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2011

NPC Natural Product Communications Vol. 6


No. 8
Aroma-therapeutic Effects of Massage Blended Essential 1199 - 1204
Oils on Humans
Tapanee Hongratanaworakit

Department of Pharmaceutical Chemistry, Faculty of Pharmacy, Srinakharinwirot University,


Rangsit-Ongkharak Road, Nakhonnayok 26120, Thailand

tapanee@swu.ac.th

Received: October 18th, 2010; Accepted: April 20th, 2011

Although blended essential oils are increasingly being used for the improvement of the quality of life and for the relief of various symptoms
in patients, the scientific evaluation of the aroma-therapeutic effects of blended essential oils in humans is rather scarce. In this study, we
hypothesized that applying blended essential oil would provide a synergistic effect that would have a chance for success in treating
depression or anxiety. Therefore, the main objective of this study was to investigate the effects of the blended essential oil on autonomic
parameters and on emotional responses in humans following transdermal absorption. The blended essential oil consisted of lavender and
bergamot oils. Human autonomic parameters, i.e. blood pressure, pulse rate, breathing rate, and skin temperature, were recorded as indicators
of the arousal level of the autonomic nervous system. In addition, subjects had to rate their emotional condition in terms of relaxation, vigor,
calmness, attentiveness, mood, and alertness in order to assess subjective behavioral arousal. Forty healthy volunteers participated in the
experiments. Blended essential oil was applied topically to the skin of the abdomen of each subject. Compared with placebo, blended
essential oil caused significant decreases of pulse rate, and systolic and diastolic blood pressure, which indicated a decrease of autonomic
arousal. At the emotional level, subjects in the blended essential oil group rated themselves as ‘more calm’ and ‘more relaxed’ than subjects
in the control group. This finding suggests a decrease of subjective behavioral arousal. In conclusion, our investigation demonstrates the
relaxing effect of a mixture of lavender and bergamot oils. This synergistic blend provides evidence for its use in medicine for treating
depression or anxiety in humans.

Keywords: lavender, bergamot, massage aromatherapy, autonomic arousal, behavioral arousal, relaxing effect.

Aromatherapy has grown considerably into a big business [8]. Antidepressant effects are included in the properties
in many countries, as illustrated by the street shops that attributed to bergamot [9].
sell either products supposedly made with essential oils,
such as skin care, hair care, and fragrance products, or pure Recently, interest in the use of aromatherapy with blended
essential oil. Tisserand [1] suggested lavender oil essential oils as therapeutically active agents has grown
(Lavendula angustifolia Mill, Labiatae) and bergamot considerably. Fibromyalgia, a chronic painful condition,
(Citrus bergamia Risso, Rutaceae) as effective in treating can be treated with a mixture of seven organically derived
depression and anxiety. Lavender and bergamot oils have essential oils (Aloe vera, eucalyptus, lemon, orange,
been shown to be associated with brain-wave relaxation by camphor, rosemary, and peppermint) [10]. Lavender oil
Torri et al. [2]. In traditional medicine, lavender oil is was used in a mixture as a hair growth stimulant and for
reported used as an antispasmodic, carminative, mild the treatment of Alopecia areata [11]. Davis [12]
tranquilizer, sedative, and stomachic. Moreover, lavender recommends a combination of lavender and bergamot for
oil is the most used essential oil of all in aromatherapy. Its relaxation. Moreover, blended essential oils of lavender
greatest attribute is said to be as a relaxant. It is also used and bergamot showed reductions in anxiety in breast
for headache, nervous tension, exhaustion, emotional cancer patients [13]. Aromatherapy massage with a
extremes, and spiritual balance [3]. Lavender oil was used mixture of lavender and neroli was shown to be effective
by many researchers [4-6] in their studies of aromatherapy for postpartum mothers to improve physical and mental
relaxation in association with massage. In addition, status [14]. Hand massage with blended essential oils of
lavender oil was used as a component in topical bergamot, lavender and frankincense had a positive effect
formulations to relieve the pain associated with rheumatic on depression and pain on hospice patients with terminal
and musculoskeletal disorders, acting as a potent radical cancer [15]. Aromatherapy using topically applied blended
scavenger [7]. Bergamot oil is reportedly used for anxiety, essential oils of lavender, clary sage, and rose is effective
depression, and headaches. Bergamot oil had a sedative in decreasing the severity of menstrual cramps [16].
effect, as shown by contingent negative variation studies
1200 Natural Product Communications Vol. 6 (8) 2011 Hongratanaworakit

Table 1: Mean and SEM of autonomic parameters of the control and experimental groups.
Autonomic parameters Control group (Mean+SEM) Experimental group (Mean+SEM)
Trial 1 Trial 2 Trial 1 Trial 2
SBP 115.7+3.0 116.2+4.1 115.3+3.3 110.4+3.2
DBP 71.1+2.1 71.4+2.4 71.3+1.5 67.1+1.5
ST 36.9+0.2 36.5 +0.2 36.5+0.2 36.3+0.3
BR 17.0+0.8 17.2+0.9 17.1+0.9 16.6+0.9
PR 68.1+1.8 69.2+1.8 68.2+2.5 66.2+2.3
SBP: systolic blood pressure ; DBP: diastolic blood pressure; ST: skin temperature; BR: breathing rate; PR: pulse rate; SEM: standard error mean

Although blended essential oils are increasingly being used significant decreases of systolic and diastolic blood
for the improvement of the quality of life, as well as for the pressure. Since blood pressure is determined by the
relief of various symptoms in patients, the scientific activity of the sympathetic branch of the ANS, a decrease
evaluation of the aroma-therapeutic effects of blended in blood pressure shows a decrease in sympathetic tone,
essential oils in humans is rather scarce. In this study, we i.e., a decrease of autonomic arousal [17,18].
hypothesized that applying two essential oils, namely,
lavender and bergamot, together would provide a SBP DBP BR ST PR

synergistic effect that would have the chance of success in 8

treating depression or anxiety. Therefore, the main


*
objective of this study was to investigate the effects of this
6
*

Difference score
blended essential oil on autonomic parameters, as well as 4
*
on emotional responses in humans following transdermal 2

absorption.
0

In the present investigation a mixture of lavender and -2

bergamot was administered transdermally to healthy


-4
subjects. Autonomic parameters, i.e. systolic blood
Control group Blended essential oil group
pressure (SBP), diastolic blood pressure (DBP), pulse rate
(PR), breathing rate (BR), and skin temperature (ST), were Figure 1: The difference scores of systolic blood pressure (SBP), diastolic
recorded as indicators of the arousal level of the autonomic blood pressure (DBP), breathing rate (BR), skin temperature (ST) and pulse
rate (PR) for the control group and the blended essential oil group. * on the top
nervous system (ANS). In addition, subjects had to rate of the bars indicates significant differences (P<0.05).
their mental and emotional condition in terms of
relaxation, vigor, calmness, attentiveness, mood, and Table 2: Mean and SEM of emotional parameters of the control and
alertness in order to assess subjective behavioral arousal. experimental groups.
Control (Mean+SEM) Experiment (Mean+SEM)
Autonomic parameters: The mean and SEM of Trial 1 Trial 2 Trial 1 Trial 2
autonomic parameters of the control group and the AT 21.5+3.1 22.5+3.5 21.2+3.0 25.7+3.5
experimental group are presented in Table 1. SBP of AL 40.0+3.0 39.7+3.8 39.1+3.4 36.3+3.8
C 23.8+2.7 24.9+3.6 23.4+2.5 17.4+2.9
subjects in the control group increased at the end of the
R 28.3+3.8 29.9+3.8 28.3+4.1 22.3+3.1
second trial compared with the end of the first. In contrast, M 33.9+3.2 35.3+3.5 33.4+2.3 33.6+3.2
SBP of subjects in the blended essential oil group V 47.5+3.4 45.7+3.9 47.6+4.3 43.8+4.5
decreased at the end of the second trial compared with the AT: attentiveness; AL: alertness; C: calmness; R: relaxation; M: mood; V:
end of the first. The difference scores of SBP between the vigor; SEM: standard error mean
second and first trials for the control group and the blended
essential oil group are shown in Figure 1. Comparison of PR of subjects in the control group increased at the end of
these difference scores revealed a significantly larger the second trial compared with the end of the first one. In
decrease of SBP in the blended essential oil group than in contrast, PR of subjects in the blended essential oil group
the control group (P=0.014). decreased at the end of the second trial compared with the
end of the first. The difference scores of PR between the
DBP of subjects in the control group only marginally second trial and the first for the control group and the
changed in the second trial compared with the first one. In blended essential oil group are shown in Figure 1.
contrast, DBP of subjects in the blended essential oil group Comparison of these scores revealed a significantly larger
decreased in the second trial compared with the first. The decrease of PR in the blended essential oil group than in
different scores of DBP between the second and first trials the control group (P=0.033). Since pulse rate is mainly
for the control group and the blended essential oil group controlled by the ANS, the decrease of pulse rate after
are shown in Figure 1. Comparison of these scores transdermal absorption of blended essential oil is likely to
revealed a significantly larger decrease of DBP in the show an increase in vagal tone, i.e., a decrease of ANS
blended essential oil group than in the control group arousal. The change in the cardiovascular parameter, i.e.,
(P=0.007). The blended essential oil group showed pulse rate, was consistent with a decrease of peripheral
autonomic nervous activity [17,18].
Aroma-therapeutic effect of massage blended essential oil Natural Product Communications Vol. 6 (8) 2011 1201

No significant effects of the blended essential oil on ST Transdermal absorption of blended essential oil decreased
and BR were found (P>0.05 for all). the level of arousal of the ANS, i.e. decreases of systolic
and diastolic blood pressure, and pulse rate. Moreover,
Emotional parameters: The mean and SEM of emotional massage of blended essential oil led to deactivation at the
parameters of the control group and the experimental behavioral level, i.e. subjects feel ‘more calm’ and ‘more
group are presented in Table 2. Subjects in the control relaxed’ than before the administration of the oil. This
group felt less calm at the end of the second trial compared finding points towards a decrease of arousal in terms of
with the end of the first. On the other hand, subjects in the self-evaluation. Thus, the effects of blended essential oil
blended essential oil group judged themselves ‘more calm’ by massage may be characterized by the concept of
at the end of the second trial compared with the end of the relaxing effect, which has also been described for rose
first. The difference scores of subjective calmness between (Rosa damascena) [19], sandalwood [20], and ylang ylang
the second and first trials for the control group and the (Cananga odorata) essential oils [21]. Our findings clearly
blended essential oil group are shown in Figure 2. support previous studies indicating the relaxing effect of
Comparison of these difference scores revealed a blended essential oil [12,13,15]. Although our findings
significant increase of subjective calmness in the blended agree with other reports, it is important to assess further
essential oil group compared with the control group biochemical measures (e.g., serotonin), as these would
(P=0.028). Subjects in the blended essential oil group further confirm the presence of a relaxing effect.
rated themselves as ‘more calm’ than subjects in the
control group. This finding points towards a decrease of Blended essential oil mainly contained linalyl acetate and
arousal in terms of self-evaluation [17,18]. linalool. Buchbauer et al. [22,23] described that both
linalyl acetate and linalool showed a sedative effect in
Furthermore, subjects in the control group felt less relaxed animals, namely, a decrease in motility of normal mice and
at the end of the second trial compared with the end of the reverse caffeine-induced over-agitation in mice.
first one. In contrast, subjects in the blended essential oil Transdermal absorption of (-)-linalool in humans induced a
group judged themselves ‘more relaxed’ at the end of the deactivating effect on the ANS, that is, decreases of
second trial compared with the end of the first. The systolic blood pressure and skin temperature as compared
difference scores of subjective relaxation between the with a control group receiving a placebo [24]. In addition,
second and first trials for the control and blended essential previous reports [25-27] have suggested that the odor of
oil groups are shown in Figure 2. Comparison of these blended tea had lavender-like sedative effects on
difference scores revealed a significant increase of autonomic nerve activity and mood states at a very low
subjective relaxation in the blended essential oil group intensity. Their results showed that (-)-linalool had a
compared with the control (P=0.021). Subjects in the sedative effect. Moreover, Hoeferl and colleagues [28]
blended essential oil group rated themselves as ‘more showed that (-)-linalool had a sedative effect on heart rate.
relaxed’ than subjects in the control group. This finding It is known that essential oil is absorbed into the body via
points towards an increase of arousal in terms of self- skin [29,30]. Percutaneous absorption of lavender oil from
evaluation [17,18]. massage oil was investigated by our group [31]. They
reported that the main component of lavender oil, i.e.,
Attentiveness Alertness Mood Vigor Calmness Relaxation
linalool, could be detected in human blood samples 5 min
12
* * after massage of the oil. This is one possible explanation
9 for the relaxing/sedating effect of the blended essential oil.
6
Correlation analysis between the ANS and behavior
Difference score

3 parameters showed that the decreases of blood pressure


0
and pulse rate were not correlated with changes in
behavioral responses (data not shown). These findings
-3
suggest the effectiveness of pharmacological mechanisms,
-6 for example direct interactions between fragrance
-9
molecules and receptor sites which are involved in the
Control group Blended essential oil group regulation of ANS arousal. Due to their high lipophilicity,
fragrance molecules easily penetrate the blood brain
Figure 2: The difference scores of subjective attentiveness, alertness, mood,
vigor, calmness, and relaxation for the control group and the blended essential
barrier and then affect the GABAA receptor-mediated
oil group. * on the top of the bars indicates significant differences response, which would have a tranquilizing effect on the
(P<0.05). brain following either inhalation or massage [32,33].
Therefore, one possibility that explains the relaxing effect
No significant effects of the blended essential oil on of blended essential oil could be that the oil possibly
subjective attentiveness, alertness, mood and vigor were stimulates the raphe nuclei in the brain into releasing
found (P>0.05 for all). serotonin, a neurotransmitter that creates a
relaxing/sedative effect [34,35]. The raphe nuclei are also
1202 Natural Product Communications Vol. 6 (8) 2011 Hongratanaworakit

involved in sleep and relaxation [18,36]. Another breathing masks in order to eliminate any olfactory
possibility that could explain its effect is that blended stimulation by nose or mouth.
essential oil interacts with central (e.g. hypothalamic,
limbic, thalamus) structures which control the level of Experimental protocol: The experimental protocol has
autonomic and/or behavioral arousal. been previously described [19-21,37-42]. Briefly, one
session consisted of two trials of 20 min each. At the
In conclusion, our investigation demonstrates the relaxing beginning and at the end of each trial, emotional responses
effect of the mixture of lavender and bergamot oils. This were assessed by visual analogue scales. Autonomic
synergistic blend shows evidence for its use in medicine parameters were recorded continuously during each trial.
for treating depression or anxiety in humans. In the first trial, which served as a control for influences of
the experimental setup, the placebo substance was
Experimental administered to all subjects. In the second trial, the placebo
Subjects and essential oil: Forty healthy volunteers aged was again administered to the control group, whereas in
the experimental groups the appropriate fragrance was
between 19 and 48 years (mean age 24.95 6.67 years)
administered.
took part in the experiments. Demographic data for the
control group and the experimental group are presented in
Acquisition of autonomic parameters: BR, PR and ST
Table 3. Subjects were tested in individual sessions and
were recorded simultaneously and in real time on the non-
randomly assigned to either the control group or the
dominant side of the body. All parameters were measured
blended essential oil group according to random numbers.
using MP100WSW hardware (Biopac Systems, Inc., Santa
They were fully briefed, given written informed consent to
Barbara, California, USA), including sensors and Ag/AgCl
all aspects of the study (Srinakharinwirot University Ethics
Committees) and were free to withdraw at any time. Forty- surface electrodes and Acqknowledge software (Biopac
eight hours prior to testing, subjects were asked to abstain Systems, Inc., Santa Barbara, California, USA). BR was
from food, beverages and toiletries containing the essential measured using a SKT100C amplifier and TSD102D
oil, as well as from any stimulants (for example, caffeine surface temperature thermistor probe. PR was assessed
and nicotine). using a Pulse Oximeter Module (OXY100C) and a
photoelectric transducer (TSD123B). ST was measured
Table 3: Demographic data for the control group and the experimental group. with a SKT100C amplifier and a fast response thermistor
Parameter Control group Blended oil group
(TSD102A). SBP and DBP were measured in the dominant
Number of 20 20
arm by sphygmomanometry using an automated system
volunteers (Digital Electronic Model DS-155E, Japan). Details of the
Sex (M:F) 8:12 9:11 recording system and procedure have been described
Height (cm) Male 172.75+6.02 169.00+5.89 elsewhere [19-21,37-42].
(mean+SD) Female 159.92+4.48 160.27+5.98

Weight (kg) Male 59.38+9.24 61.33+11.26 Acquisition of visual analogue scales (VAS): VAS were
(mean+SD) Female 56.50+10.17 50.91+6.76 used to assess subjective mental and emotional conditions.
They consisted of 100 mm lines for 6 items: relaxation,
The essential oil of lavender (Lavandula angustifolia) and vigor, calmness, attentiveness, mood and alertness. Each
bergamot bergaptane-free oil (Citrus bergamia) were subject was asked to mark his or her feeling for each item
obtained from FPI Sale Ltd., Stamford, England. Blended between the two possible extremes: relaxed and tense for
essential oil consisted of 9.6%, w/w, lavender oil and the item ‘relaxation’, vigorous and feeble for the item
0.4%, w/w, bergamot bergaptane-free in sweet almond ‘vigor’, calm and restless for the item ‘calmness’, attentive
carrier oil. The oils were analyzed by GC/FID and GC/MS. and inattentive for the item ‘attentiveness’, cheerful and
The bergamot oil contained linalyl acetate (28.7%), bad tempered for the item ‘mood’, alert and tired for the
linalool (16.5%), and limonene (13.5%). The lavender oil item ‘alertness’.
contained linalyl acetate (35.7%), linalool (31.5%), and
terpinen-4-ol (5.5%). Procedure: All experiments were conducted in a bright
and quiet room. Ambient temperature was 24-26°C. Upon
Essential oil administration: In the experimental group, 1 arrival, the volunteers were interviewed about their
mL of a 10%, w/w, solution of blended essential oil in personal data, e.g. sex, age, height, weight. In addition,
sweet almond oil was applied to the skin of the lower they were asked about the rating of emotional responses.
abdomen of each subject and the subjects self-massaged After completion of the interview and the rating scales,
the oil into the skin for 5 min. Afterwards, the massage SBP and DBP were measured. Subsequently, subjects were
area was covered with a plastic film in order to prevent seated in a semi-reclined position, providing easy access to
evaporation of the oil. In the control group, 1 mL of the attach the ANS electrodes or probes. Electrodes were
placebo oil, pure sweet almond oil, was used. In both placed on suitable positions, as mentioned above. The
groups, subjects were supplied with pure air through breathing mask was fitted to the volunteer’s face to cover
the nose and mouth. Oxygen was then supplied directly.
Aroma-therapeutic effect of massage blended essential oil Natural Product Communications Vol. 6 (8) 2011 1203

Either the oil or the placebo was administered, as left-hand side was measured in mm. Individual difference
described, together with recording of the autonomic scores between ratings were calculated for each item. The
parameters. After completion of the first trial, the subjects SPSS version 11.5 was used for statistical analysis. Mann-
were asked to rate the VAS. SBP and DBP were measured Whitney-U-Test analysis of variances was used in this
at the end of each trial. At the end of each trial, the study. The effects of fragrances on autonomic parameters
subjects were asked if they had perceived any odor during and ratings of emotional responses were determined by
the experiment. All subjects stated that they had not. comparing the difference scores between the control group
and the experimental group. Correlational analyses
Data and statistical analyses: The autonomic recordings between ratings of emotional responses and autonomic
of each subject were computed by trial using parameters were performed by means of Spearman rank-
Acqknowledge software (Biopac Systems, Inc., Santa order correlation coefficient.
Barbara, California, USA). For each subject and every
parameter the mean value in the second trial was Acknowledgments - This work was supported by grants from
subtracted from the mean value in the first to give the Srinakharinwirot University. The author is grateful to Prof. Dr G.
individual inter-trial difference score. For emotional Buchbauer and Dr E. Heuberger for experimental design
suggestion.
ratings, on each scale the distance of the mark from the

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