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Fatores de Risco para Ulceração e Amputação de Extremidades
Fatores de Risco para Ulceração e Amputação de Extremidades
ABSTRACT
Objective: To analyze the risk factors for lower-extremity ulceration and amputation in Thaysa Alves Tavares(1)
patients with diabetes mellitus. Methods: Quantitative cross-sectional study conducted in Luana Jeniffer Souza Farias da
2013 with 92 individuals with diabetes attending a Family Health Care Center in Maceió, Costa(2)
Alagoas, Brazil, through interviews and clinical examination of the feet. The following Maria Lucelia da Hora Sales(2)
variables were assessed: sociodemographic characteristics (gender, age group, skin color,
Marilucia Mota de Moraes(2)
marital status, education and income) and additional risk factors for diabetic foot (clinical
data, lifestyle and foot self-care practices). Chi-squared test with Yates’ correction, G Test
and Fisher’s Exact test were used to check for association between variables considering a
significance level of 5% (p<0.05). Results: The sample included 92 patients with diabetes
mellitus: 71.7% (66) were women and the predominant age group was 60-79 years – 48.0%
(44). There was a prevalence of 95.6% (88) of individuals at risk for ulceration and 4.4% (4)
were at risk for amputation. Regarding the risk of ulceration, 64.1% (59) were classified as
risk 0 (lowest risk). Conclusion: There was a higher prevalence of patients at lower risk for
ulceration and amputation. The inappropriate use of shoes stands out as the most common
risk factor and tobacco use appears as a risk factor with significant statistical association.
Descriptors: Diabetes Mellitus; Diabetic Foot; Risk Factors. 1) Federal University of Pernambuco
(Universidade Federal de Pernambuco -
RESUMO UFPE) - Recife (PE) - Brazil
Objetivo: Analisar os fatores de risco para ulceração e amputação de extremidades 2) Alagoas State University of Health
Sciences (Universidade Estadual de
inferiores em portadores de diabetes mellitus. Métodos: Estudo transversal, quantitativo,
Ciências da Saúde de Alagoas - UNCISAL)
realizado em 2013, com 92 indivíduos diabéticos, cadastrados em uma Unidade de Saúde - Maceió (AL) - Brazil
da Família em Maceió, Alagoas, Brasil, através de entrevistas e avaliação clínica dos pés.
Investigaram-se as seguintes variáveis: características sociodemográficas (sexo, faixa
etária, cor da pele, estado civil, escolaridade e renda) e fatores de risco complementares
para o pé diabético (dados clínicos, estilo de vida e prática de autocuidado com os pés).
Para identificar a associação entre as variáveis, utilizaram-se os testes Qui-quadrado com
correção (Yates), Teste G e Exato de Fisher, sendo considerado o nível de significância de
5% (p<0,05). Resultados: A amostra contemplou 92 portadores de diabetes mellitus, sendo
71,7% (66) do sexo feminino, com faixa etária predominante de 60-79 anos - 48,0% (44).
Observou-se prevalência de 95,6% (88) com risco para ulceração e 4,4% (4) com risco
para amputação. Com relação ao risco de ulceração, 64,1% (59) foram classificados em
risco 0 (menor risco). Conclusão: Encontrou-se maior prevalência de pacientes em menor
risco para ulceração e amputação. Destaca-se o uso inadequado dos calçados como o fator
de risco mais comum e o uso do tabaco como fator de risco com associação estatística
significativa. Received on: 02/15/2016
Revised on: 04/05/2016
Accepted on: 05/11/2016
Descritores: Diabetes Mellitus; Pé Diabético; Fatores de Risco.
278 Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016
Risks for amputation in diabetic patients
Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016 279
Tavares TA, Costa LJSF, Sales MLH, Moraes MM
The most cost-effective way to prevent foot study, while 26 were excluded, according to the exclusion
complications in patients with diabetes, such as ulceration criteria.
and amputation, consists in the identification of risk The inclusion criteria contemplated patients with
factors and interruption of their progression(6,7). The health diabetes mellitus, registered in the area 26, aged 18 years
professionals’ practices should optimize preventive actions, or above, presenting their cognitive and communication
such as conducting regular tests for risk stratification, abilities preserved; the study excluded those who did
promoting health and healthier lifestyle, health education not attend the appointments of the HiperDia Program
with emphasis on the conscious self-care, identification on collection days, or were not found in their residence
of the population at risk, and propedeutic interventions as during three attempted visits on alternate days at different
early as possible, in order to decrease the prevalence of times, as well as patients who had changed address or died
amputations(2,6). (information obtained from medical records and/or family
Health promotion is defined as the individual’s ability members).
to modify the determinants of health for the benefit of one’s The patients were individualy invited to participate in
quality of life(13). Although the health team is accountable the study, received clarifications about the objectives and
for guiding, raising awareness and motivating people procedures of the research and, after acceptance, signed the
about changes towards self-care improvement, people with Informed Consent Form.
diabetes need to adhere to and employ the information The data collection procedure was performed at the
received, generating a higher level of functional health care unit on the days of HiperDia consultation
independence and changes in lifestyle(14). (consultation focused on assistance to patients with
In this perspective, a study held in the East region of hypertension and diabetes), on a weekly basis, on the
Belo Horizonte observed that the participation of users morning shift, being interviewed four new patients, on
in short- and long-term educational practices shows average, while the remaining patients were captured during
favorable results for the control of diabetes mellitus and its home visits on alternate days and shifts, varying the daily
complications(15). quantitative, depending on the availability of individuals.
It is known that holistic care to patients with diabetes The interview was conducted in reserved sites, comfortable
is challenging, especially in support of changes in to the participants, minimizing the risk of embarrassment.
lifestyle habits, because these are very attached to their The interviews and the clinical examination were
conditions and social interactions(7). It is essential the performed by two duly trained researchers, using a
work of a multidisciplinary team, acting together to face validated instrument(6), adapted by the authors of this study.
the challenges and, so, in this way the health team and the There was initially the assessment of sociodemographic
community create a bond of responsibility, facilitating the and clinical data, lifestyle and foot self-care practices; soon
monitoring of individuals for the prevention of diseases(7). after, the clinical examination of the feet was performed, in
The present study is justified by the importance, for order to observe factors that lead to ulcers and amputations,
professionals and patients with diabetes mellitus, to know neuropathy evaluation using the Semmes-Weinstein
the predisposing factors for ulceration and amputation of monofilament (10g), and evaluation of signs of peripheral
the lower extremities. It is believed that the identification arterial disease.
of these factors will guide the health team interventions, In the sociodemographic aspects, the marital status
pointing out the development of preventive actions at the category named “with partner” included the patients
primary care level. Therefore, the aim of this study was to who reported being married or in a stable union, while
analyze the risk factors for ulceration and amputation of the “no partner” comprised those who reported being
lower extremities in patients with diabetes mellitus. single, widowed or divorced. In lifestyle practices, the
consumption of alcohol and/or tobacco was investigated.
METHODS As for the clinical aspects, the study assessed the presence
of self-reported comorbidities that could indicate diabetes
This is a cross-sectional, quantitative study, developed complications, such as systemic arterial hypertension,
with diabetic patients registered in the area 26 of a Family myocardial infarction and stroke(5).
Health Unit, located in Trapiche da Barra neighborhood, in The foot self-care practices performed by the patients
the city of Maceió, Alagoas, Brazil, conducted in the period were evaluated, questioning the habit of walking barefoot.
from May to October 2013. In the inspectional foot examination, the researchers
The diabetic population registered in the area was checked for the presence of fungal infections in nails
composed of 118 individuals, 92 of which participated in the or interdigital areas, and in the footwear used during the
280 Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016
Risks for amputation in diabetic patients
interview. The footwear was categorized into adequate or toes, hammertoes, muscle atrophy, bony prominences,
inadequate, being considered appropriate the footwear that overlapping fingers, and others that generate abnormal foot
provided internal comfort, had ideal size and adjustable pressures(7).
closure (Velcro or shoelaces), covered toes and heel, and In the analysis of signs of peripheral arterial disease,
was made of soft leather or canvas(11). palpation of the dorsalis pedis and posterior tibial pulses
For evaluation of neuropathy, the 10-g Semmes- was conducted, being classified as palpable or not palpable;
Weinstein monofilament was applied in six plantar areas: negative response to palpation of the two pulses in the same
first, third and fifth toes, metatarsals at an angle of 90°, with member indicated signs of vascular compromise.
sufficient force to bend it, and one-second duration between After the analysis of risk factors, the feet of patients
the applications. The individual, keeping eyes closed, was were categorized into degrees of risk for ulceration and
asked about the perception of touch, and two negative amputation(7). The variables used for risk stratification are
responses was considered consistent with loss of sensitivity. described in Chart I.
After application in 10 individuals, the monofilament was For the present study, the risks have been subdivided
put at rest for a 24-hour period, to prevent decalibration, from 0 to 3 as risks for ulceration, and from 3A to 3E as
thus minimizing misdiagnosis(6,10). risks for amputation. Regarding the risk for ulceration,
The researchers also observed the presence of ulcers the lower risks were classidied as 0 and 1, while higher
or ulcers scars (confirmed by the patient’s report), previous risk were classidied as 2 and 3. The risk for amputation is
amputations and bone deformities - hallux valgus, claw subdivided into lower risk (3A and 3B) and greater risk (3C,
3D and 3E)(7).
Chart I - Classification of the feet of patients with diabetes mellitus into degrees of risk for ulceration and amputation.
Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016 281
Tavares TA, Costa LJSF, Sales MLH, Moraes MM
Table I - Distribution of patients with diabetes mellitus according to sociodemographic characteristics. Maceió, Alagoas,
2013.
Total (92)
Sociodemographic characteristics
n %
Gender
Female 66 71.7
Male 26 28.3
Marital status
With partner 37 40.2
No partner 55 59.8
Age range (years)
18-39 6 6.5
40-59 38 41.3
60-79 44 48.0
80 or above 4 4.3
Self-reported skin color
White 13 14.1
Black 32 34.8
Brown 47 51.1
Education level
< 4 years 66 71.7
4 to 7 years 15 16.3
8 or more 11 12.0
Income
< 1 minimum wage 9 9.8
> 1 minimum wage 20 21.7
1 minimum wage 63 68.5
Table II - Percentage of patients with diabetes mellitus, according to degree of risk for ulceration and amputation. Maceio,
Alagoas, 2013.
Total (92)
Risk degrees
n %
Ulceration
Degree 0 59 64.1
Degree 1 14 15.2
Degree 2 3 3.3
Degree 3 12 13.0
Amputation
Degree 3A 4 4.4
Degree 3B 0 0
Degree 3C 0 0
Degree 3D 0 0
Degree 3E 0 0
282 Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016
Risks for amputation in diabetic patients
(n=59) were at risk 0, representing the majority of the It was identified in the study population the presence
individuals analyzed. On the risk for amputation, there was of additional risk factors for complications in the lower
a prevalence of 4.4% (n=4) with risk 3A, and no patients extremities, which are described in Table III.
were classified into categories 3B to 3E. Given these findings, it stands out the presence of
Regarding the risk rating for ulceration, 88 patients 81.5% (n=75) of patients with hypertension associated with
were identified, of which 82.9% (n=73) were at lower risk diabetes. Failure to palpation of posterior tibial and dorsalis
(0 and 1) for ulcers, while 17.0% (n=15) were found at pedis pulses in the same member ocurred in 19.6% (n=18)
greater risk (2 and 3). of the patients studied. Inadequate footwear in use at the
Table III - Distribution of patients with diabetes mellitus according to the main additional risk factors for diabetic foot.
Maceió, Alagoas, 2013.
Total (92)
Additional risk factors for diabetic foot
n %
Time period from DM diagnosis
Up to 10 years 64 69.6
More than 10 years 28 30.4
Comorbidities
SAH
Yes 75 81.5
No 17 18.5
Stroke
Yes 8 8.7
No 84 91.3
AMI
Yes 5 5.4
No 87 94.6
Alcohol consumption
Yes 14 15.2
No 78 84.8
Tobacco consumption
Yes 12 13.0
No 46 50.0
Ex-smoker 34 37.0
Footwear used at the moment
Adequate 12 13.0
Inadequate 80 87.0
Walks barefoot
Yes 36 39.1
No 56 60.9
Presence of mycosis in nails/toes
Yes 19 20.6
No 73 79.4
Pulse alteration
Yes 18 19.6
No 74 80.4
DM: Diabetes Mellitus; SAH: Systemic Arterial Hypertension; AMI: Acute Myocardial Infarction.
Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016 283
Tavares TA, Costa LJSF, Sales MLH, Moraes MM
Table IV - Distribution of patients with diabetes mellitus according to the main variables assessed and the classification of
risk for ulceration. Maceió, Alagoas, 2013.
moment of the interview reached a rate of 87.0% (n=80) in According to Table IV, significant association was
the study population. found only in relation to tobacco use and the risk for ulcers
A bivariate analysis of the association between the (p=0.010).
frequency of higher and lower risk for ulceration in feet The bivariate analysis with socioeconomic data brought
of DM patients and their sociodemographic, clinical, no significant association.
lifestyle, self-care practices, dermatological and vascular
characteristics was performed, as described in Table IV. It DISCUSSION
is noteworthy that no patients were found with higher risk
for amputation; therefore, it was not possible to perform a Regarding the sociodemographic characteristics, it was
bivariate analysis for risk of amputation, being restricted to possible to observe a higher prevalence of female diabetic
ulceration. patients (71.7%) in this study, which was also found in other
284 Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016
Risks for amputation in diabetic patients
studies(6,16-18). This may be related to the fact that women though the patients investigated in this study were classified
have a longer life expectancy than men, managing to reach into low degrees of risk for ulceration and amputation, they
adulthood and aging(19), being more concerned about their presented inadequate foot self-care and lifestyle, in addition
health, looking for the primary health care service, viewing to low education level, thereby contributing to the onset of
preventive measures, unlike the male population, which major chronic complications.
demands mostly the tertiary service, and when there is the The time period after diabetes diagnosis is an important
onset of pathological complications(20,21). factor for the increased risk of foot complications, where
The Brazilian Society of Diabetes(10) refers to the age time period above 10 years constitutes an additional risk
group 60-69 years as the one with the highest prevalence factor for the onset of diabetic foot(6). The data obtained
of diabetes, which agrees with the findings in this study; in this study found that a majority of patients had a time
Similar results were found by other authors(18,22,23). period from diagnosis less than 10 years; however, there
The low education level of individuals constitutes was no significant association between the time elapsed
an additional risk factor for non-adherence to self-care from diagnosis and the prevalence of risk for ulceration.
practices and remains a major challenge for the health Hypertension has a high prevalence in patients with
teams(24). In addition to the high prevalence of diabetics diabetes, being a risk factor for cardiovascular diseases
with low education level identified in the current study, and microvascular impairment, leading to the onset of
other authors(25) bring similar results, with a prevalence of retinopathy and nephropathy(28). This fact agrees with the
40.5% of illiterate diabetic patients, and an international findings of this survey, in which 81.5% of diabetic patients
study(23) points the prevalence of 60.0% diabetics with up to had hypertension as comorbid condition, presenting
5 years of study, 25.0% of theses being illiterate. themselves at risk for the emergence of major diabetes
complications, as found in another study(26).
In this study, as concerns the economic aspects, a larger
proportion of the population was found living with only the An important risk factor for diabetic foot is tobacco,
minimum wage (68.5%). It is essential to emphasize the because its presence raises the incidence of macrovascular
importance of the diabetics’ level of knowledge and their alterations liable to increase the onset of ulcers, and also
economic conditions to increase their level of capability compromises their diagnosis when these are already
regarding practices to prevent complications(24); with this present, resulting in the emergence of complications such
aim, the health team must corroborate with educational as infection, gangrene, and even amputation(26,29,30). It
measures relating to the treatment, directed at the patient stands out, in this study, the significant association between
and relatives as well. tobacco use and the risk for ulceration, though, among 88
individuals found at risk for ulcers, 50.0% of the population
Family participation, in the context of patients with
reported not using tobacco and 36.4% reported being ex-
chronic diseases, is paramount, comprising attention for smokers for a period longer than six months. Thus, the
support regarding the dietary changes, physical exercise association may have occurred indicating that the non-
practice, blood glucose monitoring, adherence to treatment smoking habit constitutes a preventive factor to the onset
and foot care practices, especially for patients unable to of ulcers.
care for themselves(26,27).
The presence of mycosis in the interdigital and
In the current study, the prevailing self-reported skin subungual spaces acts as a gateway for infections, which
color was brown (51.1%), followed by black (34.8%). The are one of the main factors leading to amputation of lower
Brazilian Society of Diabetes(10) touts important differences limbs(1). Researches evidence significant prevalence of
in the prevalence of diabetes according to countries and interdigital mycoses(6,31). This type of dermatologic disorders
ethnic groups. In this sphere, it is worth clarifying that, in represents a high risk factor for complications in diabetic
addition to genetic susceptibility, there is the influence of foot, requiring evaluation and continuous monitoring by
external factors, such as lifestyle and dietary patterns. health professionals, acting with preventive measures,
For stratification by degree of risk for ulceration and treatment and monitoring of injuries, aiming at their healing
amputation, the high prevalence of patients with low or no and reintegration of the epithelial tissue(25).
risk for ulceration (82.9%) was a positive factor identified In conducting the assessment of pulses alterations
in this study. A research(17) with a common goal brought through palpation, 19.6% of patients showed abnormalities
a prevalence of 56.0% of diabetic patients at risk 0 for in posterior tibial and dorsalis pedis pulses on the same
ulceration, with 16.0% of individuals classified at degree limb, which were nonpalpable, suggesting vascular
risk 3. In Ribeirão Preto, a similar study(24) also showed a high compromise. Vascular disorders are regarded one of the
prevalence of diabetics at risk 0 for ulcers (79.8% ), with main determinants of onset of ulcers and difficulties in the
14.0% at risk 3. It is worth clarifying, however, that, even healing process, evolving to amputation(5-7).
Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016 285
Tavares TA, Costa LJSF, Sales MLH, Moraes MM
Another factor related to the emergence of ulcers and por pé diabético. Ciênc Saúde Coletiva. 2013;18(10):
subsequent extremities amputation in diabetic patients is 3007-14.
the presence of inadequate foot self-care habits, like the use
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Enferm. 2002;55(5):514-21.
Mailing address:
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Caetano JA. Aderência de diabéticos ao tratamento Universidade Estadual de Ciências da Saúde de Alagoas -
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de trabalhadores portadores de diabetes mellitus. Ciênc CEP: 57010-300- Maceió - AL - Brasil
Cuid Saúde. 2012;11(Supl):183-90. E-mail: lua-souza@hotmail.com
Rev Bras Promoç Saúde, Fortaleza, 29(2): 278-287, abr./jun., 2016 287