Professional Documents
Culture Documents
Cacorr2 Im 1st Sem 2022-2023
Cacorr2 Im 1st Sem 2022-2023
NON-INSTITUTIONAL
CORRECTIONS
CACORR2
GLENA C. GANDALERA-ALOS
CHAPTER 2. PROBATION
1. Theories of Criminal Punishment
2. Personalities Involved in the Development and
Establishment of Probation
3. Forerunners of Probation
4. Timeline of Laws on Probation
5. History of Probation in the Philippines
6. Related Terms on Probation System
CHAPTER 5. PARDON
1. Concept of Pardon
2. History of Pardon
3. Kinds of Pardon
4. Forms of Pardon
CHAPTER 6. PAROLE
1. Concept and Origins of Parole
2. Advantages of Parole
3. Personalities Involved in Parole System
4. Processes Involved in the Parole System
5. Composition and Functions of BPP
6. Differences between Pardon and Parole
7. Differences between Parole and Probation
• Community-based correction programs began in the 1970s, 1980s, and 1990s. The programs
offer an alternative to incarceration within the prison system. Many criminologists believed a
significant number of offenders did not need incarceration in high security prison cells. Some
inmates, who might otherwise have been ready to turn away from a life of crime, instead
became like the hardened criminals they associated with in prison.
• In response, states, counties, and cities established local correctional facilities and programs
that became known as community-based corrections. These facilities, located in
neighborhoods, allowed offenders normal family relationships and friendships as well as
rehabilitation services such as counselling, instruction in basic living skills, how to apply for
jobs, and work training and placement.
Institutional Corrections
• That aspect of the correctional enterprise that involves the incarceration and rehabilitation of
adults and juveniles convicted of offenses against the law, and the confinement of persons
suspected of a crime awaiting trial and adjudication.
• Restorative Justice is focused on the victim and emphasizes offender responsibility to repair
the injustice that offenders have caused their victims
• When a crime is committed, the offender harms both the individual victim and the community
• The offender must repair the damage by remaining in the community and repaying the victim
and the community at large
CHAPTER 2. PROBATION
• Probation began as a humanitarian effort to allow first-time and minor offenders a second
chance. Early probationers were expected not only to obey the law but also to behave in a
morally acceptable fashion. Officers sought to provide moral leadership to help shape
probationer’s attitudes and behavior with respect to family, religion, employment and free time.
They aimed to ensure that this was enforced as well, and early probationers were given the
opportunity to prove themselves and possibly even reduce their sentence.
• As a background for the study of probation, it is but proper to trace briefly the long history of
the treatment of crime. The more enlightened approach to the problems of crime and criminals
has been slow and faltering. Out history of civilization has shown that the trail of pursuit and
punishment of law violators is almost as bloody as the trail of crime committed.
• The punishment among ancient people was prompt and pitiless. Criminals were feared, hated
and consequently tortured, banished, or killed with no concern whatsoever.
• Later, the laws of Babylon, Greece and Rome sought to maintain some balance of justice by
introducing money compensation. This is the precursor of our use of fines and restitution for
those crimes which did not affect the safety of the state.
• Jewish laws revealed some consideration for the individual in lesser penalties for impulsive
offenses than for planned murder. The Jews provided for those who killed without
2. Deterrence
➢ Punishment is imposed upon a person who has committed a crime. The pain inflicted
will dissuade the offender (and others) from repeating the crime.
3. Restraint
➢ If a criminal is confined, executed, or otherwise incapacitated, such punishment will
deny the criminal the ability or opportunity to commit further crimes that harm society.
▪ John Augustus
✓ considered as the “First Unofficial Probation Officer”
✓ “Father of Probation in America.”
✓ Other references say that he’s the “World’s Father of Probation”.
✓ The Boston Shoemaker who was the American pioneer in the development of probation
in the United States. He was the first to develop a sustained service to promote
temperance and to reclaim drunkards. Although later he began to take men and women
charged with other crimes, then eventually children.
✓ He was born in 1785 at Woburn Massachusetts and moved to Lexington Green and
became a Cordwainer or Bootmaker. He prospered and acquired large track of land
apart conveyed to Lexington Academy to erect a school which he became a trustee.
▪ Teodulo C. Natividad
✓ “Father of Probation in the Philippines”
✓ He headed the committee (IDCCP) primarily tasked with the drafting of the adult
probation law.
FORERUNNERS OF PROBATION
Probation was first legally established in the United States of America, but to trace its origins
we must turn to earlier schemes for humanizing the criminal justice under the common laws of
England. These procedures were brought over with the law and customs of England and were
adapted by the colonists who settled the eastern shores of the United States.
1. Benefit of Clergy – earliest device for softening the brutal severity of punishment. This was a
compromise between the church and the king that if any member of the clergy was brought to
trial before the King’s court, such clergy could be claimed from the jurisdiction by the bishop or
chaplain representing him on the ground that the prisoner subject to the authority of the
ecclesiastical court only. There was a greater leniency in sentencing and particularly escape
from death penalty. The Jury of the Twelve Clerks establishes acquittal or guilt.
2. Judicial Reprieve – withdrawal of sentence for an interval of time, whereby the execution of
sentence is suspended either before or after judgment such as when there is a favorable
circumstance in the criminal’s character, in order to give him opportunity to apply to the King
3. Recognizance or “Binding Over for Good Behavior” – this is considered as the “Direct
Ancestor” of Probation. This involves an obligation or promise, sworn to under court order by a
person not yet convicted of a crime that he would keep the peace and be of good behavior.
Sureties or bail were required, and the person who stood as surety had the power to enforce
the conditions of his release.
4. Transportation – this was developed from an ancient practice of banishment and flourished
for more than two hundred years as a principal method of disposing offenders. It is mainly as a
cheap source of supplying labor to the colonies of England.
1. Massachusetts – The first probation law was passed and was signed by Gov. Alexander H.
Rice on April 26, 1878. It was a general type of probation – probation applied both to juvenile
and adults.
2. State of Vermont – was the second state to enact a general probation law called the Vermont
Act of 1898. Vermont was the first to adopt a COUNTY (not country) PLAN, where each
country court was required to appoint a probation officer whose duty was to investigate
accused at the request of any court. He was authorized to recommend that such persons if
convicted be placed on probation. Probation was granted only after the suspension of
execution of sentence.
3. State of Rhode Island – The Act of 1899 makes the State of Rhode Island the third state to
have a general type of probation law. The Act of 1899 empowered the Board of State Charities
and Corrections to appoint a state probation officer and additional probation officers; one of
whom shall be a woman. Probation was granted before the imposition of sentence and even
without conviction. It was the first state to adopt the designation “Counselor” rather than
“Officer”.
4. In 1899, the States of Minnesota and Illinois enacted laws giving probation to juvenile
delinquents only.
5. New Jersey – was the fourth state to pass a general probation law in 1900 and later that year
New York enacted its probation law, making it the fifth to have a general probation law.
6. California (6th) established its general probation law in 1903. Two other states followed –
Connecticut and Michigan.
• The move to secure a probation act started with the introduction of a probation bill on January
11, 1909 by Representative McCall. Then on June 18, 1909, Sen. Robert T. Owen introduced
a bill in senate to provide for probation. On March 4, 1925 President Coolidge signed the
Federal Probation Law.
• This desire to establish a federal probation system stemmed from the dissatisfaction of federal
judges with the harsh and severe penalties they were compelled to impose upon wrongdoers.
The Federal laws provided no alternative informal probation was established in a number of
federal courts. These probations are as follows:
o Continue cases for Sentence; defer sentence; or file the indictment without
sentencing
• These informal practices were, however, not acceptable by all federal courts, nor were they
generally favored by federal judges. The Attorney General of the United States was likewise
against such practice, as the informal practices were not supported by all. The decisions of US
Supreme Court in the Killits Case have barred the continued use of the informal probation
practices.
Philippine Legislature enacted the first Probation Law of the Philippines – Act No. 4221 – dated
August 7, 1935 but in the case of People versus Vera (37 O.G. 1640), it was subsequently declared
as unconstitutional by the Supreme Court due to the following reasons:
2. Violations of the equal protection of the laws. Section 1, Article III of the Constitution: “No
person shall be deprived of life, liberty or property without due process of law, nor shall any
person be denied the equal protection of the laws. (its application is not uniform throughout the
Islands. It is made to apply only to the Provinces of the Philippines in which the respective
Provincial Boards shall have provided for the salary of a probation officer”)
• Encroaches upon the pardoning power of the Chief Executive. (“In the oral argument
dated October 6, 1937, further elaborated on the theory that probation was a form of
reprieve and therefore Act No. 4221 is an encroachment on the exclusive power of the
Chief Executive to grant Pardons and Reprieve”)
• “We conclude that the Probation Act does not conflict with the pardoning power of the
Executive. The pardoning power in respect to those serving their probationary sentence,
remains as full and complete as if the Probation Law had never been enacted. The
President may yet pardon the probationer and thus place it beyond the power of the
court to order his re-arrest and imprisonment. (Riggs vs United States [1926], 14 F
The challenged section of Act No. 4221 is Section 11, which reads as follows:
“This Act shall apply only in those provinces in which the respective provincial boards have
provided for the salary of a probation officer at rates not lower than those now provided for
provincial fiscals. Said Probation Officers shall be appointed by the Secretary of Justice and shall
subject to the direction of the Probation Officer.”
• In other words, and to make the story short, the provincial boards of the various provinces are
to determine for themselves, whether the Probation Law shall apply to their provinces or not at
all.
• The applicability and application of the Probation Act are entirely placed in the hands of the
provincial boards. If a provincial board does not wish to have the Act applied in its province, all
that it has to do is to decline to appropriate the needed amount for the salary of probation
officer.
• The plain language of the Act is not susceptible of any interpretation. This, to our minds is
virtual surrender of legislative power to the provincial boards.
About Vera…
• “Original Action in the Supreme Court. Certiorari and Prohibition dated August 19, 1937.
Respondent herein, Hon Jose O. Vera is the Judge ad interim of the seventh branch of the
Court of First Instance of Manila, who heard the application of the defendant Mariano Cu
Unjieng for Probation. (Criminal case no. 42649 entitled People of the Philippines vs. Mariano
Cu Unjieng). And thereafter prohibit the said Court of First Instance from taking any further
action or entertaining further the aforementioned application for probation, to the end that the
defendant may be forthwith committed to prison in accordance with the final judgment of
conviction rendered by this court in said case. (G.R. No. 41200)
• On November 13, 1974, the Inter Discipline Committee on Crime Prevention (IDCCP) was
created to formulate a national crime prevention program for the country. The Committee
placed emphasis on “Probation” (crime prevention) rather than “Reaction” (actions taken after
• Multi-sectoral experts and authorities on discipline reviewed the proposal. A survey was also
made to elicit comments on the adoption of the adult probation system in the country.
Favorable results showed: 87.1% in favor of adoption; 7.1% apprehensive; 5.8% non-
committal.
• Under the leadership of Commissioner Teodulo C. Natividad, the IDCCP, after barely two
months of work evolved a proposed system for probation for adults based on evaluation of
projects on crime prevention and treatment of offenders in the country, notably the Bacolod
City experiment on social defense. This was later incorporated as part of PD 968. The final
forum on the proposed institutionalization of adult probation in the country was the First
National Conference on Crime Control, which was held at Camp Aguinaldo from July 22 to July
24, 1976. It was in this historic last day of the conference that President Ferdinand E. Marcos
signed PD 968.
DEFINITION OF TERMS
1. Absolute Pardon – refers to the total extinction of the criminal liability of the individual to
whom it is granted without any condition. It restores to the individual his civil and political rights
and remits the penalty imposed for the particular offense of which he was convicted.
2. Amnesty – is a general or blanket pardon extended to group of persons usually to political
offenders by executive clemency with the concurrence of the congress.
3. Arrival Report – refers to the report submitted by the Probation and Parole Officer to the
Board, through the Technical Service of the Parole and Probation Administration when the
parolee has reported to the Probation and Parole Officer concerned, for parole supervision
after release from prison/jail.
4. Board – refers to the Board of Pardons and Parole
5. Carpeta – refers to the institutional record of an inmate which consists of his mittimus or
commitment order issued by the court after conviction, the prosecutor’s information and the
decisions of the trial court and the appellate court, if any; certificate of non-appeal, certificate of
detention and other pertinent documents of the case.
6. Client – refers to a parolee/ pardonee who is placed under supervision of a probation and
parole officer.
7. Commutation of Sentence – refers to the reduction of the duration of a prison sentence of a
prisoner.
8. Conditional Pardon – refers to the exemption of an individual, within certain limits or
conditions, from the punishment which the law inflicts for the offense he had committed
resulting in the partial extinction of his criminal liability.
NOTE:
Assessment tasks of the First Grading Lessons will be assigned and to be
posted by the Course Instructor through Canvas. Likewise, submission of
outputs and major examinations will be through the said learning platform.
WHAT IS PROBATION?
• Probation is a privilege granted by the court to a person convicted of a criminal offense to
remain in the community instead of actually going to prison.
• It is a disposition under which a defendant, after conviction and sentence, is released to the
supervision of a probation officer subject to conditions imposed by the court.
• Under Sec. 32 of RA 6425 otherwise known as the Dangerous Drug Act of 1972 as amended,
probation is granted to minor first offenders.
• In 1966, House Bill No. 363, sponsored by the Congressman Teodulo C. Natividad and
Ramon Bagatsing, revived the Probation motion, but did not pass to Congress.
• In 1974, PD 603, the Child and Youth Welfare Code suspends the sentences of minor
offenders whose age ranges from 9 to 18 years and places them in the Rehabilitation Centers
• On July, 1976, PD 968, the adult Probation Law was signed by President Marcos establishing
the Probation Administration under the Department of Justice. PD 968 seeks to afford adult
offenders under existing laws and what offenders in other countries have long been entitled to.
WHAT IS PROBATIONER?
➢ It is a person placed on probation.
IS PROBATION A RIGHT?
➢ No, it is a mere privilege. It is a privilege granted by the court; it cannot be availed of as a
matter of right by a person convicted of a crime. To be able to enjoy the benefits of probation, it
must first be shown that an applicant has none of the disqualifications imposed by law.
“RA No. 10707 Section 4 (Approved November 26, 2017): No application for probation shall
be entertained or granted if the defendant has perfected the appeal from the judgment of
conviction. Provided, that when a judgment of conviction imposing a non-probationable penalty
is appealed or reviewed, and such judgment is modified through the imposition of a
probationable penalty, the defendant shall be allowed to apply for probation based on the
modified decision before such decision becomes final. In a case involving several defendants
where some have taken further appeal, the other defendants may apply for probation by
submitting a written application and attaching thereto a certified true copy of the judgment of
POST-SENTENCE INVESTIGATION
• No person shall be placed on probation except upon prior investigation by the probation officer
and a determination by the court that the ends of justice and the best interest of the public as
well as that of the defendant will be served thereby.
Purpose of PSIR – the purpose of the PSIR, referred to as the Report, is to assist the court in
determining whether or not the ends of justice and the best interests of the public as well as that of
the offender will be served by granting probation.
Initial Interview – within 5 working days from the receipt of the court order, the probation officer shall
interview the petitioner. In said interview, the probation officer shall request the petitioner to
accomplish under oath a work sheet. The information contained in the work sheet shall serve as a
basis for further investigation.
Upon submission of the work sheet, the probation officer shall conduct a thorough investigation into
the character, antecedents, environment, physical and mental condition of the petitioner, the manner
by which the petitioner, probation will be handled and the possible social adjustment of the petitioner.
Importance of the Post-Sentence Investigation Report – the court cannot grant nor deny the
application for probation without the PSIR of the probation officer.
1. It supplies information that will assist the court in its determination whether to grant or deny
probation.
2. If probation is granted, will assist the CPPO in his formulation and execution of treatment and
supervision of program.
3. If probation is not granted, will assist the correctional institutions in their classification,
treatment and release decisions.
4. Provide sources of information for statistics and research.
Courtesy Investigation – all information surrounding the personality of the petitioners are materials
to the grant or denial of petition. The petitioner must have lodged in some place far from the trial court
having jurisdiction over the case investigation referral is necessary.
MAY THE OFFENDER BE RELEASE WHILE HIS APPLICATION FOR PROBATION IS PENDING?
• Yes, at the discretion of the court. The offender may be released:
1. On the same bond he filed during the trial; or
2. On the new bond; or
3. To the custody of a responsible member of the community if unable to file a bond.
SEC. 4. Grant of Probation. — Subject to the provisions of this Decree, the trial court may, after it
shall have convicted and sentenced a defendant for a probationable penalty and upon application
by said defendant within the period for perfecting an appeal, suspend the execution of the
sentence and place the defendant on probation for such period and upon such terms and
conditions as it may deem best. No application for probation shall be entertained or granted if the
defendant has perfected the appeal from the judgment of conviction: Provided, that when a
judgment of conviction imposing a non-probationable penalty is appealed or reviewed, and such
judgment is modified through the imposition of a probationable penalty, the defendant shall be
allowed to apply for probation based on the modified decision before such decision becomes final.
The application for probation based on the modified decision shall be filed in the trial court where
the judgment of conviction imposing a non-probationable penalty was rendered, or in the trial court
where such case has since been re-raffled. In a case involving several defendants where some
have taken further appeal, the other defendants may apply for probation by submitting a written
application and attaching thereto a certified true copy of the judgment of conviction.
The trial court shall, upon receipt of the application filed, suspend the execution of the sentence
imposed in the judgment.
This notwithstanding, the accused shall lose the benefit of probation should he seek a review of
the modified decision which already imposes a probationable penalty.
Probation may be granted whether the sentence imposes a term of imprisonment or a fine only.
The filing of the application shall be deemed a waiver of the right to appeal.
A. Mandatory Conditions
a. To present himself to the probation office for supervision within 72 hours from receipt of the
said order;
b. To report to the assigned PPO on case at least once a month during the period of probation at
such time and place as may be specified by the probation office.
B. Other Conditions
a. cooperate with a program of supervision;
b. meet his family responsibilities;
c. devote himself to a specific employment and not to change said employment without the
prior written approval of the probation officer;
d. undergo medical, psychological or psychiatric examination and treatment and enter and
remain in a specified institution, when required for that purpose;
e. pursue a prescribed secular study or vocational training;
f. attend or reside in a facility established for instruction, recreation or residence of persons
on probation;
g. refrain from visiting houses of ill-repute;
h. abstain from drinking intoxicating beverages to excess;
i. permit the probation officer or an authorized social worker to visit his home and place of
work;
j. reside at premises approved by it and not to change his residence without its prior written
approval;
• Transfer of Residence: Whenever a probationer is permitted to reside in a place under
the jurisdiction of another court, control over him shall be transferred to the executive
judge of the "Court of First Instance" of that place, and in such case, a copy of the
Probation Order, the investigation report and other pertinent records shall be furnished
to said executive judge. Thereafter, the executive judge to whom jurisdiction over the
probationer is transferred shall have the power with respect to him that was previously
possessed by the court which granted the probation.
k. satisfy any other condition related to the rehabilitation of the defendant and not unduly
restrictive of his liberty or incompatible with his freedom of conscience.
Supervision
• In so far as probation is concerned, crime is defined as social diseases that require
therapeutical intervention.
• Investigation in the diagnostic process while supervision is the treatment process which is the
continuing relationship between the probation officer and the probationer.
o Operation Supervision – which refers to the joint processes that take place between
the probation officer and the probationer from the time probation is granted until it is
terminated
Purpose of Supervision
1. To ascertain whether the probationer is following said conditions.
2. To carry out the conditions set forth in the probation order.
3. To bring about the rehabilitation of the probationer and his re-integration to the community.
Start of Supervision
• the start of the supervision period may be based on the date of issuance of probation order,
unless the court in its order specifies another date, in such manner as that of supervision
• When a probationer first report for supervision, the probation officer shall interview the
probationer and explain the conditions of probation to him in a language or dialect understood
by him.
• The probationer shall sign a statement under oath (probation form #4) that he understands the
conditions of his probation ad that he undertakes to comply with said conditions.
Levels of Supervision
1. Minimum – needing minimal attention and requiring not more than once a month office
reporting. Uses green plan card tab.
2. Medium – needing moderate attention and requiring twice a month office reporting. Uses
yellow plan card tab.
3. Maximum – needing considerable attention and requiring more than twice a month office
reporting. Uses red plan card tab.
• In travel outside jurisdiction of more than 30 days, approval of the probation officer and the
court is required.
Transferred Supervision
• when the PO who submitted the PSIR has undertaken the supervision and the probationer is
authorized to transfer residence to another jurisdiction, supervision has to be transferred to the
probation office and to the Executive Judge of that jurisdiction
• All copies of pertinent documents pertaining to the probationer must also be transferred to both
offices. The original transferring office has no jurisdiction over the transferred probationer.
• Executive Order No. 292 otherwise known as “The Administrative Code of 1987”, which
took effect September 21, 1987, instituting the Administrative Code of 1987, merging the
supervision of parolee and conditional pardonee under the supervision of the Probation
Administration.
Art. 39. Subsidiary Penalty – if the convict has no property with which to meet the fine
mentioned in para. 3 of the next preceding article, he shall be subject to a subsidiary personal
liability at the rate of one day for each eight pesos.
✓ A complete statement of the facts of the alleged violation including the date, place and
circumstances thereof, the statement of the witnesses and the arresting officer, if any.
✓ In the hearing for violation of the conditions for probation, the probationer shall have the
right to have his own counsel, preferably of his own choice. During such hearing of violation
of probation, the state is represented by prosecutor.
TERMINATION OF PROBATION
• Upon finding that the probationer has fulfilled the terms and conditions of his probation and
thereupon the case is deemed terminated
SEC. 16. Termination of Probation. — After the period of probation and upon consideration of
the report and recommendation of the probation officer, the court may order the final discharge
of the probationer upon finding that he has fulfilled the terms and conditions of his probation
and thereupon the case is deemed terminated.
The final discharge of the probationer shall operate to restore to him all civil rights lost or
suspended as a result of his conviction and to totally extinguish his criminal liability as to the
offense for which probation was granted.
The probationer and the probation officer shall each be furnished with a copy of such order.”
CONFIDENTIALITY OF RECORDS
• The PSIR and the supervision history of a probationer shall be considered as privileged and
shall not be disclosed to anyone other than the Probation and Parole Administration and the
Court concern.
• Exceptions:
a. the court, in its discretion, may permit the probationer of his attorney to inspect the
aforementioned documents.
b. any government office or agency engaged in the correction or rehabilitation of offenders.
• The Administration shall have a Technical Service under the Office of the Administrator which
shall serve as the service arm of the Board of Pardons and Parole in the supervision of
parolees and pardonees. The Board and the Administration shall jointly determine the staff
complement of the Technical Service.
• The Administration shall likewise continue to operate and maintain a Regional Office in each of
the administrative regions including the National Capital Region and also a probation and
parole office in every province and city of the country.
▪ Provincial or City Probation and Parole Officer – at least one in each province or City
appointed by secretary of DOJ, upon recommendation of Probation Administration.
• QUALIFICATIONS- Filipino citizen of good repute, at least 21 years old, resident of good
standing in province or city where probationer to be supervised reside and should come in the
same area.
• Probation Aides shall not receive any regular compensation for services except for reasonable
transportation and meal allowances.
• They shall hold office for a two- year term which may be renewed or recalled anytime for a just
cause. Their qualifications and maximum caseloads shall be provided in the rules promulgated
pursuant to this Decree.
• An act that provides for an indeterminate sentence and parole for all persons convicted of
certain crimes by the courts of the Philippine Islands; to create a board of indeterminate
sentence and to provide funds thereof, and for other purposes.
• Purpose: to uplift and redeem valuable human material and prevent unnecessary and
excessive deprivation of personal liberty and economic usefulness. (People vs Ducosin, 59
Phil. 109: People vs. Onante, 78 SCRA 43)
Note: Administrative Code of 1987 provides that the provisions of Act No. 4103 as amended
shall continue to apply except as otherwise amended modified or repealed by Administrative
Code. (Title III, Chapter 6, Section 22).
Example: Penalty is one to five years. Indeterminate sentence may be one year to three years
or three years to five years.
Example: Homicide in which one mitigating circumstance (voluntary surrender) attended its
commission.
The indeterminate penalty is therefore a minimum of prison mayor (6 years 0 months and one day to
12 years 0 month 0 day) within, the range fixed by the court to a maximum of reclusion temporal
minimum period (12-0-1 to 14-0-0)
Note: the ISL cannot be applied if it will result in the lengthening of the sentence of the
accused. (People vs Nang Kay, 88 Phil. 515)
THE PROBATION ADMINISTRATION AND ITS LINKAGES WITH THE PILLARS OF CRIMINAL
JUSTICE SYSTEM
• With prior arrangement between the probation officer and the police, the latter may conduct
surveillance of probationer within his jurisdiction and monitor their activities to the probation
authorities.
• Likewise, in the conduct of post sentence investigation, the probation officer will have to deal
with the police to secure first-hand information about the offender, the nature of the offense,
records and other circumstances to ascertain the criminal history of the offender.
• Another area of activity wherein both the police and probation have a common interest is in
crime prevention. As earlier stated, the responsibility of preventing crime and safeguarding the
peace of the community is shared by all elements of society for any government program
intended to control or prevent crime is unlikely to succeed if police do it alone.
• The unification of all correctional program under the responsibility of a single agency will permit
the coordination of essentially interdependent programs, more effective utilization of scarce
human resources and development of a more effective and professional operated programs.
• It is only such community support, especially from elements of the established power structure,
that community-based corrections have a chance for success. Such support is in the form of
variety of services such as volunteer aide service, manpower development, education,
employment, recreation, and the service including drug abuse treatment and prevention
programs.
• A more efficient and responsive delivery of these services would help tremendously in
reducing the alienation of the probationers from the community. It would also increase their
confidence towards the probation system in particular and toward the criminal justice system in
general.
1. ACCEPTANCE: Accepts and tries to perceive and deal with the probationer as he is, including
his strengths and weaknesses, congenial and uncongenial qualities, positive and negative
3. COMMUNICATION: Takes a clear interpretation of his role in the helping process and what his
probationer should do in order to help himself. In other words, each must understand the role
of the other.
4. SELF-AWARENESS: Knows his own emotional conflicts and unresolved problems. Self-
knowledge leads to greater objectivity and fairness in dealing with the probationer. The
probation officer will not place his own needs above those of the probationer nor exploit a
situation in his own purpose. He will concentrate on the solution of the probationer’s problem
and not attempt to solve his own problems at the expense of the probationer through the
relationship.
For Conditional Pardon, an inmate should have served at least one-half (1/2) of the maximum of the
original indeterminate and/or definite prison term. (As amended by Board Resolution No. 24-4-10
dated April 13, 2010)
For Absolute Pardon, the prisoner should have served his maximum sentence or granted final
release and discharge or court termination of probation. However, the Board may consider a petition
for absolute pardon even before the grant of final release and discharge under the provisions of
Section 6 of Act No. 4103, as amended, as when the petitioner:
1. is seeking an appointive/elective public position or reinstatement in the government service
2. will take any government examination
3. is emigrating, provided the petitioner shall submit the approved immigrant application
Note: If a petition is filed by, or on behalf of, a prisoner, the form of said petition shall
substantially comply with the form prescribed by the Board and shall clearly show the
following:
Referral to Government Agencies – the Board may, in its discretion, refer a petition for executive
clemency to a Probation and Parole Officer who shall submit within thirty (30) days from receipt of
referral a Report of the behavior, character, antecedents, mental and physical condition of the
petitioner, and the results of the National Bureau of Investigation records check.
• The Board shall refer matters pertaining to executive clemency for comment and
recommendation as follows:
a. To the commission on Elections, if it involves violations of election laws, rules and
regulations, as required by Sec 5 Art IX-C of the Constitution which provides that no
pardon, amnesty, parole, or suspension of sentence for violation of election laws, rules and
regulations shall be granted by the President without the favorable recommendations of the
Commission on Elections;
b. To the Secretary of National Defense and the Secretary of the Interior and Local
Government, if a case for executive clemency involves crime against national security or
public order or the law of nations; and
c. To the Department of Foreign Affairs, if the prisoner is an alien.
Transmittal of Carpeta and Prison Record – the Director or Warden concerned shall forward the
prison record and carpeta or prisoners who may possibly qualify for evaluation/consideration by the
Board and such other records as may be requested by the Board.
Notice to the Offended Party – in all cases when an inmate is being considered for executive
clemency, the Board shall notify the offended party or in the event that the offended party is
unavailable for comment or otherwise cannot be located, the immediate relatives of the offended
party.
Said person shall be given thirty (30) days from notice to comment on whether or not executive
clemency may be granted to an inmate. Provided that, in matters of extreme urgency or when the
interest of the justice will be served thereby, such notice may be waived or dispensed with by the
Board.
In such a case, the Board shall explain the reason for the waiver of such notice in the Board
resolution recommending executive clemency (as amended by Board Resolution No. 24-4-10 dated
April 13, 2010).
NOTE:
Assessment tasks of the Midterm Grading Lessons will be assigned and to be
posted by the Course Instructor through Canvas. Likewise, submission of
outputs and major examinations will be through the said learning platform.
CHAPTER 5. PARDON
WHAT IS PARDON?
• A form of executive clemency granted by the President of the Philippines as a privilege
extended to a convict as a discretionary act of grace.
• In the Philippines, the pardoning power is vested in the President by Art VII, Sec 10, par (b) of
the Philippine Constitution which states “the President shall have power to grant reprieves and
commutation for all offenses, except in cases of impeachment upon such conditions with such
restriction and limitation as he may deem proper to impose.”
HISTORY OF PARDON
• The exercise of the pardoning power has always been vested in the hands of the executive
branch of the government, whether King, Queen, President or Governor Pardon dates back to
the pre-Christian era. In fact, the bible contains an allusion where a criminal was released and
pardoned by King at the Christian was crucified.
• In England, pardon developed out of conflict between the King and the Nobles who threatened
his powers. Pardon was applied to the members of the royal family who committed crimes, and
occasionally to those convicted of offense against the royal power. It was the general view that
pardoning power was exclusive prerogative of the King.
a. ABSOLUTE PARDON
• refers to the total extinction of the criminal liability of the individual to whom it is granted
without any condition whatsoever and restores to the individual his civil rights and remits
the penalty imposed for the particular offense of which he was convicted
• Who will investigate the conduct and activities of Petitioner for Absolute Pardon?
o Upon receipt of petition for the grant of absolute pardon, the Board shall refer the
petition of absolute pardon to a probation officer and the same will investigate the
conduct, activities as well as the social and economic conditions of the petitioner
prior to his conviction and since his release from prison.
b. CONDITIONAL PARDON
• refers to the exemption of an individual, within certain limits or conditions, from the
punishment which the law inflicts for the offense he had committed resulting in the partial
extinction of his criminal liability
• applicable to inmates who were slapped a fixed or determinate sentence or a life
imprisonment who are not eligible for parole
A. AMNESTY
• is a general or blanket pardon extended to group of persons usually to political offenders by
executive clemency with the concurrence of the congress
• is a general pardon extended and granted to groups of law violators usually those who
committed political crimes with the concurrence of the law-making body
• This is for the crimes of rebellion, sedition, illegal association, and other political crimes.
B. REPRIEVE
• refers to the deferment of the implementation of the sentence for an interval of time; it does not
annul the sentence but merely postpones or suspends its execution
• generally, it is applied to death sentences already affirmed by the Supreme Court
B. COMMUTATION OF SENTENCE
• refers to the reduction of the duration of imprisonment
• it is another prerogative of the President
• a heavier or longer sentence is reduced to a lighter or shorter term
• also benefits inmates sentenced to a fixed or determinate sentence
CHAPTER 6. PAROLE
WHAT IS PAROLE?
• The process of suspending the sentence of a convict after having served minimum of his
sentence without granting him pardon, and prescribing the terms upon which the sentence
shall be suspended.
• It is a procedure by which prisoners are selected for released and a service by which they are
provided with the necessary controls, assistance and guidance as they serve the remainder of
their sentence in the free community.
• It is a form of conditional released that is granted after a prisoner has served a portion of his
sentence in a correctional institution.
• It is decision by an authority constituted accordingly by statute to determine the portion of the
sentence, which the inmates can complete outside of the institution. It is the status of serving
the remainder of the sentence of a convict in the community in accordance with the rules and
regulations set-up by the Board and Parole.
Note: Parole is not a reward per se for good behavior but rather it is a follow-up of his
institutional program. It is not claimed as a matter of right but a privilege to be granted by the
board to a qualified prisoner.
ORIGINS OF PAROLE
• Parole comes from the French word “parol”, referring to "word" as in giving one's word of
honor or promise.
• It has come to mean an inmate's promise to conduct him or herself in a law-abiding manner
and according to certain rules in exchange for release.
• In penal philosophy, parole is part of the general 19th-century trend in criminology from
punishment to reformation.
• Prior to the mid-nineteenth century most offenders were sentenced to flat or determinate
sentences in prison.
• Under this type of sentencing, an offender received a specific amount of time to serve in prison
for a specific crime.
• This created a major problem when prisons became crowded.
• Governors were forced to issue mass pardons or prison wardens had to randomly release
offenders to make room for entering prisoners.
2. Parole permits an administrative agency to decide when an offender should release. The
theory of parole is based upon the assumption that such agency which has an opportunity to
study the offender during his institutionalization, is in better position than sentencing judge to
decide the exact time of released in each case. It is true that many offenders are ultimately
discharge at the termination of their sentence regardless of the action of the parole agency, but
even in these cases it would be better to have a period of conditional release, during which the
individual’s activity could be restricted by supervisory methods, than to have no transitional
whatsoever after release.
3. Parole reduces the periods of institutionalization. Since many correctional institutions still have
to rehabilitate offenders and may actually provide opportunities for further training in crime,
parole may be great advantages in many cases. Besides, there is the tendency for even best
institutions, with their rules, regulation, and routine, to deprive inmates of their initiative and
self-confidence, qualities they must have if they are to adjust successfully in the outside world.
The longer the offender remains in an institution, the greater this tendency becomes. Parole
can prevent the loss of such qualities or can to restore them in cases where they have been
lost.
4. Parole makes it possible to release an offender at the time when he is mentally and
emotionally ready to return to the community. Prison authorities and guard recognized that
there is always such time in every inmate’s life and that if he is not released when it arrives,
the possibility of his committing another crime after release may be increased.
5. The parole officer can overt an influence for the prevention of delinquency and crime. Since he
must become intimately acquainted with the parolee’s family and neighbourhood, he is in the
position to detect and reduce the causes of these problems.
6. Parolees have the opportunity to support themselves and their dependents, thus receiving the
state of this responsibility, and to make restitution to the victims of their crimes.
7. It cost less to keep an offender on parole than to maintain him on a correctional institution.
While economy should not be a primary consideration in granting parole it certainly cannot be
disregarded when all other circumstances indicate that he should be so handled.
• This indeterminate system or Irish system, as it came to be known, permitted convicts to earn
marks to move from solitary confinement to a return to the community on a conditional pardon
or ticket-of-leave.
Zebulon Brockway
• Zebulon Brockway, a Michigan penologist, is usually credited with initiating indeterminate
sentences and parole release in the United States.
• Similar to Maconochie and Crofton, Brockway believed that inmates should be able to earn
their way out of prison through good behavior.
• Thus, they should receive a sentence that could vary in length depending upon their behavior
in prison.
A national inmate, is one who is sentenced to a maximum term of imprisonment of more than three
(3) years or to a fine of more than five thousand pesos; or regardless of the length of sentence
imposed by the court, to one sentence for violation of the customs law or other laws within the
jurisdiction of the Bureau of Customs or enforceable by it, or to one sentence to served two (2) or
more prisons sentences in the aggregate exceeding the period of three (3) years.
Under the provisions of Act No. 4103, as amended, otherwise known as the “Indeterminate
Sentence Law”, which was approved on December 5, 1933, it is the function of the Board of
Pardons and Parole to uplift and redeem valuable human material to economic usefulness and to
prevent unnecessary and excessive deprivation of personal liberty by way of parole or through
executive clemency.
BOARD COMPOSITION UNDER EXECUTIVE ORDER NO. 292 (JULY 25, 1987)
• The Board shall be composed of the Secretary as Chairman and six (6) members consisting
of:
Provided, that one of them is a woman. The members of the Board shall be appointed by the
President upon the recommendation of the Secretary and shall hold office for a term of six (6) years,
without prejudice to reappointment.
In case of vacancy by reason of death, incapacity, resignation or removal of any of the Board
members, the Secretary shall have the authority to designate a temporary member possessing the
qualifications of his predecessor and to serve out his unexpired term or until the President shall have
appointed a regular member to fill the vacancy.
INTERVIEW OF PRISONERS
• Any Board member or government official authorized by the Board may interview prisoners
confined in prison or jail to determine whether or not they may be released on parole or
recommended for executive clemency.
• The Board or its authorized representatives shall interview an inmate who was sentenced to
Reclusion Perpetua or Life imprisonment, or whose sentence had been commuted from Death
to Reclusion Perpetua.
• Before an interview, the Board may require a prisoner convicted of a heinous crime as defined
under Republic Act No. 7659 and other special laws to undergo psychological/psychiatric
examination if the prisoner has a history of mental instability, or in any case, if the Board finds
a need for such examination in the light of the nature of the offense committed or manner of its
commission.
OBJECTIONS TO PETITIONS
• When an objection is filed, the Board may consider the same by requesting the person
objecting to attach thereto evidence in support thereof. In no case, however, shall an objection
disqualify from executive clemency/parole the prisoner against whom the objection is filed.
In case the prisoner has one or more co-accused who had been convicted, the Board shall
consider at the same time the prison records and carpetas of said co-accused.
SPECIAL FACTORS
• The Board may give special consideration to the recommendation for commutation of sentence
or conditional pardon whenever any of the following circumstances are present:
a. youthful offenders;
b. prisoners who are sixty (60) years old and above;
c. physical disability such as when the prisoner is bedridden, a deaf mute, a leper, a
cripple or is blind or similar disabilities;
d. serious illness and other life-threatening disease as certified by a government physician;
e. those prisoners recommended for the grant of executive clemency by the trial/appellate
court as stated in the decision;
f. alien prisoners where diplomatic considerations and amity between nations necessitate
review;
g. circumstances which show that his continued imprisonment will be inhuman or will pose
a grave danger to the life of the prisoner or his co-inmates; and
h. such other similar or analogous circumstances whenever the interest of justice will be
served thereby.
BOARD ACTION
• A majority of the members of the Board, constituting a quorum, shall be necessary
a. to recommend the grant of executive clemency or to grant parole;
b. to modify any of the terms and conditions appearing in a Release Document,
c. to order the arrest and recommitment of a parolee/pardonee; and
d. to issue certificate of Final Release and Discharge to a parolee/pardonee.
• However, in order to grant parole, to modify any of the terms and condition appearing in a
release Document, to order the arrest and recommitment of a parolee, and to issue certificate,
SUPERVISION OF PAROLEE:
Form of Release Document- A prisoner shall be release upon the grant of parole. Such grant of
parole shall be evidence by the Release Document, which shall be in the form prescribed by the
Board and shall contain the latest 1’’x1’’ photograph and right thumb print of the prisoner
Transmittal of Release Document- The Board shall send a copy of a Release Document to the
prisoner through the Director of Corrections or Warden of the jail where he is confined. On the date of
actual release of the prisoner, the Director or Warden concerned shall send a certification of said
release to the Probation and Parole Officer specified in the Release Document.
Parole Supervision- After release from confinement, the parole shall be placed under the
supervision of the Probation and Parole Officer specified in the Release Document.
Arrival Report- Within fifteen (15) working days from the date when the Parolee reported for
supervision, the Probation and Parole Officer concerned shall inform the Board, through the
Technical Service of the Parole and Probation Administration of such fact.
Mandatory Conditions of Supervision – it shall be mandatory for a parolee to comply with the
terms and conditions appearing in the release document.
Review and Modification of Conditions – the Board may, motoproprio or upon recommendation of
the Probation and Parole Officer, revise or modify the terms and conditions appearing in the release
document.
Transfer of Residence – a parolee may not transfer from the place of residence designated in his
Release Document without the prior written approval of the Regional Director subject to the
confirmation of the Board.
Outside Travel – Chief Probation and Parole Officer may authorize a parolee to travel outside his
area of operational jurisdiction for a period of not more than 30 days. A travel for more than 30 days
shall be approved by the Regional Director.
Travel Abroad and/or Work Abroad – any parolee under active supervision/surveillance who has no
pending criminal case in court may apply for overseas work or travel abroad. However, such
application for travel abroad shall be approved by the Parole and Probation Administrator and
confirmed by the Board.
Death of Parolee – if a parolee dies during parole supervision, the Probation and Parole Officer shall
immediately transmit a certified true copy of parolee’s death certificate to the Board recommending
the closing of the case. However, in the absence of a death certificate, an affidavit narrating the
circumstances of the fact of death from the barangay chairman or any authorized officer or any
immediate relative where the parolee resided, shall suffice.
Arrest of Parolee – Upon receipt of an Infraction Report, the Board may order the arrest or
recommitment of the parolee.
Effect of Recommitment of Parolee – the parolee who is recommitted to prison by the Board shall
be made to serve the remaining unexpired portion of the maximum sentence for which he was
originally committed to prison.
Withdrawal of Release Document – the Board may withdraw the Release Document if it finds that
material information given by the parolee to the Board, either before or after release, was false, or
incomplete or that the parolee has willfully or maliciously concealed material information from the
Board.
Summary Report – after the expiration of the maximum sentence of a parolee, the Probation and
Parole Officer concerned shall submit to the Board, through the Chief Probation and Parole Officer, a
summary report on his supervision of a parolee.
✓ The clearances from the police, court, and prosecutor’s office and barangay officials shall be
attached to the Summary Report.
Certificate of Final Release and Discharge – upon receipt of the Summary Report, the Board shall,
upon the recommendation of the Chief Probation and Parole Officer that the parolee has substantially
complied with all the conditions of his release document, issue to the parolee a certificate of Final
Release and Discharge.
Effect of Certificate of Final Release and Discharge – upon the issuance of a certificate of final
release and discharge, the parolee shall be finally released and discharged from the conditions
appearing in his release document. However, the accessory penalties of the law which have not been
expressly remitted therein shall subsist.
Transmittal of Certificate of Final Release and Discharge – the Board shall forward a certified true
copy of the certificate of Final Release and Discharge to
a. the parolee
b. the Court who imposed the sentence
c. the Probation and Parole Officer concerned
d. the Bureau of Corrections
e. the National Bureau of Investigation
SUMMARY OF DIFFERENCES:
WHEN TO APPLY?
➢ When the offender is committed to any BJMP jail
WHERE TO APPLY?
➢ The presiding judge of the court
B. RELEASE ON BAIL: Bail is the security given for the release of a person in custody of the law,
furnished by him or a bondsman, conditioned upon his appearance before any court as required
under the conditions provided by the law on bail
WHEN TO APPLY?
➢ Before or after conviction by the Metropolitan Trial Court, Municipal Trial Court, MTC in cities
and Municipal Circuit Trial Court
➢ Before conviction by the RTC of an offense not punishable by death, reclusion perpetua or life
imprisonment
WHERE TO APPLY?
➢ The court where case is pending. In the absence or unavailability of the judge, another branch
of the same court within the province or city
➢ If the accused is arrested in the province, city or municipality other than where the case is
pending, any RTC of said place. In the absence or unavailability of the Judge, any Metropolitan
Trial Judge or Municipal Circuit Trial Judge therein.
➢ If not yet charged in court, any Court in the province, city or municipality where the person in
custody is held.
WHEN TO APPLY?
➢ When the accused has undergone PI for a period equal to or more than the possible maximum
imprisonment of the offense charged to which he may be sentenced and his case is not yet
terminated, he shall be released immediately without prejudice to the continuation of the trial or
the proceeding on appeal, if the same is under review.
➢ When the maximum penalty to which the accused may be sentenced is destierro, he shall be
released after 30 days of preventive imprisonment.
WHERE TO APPLY?
➢ The Presiding Judge of the Court
WHEN TO APPLY?
➢ When the person is youthful offender at the time of the commission of the offense.
WHERE TO APPLY?
➢ The court that suspended the sentence upon recommendation by the DSWD or other agency
or agencies authorized by the Court
➢ Article 99 (RPC) Who Grants Time Allowances? – whenever lawfully justified, the Director
of Prisons shall grant allowances for good conduct. Such allowances once granted shall not be
revoked.
➢ Act No. 2489 – otherwise known as the Industrial Good Time Law, provides that when a
prisoner has been classified as trusty or penal colonist, he is given an additional 5 days time
allowance for every month of service. A prisoner serving life sentence automatically reduced to
30 years of imprisonment upon attaining the classification of trusty or penal colonist.
The IRR for the new GCTA (RA 10592) has the following features:
1. It should be construed liberally in favour of a detained or convicted prisoner.
2. A Management, Screening and Evaluation Committee (MSEC) shall be created to determine
the procedures and standards of behaviour for the grant of GCTA and related grants for
submission as recommendation to authorities for approval.
3. The grant of GCTA and other grants (like STAL and TASTM) shall be PROSPECTIVE in
application.
4. Aside from GCTA, an inmate stands to be granted Special Time Allowance for Loyalty (STAL)
from 1/5 up to 2/5 from his preventive imprisonment or service of sentence; and Time
Allowance for Study, Teaching and Mentoring (TASTM) corresponding to 15 days for every
month of study or mentoring services.
5. Deductible GCTA is based accordingly:
✓ First 2 years: 20 days off for each month
✓ Third to fifth year: 23 days off for each month.
✓ Sixth to tenth year: 25 days off for each month
✓ Eleventh and successive year: 30 days off for each month
NOTE:
Assessment tasks of the Final Grading Lessons will be assigned and to be
posted by the Course Instructor through Canvas. Likewise, submission of
outputs and major examinations will be through the said learning platforms.
2. What is the most important lesson which I can apply in my daily life?
• Janette B. Santos-Padua (2013), Parole Rules, Probation and Executive Clemency (Non-
Institutional-Based Correction)