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Jamapsychiatry Frontera 2022 SC 220001 1659381701.66875
Jamapsychiatry Frontera 2022 SC 220001 1659381701.66875
Jamapsychiatry Frontera 2022 SC 220001 1659381701.66875
CONCLUSIONS AND RELEVANCE Growing data support a high prevalence of PASC Author Affiliations: Department of
neuropsychiatric symptoms, but the current literature is heterogeneous with variable Neurology, New York University
Grossman School of Medicine, New
assessments of critical epidemiological factors. By enrolling large patient samples and
York (Frontera); Department of
conducting state-of-the-art assessments, the Researching COVID to Enhance Recovery Psychiatry, New York University
(RECOVER), a multicenter research initiative funded by the National Institutes of Health, will Grossman School of Medicine, New
help clarify PASC epidemiology, pathophysiology, and mechanisms of injury, as well as York (Simon).
identify targets for therapeutic intervention. Corresponding Author: Naomi M.
Simon, MD, MSc, Department of
Psychiatry, NYU Grossman School of
JAMA Psychiatry. 2022;79(8):811-817. doi:10.1001/jamapsychiatry.2022.1616 Medicine, One Park Avenue, 8th
Published online June 29, 2022. Floor, New York, NY 10016 (naomi.
simon@nyulangone.org).
T
his Special Communication highlights what is currently un- (1) ongoing symptomatic COVID-19 lasting 4 to 12 weeks after the on-
derstood about neurological and psychiatric (herein neu- setofacutesymptomsand(2)post–COVID-19syndromeforthosewith
ropsychiatric) symptoms in adults that develop and per- symptoms longer than 12 weeks after the onset of acute COVID-19.4
sist after SARS-CoV-2 infection and considers them in the context For the purposes of this communication, we use the CDC definition of
of the pandemic using a targeted rapid review of the literature. symptoms occurring 4 weeks or longer from index infection.
We then introduce Researching COVID to Enhance Recovery
(RECOVER), 1 a multicenter research initiative funded by the
National Institutes of Health (NIH) to help identify and address the
Methods
postacute sequelae of COVID-19 (PASC).
A primary challenge of parsing PASC epidemiology and patho- We conducted a targeted rapid review of literature published on
physiology is the lack of a standardized and biologically based defini- PubMed and PsycInfo between January 2020 and February 1, 2022,
tion of the syndrome. While the Centers for Disease Control and Pre- using the search terms “chronic COVID,” “post-acute COVID,” “Long-
vention (CDC) describes post–COVID-19 conditions as occurring 4 Haul Covid,” “Long-Hauler Covid,” “Long Covid,” “post-acute se-
weeks or more after infection,2 the World Health Organization (WHO) quelae,” “persistent symptom,” “SARS-CoV-2,” AND “psychiatric” OR
definition3 requires symptoms to be present 3 months or longer after “psychological” OR “neurological” OR “neuropsychiatric” OR “mental
infection and to last 2 months or longer. Because the WHO definition disorders” OR “depression” OR “anxiety” OR “cognition” or “mood dis-
was released October 6, 2021, most publications use heterogeneous orders” OR “brain.” Relevant articles were reviewed by both authors
time frames, in part because authors used pragmatic definitions prior for inclusion. In this rapid review, we used transparent and reproduc-
to the CDC or WHO guidance statements. Other groups have also ible search methods; however, because of time contraints and the rap-
published PASC definition guidelines. The UK National Institute for idly changing nature of COVID-19 literature, source searches were lim-
Health and Care Excellence (NICE) put forth 2 definitions of PASC: ited in scope. In addition, we did not include a risk-of-bias assessment,
jamapsychiatry.com (Reprinted) JAMA Psychiatry August 2022 Volume 79, Number 8 811
an analysis of missing data or data heterogeneity, a meta-analysis, or incident onset of anxiety and fear-related disorders and trauma- and
a certainty assessment, as are typical in a formal systematic review. stress-relateddisorderswassignificantlygreaterthanamongthosewith-
out COVID-19.25 Additionally, rates of stroke, dementia, mood, anxiety,
psychotic, and substance use disorders were each significantly higher
at 6 months than among control patients with influenza or other respi-
Epidemiology
ratoryconditions(Table1).15 However,notallstudieshavefoundhigher
Acute Neuropsychiatric Symptoms rates of mood and anxiety symptoms after COVID-19 hospitalization
(<4 Weeks From SARS-CoV-2 Infection) thanamongcomparatorgroups,andsubstantialvariabilityexistsinstudy
Acute COVID-19 neuropsychiatric symptoms may persist in a sub- methodsandquality.26 Studieswithshortertimeframes(eg,1-3months)
set of patients or recur later, consistent with PASC. Understanding tendtoreporthigherthresholdanxiety,depression,andPTSDratesthan
the continuity of symptoms from the acute to postacute period is those more than 3 months postinfection, although early distress (eg,
critical to identifying risk factors and mechanisms underlying PASC. at 1 month) predicts 1-year depression, anxiety, and traumatic distress,
For example, some symptoms may represent a static insult with re- irrespectiveofpriorpsychiatrichistoryorgender,27 supportingtheneed
sidual disability (eg, stroke), while others may represent ongoing mal- for longitudinal studies. That prior neuropsychiatric illness is also asso-
adaptive responses, such as inflammation or autoimmune mecha- ciated with higher rates of hospitalization, intensive care unit (ICU)
nisms. Other symptoms may be tied to acute illness factors but wane admission,andmortalitywithCOVID-1916,28 highlightsthepotentialfor
over time. Disaggregating etiologies hinges on evaluating the en- bidirectional risk.
tire disease course from the acute to postacute periods as well as
contextualizing symptoms in the evolving pandemic environment.
The overall prevalence of neuropsychiatric symptoms during
Risk Factors for Neuropsychiatric PASC
acute COVID-19 is difficult to estimate, and differences among SARS-
CoV-2 variants are still emerging. Because at least 33% of individu- Systematicresearchisneededtobetterunderstandriskfactorsforneu-
als infected with SARS-CoV-2 are completely asymptomatic during ropsychiatric aspects of PASC. Individuals with preexisting neurologi-
the acute phase of infection, the association between SARS-CoV-2 cal or psychiatric histories are at risk for worsening and/or recurrence
and neuropsychiatric symptoms may be unrecognized, potentially withCOVID-19.6 Althoughdataareinconsistent,moresevereCOVID-19
leading to underestimates of PASC after asymptomatic or mild disease and course (requirement of hospitalization, use of invasive
COVID-19.5 Conversely, acute neurological events among hospital- mechanical ventilation, and/or ICU admission) are risk factors for
ized patients with severe COVID-19 are extensively documented, PASC.15,16,25 Multiomics analyses suggest that history of diabetes, ini-
with prevalence rates from 14% to 33%6,7 across heterogeneous tial SARS-CoV-2 viral load, autoantibodies (anti-interferon and anti-
studies. The most prevalent reported neurologic symptoms are fa- nuclear), and reactivation of latent Epstein-Barr virus at COVID-19
tigue in 33%,8 sleep abnormalities in 29%,9 headache in 23%,10 and illness onset may all predict PASC.29 Of note, risk factors for neuro-
anosmia/dysgeusia in 18%.7 Meta-analyses addressing psychiatric psychiatric events that occur acutely after COVID-19 (older age, male
symptoms have reported pooled prevalence rates as high as 42% sex, White race, COVID-19 illness severity, medical comorbidities, and
to 45% for depression and 37% to 47% for anxiety,9,11 both higher past neurological and psychiatric disease)14 vary substantially from risk
than rates without infection (eg, 24% depression, 26% anxiety) factors for postacute neuropsychiatric sequelae (middle age, female
(Table 1).6-22 Although control groups are variably included, some sex, racial and ethnic minority groups, baseline disability, fewer years
studies suggest higher rates of ischemic stroke, hemorrhagic stroke, of formal education, and/or a history of psychiatric disease).14,30 Po-
Guillain-Barré syndrome, neuropathy, myopathy or neuromuscu- tential hypotheses include that mechanisms of injury more common
lar junction disorder, anxiety, mood disorder, psychotic disorder, in- in middle-aged women, such as autoimmune disease, may explain
somnia, and substance abuse disorder compared with patients with some of these differences. Social determinants of health, variability in
influenza or other respiratory tract infections.16,23 access to health care, and community-specific stigma surrounding
treatment of psychiatric illness that may include physical symptom-
Postacute Neurological Events and Psychiatric Symptoms atology may also contribute.
(≥4 Weeks From SARS-CoV-2 Infection)
Post–COVID-19 neuropsychiatric sequelae have been reported in up to
91% of patients with COVID-1914 6 months after hospitalization and in
Mechanisms of Injury
approximately 25% of nonhospitalized individuals with COVID-19.12
However, sequelae rates vary depending on the spectrum of compli- Acute Phase
cations considered, the severity of the index infection and course, the The preponderance of human data suggests the pathophysiology un-
time window from initial infection, and the assessment methodology. derpinning neuropsychiatric injury during acute infection is related to
The most commonly reported post–COVID-19 neuropsychiatric events secondary effects of SARS-CoV-2, including hypoxemia, hyperinflam-
occurring within 4 weeks to 6 months postinfection include cognitive mation, and hypercoagulability. Neuropathological evidence of acute
abnormalities(4%-47%),12,14,15,19,20 sleepdisturbances(3%-27%),12,14,16 hypoxic-ischemic brain injury exists in multiple COVID-19 autopsy
anxiety (7%-46%),12-14,24 depression (3%-20%),12-14,24 posttraumatic cohorts.31 Additionally, elevations in proinflammatory cytokines, par-
stress disorder (PTSD) (6%-43%),13,24 fatigue (5%-32%),12,14,15,17 and ticularly IL-6, is a hallmark of moderate-severe acute COVID-19 known
headache (5%-12%)12,15 (Table 1). These rates appear to be higher than to promote endothelial dysfunction, vascular permeability, and po-
ratesobservedinsimilarpatientpopulationswithoutCOVID-19.Among tentially blood-brain barrier (BBB) dysfunction.32 Neuropathological
73 000 nonhospitalized patients 30 days or longer after infection, data among COVID-19 decedents have revealed endothelial injury,
812 JAMA Psychiatry August 2022 Volume 79, Number 8 (Reprinted) jamapsychiatry.com
Table 1. Prevalence of Neuropsychiatric Events in the Acute (≤4 Weeks) and Postacute (>4 Weeks, >3-6 Months) Periods After COVID-19
Based on a Targeted Rapid Literature Review
microhemorrhages, disruption of the microvasculature basal lamina, hemorrhagic conversion, or primary intracranial hemorrhage.34 Neu-
and extravasation of fibrinogen into brain parenchyma,33 all sugges- rodegenerative blood markers (GFAP, NFL, UCHL1) indicating injury to
tive of BBB disruption that may be mediated by a COVID-19–related neurons, glia, and axons are acutely elevated in hospitalized patients
inflammatory state. Intense inflammation in turn triggers hyperco- with COVID-19 (and no history of neurodegenerative disease) to lev-
agulability resulting in microthromboses and microvascular endothe- els observed in control patients with Alzheimer disease but without
lial injury, seen in postmortem neuropathological studies.31 Hyperco- COVID-19, particularly among patients with acute neurological symp-
agulability coupled with endothelial injury may lead to ischemic stroke, toms, suggesting profound brain injury for some.35
jamapsychiatry.com (Reprinted) JAMA Psychiatry August 2022 Volume 79, Number 8 813
While direct neuronal invasion by the SARS-CoV-2 virus has been viruses may occur, such as herpesviruses (herpes simplex virus 1, vari-
postulated as a mechanism of injury, most neuropathological evi- cella zoster, Epstein-Barr). Initial SARS-CoV-2 viral load and Epstein-
dence suggests it is not a driving factor. While SARS-CoV-2 RNA has Barr viremia during acute COVID-19 have been implicated in post-
been identified by polymerase chain reaction in regionally based acute memory concerns.29
samples of olfactory mucosa and surrounding tissue, in situ hybridiza- Both autoimmunity and viral persistence can contribute to per-
tion (more cell specific and less prone to contamination by neighbor- sistent chronic inflammation in patients with PASC.47 Persistence of
ingcells)didnotdetectSARS-CoV-2inanyneuraltissuein2studies.36,37 proinflammatory cells, altered cytokine production, and immune-
Most other reports of SARS-CoV-2 detection by reverse transcriptase– metabolic pathway disruptions may all play a role in promoting a
polymerase chain reaction in neural tissue either did not report levels chronic inflammatory state.47 Furthermore, persistent inflamma-
or had low RNA copies,31 which may represent contamination.38 tory responses such as IL-6 cytokine dysregulation have been re-
ported, consistent with decades of psychoneuroimmunology re-
Postacute Phase search in patients with anxiety disorders, depression, and traumatic
Little is known regarding mechanisms of neuropsychiatric PASC, and stress–related disorders.27,48 Complex interactions between preex-
it is likely that host, viral, and environmental factors contribute to isting psychiatric disease, psychiatric medications, stress, and SARS-
differing degrees depending on the PASC subphenotype. Here we CoV-2 infection effects on inflammation and neuronal function have
present several hypothetical mechanisms of PASC. First, PASC symp- been highlighted as needing further study.49 For example, treat-
toms may represent static brain injury accrued during acute COVID- ment with serotonin selective reuptake inhibitors, fluoxetine or
19. Patients with COVID-19–related ischemic stroke, intracranial hem- fluvoxamine in particular, may be acutely protective against COVID-
orrhage, or hypoxic-ischemic brain injury may have trajectories of 19–related mortality, with mechanistic hypotheses including re-
recovery that span months to years, and many may have perma- duced inflammation, decreased platelet aggregation, and func-
nent disabilities. Additionally, critical illness of any cause is associ- tional inhibition of acid sphingomyelinase.50
ated with long-term cognitive deficits39 as well as motor deficits re- While ongoing research efforts are beginning to help elucidate
lated to critical illness neuropathy/myopathy. In these cases, disability the COVID-19–related biological underpinnings such as immune-
is largely related to secondary complications of COVID-19, rather than inflammatory dysregulation27 across the range of neuropsychiatric
an ongoing insult specific to SARS-CoV-2. PASC symptoms and severity, it should be noted that environmen-
Another mechanism may involve progressive neurodegenera- tal factors, including stressors, social determinants of health, and re-
tion triggered by post–COVID-19 hypoxia, inflammation, and BBB dis- siliency factors, likely also contribute to the aforementioned mecha-
ruption, similar to that described in other disease models, such as nisms of PASC. For example, pandemic-related stressors have been
traumatic brain injury. Hypoxia, particularly chronic hypoxia, has been shown to affect such symptoms as cognition, anxiety, depression,
linked to early Alzheimer disease pathology by a variety of mecha- fatigue, and sleep and may play a larger role in generating these
nisms that lead to amyloid β accumulation,40 with decreased amy- symptoms than SARS-CoV-2 infection itself.12 Social determinants
loid breakdown. Neuroinflammation may additionally promote both of health, including access to health care resources, endemic dis-
amyloid plaque and neurofibrillary tangle formation.41 Other neu- crimination, and education level, may also place vulnerable indi-
rodegenerative diseases, such as Parkinson, may occur or progress viduals at risk for post–COVID-19 neuropsychiatric sequelae.51
at higher rates after SARS-CoV-2 infection.42
Autoimmune mechanisms for neuropsychiatric PASC have also
been proposed. Indeed, acute disseminated encephalomyelitis, acute
Gaps in Knowledge
necrotizing encephalomyelitis, Guillain-Barré syndrome, and trans-
verse myelitis, which are believed to be caused by molecular mimicry, Variable Disease Definitions
have all been reported after SARS-COV-2 infection, although onset is Variable follow-up periods and heterogeneous grouping of neuro-
typically within 7 to 14 days (Table 1). Autoantibodies, including anti- psychiatric symptoms and disorders in existing COVID-19 literature
interferon α2 and antinuclear antibodies, have been correlated with make it challenging to estimate the population at risk and the breadth
postacute respiratory and gastrointestinal symptoms.29 A compart- of resources necessary to address current and future burdens of ill-
mentalized central nervous system autoimmune response following ness. The conflation of subjective symptoms, diagnosed syn-
SARS-CoV-2 infection has also been observed, further bolstering this dromes, and objective testing abnormalities has muddied the un-
hypothesis.43 Some data suggest these autoantibodies precede derstanding of PASC epidemiology. Short clinical observation times
COVID-19 and only generate clinical syndromes following SARS- related to the rapid emergence of SARS-CoV-2 may in part explain
CoV-2 infection.29 Notably, PASC shares some symptomatic similari- the difficulties in producing a pragmatic working definition of PASC.
ties with chronic fatigue syndrome, which may have autoimmune un- Iterative refinement of the defining features of PASC are expected
derpinnings, such as autoantibodies to neurotransmitters, changes in as biological mechanisms become better understood.
cytokine profiles, and decreased natural killer cell cytotoxicity.44 Ad-
ditionally, there has been an increase in diagnoses of chronic fatigue Lack of Biomarkers
syndrome 3 to 9 months after SARS-CoV-2 infection among nonhos- Even when an association between SARS-CoV-2 and neuropsychi-
pitalized patients.45 atric disease seems plausible, causality is difficult to verify without
Viral persistence in immune sanctuaries has been postulated as pathological evidence or robust biomarker data. While active re-
a PASC mechanism, similar to that described with HIV; this specu- search is ongoing internationally, there are no diagnostic criteria avail-
lation is largely driven by cases of persistent viral shedding in im- able to definitively identify SARS-CoV-2 as the underlying etiology
munosuppressed patients.46 Alternately, reactivation of latent of either acute or postacute neuropsychiatric events.
814 JAMA Psychiatry August 2022 Volume 79, Number 8 (Reprinted) jamapsychiatry.com
Table 2. Tiers of Neuropsychiatric Testing in the RECOVER Initiative Adult Clinical Protocola
jamapsychiatry.com (Reprinted) JAMA Psychiatry August 2022 Volume 79, Number 8 815
pregnant individuals. The effect of SARS-CoV-2 infection vs pandemic- RECOVER takes a 3-tiered approach to prospective data collec-
related factors on the developing brain may not be fully understood for tion, with assessments from early tiers setting gateways for later-tier
several years. testing across a broad range of potentially affected organ systems (eg,
cardiology,respiratory,neurologic,andpsychiatric1).Anestimated30%
Effect of Treatments of patients in tier 1 will go on to tier 2, and 20% will go on to tier 3 test-
Understanding the potential role of interventions for COVID-19 as ing for any given symptom. For example, a participant with a positive
well as new or preexisting neurologic and psychiatric treatments is tier 1 self-report screening measure for a psychiatric condition such as
also needed to fully recognize the contributors to neuropsychiatric depression, generalized anxiety disorder, or PTSD is referred to tier 2
PASC. structured clinical interview, while a subset who complete tier 2 with
confirmed psychiatric diagnoses are referred to magnetic resonance
imaging, which is tier 3 (Table 2). A proportion of uninfected partici-
pants and infected participants without relevant symptoms will also
Bridging Gaps
complete tiers 2 and 3 as part of a control group. RECOVER does not
The RECOVER initiative is a NIH-funded multipronged approach to un- set a time frame from SARS-CoV-2 infection to symptom onset, nor a
derstanding PASC, which will address many of the aforementioned symptom duration to qualify as PASC, because a primary aim is to de-
knowledge gaps. RECOVER includes clinical cohort studies spanning termine a data-based, practical definition using comparator groups.
the age spectrum (adult, pediatric, pregnant populations), pathology RECOVER data will be accessible for researchers interested in con-
studies, and big data studies that draw from electronic medical rec- ducting ancillary studies, and RECOVER is expected to help identify
ords. The adult clinical cohort study assesses disorders affecting mul- targets for future interventional trials.
tiple organ systems and is an ambidirectional, longitudinal meta-
cohortstudycombiningretrospectiveandprospectivedatawithnested
case-controlstudies.Thestudywillenroll15 000individualswithcases
Conclusions
that meet WHO criteria for suspected, probable, or confirmed SARS-
CoV-2 infection on or after March 1, 2020, as well as 2680 uninfected Growing data support a high prevalence of PASC neuropsychiatric
control patients recruited from inpatient, outpatient, and community- symptoms, but the current literature is heterogeneous with vari-
based settings, assuming a 25% rate of PASC among cases. The pri- able assessments of critical epidemiological factors. By enrolling
mary aims of RECOVER are to (1) characterize the incidence and preva- large, diverse patient samples across the age spectrum with vary-
lence of long-term sequelae of COVID-19 and describe subphenotypes, ing levels of illness exposure and experiences, and conducting state-
(2) characterize the clinical course and recovery trajectories of PASC of-the-art assessments, RECOVER will help clarify PASC epidemiol-
and identify risk factors, and (3) identify mechanisms and pathophysi- ogy, pathophysiology, and mechanisms of injury, as well as identify
ology leading to PASC and potential modifiers. targets for therapeutic intervention.
ARTICLE INFORMATION from APA Publishing, Wolters Kluwer (UpToDate), May 5, 2022. https://www.cdc.gov/coronavirus/
and Wiley (Deputy Editor, Depression and Anxiety) 2019-ncov/long-term-effects/index.html
Accepted for Publication: May 2, 2022.
outside the submitted work. No other disclosures 3. World Health Organization. A clinical case
Published Online: June 29, 2022. were reported. definition of post COVID-19 condition by Delphi
doi:10.1001/jamapsychiatry.2022.1616
Funding/Support: Both authors receive funding as consensus. Published October 6, 2021. https://
Author Contributions: Drs Frontera and Simon had co-investigators/faculty at the NYU Grossman www.who.int/publications/i/item/WHO-2019-
full access to all of the data in the study and take School of Medicine for the RECOVER initiative nCoV-Post_COVID-19_condition-Clinical_case_
responsibility for the integrity of the data and the (OTA-21-015A Post-Acute Sequelae of SARS-CoV-2 definition-2021.1
accuracy of the data analysis. Infection Initiative: NYU Langone Health Clinical 4. Venkatesan P. NICE guideline on long COVID.
Concept and design: Both authors. Science Core). Dr Frontera receives funding for the Lancet Respir Med. 2021;9(2):129. doi:10.1016/
Acquisition, analysis, or interpretation of data: following COVID-19–related grants from these NIH S2213-2600(21)00031-X
Both authors. institutes: National Institute of Neurological 5. Oran DP, Topol EJ. The proportion of
Drafting of the manuscript: Both authors. Disorders and Stroke (3U24NS11384401S1), SARS-CoV-2 infections that are asymptomatic. Ann
Critical revision of the manuscript for important National Heart, Lung, and Blood Institute Intern Med. 2021;174(9):1344-1345. doi:10.7326/
intellectual content: Both authors. (1OT2HL161847-01), and National Institute on Aging L21-0491
Administrative, technical, or material support: Frontera. (3P30AG066512-01). 6. Frontera JA, Sabadia S, Lalchan R, et al.
Conflict of Interest Disclosures: Dr Frontera Role of the Funder/Sponsor: The funding A prospective study of neurologic disorders in
reported grants from the National Institutes of organization had no role in the preparation, review, hospitalized patients with COVID-19 in New York
Health (NIH), consulting support from FirstKind and or approval of the manuscript or decision to submit City. Neurology. 2021;96(4):e575-e586. doi:10.1212/
Braincool, publishing fees from Thieme, and the manuscript for publication. WNL.0000000000010979
speaking fees from Physician Education Resource 7. Misra S, Kolappa K, Prasad M, et al. Frequency of
(PER) outside the submitted work. Dr Simon Additional Information: There was no original data
neurologic manifestations in COVID-19:
reported grants from the NIH during the conduct of collection or analyses for this Special
a systematic review and meta-analysis. Neurology.
the study; grants from the NIH, Patient-Centered Communication.
2021;97(23):e2269-e2281. doi:10.1212/WNL.
Outcomes Research Institute, Department of 0000000000012930
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