarhus University, Denmark A (a) in Fig. S2
Cederberg, Christel 7 2011 Chalmers University of Technology, Sweden A (b) in Fig. S2
Long, Yin 4 2018 University of Tokyo, Japan A (c) in Fig. S2
Ridoutt, Bradley G. 3 2018 Commonwealth Scientific & Industrial Research Organization, Australia or A (d) in Fig. S2
University of the Free State, South Africa
Yu, Yajuan 4 2017 Beijing Institute of Technology, China A (e) in Fig. S2
Xu, Ming 4 2016 University of Michigan, USA A (f) in Fig. S2
Wang, Yixuan 2 2017 North Carolina State University, USA A (g) in Fig. S2

4. Discussion (Fig. S9 drawn with spotlight function of CiteSpace), which played a


creative role in the evolution of the CF knowledge domain. Moreover,
4.1. Selection of co-citation knowledge map and key literature although some high-frequency citations were not marked with purple
circles, they have accelerated the growth and expansion of the knowl-
The accurate capture of key nodes and citation cluster depends on edge domain, and we collected literature information on both of them
whether the knowledge map drawn by CiteSpace is scientific and aes- in Tables S1 and S2. Meanwhile, we used the cluster generation and
thetic, and two indexes are given according to the network structure labeling functions provided by CiteSpace to perform clustering on the
and the sharpness of cluster: Modularity Q (MQ) and Mean Silhouette data in Scheme 7, and the clustered label words were extracted by log-
(MS), which lay a foundation for us to evaluate the effect of knowledge likelihood rate algorithm, then the CF knowledge domain was divided
mapping. Generally, when the MQ value is greater than 0.3, it means into 13 knowledge communities in Fig. 3. Furthermore, in order to
that the knowledge structure is significant, and when the MS value is delineate the historical span of clusters and their relationships, a time-
greater than 0.5, the cluster view is considered reasonable (Chen, line view was drawn by using CiteSpace (Fig. 4).
2016), hence the scientific and aesthetic knowledge map needs to be
drawn multiple times with different thresholds until the MQ and MS 4.2. Fronts exploration of CF research
values reach the ideal level. However, the importance and rationality of
MQ and MS values are always ignored in previous research (Fang et al., The relevance and historical evolution of the intellectual bases de-
2018; He et al., 2019; Yang and Meng, 2019), which makes us have to termine that of research fronts because of a time-variant duality be-
question the reliability of their research conclusions. This phenomenon tween them, therefore, the basic structure and evolutionary trend of the
reflects the popularity of bibliometric methods, but on the other side of knowledge domain behind CF research surfaced through reading 81
the shield, it is enough to draw attention to the normative application of representative literature (Tables S1 and S2) hidden in different clusters
methods. (Fig. 3) in detail and combining with the time-line view (Fig. 4). The
Based on the above considerations, we adopted different selection parameters of 13 clusters were listed in Table 6, although the knowl-
criteria (the debug parameters are listed in Table 5), combined the MQ edge communities sorted by cluster-size, we used the time trend of the
and MS values, and repeatedly drew the knowledge map with 6402 evolution of the knowledge domain (the average year in Table 6) to
refined data in the CiteSpace software. Three data filtering strategies integrate different clusters and reveal the historical track of CF re-
were debugged (TOP N per slice, TOP N% per slice, Threshold inter- search. It is worth noting that the clustered label words were extracted
polation) in the software. In Scheme 1 (S1), we first keep all the lit- from citing literature (research fronts, emerging literature from 6402
erature information records by setting “TOP N% = 100” to obtain the refined data mentioned above), and the nodes in the cluster represented
Fig. S3, and the highlighted colors in the figure indicated the popularity the co-cited literature (intellectual bases), which came from the “CR”
of CF research in recent years. Besides, removing redundant literature field of the citing documents.
information was essential because the excessive data volume makes the
map too complicated to find key literature, then multiple strategies for
4.2.1. First phase of CF research
three data filtering methods were debugged in Schemes 2–5 (Figs.
C0, 1, 4 and 12 were the early clusters in the research field of CF,
S4–7). Only Schemes 6 and 7 (Table 5) were selected as the ideal maps
which have formed the corresponding intellectual bases of the research
with MQ and MS values after repeated tests (Fig. S8 and Fig. 2), and we
fronts of multi-region input–output model (MRIO), milk product, supply
chose a higher value map (Fig. 2) for co-citation analysis.
chain, and global warming potential, respectively. Besides, the first re-
As shown in Fig. 2, the key literature nodes were marked with
ference of C0 and C4 appeared in 2001 (Fig. 4), and they were closely
purple circles (more details about node size, color and thickness within
linked through two key articles: Lenzen et al. (2000) and Wiedmann
nodes, thickness and color of the links between nodes can be accessed
et al. (2007) (Fig. S10). C1 and C12 were closely related to C0 through
from Chen, 2016) and appear at the turning point of the critical path
ISO (2006) and Weidema et al. (2008), Peters and Hertwich (2008) and

5
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Hertwich and Peters (2009) (Figs. S11 and 12), and the first literature
of them appeared in 2006 and 2007 respectively (Fig. 4). Obviously, C0

Netherlands
Top 15 country in cooperation network

Germany
Australia
with a high core position congealed the other three clusters together in

Malaysia
England
Country

Norway
Sweden
Canada

France
China

Brazil
Spain
the first phase of CF research.

India
Italy
USA In the intellectual base of C0, Wiedmann and Minx (2008) suggested
a scientific definition based on commonly accepted accounting princi-
Cooperation frequency

ples and modeling approaches on CF and found that the input-output


analysis was able to provide comprehensive and robust CF assessments
of production and consumption activities at the meso level than so-
phisticated life cycle analysis (LCA). Besides, due to the question of how
to assign the responsibility of internationally traded GE, the LCA
1370

method traditionally assumes with full consumer responsibility lead to


842
623
436
401
377
351
333
309
220
176
163
162
145
134
double-counting because many producers have calculated their own CF
(Lenzen et al., 2007). Actually, using the consumption-based national
Top 15 country in CF retrieval records

emission inventories was favored by scholars because of the territorial


system boundary used by the United National Framework Convention
Netherlands

of Climate Change has been critiqued for not including international


Germany
Australia

Malaysia
England
Country

Norway
Sweden
Canada

transportation and potentially causing carbon leakage, and the emis-


France
China

Brazil
Spain
India
Italy
USA

sions embodied in the trade may have a significant impact on partici-


pation in and effectiveness of global climate policies such as the Kyoto
Protocol (Peters and Hertwich, 2008). Although which type of the
model is most suitable for CF accounting depends on the research
purpose of the particular application, the MRIO models are particularly
Record

1722
1237

appropriate to estimate the CF of production, consumption, imports and


679
496
443
425
413
400
392
257
216
184
177
161
147

exports (Wiedmann et al., 2007), which reveals why it is widely used in


Norwegian University of Science and Technology

C6 (following discussion).
The interactive relationship between the supply chain and CF has
been discussed by scholars in the C4 intellectual base, focusing on the
advantages and disadvantages of the LCA method. The early CF ac-
University of Santiago De Compostela

counting specifications focused only on direct GE or energy emissions,


Hong Kong Polytechnic University

Technical University of Denmark


University of California Berkeley
National University of Singapore

which led to large underestimates of CE for providing products and


University of California Davis
Chinese Academy of Sciences

services (Matthews et al., 2008; Lee et al., 2011). In contrast, ap-


University of Manchester

proaches based on LCA methods are available to track CF across the


University of Sydney

Tsinghua University

entire supply chain, ensuring that the large sources of environmental


University of Ghent
University of Leeds

Aarhus University
Top 15 institution in cooperation network

Aalto University

effects are not ignored across supply chains of products and services.
However, scientifically drawing system boundaries is difficult and even
Institution

suffer from a truncation error (Suh et al., 2004), which is caused by the
omission of resource requirements or pollutant releases of higher-order
upstream stages of the production process (Lenzen et al., 2000). For this
reason, a hybrid evaluation method combining process analysis with
Cooperation frequency

input-output analysis was proposed as an effective solution (Lenzen


The top 15 institution and country in CF retrieval records and cooperation network.

et al., 2000; Suh et al., 2004), which has been proven to be widely used
in C11 (the following discussion).
Case Studies of CF in milk production based on PA constituted the
intellectual base of C1. The rapidly increasing demand for animal
92
58
48
46
44
44
42
41
41
40
40
39
39
37
37

protein brought growth within the livestock sector, which has con-
tributed significantly to environmental problems such as ecosystem
Norwegian University of Science and Technology

pollution, global warming by GHG emission and biodiversity loss (Opio


et al., 2012). Flysjö et al. (2011) analyzed the 1 kg of energy corrected
United States Department of Energy Doe
University of New South Wales Sydney

milk CF at the farm gate for an outdoor pasture grazing system in New
Indian Institute of Technology System

University of Santiago De Compostela

Zealand was 1 kg CO2-eq and a mainly indoor housing system with


State University System of Florida

Technical University of Denmark


Wageningen University Research

National University of Singapore

pronounced use of concentrate feed in Sweden (SE) was 1.16 kg CO2-eq


Top 15 institution in CF retrieval records

University of California System


Chinese Academy of Sciences

based on the LCA methods. Took a similar approach, Kristensen et al.


University of Manchester

(2011) estimated per kg energy corrected milk CF in the organic system


University of Sydney

of 32 organic dairy farms was 1.27 CO2-eq, higher than 35 conventional


Tsinghua University
University of Leeds

dairy farms (1.20 CO2-eq) before allocation into milk and meat. Milk
production CF in organic farms showed better environmental perfor-
Institution

mance than for conventional farms (Thomassen et al., 2008).


There has been a growing interest in understanding GWP at a
variety of scales in C12, covering for example, individuals, households,
companies, and even entire nations (Peters, 2010). CF benefit humans
Record

by providing goods and services, as it is discussed in C0, consumers


148
115
93
78
77
68
67
63
56
52
50
48
48
47
46

should be the responsibility for emissions. In addition to milk products


mentioned in C1, CF for other goods and services had also been studied
Ranking
Table 4

at different scales, e.g., Hertwich and Peters (2009) used MRIO model
10
11
12
13
14
15
1
2
3
4
5
6
7
8
9

to estimate CF of the final consumption of goods and services with 8

6
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Table 5
Parameter settings of the three data filtering strategies in S1-7.
Selection criteria Time slicing Pruning Nodes Links Density MQ MS

TOP N% = 100 (S1) 2006–2019 Years per slice (1) None 9807 44,898 0.0009 0.8582 0.1607
TOP N% = 10 (S2) 2006–2019 Years per slice (1) None 1546 7673 0.0064 0.7579 0.1877
TOP N = 100 (S3) 2006–2019 Years per slice (1) None 821 4024 0.012 0.7169 0.2163
TOP N = 50 (S4) 2006–2019 Years per slice (1) None 334 1747 0.0314 0.6155 0.2528
Thresholding (2, 2, 20; 4, 3, 20; 4, 3, 20) (S5) 2006–2019 Years per slice (1) None 1647 8521 0.0063 0.7576 0.1619
TOP N = 20 (S6) 2006–2019 Years per slice (1) Pathfinder (pruning the merged network) 156 241 0.0199 0.7765 0.5345
Thresholding (2, 1, 20; 9, 9, 20; 10, 10, 20) (S7) 2006–2019 Years per slice (1) Pathfinder (pruning the merged network) 191 203 0.0112 0.8572 0.5721

Notes: Explanation of the meaning of all parameters can be obtained in Chen (2016).

categories (construction, shelter, food, clothing, mobility, manu- human health and diet, in addition to milk products, scholars also focus
factured products, services, and trade) for 73 nations and 14 aggregate on other livestock products’ environmental impacts, e.g., pork, chicken,
world regions, where food accounted for 20% of GE. Hillier et al. beef, and eggs, etc. (de Vries and de Boer, 2010). Pelletier et al. (2010)
(2009) estimated the CF of different crops (e.g. legumes, winter and held that impacts per live-weight kg of beef produced were higher than
spring cereals, oilseed rape, potato) on conventional, integrated and pasture-finished beef for the cumulative energy use, ecological foot-
organic farms with the farm survey data from the east of Scotland, 75% print, greenhouse gas emissions and eutrophying emissions at the as-
of the total emissions came from nitrogen fertilizer application. More- suming equilibrium conditions in soil organic carbon fluxes across
over, the urgency of food product CF linking climate change and food systems, and lower than for feedlot-finished beef. Nevertheless, the
security was highlighted in extensive case studies implemented by environmental cost will not keep within limits the increasing demand
scholars in C3 (following discussion). for livestock products, hence these livestock food chains are bound to
major contributors of GE (Gerber et al., 2013), which was emphasized
by IPCC (2006).
4.2.2. Second phase of CF research C6 was closely connected to C0 through Peters and Hertwich (2008)
C5, C6, and C10 constituted the intellectual bases for the second and Minx et al. (2009) (Fig. S14), how to standardize the application of
phase of CF research in the average year of 2011, supporting the de- MRIO model and bring together the rigorous economic modeling and
velopment of research frontier of ghg emission, multi-region input-output the practice of GHG accounting at various levels were discussed in this
analysis and eastern canada. C5 and C1 were closely linked by two key intellectual base (Wiedmann 2009). Minx et al. (2009) and their re-
articles Thomassen et al. (2008) and de de Vries and de Boer (2010) search team (some authors are from C0) took the UK as example
(Fig. S13), because the livestock sector is an important determinant of

Fig. 2. The visualization mapping of co-citation network in S7.

7
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Fig. 3. The cluster visualization mapping of co-citation network in S7.

highlighted the multiple uses of generalised multi-regional input-output (Capper et al., 2009). O’Brien et al. (2014) indicated that if GE was only
models for carbon footprinting in seven areas of national emissions attributed to milk, CF from the Irish grass-based system was 5% lower
inventories and trade, emission drivers, economic sectors, supply than the UK confinement system, and 7% lower than the US confine-
chains, etc. Meanwhile, uncertainty analysis and a time series of ba- ment system based on LCA methods. Furthermore, Eastern Canada was
lanced input-output tables were implemented for this case by Lenzen taken as a typical CF research case of milk products in extensive citing
et al. (2010) and Wiedmann et al. (2010). Druckman and Jackson literature because most dairying occurs in this area in Canada (Mc
(2009) found CE of households in the UK were 15% above 1990 levels Geough et al., 2012).
in 2004 based around a quasi-MRIO model, and recreation and leisure
accounted for over one-quarter of total emissions. A fully coupled MRIO
model based on global economic data in 2004 (consisting of 113 4.2.3. Third phase of CF research
countries or regions and 57 industry sectors) was used in consumption- The intellectual bases of CF research frontier in the third phase
based accounting of CE, the result showed 23% of global emissions (pisco production, ecological footprint and economy-wide hybrid lca) were
were traded internationally in 2004 (Davis and Caldeira, 2010). constituted by C2, C7 and C11, respectively. Choosing a more en-
C10 is the growth of the C1 intellectual base that focusing on re- vironmentally-friendly livestock product in a diet can mitigate the en-
gional differences or comparison in milk production systems, and they vironmental impact (de Vries and de Boer, 2010), while scholars were
were linked through Rotz et al. (2010) and Flysjö et al. (2011) (Fig. not limited to exploring the CF of livestock products in C1, 5 and 10.
S15). Rotz et al. (2010) designed a software tool called the Dairy The impact of human food consumption (especially Pisco) on the en-
Greenhouse Gas model to calculate the CF of different dairy production vironment was extensively discussed in C2, which was connected with
systems for each state in the United States and obtained the value of C5 by de Vries and de Boer (2010) and Röös et al. (2013) (Fig. S16). A
0.37 to 0.69 kg of CO2-eq units/kg in energy-corrected milk, which consumption-oriented life cycle perspective favors understanding the
depend upon milk production level and the feeding and manure environmental implications of dietary choices and resulting consump-
handling strategies used. From the perspective of historical practice, the tion patterns (Heller et al., 2013), based on this, Notarnicola et al.
CF per billion kilograms of milk produced in modern US dairy pro- (2017) indicated the meat products (beef, pork and poultry) and dairy
duction in 2007 was 37% of equivalent milk production in 1944 products (cheese, milk and butter) were with the highest environmental
burden after the assessed environmental impact of the average food

8
R. Chen, et al. Ecological Indicators 120 (2021) 106882

Fig. 4. The time-line visualization mapping of co-citation network in S7.

Table 6 Peters et al. (2011) (Fig. S17). Although international trade is a sig-
Clustering parameters of co-citation network in S7. nificant factor in explaining not only the changes in regional CE (Peters
Cluster ID Size Silhouette Mean Cluster ID Size Silhouette Mean et al., 2011) but also the various environmental pressures caused by a
(year) (year) nation’s consumption of goods and services (Steen-Olsen et al., 2012),
the importance of trade chains as a driver of threats to species is poorly
#0 (C0) 22 0.947 2008 #7 (C7) 12 0.956 2012
understood (Lenzen et al., 2012a,b) and even obscured the causal re-
#1 (C1) 16 0.919 2008 #8 (C8) 12 0.945 2013
#2 (C2) 16 0.955 2012 #9 (C9) 11 0.933 2013
lationships in biodiversity loss (Weinzettel et al., 2013). As a result,
#3 (C3) 15 0.93 2013 #10 (C10) 11 0.985 2011 more and more footprint indicators are being incorporated into the
#4 (C4) 15 0.961 2008 #11 (C11) 10 0.952 2012 estimation of the environmental burden caused by international trade,
#5 (C5) 14 0.983 2011 #12 (C12) 9 0.879 2009 e.g., carbon footprint, water footprint, biodiversity footprint, land
#6 (C6) 13 0.956 2011
footprint, etc. This package of footprint indicators is integrated into the
framework of sustainability measurement (Čuček et al., 2012), which is
consumption of European citizens. An estimated 80% increase in global defined as “Footprint Family” by Galli et al. (2012) and Fang et al.
(2014). Steen-Olsen et al. (2012) used the MRIO model to quantify the
agricultural GE if these diets higher in refined sugars, refined fats and
meats would be not controlled (Tilman and Clark, 2014). The dietary total environmental pressures characterized by footprint family in-
dicators found that an average EU citizen in 2004 consumed 13.3 t CO2-
change could reduce 50% GE and land use demand in areas with an
affluent diet (Hallström et al., 2015). Therefore, shifting diets and re- eq, 2.53 gha and 179 m3 of blue water in their consumption activities.
Case Studies of hybrid LCA application constituted the intellectual
ducing waste, especially, away from diets rich in GHG-intensive meat
and dairy foods is a task of top priority (Garnett, 2011; Foley et al., base of C11, which related to C0 through Wiedmann et al. (2007) and
Miller and Blair (2009) (Fig. S18). Lenzen et al. (2012a,b) applied the
2011). Whether the environmental burden of food consumption could
be represented by the CF indicator is queried because some environ- environmentally extended MRIO tables in LCA, the high country and
sector detail drastically improved the resolution of LCA. Weber and
mental impacts do not change with climate change, especially those
related to emissions of toxic substances (Laurent et al., 2012). Matthews (2008) indicated that transportation represented only 11% of
life-cycle GE associated with food production in the United States and
C7 was linked with C6 through Davis and Caldeira (2010) and

9
R. Chen, et al. Ecological Indicators 120 (2021) 106882

final delivery from producer to retail contributed only 4% through the 4.3. Potential frontier in the future CF research
method utilized of hybrid LCA. More similar case studies appeared in
the citing literature in recent years (Figs. 3 and 4). Using the co-occurrence analysis function of terms in Citespace to
detect hot topics in CF research, where the term words drew Title,
4.2.4. Fourth phase of CF research Abstract, Descriptors, and Identifiers from 6402 refined data. Compared
C3, 8 and 9 were the fourth phase intellectual bases of CF research with previous studies that only focus on Keywords, the terms can pe-
with the corresponding research fronts of loess plateau, global land-water netrate deeper into the content of the literature and get more com-
nexus, and household consumption. C3 tightly connected both with C2 prehensive information. Besides, the function of “Burst Phrases” was
and C12 (Fig. S19), it makes sense if combine with the analysis above, used to select the term words (1478 burst terms detected with S1). As it
which were all concerned about the impact of climate change on food was shown in Table S3, frontier topics formed by clustering above were
security. 19–29% of global anthropogenic GE came from the food sys- distributed among these term words, e.g., “Based-life-cycle”, “Life-
tems in 2008, in which the agricultural production contributed 80–86% cycle-stages”, “Life-cycle-inventory”, “System-boundary” and “Attribu-
(Vermeulen et al., 2012). Clune et al. (2017) reviewed 369 published tional-life-cycle-assessment”, which were interrelated with C0, 4 10 and
studies with the food categories of fresh vegetables, fresh fruits, staples, 11; “GHG-emission”, “Raw-milk-production”, “Livestock-production”
dairy, non-ruminant livestock and ruminant livestock (168 varieties of and “Beef-production” were closely related to C1, 5 and 10; “Food-
fresh produce) found that meat from ruminants having the highest systems”, “Food-supply-chain”, “Dietary-choices” and “Grain-produc-
impact on GWP but grains, fruit and vegetables having the lowest. GE tion” has been referred to a great extent in C2, C3 and C5, etc., ob-
from 24 Indian food items showed that ME mostly came from the an- viously, the research fronts were condensed in these hot topics. Those
imal food products and rice cultivation, and food products from crops hot spots that had not been integrated into the cluster cannot be sup-
accounted for the most NE (Pathak et al., 2010). Climate change, in ported by the intellectual base due to the lack of emerging citing lit-
turn, poses a threat to food production in agricultural yields and erature, which shows that in all likelihood they are turning into the
earnings, food quality, and, notably, food safety (Vermeulen et al., potential frontier in future research.
2012), which has aroused Chinese scholars’ close attention to the eco- First of all, for the future CF accounting method, more attention
logically fragile areas, especially the Loess Plateau in China (Figs. 3 and should be paid to eliminating the uncertainty of the accounting process,
4). Historical statistical studies in CF of crop production from China such as improving system boundaries and data quality to obtain the
provide the intellectual bases for this topic, e.g., the high frequency accuracy of accounting results. Using a hybrid approach to integrate the
cited documents from Cheng et al. (2011), Yan et al. (2015) and Cheng PA and input-output methodologies is strongly recommended by many
et al. (2015). scholars (Lenzen et al., 2000; Suh et al., 2004; Wiedmann and Minx,
C8 was linked with C11 through two articles of the same author: 2008), such a Hybrid-EIO-LCA allows to retain the advantages of both
Lenzen et al. (2012a,b) and Lenzen et al. (2013) (Fig. S20), who is methods. Secondly, the application scope of CF indicators in economic
committed to compiling large-scale global MRIO tables that represent and policy analysis needs to be continuously expanded and strength-
all countries at a detailed sectoral level and provide information on data ened. At present, CF is gradually used as a representative indicator to be
reliability. Resource flows and environmental burdens are proposed to absorbed into environmental sustainability assessment for various
be included in global MRIO tables with the emergence of footprint fa- products, e.g., with consideration of producing more with less en-
mily accounting indicators, and the European Union attaches great vironmental impact, resource utilization efficiency can be measured by
importance to these footprint indicators in its Resource-efficiency joint application of LCA and Data Envelopment Analysis (DEA)
roadmap (Tukker et al., 2016). Similarly, Wood et al. (2015) focused on (Rebolledo-Leiva et al., 2017, 2019). Thirdly, the theme of fairness will
environmental activities and constructed a global MRIO database continue to be valued in the CF application field in the future. There is
(EXIOBASE), which allowed for more details of consumption footprints. no doubt that the principle of common but differentiated responsi-
Moreover, the construction of the World Input-Output Tables (WIOTs) bilities and respective capabilities was established in early climate
was described by Dietzenbacher et al. (2013). Due to the convenience of change negotiations by the United Nations Framework Convention on
accessing these input–output databases, using a “footprint” perspective Climate Change (UNFCCC), which is essential for the burden-sharing
to capture the global dimension of resources and their impacts is and responsibilities on the basis of equity. However, complete fairness
paramount in understanding the sustainability, efficiency, and equity of is difficult to achieve in climate policy practice because the problem of
resource use (Hoekstra and Wiedmann, 2014; Tukker et al., 2016), carbon leakage is hidden between international trade (Kander et al.,
because the sole use of current resource productivity indicators in 2015), which poses a challenge to the UNFCCC for its determination of
policymaking is called into question (Wiedmann et al., 2015). There- GHG inventories at the boundary of the territorial system (Peters,
fore, these provide an opportunity to estimate the maximum sustain- 2008). The perspective of consumption-based CF has questioned the
able footprint levels and improve the efficiency of natural resource global climate mechanism to a certain extent and provides an in-
utilization (water, land, material and climate, etc.), ensuring that the novative direction.
anthropogenic perturbation levels of the earth system are within the Specifically, in addition to the environmental impact of climate
proposed Planetary Boundary (Steffen et al., 2015). change, CF has shown great vitality in the cross-application of agri-
The CF of household consumption and its drivers were discussed in culture (10 closely related terms in Table S3) and energy (9 closely
C9, in which the intellectual base was linked with C6 through Davis and related terms in Table S3). The waste management should be given
Caldeira (2010) and Minx et al. (2013) (Fig. S21). Minx et al. (2013) more attention in future CF research (Food-waste-management, Was-
used a hybrid method to estimate the human settlements CF in the UK tewater-treatment and Agricultural-waste in Table S3), which was also
found that 90% of the areas were net importers of CE, and the CF in emphasized in the latest research of He et al. (2019). In combination
urban was higher than rural settlement types, although the CF mainly with other ecological footprints, CF also as a member of the “Footprint
determined by socio-economic, income was not the most important Family”, jointly tracking human pressure on the planet and under dif-
driver. In contrast, Ivanova et al. (2017) calculated the CF associated ferent angles (Galli et al., 2012; Fang et al., 2014). All of this indicates
with household consumption for 177 regions in 27 EU countries and that the CF will grow rapidly in the field of interdisciplinary research.
indicated income was the most important driver for a region’s CF. Be-
sides, significant differences were in the size and composition of CF 5. Conclusions
between geographic regions when the typical U.S. households CF was
calculated in 28 cities for 6 household sizes and 12 income brackets by With the collected literature information records from the WoS, a
Jones and Kammen (2011). bibliometric analysis of CF research was conducted to clarify the

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R. Chen, et al. Ecological Indicators 120 (2021) 106882

relationship in complex citation networks and the development trend of Funding


the knowledge domain in a certain period. There are significant dif-
ferences in CF research in terms of spatial and temporal layout and This work was supported by the Project funded by China
cooperation intensity. In particular, the scientific definition for the term Postdoctoral Science Foundation [grant number 2020M671776].
“carbon footprint” emerged in 2006, mostly in the form of Article,
Meeting and Patent distributed in the field of Engineering, Appendix A. Supplementary data
Environmental sciences ecology, Science technology other topics,
Energy fuels, Computer science and Business economics. There was a Supplementary data to this article can be found online at https://
certain degree of cooperation between the authors, and the top 10 doi.org/10.1016/j.ecolind.2020.106882.
authors in CF retrieval records also have high-frequency cooperative
relationships with other authors in the cooperative network. The References
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Gerber, P.J., Steinfeld, H., Henderson, B., Mottet, A., Opio, C., Dijkman, J., et al., 2013.
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The authors declare that they have no known competing financial Mitigation Opportunities. Food and Agriculture Organization of the United Nations
(FAO).
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