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Cyclic Behavior of Traditional and Innovative CompositeShear Walls (ASCE) 0733-9445 (2004) 130 - 2
Cyclic Behavior of Traditional and Innovative CompositeShear Walls (ASCE) 0733-9445 (2004) 130 - 2
Shear Walls
Qiuhong Zhao1 and Abolhassan Astaneh-Asl, M.ASCE2
Downloaded from ascelibrary.org by Indian Institute of Technology, Madras on 10/05/22. Copyright ASCE. For personal use only; all rights reserved.
Abstract: Shear wall systems are one of the most commonly used lateral-load resisting systems in high-rise buildings. The composite
shear wall system studied herein consists of a steel plate shear wall with a reinforced concrete wall attached to one side of it using bolts.
In this paper, experimental studies of three-story composite shear wall specimens are presented and test results are discussed. Two
half-scale specimens were tested and both showed highly ductile behavior and stable cyclic postyielding performance. The specimens
were able to tolerate 33 cycles of shear displacements and reach maximum interstory drift of more than 0.05. Here the interstory drift is
defined as lateral movement of the floor over the story height. The bolts connecting the reinforced concrete walls to steel plate shear walls
were able to ensure the composite action by bracing the steel plate shear wall to the reinforced concrete shear wall and preventing the
overall buckling of steel plates. During late cycles and after shear yielding of the steel plate, inelastic local buckling of the steel plate shear
wall occurred in the areas between the bolts. The experimental results and their implication in seismic design are summarized and
discussed.
DOI: 10.1061/共ASCE兲0733-9445共2004兲130:2共271兲
CE Database subject headings: Earthquake engineering; Structural engineering; Composite structures; Shear walls; Cyclic tests;
Bolts; Seismic design.
Introduction structure during seismic events. Such large seismic forces in turn
need to be resisted by the shear wall, boundary members, and
Traditionally reinforced concrete shear walls have been used as foundations, which results in extra costs. Another disadvantage of
lateral-load resisting systems in multistory buildings. Steel struc- reinforced concrete shear walls is the relatively high weight-to-
tures with reinforced concrete shear walls have generally per- strength ratio of reinforced concrete compared to steel, which can
formed well during the past earthquakes. In recent years, steel make reinforced concrete shear walls impractical to use for many
plate shear walls have also been used to resist lateral-loads in tall buildings with large shear forces.
seismic retrofits as well as design of new midrise and tall build- The main disadvantage of a steel shear wall is the buckling of
ings 共Astaneh-Asl 2001兲. Although shear walls have many struc- the compression zone of the wall, which results in reduced shear
tural and economical advantages, both reinforced concrete and strength, stiffness, and energy dissipation capacity. To prevent
steel shear walls have disadvantages. overall buckling of steel plate shear walls, stiffeners could be
The main disadvantage of a reinforced concrete shear wall is added to the steel plate, which is quite common in Japan. But
the development of tension cracks in the tension zones and com- adding the stiffeners, of course, will result in additional fabrica-
pressive crushing in the localized compression areas during large tion costs. In addition, in structures with steel shear walls, due to
cyclic excursions. Such cracks and crushing failures can result in relatively large inelastic deformations of the panel, the connec-
spalling and splitting failure of the wall as the cyclic deformations tions of the boundary frame can undergo relatively large cyclic
become larger and repeated. Severe spalling and splitting can lead rotations 共Allen and Bulson 1980兲 as well as somewhat larger
to serious deterioration of stiffness and reduction in strength. In interstory drifts.
addition, reinforced concrete shear walls usually develop rela- Composite shear wall, on the other hand, can mitigate most
tively large lateral stiffness, perhaps larger than needed to control disadvantages of both reinforced concrete and steel shear walls
drift, and as a result, large shear forces will be attracted to the and take advantage of the best characteristics these two construc-
tion materials, steel and concrete, have to offer. Composite shear
1
Doctoral Graduate Student, Dept. of Civil and Environmental wall, shown in Fig. 1, consists of steel plates connected to rein-
Engineering, 721 Davis Hall, Univ. of California, Berkeley, CA 94720- forced concrete walls. It has been used in a few modern buildings
1710. in recent years including a major hospital in San Francisco 共Dean
2
Professor, Dept. of Civil and Environmental Engineering, 721 Davis et al. 1977兲. Moreover, an innovative and ductile composite shear
Hall, Univ. of California, Berkeley, CA 94720-1710. E-mail: wall system proposed by Astaneh-Asl and tested as part of these
astaneh@ce.berkeley.edu, Web: www.ce.berkeley.edu/⬃astaneh studies can further enhance cyclic behavior of composite shear
Note. Associate Editor: Sherif El-Tawil. Discussion open until July 1, walls and eliminate the above disadvantages of both reinforced
2004. Separate discussions must be submitted for individual papers. To
concrete and steel shear walls 共Astaneh-Asl 2002兲.
extend the closing date by one month, a written request must be filed with
the ASCE Managing Editor. The manuscript for this paper was submitted
for review and possible publication on September 25, 2002; approved on Traditional and Innovative Composite Shear Wall
May 6, 2003. This paper is part of the Journal of Structural Engineer-
ing, Vol. 130, No. 2, February 1, 2004. ©ASCE, ISSN 0733-9445/ The focus of this study was on two configurations of composite
2004/2-271–284/$18.00. shear walls denoted as ‘‘traditional’’ and ‘‘innovative,’’ both
Test Specimens
identical properties except that in specimen 1 there was a 32 mm the specimens was specified with nominal compressive strength
共1.25 in.兲 gap between the reinforced concrete wall and the sur- f’c of 28 MPa 共4,000 psi兲. The steel part of the specimens was
rounding steel frame. Therefore specimen 1 was representing the fabricated by a local fabricator and delivered to the test site—the
‘‘Innovative’’ Composite Shear Wall and specimen 2 was repre- University of California Civil Engineering Laboratories on cam-
senting the Traditional Composite Shear Wall. Table 1 shows the pus. The steel wall plates were shop-welded to the surrounding
properties of test specimens. steel beams and columns. Welds were all fillet welds using flux
In the specimens, the steel wall plate was made of A36 with cored arc welds with E70T-7 electrodes, with a specified strength
specified yield stress of 248 MPa 共36 ksi兲. The beams and col- of 483 MPa 共70 ksi兲. The reinforced concrete walls in the speci-
umns in the steel frame were made of A572 Grade 50 steel with men were precast and bolted to the steel walls by 13 mm 共1/2 in.兲
specified yield stress of 345 MPa 共50 ksi兲. The concrete used in diameter A325 bolts. The precast reinforced concrete walls were
cast in the laboratory.
Both specimens represented a ‘‘dual’’ lateral-load resisting
system as defined in current codes 共International Conference of
Building Officials 1997兲 in the sense that they included a steel
moment frame and a composite shear wall in the same structure.
In this dual system both the steel moment frame and composite
shear wall would be involved in resisting lateral forces, but ini-
tially the composite shear wall would take most of it. Later, as the
stiffness of the composite shear wall deteriorated, more and more
lateral forces will be resisted by the moment frame. Therefore the
moment frame was acting as a ‘‘back-up’’ system to the ‘‘pri-
mary’’ lateral-load resisting composite shear wall system. The
moment connections in the steel frame were designed according
to FEMA 350 recommendations 共Federal Emergency Manage-
ment Agency 2001兲, with details added to further increase the
rotation ductility. Fig. 5 shows the details of the moment connec-
tions that were top and bottom field-welded plates with shear tab
connections.
The actuator could provide ⫾305 mm 共⫾12 in.兲 of maximum of the story. Cyclic shear forces were applied to the top of the
displacement and ⫾6,672 kN 共⫾1,500 kilo pounds兲 of maximum specimens at the same time, so all the stories in the specimen had
push-pull force. It was fixed to a steel reaction box that was in the same story shear, which represented the shear distribution in
turn fixed to the laboratory floor using 51 mm 共2 in.兲 diameter the generic structure. As we know, composite shear wall systems
prestressing rods. During the tests, the slippage of the actuator are more economical to use in tall buildings due to their relatively
was continuously monitored. The maximum slippage displace- large capacity even with relatively thin steel plates, while in the
ment was set to be 3 mm 共1/8 in.兲 beyond which the actuator tall buildings variation of shear forces between adjacent stories is
would be shut down to prevent any damage to the setup or floor. very small, as shown in Fig. 7. The shear force applied to the top
Throughout both tests, the actuator did not slip. of the specimen simulated the inertia forces generated by the
The beam attached to the top of the specimen was designed to floors above the tested portion. Gravity loading was ignored since
transfer cyclic horizontal actuator forces and displacements to the gravity did not play an important role in the seismic behavior of
specimen. The beam attached to the bottom of the specimen, the composite shear walls.
bottom reaction beam, was designed to transfer the shear forces The top and bottom boundary conditions were also designed to
and overturning moments from the specimen to the reaction simulate the boundary conditions of a shear wall panel in a ge-
blocks. The reaction blocks, prestressed to each other and to the neric building under seismic effects. In order to simulate bracing
laboratory floor, would then transfer the shear and overturning effects provided by the floors, bracings were applied at two loca-
moments to the ground. The whole force-transferring path was tions on the specimens to prevent out-of-plane movements. One
then complete. bracing was applied to the loading beam, and the other was ap-
Cyclic displacements were applied to the top of the specimens plied to the top flange of the middle beam.
by the loading beam. The overall drift angle was measured as the During each test, first the prestressing rods connecting the ac-
displacement at the top of the specimen divided by the height of tuator and the reaction blocks to the laboratory floor were tight-
the specimen. It was different from the interstory drift that was ened. The actuator monitoring system and all instrumentations
defined as the lateral deformation of a story divided by the height were connected and calibrated. Then a warm-up test was done in
Instrumentation
Loading History
A number of linear variable displacement transducers 共LVDTs兲
The cyclic displacements were applied according to the loading were put on the specimens to measure the global as well as local
history, which began with very small values of overall drift and displacements of points of interest on the specimens, as shown in
Specimens
along the whole span and near the moment connections. More ment connections, the south shear tab had distorted around the
yielding lines appeared on the column base plate and some yield- first bolt hole. In the top moment connections, some yielding lines
ing lines were observed on the side face of column flanges close were observed on the column inner flanges around the connection
to the base plate. There was no sign of yielding on the steel shear to cover plates. In the middle moment connections, the beam had
wall observed from under the specimen. This drift point, as pre- severe web and flange local buckling and the welding between the
dicted by inelastic analyses prior to the tests, was confirmed to be flange and the cover plates was torn apart. For the first time some
the yield point of the specimen. The maximum shear force mea- of the bolts connecting the lower steel and reinforced concrete
sured from the load cell at this point was about 1,717 kN 共386 wall panels punched through the steel wall. The steel wall started
kips兲, 62% of the total shear capacity. to develop cracks at the corners near the middle north moment
At the drift level of 0.012, the web of beams had totally connections because of the severe flange local buckling. More
yielded and widespread yield lines were observed along the span. kinks were formed at quarter points on both steel shear walls. The
The yielding lines had different patterns on different beams. For lower reinforced concrete wall panel had more cracks between the
the bottom beam, most lines were diagonal lines in several direc- bolts and crushed a little around some of the bolts near the middle
tions. For the middle and top beam, there were also horizontal and south moment connection. The upper reinforced concrete wall
vertical lines at the end of the beam close to the moment connec- panel started to develop cracks and separated from the flange of
tions. Many vertical yielding lines were observed on the flanges the top beam.
of the bottom and middle beams. The beams had yielded a lot in In the loading group of 0.036 drifts, the top and bottom beams
this loading group. More diagonal yielding lines were observed had noticeable web local buckling near the moment connections.
on the side face of north-column flanges around the connection The columns had developed a plastic hinge from the column base
with the base plate. Some yielding on the north-column web was up to halfway to the second story. The first beam web fracture
also observed in this region. The shear tabs in all the steel frame occurred at the south end of the middle beam. Flanges locally
moment connections yielded in shear along the welding line to buckled about 51 mm 共2 in.兲 on the south end and 25 mm 共1 in.兲
the column. Some slight shear yielding lines were observed at the on the north end. There was very clear buckling shape and bumps
end of beams too. The steel plate shear wall developed some local on both lower and upper panels. The reinforced concrete walls
buckling in the compression diagonal strut and yielding in the developed major cracks and crushed at the corners. The lower
tension diagonal strut. Diagonal buckling shapes were formed but reinforced concrete wall had been lifted about 51 mm 共2 in.兲 at
deformation was limited by the bolts. Some slight yielding lines the bottom and 25 mm 共1 in.兲 on the side. There were bolts frac-
were observed around one of the bolts. The reinforced concrete tured in both panels.
panels started to separate from the frame and get lifted from the During the loading group of 0.042 drifts, the specimen failed
steel panel underneath. The damage to the reinforced concrete by fracture of the steel wall plate that started from the corners.
wall up to this point was very minor and in the form of hair The maximum shear force observed during the second cycle of
cracks. this group had dropped to less than 80% of the maximum shear
At the drift level of 0.018, moderate pinch showed on the capacity, therefore the specimen was considered failed. This point
hysteresis loops as a result of buckling of the steel shear wall was also designated as the ‘‘Point of Maximum Ductility’’ where
plate and the curves deviated a little. The web of all three beams maximum interstory ductility reached 0.05 for both the second
had heavily yielded throughout the whole span. Both columns had and third story. The flange of the top beam locally buckled. In the
heavy flange yielding and some web yielding at the base above south middle moment connection, fractures in the web developed
the base cover plate. The yielding lines on the side face of column from the places where the beam flange had locally buckled. About
flanges extended from the base to the floor level of the second 10% of the total bolts connecting the steel plates to the reinforced
story in the specimen. More yielding lines were also observed on concrete walls had failed in tension fracture or had punched
the base cover plate at the connection of the plate to the test setup. through the steel wall. Reinforced concrete walls showed major
The lower steel wall panel had formed an obvious ‘‘X’’ buckling crushing lines. The upper reinforced concrete wall had been lifted
shape and many visible vertical yield lines. The upper steel wall about 102 mm 共4 in.兲 around the perimeter with a ‘‘dish’’ like
panel had formed an obvious diagonal buckling shape of almost sagging shape.
45° and many yield lines close to the corner. The lower reinforced A few cycles of 0.044 overall drift were also applied for the
concrete wall panel was lifted more at lower corners. purpose of observing the inelastic behavior of the frame after
During the drift level of 0.024, the middle beam started to failure of the walls. Fractures were observed on all beam webs
develop web local buckling at both ends. The bottom beam and all beam flanges had locally buckled in the moment connec-
started to develop flange local buckling near the north end. More tion region. There was obvious column flange local buckling at
yielding occurred at the column base. In the middle moment con- the base and the column has formed a plastic hinge from the base
nections, the beam started to develop flange local buckling around all the way to the top of the second story. Another plastic hinge
its connection with the cover plates. This area became quite active was formed on each column shown on the inner flange and web
from the top cover plate all the way into the third story. In the
middle moment connections, the beam web had severely fractured
across the section and the beam flange totally buckled. There was
severe fracture of both steel wall panels near the middle south
moment connection. A large portion of the corners were torn off.
There were other diagonal fractures inside the steel panels at
quarter points and corners where kinks had formed. Most of the
bolts penetrated through the steel walls. Near the top south mo-
ment connection, there was heavy fracture and the fisher plate
was torn off. Concentrated yielding lines were observed along the
whole edge of the steel plate in the direction where the corner had
been torn off. A large portion of the reinforced concrete walls had Fig. 12. Specimen 1 at various stages of test
crushed and spalled, and the rebar buckled. Fig. 12 shows a mo-
ment connection and the appearance of the concrete wall in speci-
men 1 at the end of the tests.
analyses conducted prior to the tests. The maximum shear load yielding. Column outer flanges at the base continued to yield.
observed at this overall drift level was about 1,953 kN 共439 kips兲, Yielding was observed on the column inner flange at the top
which was 20% higher than the first specimen possibly due to the moment connections. The ends of the cover plates in the middle
contribution from the reinforced concrete shear walls. During the moment connections had fully yielded. Steel shear wall panels
loading cycle, more yielding was observed on the bottom beam continued yielding and buckling. No fracture was observed at the
web and the column base plates. Some yielding was observed on end of the cover plate up to this point compared to specimen 1.
the middle beam web near the ends, and very slight yielding was The reinforced concrete panels had crushed slightly around the
observed on the top beam web near the north end. Yielding was perimeter and the lower panel was lifted about 76 mm 共3 in.兲 at
also observed on the south column flange at the base. There were the corner. Small diagonal cracks were formed on both panels.
some relative movements between the reinforced concrete wall One bolt in the lower panel popped up.
panel and the surrounding steel frame, and the movement was At the displacement group of 0.03 overall drift, the flange of
more obvious in the lower panel. There is no sign of yielding of the middle beam had local buckling at the ends. Yielding of the
the steel shear wall yet. column inner flange in the top moment connections extended to
At an overall drift value of 0.012, heavy yielding was ob- the column top plate. The middle beam flange formed a fracture
served on the bottom beam web. Yielding lines were mostly hori- from the cover plate. The ends of the cover plates inside the
zontal and vertical. Lines that were parallel to the beam flange bottom moment connections totally yielded. Severe kinks were
formed a band at the flange–web intersection. There was a nice formed in both panels. The steel wall started to develop cracks
continuous yielding of the middle beam web. Yield lines were near the middle moment connections where the beam flange lo-
more concentrated at the ends. Yielding of the top beam web was cally buckled, and inside the lower panel. The first punching fail-
not as obvious as the bottom and middle ones and yielding lines ure of bolts connecting the steel wall and reinforced concrete wall
mostly showed at the ends. Heavy yielding was observed at the occurred. More bolts were broken. Almost all the bolts were in-
column outside flanges near the base. All the shear tabs in the effective in the lower panel at the end of the loading group. In the
bottom and middle moment connections were totally yielded. lower panel, there were obvious gaps between the reinforced con-
Here tabs in the top moment connections slightly yielded. Some crete panel and the column flange, and the corner of the panel was
corner and perimeter yielding had developed in the steel wall lifted to a point where rebars could be seen. The reinforced con-
panels, but no obvious buckling could be observed. There was crete wall panel spalled and crushed around the edges. Lots of
also some slight yielding in the panel around the bolt holes. There diagonal cracks were observed inside the panels too.
were obvious gaps between the reinforced concrete panel and the At the displacement group of 0.036 overall drift, the bottom
surrounding steel frame, especially between the panel and the and middle beams had severe web and flange local buckling
beam flange. At the perimeter, the lower reinforced concrete wall around the moment-connections. The first beam web fracture oc-
started to separate from the surrounding steel frame with a 6 mm curred near the south middle moment connection. Yielding of
共1/4 in.兲 gap and was lifted up about 13 mm 共1/2 in.兲 from the column outer flanges at the base had extended halfway to the
steel panel underneath. The upper panel also got separated from second story. There was heavy yielding of the column inner
the steel beam flanges and lifted but the magnitudes of the move- flange at the top too. The cover plate in the middle north moment
ments were smaller. connection was torn off from the beam flange. The middle beam
At the drift level of 0.018, some pinching effects were shown flange and web heavily buckled in the south connection but no
on the hysteresis loops and the specimen lost some stiffness in the fracture was observed yet. Steel walls continue to fracture around
first loading cycle, possibly due to cracking of the reinforced the middle moment connection and places where kinks had
concrete panel around the edges and the buckling of the steel wall formed before. The top half-story panel yielded around the edges.
panel. This point was designated as the ‘‘Point of Maximum The reinforced concrete walls of both floors developed major
Shear Strength’’ where shear strength reached 3,020 kN 共679 cracks and crushed at the corners. The lower wall panel almost all
kips兲. The webs of the bottom and middle beam had totally crushed. More punching failure of the bolts was observed.
yielded, and some yielding occurred on the web of the top beam At the drift level of 0.042, the specimen failed by the fracture
near the moment connections. Yielding of the column outer flange of the upper steel wall plate that started from the corners. The
had developed more along the specimen. Bottom and middle maximum shear force observed during the second cycle of this
beam flanges yielded near the intersection with cover plates. All group had dropped to less than 80% of the maximum shear ca-
shear tabs totally yielded. In the middle moment connections, the pacity, therefore the specimen was considered failed. This point
cover plate yielded at the intersection with the column face. The was also designated as the ‘‘Point of Maximum Ductility’’ where
steel wall panel developed obvious buckling shapes diagonally. maximum interstory ductility exceeded 0.05 for both the second
Buckling happened between the connecting bolts. Lots of yielding and third story. The specimen dropped 30% of its total shear
was observed at wall corners and around perimeters. Short verti- capacity inside this loading group and was considered failed.
cally yielding lines were observed on the wall panels starting Middle beam flange and web local buckling had developed into
7 0.03 rad 191 mm 共7.5 in.兲 0.045 rad 0.050 rad 2,976 kN 共669 kip兲 98%
8 0.036 rad 229 mm 共9 in.兲 0.052 rad 0.060 rad 2,673 kN 共601 kip兲 89%
9 0.042 rad 267 mm 共10.5 in.兲 0.058 rad 0.064 rad 2,397 kN 共539 kip兲c 79%
a
Specimen yield shear strength.
b
Specimen ultimate shear strength.
c
Specimen failure shear strength.
4. The innovative proposed shear wall underwent five phases of 3. Slippage of wall boundary bolts or splices should not be
behavior: considered a consequential failure mode but the slippage
a. Elastic behavior where only the steel shear wall and should not occur under service lateral loads.
boundary moment frame were active. 4. The shear capacity of the concrete wall could be ignored as
b. First inelastic phase where the steel shear wall and lim- a conservative approach for strength. However, the stiffness
ited areas of beams and columns were involved in car- of the concrete wall is better considered in calculating the
rying shear forces. During this phase, due to the pres- period of vibration of the whole system.
ence of a gap around the reinforced concrete wall, the 5. Each shear connector should be able to resist a tension force
wall was primarily acting as a bracing element for the resulting from inelastic local buckling of the steel plate dur-
steel plate preventing it from overall buckling. ing late cycles of loading. The shear connectors collectively
c. Under relatively large drifts, the gap between the con- should be able to transfer shear capacity of a steel plate or
crete wall and boundary frame was closed, the steel reinforced concrete wall, whichever is smaller.
plate and concrete wall acted as a composite shear wall, 6. Beams and columns of the boundary frames could be de-
and both participated in providing strength and stiffness signed according to provisions of special moment frames.
to the system. The web thickness of beams and columns in an unstiffened
d. During the final stage, after the concrete wall was steel shear system should be at least the same thickness as
heavily damaged, the steel wall was acting as an un- the wall plate.
stiffened shear wall and buckling along compression
diagonal and primarily resisting shear through tension
field action.
e. During the final stage and after the steel shear wall had Acknowledgments
also been damaged, the boundary steel moment frame
was acting as a ductile moment frame. This project was funded by the National Science Foundation, Di-
5. The tests indicated that the system is an efficient lateral load rectorate of Engineering, Civil and Mechanical Systems. The
resisting system with significant ductility and energy dissi- technical assistance and input from Program Directors Dr. S. C.
pation capacity. Liu and Dr. P. Chang at NSF were very valuable and sincerely
appreciated. The research was part of the U.S. Japan Cooperative
Research on Composite and Hybrid Structures of the National
Interim Seismic Design Recommendations Science Foundation. The guidance and technical input of all in-
volved in the program, in particular Professor Stephen Mahin and
Based on test observations and first-stage data analyzing, the fol- Professor Subhash Goel, directors and organizers of the program
lowing interim recommendations were given for seismic design are sincerely appreciated. The Structural Steel Educational Coun-
of structures. cil, American Institute of Steel Construction 共AISC兲, and the Her-
1. The ductile failure modes of the wall should occur first, fol- rick Corporation also provided valuable input and support. Judy
lowed by ductile failure modes of the top and bottom beams Liu, formerly a graduate student at the University of California,
and finally by ductile failure modes of the boundary col- Berkeley provided valuable help in developing, analyzing, and
umns. The brittle failure modes are generally arranged to designing the test setup. Her work is very much appreciated.
occur after ductile failure modes. Again, among brittle Ricky Hwa, an undergraduate research assistant, participated in
modes also, it is desired that the brittle failure modes of the preparing specimens, instrumentation, and conducting tests. His
wall govern over those for the beams and columns. dedicated and valuable work was very helpful to the success of
2. The fracture in tension or buckling in compression of the the project. Finally, this experimental program could not have
boundary columns should be avoided in design since such been completed without the resources of the laboratory and staff
failures can have serious stability consequences as well as of the Department of Civil and Environmental Engineering at the
very high cost of postearthquake repairs. University of California at Berkeley.