Professional Documents
Culture Documents
Pardoning Power
Pardoning Power
Dr Avinash Bhagi
Assitant Professor of Law
Gujarat National Law University
Important Cases
• Cases highlighted in red are must read cases.
(2) Nothing in sub-clause (a) of clause (1) shall affect the power
conferred by law on any officer of the Armed Forces of the Union
to suspend, remit or commute a sentence passed by a Court
Martial.
(3) Nothing in sub-clause (c) of clause (1) shall affect the power to
suspend, remit or commute a sentence of death exercisable by the
Governor of a State under any law for the time being in force."
Art. 161.Power of Governor to grant pardons, etc., and to suspend, remit or
commute sentences in certain cases.
• Article 72
• When the matter is sub judice
• Legislature
• Council of Ministers
• Judicial Review
• Guidelines etc.
K.M.Nanavati
v.
State of Bombay
AIR 1961 SC112
Judges
SINHA,BHUVNESHWARP(CJ)
GAJENDRAGADKAR, P.B.,
SUBBARAO, K.,
WANCHOO, K.N.
KAPUR, J.L.( Dissenting Judge)
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• Issues
• What is the content of the power conferred on
the Governor of a State under Art. 161 of the
Constitution ; and
• Whether the order of the Governor of Bombay
dated March 11, 1960, impinges on the judicial
powers of this Court, with particular reference
to its powers under Art. 142 of the Constitution.
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• K.M.Nanavati (Petitioner) was arrested in connection with a charge of murder
under s. 302 of the Indian Penal Code.
• He was produced before the Additional Chief Presidency Magistrate, Greater
Bombay.
• The Magistrate remanded him to police custody on that day.
• The Magistrate, on the request of the Flag Officer, made the order directing that
the accused should be detained in the Naval Jail and Detention Quarters in
Bombay.
• The petitioner continued to remain in naval custody all along.
• In due course, he was placed on trial before the Sessions Judge, Greater Bombay.
• The trial was by a jury.
• The jury returned a verdict of 'not guilty' by a majority of eight to one.
• The learned Sessions Judge disagreeing with the verdict of the jury referred
the matter to the High Court.
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• The High Court accepted the reference and convicted the petitioner under
s. 302 of the Indian Penal Code and sentenced him to imprisonment for
life.
• On the same day, the Governor of Bombay passed the following order:-
" In exercise of the powers conferred on me by Article 161 of the
Constitution of India, 1, Shri Prakasa, Governor of Bombay, am Pleased
hereby to suspend the sentence passed by the High Court of Bombay on
Commander K. M.Nanavati in Sessions Case go. 22 of IV th Sessions of
1959 until the appeal intended to be filed by him in the Supreme Court
against his conviction and sentence is disposed of and subject meanwhile to
the conditions that he shall be detained in the Naval Jail Custody in 1. N. S.
Kunjali".
• In pursuance of the judgment of the High Court, a writ issued to the Sessions
Judge, Greater Bombay, communicating the order of the High Court convicting
and sentencing the petitioner.
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• The Sessions Judge issued a warrant for the arrest of the accused and sent it to the
police officer for execution.
• The warrant was returned unserved with the report that the warrant could not be
served in view of the order passed by the Governor of Bombay suspending the
sentence upon the petitioner.
• The Sessions Judge then returned the writ together with the unexecuted warrant to
the High Court.
• Rule 5 of 0. XXI of the Rules of this Court was framed under Art. 145 and is in these
terms:-
• "Where the- petitioner has been sentenced to a term of imprisonment, the petition shall state
whether the petitioner has surrendered. Unless the Court otherwise orders, the petition shall
not be posted for hearing until the petitioner has surrendered to his sentence.“
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• Reasons given by the Petitioner seeking exemption from Rule 5
• It was stated in the petition that, soon after his arrest, the petitioner throughout the trial before
the Sessions Court and the hearing of the reference in the High Court, had been in naval
custody and continued to be in that custody, that he had been throughout of good behavior and
was ready and willing to obey any order of this Court, but that the petitioner " not being a free
man it was not possible for him to comply with the requirements of r. 5 of 0. XXI of the
Supreme Court Rules. He, therefore, prayed that he may be exempted from compliance with the
aforesaid rule and that his petition for special leave to appeal be posted for hearing without his
surrendering to his sentence.
• Division Bench referred the matter before the Constitution Bench
• On April 25, 1960, the special leave petition along with the application for exemption aforesaid was placed before
a Division Bench which referred the matter before the Constitutional Bench with the following order:
• "This is a petition for special leave against the order passed by the Bombay High Court on reference, convicting the
petitioner under s.302 of the Indian Penal Code and sentencing him to imprisonment for life. Along with his petition for
special leave an application has been filed by the petitioner praying that he may be exempted from surrendering under
0.XXI, r. 5, of the Rules of this Court. His contention in this application is that he is ready and willing to obey any order
that this Court may pass but that as a result of the order passed by the Governor of Bombay under Art. 161 of the
Constitution he is not a free man to do so and that is put forward by him as an important ground in support of his plea
that he may be exempted from complying with the relevant rule of this Court. This plea immediately raises an
important constitutional question about the scope and extent' of the powers conferred on the Governor under
Art. 161 of the Constitution and that is a constitutional matter which has to be heard by a Constitution
Bench of this Court.
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• The decision of this petition depends upon the nature, effect, extent and
operation of the powers conferred by Arts. 142(1), 145 and 161 of the
Constitution; how they are to be construed and how and to what extent, if
any, they are in conflict or in accord with each other.
Whether the order of suspension passed by the
Governor under Article 161 could operate, when this
Court had been moved for granting special leave to
appeal from the judgment and order of the High
Court?
K.M.Nanavati v. State of Bombay, AIR 1961 SC112
• Petitioner Contention
• Though this Court has the power to suspend sentence or grant bail pending hearing of the
special leave petition that would not affect the power of the executive to grant a pardon.
• MR. SEERVAI
• There could never be a conflict between the exercise of the power by the Governor under
Art. 161 and by this Court under Art. 142 because the power under Art. 161 is executive
power and the power under Art. 142 is judicial power and the two do not act in the same
field. That in our opinion is over-simplification of the matter.
• Power of granting pardon is wide and absolute and can be exercised at any time, that is to
say, it can be exercised even in respect of criminal matters which are sub judice;
• Power to suspend sentence is part of the larger power to grant pardon, and is similar in
character and can be similarly exercised.
Supreme Court held
• We have come to the conclusion that
• the order of the Governor granting suspension of the sentence could only operate
until the matter became sub judice in this Court on the filing of the petition for
special leave to appeal.
• After the filing of such a petition this Court was seized of the case which would be
dealt with by it in accordance with law.
• Governor had no power to grant the suspension of sentence for the period
during which the matter was sub judice in this Court.
• Art. 161 contains no words of limitation; in the same way, Art. 142 contains no
words of limitation and in the fields covered by them they are unfettered.
• But if there is any field which is common to both, the principle of harmonious
construction will have to be adopted in order to avoid conflict between the two
powers.
• It will be seen that the ambit of Art. 161 is very much wider and it is only in a very
narrow field that the power contained in Art. 161 is also contained in Art. 142,
namely, the power of suspension of sentence during the period when the matter is
sub-judice in this Court.
Supreme Court held
• Therefore on the principle of harmonious construction and to avoid
a conflict between the two powers it must be held that Art. 161 does
not deal with the suspension of sentence during the time that Art.
142 is in operation and the matter is sub-judice in this Court.
• This Court under its Rules could insist upon the petitioner
surrendering to his sentence as a condition precedent to his being
heard by this Court, though this Court could dispense with and in a
proper case could exempt him from the operation of that rule.
MARU RAM V. Union Of India
AIR 1980 SC 2147
Judges
KRISHNAIYER, V.R.
CHANDRACHUD, Y.V. ((CJ)
BHAGWATI, P.N.
FAZALALI, SYED MURTAZA
KOSHAL, A.D.
The Constitutional Validity of Section 433A of
Cr.P.C which was inserted in 1978 was
challenged.
Rules of Remission and Release
Before 1978
MARU RAM V. UNION OF INDIA , AIR 1980 SC 2147
• S. 433A does not and cannot affect even a wee-bit the pardon
power of the Governor or the President.
• All public power, including constitutional power, shall never be exercisable arbitrarily or
mala fide and, ordinarily, guidelines for fair and equal execution are guarantors of the valid
play of power.
• Wide as the power of pardon, commutation and release (Arts. 72 and 161) is, it cannot run
riot; for no legal power can run unruly like John Gilpin on the horse but must keep sensibly
to a steady course.
• The proper thing to do, if Government is to keep faith with the founding fathers, is to
make rules for its own guidance in the exercise of the pardoning power keeping, of course,
a large residuary power to meet special situations or sudden developments.
• This will exclude the vice of discrimination such as may arise where two persons have been
convicted and sentenced in the same case for the same degree of guilt but one is released
and the other refused, for such irrelevant reasons as religion, caste, colour or political
loyalty.
• We have no hesitation to reject the notion that Arts. 72/161 should remain uncanalised.
Need for Guidelines
• We have to direct the provisional acceptance of the remission and short-
sentencing schemes as good guidelines for exercise of pardon power.
• WE STRONGLY SUGGEST THAT, without break, the same rules and schemes
of remission be continued as a transmigration of soul into Art. 161.
• The wide power of executive clemency cannot be bound down even by self-
created rules.
• We regard it as fair that until fresh rules are made in keeping with experience
gathered, current social conditions and accepted penological thinking- a desirable
step, in our view-the present remission and release schemes may usefully be taken
as guidelines under Articles 72/161 and orders for release passed.
• irrelevant,
• irrational,
• discriminatory or
• mala fide.
• Only in these rare cases will the court examine the exercise.
5. What is the jural consequence of a remission of sentence?
What is the jural consequence of a remission of sentence?
• Once a sentence has been imposed, the only way to terminate it before the
stipulated term is by action under Sections 432/433 or Articles 72/161.
• Sarat Chandra Rabha and Ors.Vs. Khagendranath Nath and Ors.
AIR1961SC334
• Effect
• Executive cannot alter the sentence itself.
• An order of remission does not wipe out the offence; it also does not wipe out the
conviction.
• All that it does is to have an effect on the execution of the sentence; though
ordinarily a convicted person would have to serve out the full sentence imposed by
a court, he need not do so with respect to that part of the sentence which has been
ordered to be remitted.
• An order of remission does not in any way interfere with the order of the court; it
affects only, the execution of the sentence passed by the court and frees the
convicted person from his liability to undergo the full term of imprisonment
inflicted by the court, though the order of conviction and sentence passed by the
court still stands as it was.
About Sec 433A
• S. 433A as introduced with effect from 18-12-1978 is constitutionally valid.
• S. 433A in both its limbs is prospective in effect.
• The mandatory minimum of 14 years actual imprisonment will not operate against those
whose cases were decided by trial court before the 18th December , 1978.
• S. 433A is supreme over the remission rules and short sentencing, statutes made by the
various states.
• S. 433A does not forbid parole or other release within the 14 year span.
• Parliament has a legislative competency to enact the provisions in S. 433A.
• Article 246(2) gives power to the Parliament to make laws with respect to any of the
matters enumerated in list III.
• Entries 1 & 2 in list III are abundantly comprehensive to cover legislation such as is
contained in S. 433A, which merely enacts a rider, as it were, to section 432 and 433(a).
• A legislation on the topic of ‘prisoners and prisoners’ cannot be read into section 433A.
• The power of the state to enact laws of remission and short sentencing under Entry 4 of
List II is subject to Articles 246(1) & (2) and so Parliamentary legislation prevails over
state legislation.
• S. 433A does not contravene the provisions of Article 20(1).
• S. 433A does not violate Article 72 & 161.
Kehar Singh
v.
Union of India
AIR 1989 SC 653
Coram : 5
R. S. PATHAK, C.J.I.,
E. S. VENKATARAMIAH,
RANGANATH MISRA,
M. N. VENKATACHALIAH AND
N. D. OJHA, JJ.
Facts
• [Beant Singh short on the spot, Satwant Singh along with Kehar Singh hanged on 6 January 1989]
• Kehar Singh was convicted of an offence under S. 120-B read with S. 302 of the
Indian Penal Code in connection with the assassination of Smt. Indira Gandhi on
31st October, 1984.
• Thereafter, the President rejected the petition under Art. 72, and on 24th
November, 1988 Kehar Singh was informed of the rejection of the petition.
Facts
• His son, Rajinder Singh came to know on 30th November, 1988 from the
newspaper media that the date of execution of Kehar Singh had been fixed
for 2nd December, 1988.
• The next day, 1st December, 1988 he filed a petition in the High Court of
Delhi praying for an order restraining the respondents from executing the
sentence of death, and on the afternoon of the same day the High Court
dismissed the petition.
• Immediately upon dismissal of the writ petition, counsel moved this Court
and subsequently filed Special Leave Petition before SC along with Writ
Petitions under Art. 32 of the Constitution.
• During the preliminary hearing late in the afternoon of the same day, 1st
December, 1988 the Supreme Court decided to entertain the writ petition
and made an order directing that the execution of Kehar Singh should not
be carried out meanwhile.
Issues before the Supreme Court
Issues before the Supreme Court
• Can President scrutinize the evidence on record of the
criminal case and come to a different conclusion?
• To what extent the power of President to scrutinize extends?
• Need of guidelines
Object of Pardoning Power
• To any civilised society, there can be no attributes more important than the life
and personal liberty of its members. That is evident from the paramount position
given by the Courts to Article 21 of the Constitution. These twin attributes enjoy
a fundamental ascendancy(dominance) over all other attributes of the political and
social order, and consequently, the Legislature, the Executive and the Judiciary are
more sensitive to them than to the other attributes of daily existence. The
deprivation of personal liberty and the threat of the deprivation of life by the
action of the State is in most civilised societies regarded seriously and recourse,
either under express constitutional provision or through legislative enactment, is
provided to the judicial organ. But, the fallibility(imperfection) of human
judgment being undeniable even in the most trained mind, a mind
resourced by a harvest of experience, it has been considered appropriate
that in the matter of life and personal liberty, the protection should be
extended by entrusting power further to some high authority to scrutinise
the validity of the threatened denial of life or the threatened or continued
denial of personal liberty.
England and United States
• All power belongs to the people, and it is entrusted by them to specified institutions
and functionaries with the intention of working out, maintaining and operating a
constitutional order.
• The power so entrusted is a power belonging to the people and reposed in the highest
dignitary of the State.
• In England, the power is regarded as the royal prerogative of pardon exercised by the
Sovereign, generally through the Home Secretary. It is a power which is capable of
exercise on a variety of grounds, for reasons of State as well as the desire to
safeguard against judicial error. It is an act of grace issuing from the Sovereign.
• In the United States, however, after the founding of the Republic, a pardon by the
President has been regarded not as a private act of grace but as a part of the
constitutional scheme. In an opinion, remarkable for its erudition and clarity, Mr. Justice
Holmes, speaking for the Court in W.I. Biddle v. Vuco Perovich 71 L. Ed. 1161,
enunciated this view, and it has since been, affirmed in other decisions. The power to
pardon is a part of the constitutional scheme, and we have no doubt, in our mind,
that it should be so treated also in the Indian Republic. It has been reposed by the
people through the Constitution in the Head of the State, and enjoys high status. It is
a constitutional responsibility of great significance, to be exercised when occasion
arises in accordance with the discretion contemplated by the context.
Aid & Advice
• It is not denied, and indeed it has been repeatedly affirmed in the
course of argument by learned Counsel, Shri Ram Jethmalani and
Shri Shanti Bhushan, appearing for the petitioners that the power to
pardon rests on the advice tendered by the Executive to the
President, who subject to the provisions of Article 74(1) of the
Constitution, must act in accordance with such advice. We may
point out that the Constitution Bench of this Court held in
Maru Ram v. Union of India MANU/SC/0159/1980 :
1980CriLJ1440 , that the power under Article 72 is to be
exercised on the advice of the Central Government and not by
the President on his own, and that the advice of the
Government binds the Head of the State.
Issues 1
Can President scrutinize the evidence on record of the
criminal case and come to a different conclusion?
• Whether there is justification for the view that when exercising his powers under Article 72 the
President is precluded from entering into the merits of a case decided finally by this Court.
• We are of the view that it is open to the President in the exercise of the power vested in him by Art.
72 of the Constitution to scrutinize the evidence on the record of the criminal case and come to a
different conclusion from that recorded by the Court in regard to the guilt of, and sentence imposed
on the accused.
• In doing so, the President does not amend or modify or supersede the judicial record remains intact,
and undisturbed.
• The President acts in a wholly different plane from that in which the Court acted.
• He acts under a constitutional power, the nature of which is entirely different from the judicial power
and cannot be regarded as an extension of it.
• And this is so notwithstanding that the practical effect of the Presidential act is to remove the stigma
of guilt from the accused or to remit the sentence' imposed on him.
• Conclusion: Power under Article 72 entitles the President to examine the record of evidence of the
criminal case and to determine the record of evidence of the criminal case and to determine for
himself whether the case is one deserving the grant of the relief falling within that power.
• We are of the opinion that the president is entitled to go into the merits of the case notwithstanding
that it has been judicially concluded by the consideration given to it by this court.
Issue 2
Whether judicial review extends to an examination of the
order passed by the President under Article 72 of the
Constitution?
• The proceeding before the President is of an executive character, and when the
petitioner files-his petition it is for him to submit with it all the requisite
information necessary for the disposal of the petition.
• The manner of consideration of the petition lies within the discretion of the
President, and it is for him to decide how best he can acquaint himself with all the
information that is necessary for its proper and effective disposal.
• The President may consider sufficient the information furnished before him in the
first instance or he may send for further material relevant to the issues which he
considers pertinent, and he may, if he considers it will assist him in treating with
the petition, give an oral hearing to the parties.
• Learned counsel for the respondents on the other hand submitted that
though in Maru Ram v. Union of India & Others [1981 (1) SCC 107] this
Court had indicated certain recommendatory guidelines, the same did not
find acceptance in Kehar Singh and Another v. Union of India and
Another [1989(1) SCC 204]. As a matter of fact in a later decision in
Ashok Kumar @ Golu v. Union of India and Ors. (1991 (3) SCC 498)
the alleged apparent inconsistencies in the view was highlighted and a 3-
Judge Bench held that laying down guidelines would be inappropriate.
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
• "(1) Where any person has been sentenced to death in a Province, the Governor-
General in his discretion shall have all such powers of suspension, remission or
commutation of sentence as were vested in the Governor-General in Council
immediately before the commencement of Part III of this Act, but save as aforesaid
no authority in India outside a Province shall have any power to suspend, remit or
commute the sentence of any person convicted in the Province.
• Provided that nothing in this sub-section affects any powers of any officer of His
Majesty's forces to suspend, remit or commute a sentence passed by a Court-Martial.
(2) Nothing in this Act shall derogate from the right of His Majesty, or of the
Governor-General, if any such right is delegated to him by His Majesty, to grant
pardons, reprieves, respites or remissions of punishment."
There was no provision in the Government Act corresponding to Article 161 of the
Constitution.
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
The rationale of the pardon power has been felicitously enunciated by the
celebrated Justice Holmes of the United States Supreme Court in the case
of Biddle v. Perovich in these words [71 L. Ed. 1161 at 1163]:
"A pardon in our days is not a private act of grace from an individual
happening to possess power. It is a part of the constitutional scheme.
When granted, it is the determination of the ultimate authority that the
public welfare will be better served by inflicting less than what the
judgment fixed."
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
"Pardon and Parole" as per Corpus Juris Secundum (Vol.67-A)
reads as follows: (Pages 16 and 17)
"The pardoning power is founded on considerations of the
public good, and is to be exercised on the ground that the
public welfare, which is the legitimate object of all punishment,
will be as well promoted by a suspension as by an execution of
the sentence. It may also be used to the end that justice be done
by correcting injustice, as where after-discovered facts convince
the official or board invested with the power that there was no
guilt or that other mistakes were made in the operation or
enforcement of the criminal law. Executive clemency also exists
to afford relief from undue harshness in the operation or
enforcement of criminal law."
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
• Scope of Judicial Review
• It is fairly well settled that the exercise or non-exercise of pardon power by the President or
Governor, as the case may be, is not immune from judicial review. Limited judicial review is
available in certain cases.
• In Maru Ram's case it was held that all public power, including constitutional power, shall never be
exercisable arbitrarily or mala fide and, ordinarily, guidelines for fair and equal execution are guarantors
of the valid play of power.
• It is noteworthy that in Kehar Singh's case the contention that the power of pardon can be exercised
for political consideration was unequivocally rejected. In Maru Ram's case it was held that
consideration of religion, caste, colour or political loyalty are totally irrelevant and fraught with
discrimination.
• In Kehar Singh's case it was held that the order of the President cannot be subjected to judicial
review on its merits except within the strict limitations delineated in Maru Ram's case . The function
of determining whether the act of a constitutional or statutory functionary falls within the
constitutional or legislative conferment of power, or is vitiated by self-denial on an erroneous
appreciation of the full amplitude of the power is a matter for the court.
• In Kehar Singh's case , placing reliance on the doctrine of the division (separation)
of powers it was pleaded, that it was not open to the judiciary to scrutinize the exercise
of the "mercy" power. In dealing with this submission this Court held that the
question as to the area of the President's power under Article 72 falls squarely within
the judicial domain and can be examined by the court by way of judicial review.
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
Scope of Judicial Review
• As regards the considerations to be applied to a petition for pardon/remission
in Kehar Singh's case this Court observed as follows:
“As regards the considerations to be applied by the President to the petition, we
need say nothing more as the law in this behalf has already been laid down by
this Court in Maru Ram.”
• In the case of Swaran Singh v. State of U.P. [1998 (4) SCC 75] after referring
to the judgments in the cases of Maru Ram's case and Kehar Singh's case this
Court held as follows:
“we cannot accept the rigid contention of the learned counsel for the third
respondent that this court has no power to touch the order passed by the Governor
under Article 161 of the Constitution. If such power was exercised arbitrarily,
mala fide or in absolute disregard of the finer canons of the constitutionalism, the by-
product order cannot get the approval of law and in such cases, the judicial hand
must be stretched to it.”
Epuru Sudhakar vs Govt. of A.P. AIR 2006 SC 3385
Scope of Judicial Review
• Satpal and Anr. v. State of Haryana and Ors. [2000 (5) SCC 170]the Court held as
follows:
"the said power being a constitutional power conferred upon the Governor by the
Constitution is amenable to judicial review on certain limited grounds. The Court,
therefore, would be justified in interfering with an order passed by the Governor in exercise
of power under Article 161 of the Constitution if the Governor is found to have exercised
the power himself without being advised by the Government or if the Governor transgresses
the jurisdiction in exercising the same or it is established that the Governor has passed the
order without application of mind or the order in question is mala fide one or the Governor
has passed the order on some extraneous consideration."
• The position, therefore, is undeniable that judicial review of the order of the
President or the Governor under Article 72 or Article 161, as the case may be, is
available and their orders can be impugned on the following grounds:
(a) that the order has been passed without application of mind
(b) that the order is mala fide
(c) that the order has been passed on extraneous or wholly irrelevant considerations
(d) that relevant materials have been kept out of consideration
(e) that the order suffers from arbitrariness
Factual Background
• Coming to the factual position it is noticed that the various materials were placed
before the Governor when the request for grant of pardon/remission was
processed at various levels. The views of the District level officials were obtained.
Since they formed the basis of impugned order, it is relevant to take note of
some interesting features.
• The three District level officials were Superintendent of Police, the District
Collector, Kunoor and the District Probation Officer. Apart from that, the views
of the Superintendent of jail, Central Prison, Cherlapally were obtained.
Collector’s Report
• The Collector's report refers to the report given by the Superintendent of Police
and reproduces the same in the report contained in letter dated 9.12.2004. He also
refers the letter dated 8.12.2004 of the Revenue Divisional Officer who according
to him had indicated no objection to release of respondent No.2 on premature basis
as his conduct and character was good and he lead ordinary life during the period
of his escort parole from 19.5.2004 to 7.8.2004 and the free parole from 20.10.2004
to 6.11.2004. Only on that basis the District Collector recommended
premature release.
• According to learned counsel for the State this was sufficient as the Collector had to
act on some material and he acted on the reports of the Superintendent of Police
and the Revenue Divisional officer. The plea is clearly unacceptable. The Collector
does not appear to have made any independent enquiry on his own.
Factual Background
• The power to grant pardons and reprieves was traditionally a Royal prerogative
and was regarded as an absolute power. At the same time, even in the earlier days,
there was a general rule that if the King is deceived, the pardon is void, therefore,
any separation of truth or suggestion of falsehood vitiated the pardon. Over the
years, the manifestation of this power got diluted.
• The power to grant pardons and reprieves in India is vested in the President and
the Governor of a State by virtue of Articles 72 and 161 of the Constitution
respectively.
Justice Kapadia
• Exercise of Executive clemency is a matter of discretion and yet subject to
certain standards.
• It is not a matter of privilege.
• It is a matter of performance of official duty.
• It is vested in the President or the Governor, as the case may be, not for the
benefit of the convict only, but for the welfare of the people who may insist
on the performance of the duty.
• This discretion, therefore, has to be exercised on public consideration alone.
• The President and the Governor are the sole judges of the sufficiency of
facts and of the appropriating of granting the pardons and reprieves.
• However, this power is an enumerated power in the Constitution and its
limitations, if any, must be found in the Constitution itself.
• Therefore, the principle of Exclusive Cognizance would not apply when and
if the decision impugned is in derogation of a Constitutional provision.
• This is the basic working test to be applied while granting pardons,
reprieves, remissions and commutation.
Regarding Judicial Review
• Granting of pardon is in no sense an overturning of a judgment of
conviction, but rather it is an Executive action that mitigates or set aside the
punishment for a crime. It eliminates the effect of conviction without
addressing the defendants guilt or innocence.
• The controlling factor in determining whether the exercise of prerogative
power is subject to judicial review is not its source but its subject matter.
• It can no longer be said that prerogative power is ipso facto immune from judicial
review.
• An undue exercise of this power is to be deplored.
• Considerations of religion, caste or political loyalty are irrelevant and fraught
with discrimination. These are prohibited grounds.
• Rule of Law is the basis for evaluation of all decisions. The supreme quality
of the Rule of Law is fairness and legal certainty. The principle of legality
occupies a central plan in the Rule of Law. Every prerogative has to be the
subject to the Rule of Law. That rule cannot be compromised on the
grounds of political expediency. To go by such considerations would be
subversive of the fundamental principles of the Rule of Law and it would amount
to setting a dangerous precedent. The Rule of Law principle comprises a
requirement of "Government according to law".
Regarding Judicial Review
• The exercise of power depends upon the facts and circumstances of each
case and the necessity or justification for exercise of that power has to be
judged from case to case.
• Though, the circumstances and the criteria to guide exercise of this power may be
infinite, one principle is definite and admits of no doubt, namely, that the
impugned decision must indicate exercise of the power by application of
manageable standards and in such cases courts will not interfere in its
supervisory jurisdiction.
• The prerogative power is the flexible power and its exercise can and should be adapted to
meet the circumstances of the particular case.
• The Constitutional justification for judicial review, and the vindication of the
Rule of Law remain constant in all areas, but the mechanism for giving effect to
that justification varies.
In conclusion, it may be stated that, there is a clear symmetry
between the Constitutional rationale for review of statutory
and prerogative power. In each case, the courts have to
ensure that the authority is used in a manner which is
consistent with the Rule of Law, which is the
fundamental principle of good administration. In each
case, the Rule of Law should be the overarching
constitutional justification for judicial review. The
exercise of prerogative power cannot be placed in
straight jacket formulae and the perceptions regarding
the extent and amplitude of this power are bound to
vary. However, when the impugned decision does not
indicate any data or manageable standards, the decision
amount to derogation of an important Constitutional
principle of Rule of Law.
Shatrughan Chauhan
Versus
Union of India
21 January 2014
Bench:
P. SATHASIVAM,J.
RANJAN GOGOI, J
SHIVA KIRTI SINGH,J.
.
Shatrughan Chauhan vs Union of India
21 January 2021
7. On 14.07.2003, the Jaffar ali was convicted under Section 302 IPC for
the murder of his wife and five daughters and was sentenced to death.
• Para-3 --In all the writ petitions, the main prayer consistently relates to the
issuance of a writ of declaration declaring that execution of sentence of
death pursuant to the rejection of the mercy petitions by the President of
India is unconstitutional and to set aside the death sentence imposed upon
them by commuting the same to imprisonment for life.
• Further, it is also prayed for declaring the order passed by the Governor/President
of India rejecting their respective mercy petitions as illegal and unenforceable.
• Besides, in the writ petition filed by PUDR, PUDR prayed for various directions in
respect of procedure to be followed while considering the mercy petitions, and in
general for protection of rights of the death row convicts.
Maintainability of the Petition
7) The aforesaid petitions, under Article 32 of the Constitution, seek relief
against alleged infringement of certain fundamental rights on account of
failure on the part of the executive to dispose of the mercy petitions filed
under Article 72/161 of the Constitution within a reasonable time.
8) At the outset, the petitioners herein justly elucidated that they are not
challenging the final verdict of this Court wherein death sentence was
imposed. In fact, they asserted in their respective petitions that if the
sentence had been executed then and there, there would have been no
grievance or cause of action. However, it wasn’t and the supervening
events that occurred after the final confirmation of the death
sentence are the basis of filing these petitions.
9)In the given case, the stand of the petitioners herein is that exercise of
the constitutional power vested in the executive specified under
Article 72/161 has violated the fundamental rights of the petitioners
herein.
Maintainability of Petition
• This Court, as in past, entertained the petitions of
the given kind and issued appropriate orders as in
T.V. Vatheeswaran vs. State of Tamil Nadu
(1983) 2 SCC 68, Sher Singh and Ors. vs. State
of Punjab (1983) 2 SCC 344 Triveniben vs. State
of Gujarat (1988) 4 SCC
• Accordingly, we accede to the stand of the
petitioners and hold that the petitions are
maintainable.
Nature of power guaranteed under Article 72/161 of
the Constitution
• Cited Kehar Singh and Epuru Sudhakar
• Power not a matter of grace or privilege
• To be exercised on the aid and advice of the COMs.
• 17) In concise, the power vested in the President under 72 and the
Governor under Article 161 of the Constitution is a Constitutional
duty. As a result, it is neither a matter of grace nor a matter of
privilege but is an important constitutional responsibility
reposed by the people in the highest authority.
• The power of pardon is essentially an executive action, which needs
to be exercised in the aid of justice and not in defiance of it.
25) All the petitioners have more or less asserted on the aforesaid
grounds which, in their opinion, the executive had failed to take note
of while rejecting the mercy petitions filed by them.
DELAY as a Supervening Factor
• 70) Taking guidance from the above principles and in the light of the ratio
enunciated in Triveniben (supra), we are of the view that unexplained delay is one of
the grounds for commutation of sentence of death into life imprisonment and the
said supervening circumstance is applicable to all types of cases including the
offences under TADA.
• The only aspect the courts have to satisfy is that the delay must be unreasonable
and unexplained or inordinate at the hands of the executive. The argument of Mr.
Luthra, learned ASG that a distinction can be drawn between IPC and non-IPC
offences since the nature of the offence is a relevant factor is liable to be rejected
at the outset. In view of our conclusion, we are unable to share the views
expressed in Devender Pal Singh Bhullar(supra).
Rationality of Distinguishing between Indian Penal Code, 1860
And Terrorist and Disruptive Activities (Prevention) Act
Offences for Sentencing Purpose
• Devender Pal Singh Bhullar vs. State (NCT) of Delhi
(2013) 6 SCC 195
• when the accused are convicted under TADA, there is no
question of showing any sympathy or considering
supervening circumstances for commutation of sentence,
and emphasized the need for reconsideration of the
verdict. According to Mr. Ram Jethmalani, Devender Pal
Singh Bhullar (supra) is per incuriam and is not a binding
decision for other cases. He also prayed that inasmuch as the
ratio laid down in Devender Pal Singh Bhullar (supra) is
erroneous, this Court, being a larger Bench, must overrule
the same.
Rationality of Distinguishing between Indian Penal Code, 1860 And Terrorist
and Disruptive Activities (Prevention) Act Offences for Sentencing Purpose
• In the light of the same, we are of the view that the ratio laid down in
Devender Pal Singh Bhullar (supra) is per incuriam. There is no dispute that in the
same decision this Court has accepted the ratio enunciated in Triveniben (supra)
(Constitution Bench) and also noted some other judgments following the ratio
laid down in those cases that unexplained long delay may be one of the grounds for
commutation of sentence of death into life imprisonment. There is no good
reason to disqualify all TADA cases as a class from relief on account of delay
in execution of death sentence. Each case requires consideration on its own
facts.
(ii) Insanity/Mental
Illness/Schizophrenia
(ii) Insanity/Mental Illness/Schizophrenia
petitioners herein is that they were confined in solitary confinement from the date
provisions of the Indian Penal Code, 1860, the Code of Criminal Procedure, 1973,
Prisons Act and Articles 14, 19 and 21 of the Constitution and it is certainly a form
of torture. However, the respective States, in their counter affidavits and in oral
submissions, have out rightly denied having kept any of the petitioners herein in
they were kept separately from the other prisoners for safety purposes. In other
words, they were kept in statutory segregation and not per se in solitary
confinement.
(iii) Solitary Confinement
• Sunil Batra vs. Delhi Administration and Ors. etc. (1978) 4 SCC
494
83) Even in Triveniben (supra), this Court observed that keeping a
prisoner in solitary confinement is contrary to the ruling in Sunil
Batra (supra) and would amount to inflicting “additional and
separate” punishment not authorized by law. It is completely
unfortunate that despite enduring pronouncement on judicial side,
the actual implementation of the provisions is far from reality.
• Many, but not all, prison manuals have provision for informing
the convict and his family members of the rejection of mercy
petition by the President. All States should inform the prisoner and
their family members of the rejection of the mercy petition by the
President. Furthermore, even where prison manuals provide for
informing the prisoner of the rejection of the mercy petition, we
have seen that this information is always communicated orally, and
never in writing. Since the convict has a constitutional right
under Article 72 to make a mercy petition to the President, he
is entitled to be informed in writing of the decision on that
mercy petition. The rejection of the mercy petition by the
President should forthwith be communicated to the convict
and his family in writing.
6. Right to Receive Copy
• It also allows the prisoners’ family members to make arrangements to travel to the
prison which may be located at a distant place and meet the prisoner for the last
time. Without sufficient notice of the scheduled date of execution, the prisoners’
right to avail of judicial remedies will be thwarted and they will be prevented from
having a last and final meeting with their families.
• All prison manuals give the Prison Superintendent the discretion to stop
an execution on account of the convict’s physical or mental ill health.
• It is, therefore, necessary that after the mercy petition is rejected and the
execution warrant is issued, the Prison Superintendent should satisfy
himself on the basis of medical reports by Government doctors and
psychiatrists that the prisoner is in a fit physical and mental condition to
be executed.
• Most of the death row prisoners are extremely poor and do not
have copies of their court papers, judgments, etc.
• Jayalalitha letter dated 19-2-2014 proposed to remit the sentence of LI and release of all
seven, V Sriharan alias Murugan, T Suthenthirarajan alias Santhan, A G Perarivalan, S
Jayakumar, B Robert Payas, P Ravichandran and S Nalini