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Ten Fundamental Antenna-Theory Puzzles Solved by The Antenna Equation A Remarkable Array of Solutions
Ten Fundamental Antenna-Theory Puzzles Solved by The Antenna Equation A Remarkable Array of Solutions
Ten Fundamental Antenna-Theory Puzzles Solved by The Antenna Equation A Remarkable Array of Solutions
Farr
Ten Fundamental
Antenna-Theory
Puzzles Solved
by the Antenna
Equation
A remarkable array of solutions.
D
escribing the performance of antennas in the time domain has long been
problematic. No standard definitions exist, for example, in the IEEE Standard
Definitions of Terms for Antennas [1]. This makes it difficult for ultrawideband
(UWB) antenna manufacturers to compare their antennas to each other. This
contrasts sharply with the situation in the frequency domain, where one commonly uses gain or realized
gain, as defined in [1]. With no accepted standards, UWB antenna development is hindered. To address
this, the antenna equation has recently been developed. However, for it to become widely adopted, more
examples of its usefulness are needed.
In this article, 10 fundamental antenna-theory puzzles are solved using the antenna equation.
Chief among these is how to combine gain with a meaningful phase and what the time domain analog
of gain is. It is shown how to relate the antenna impulse response to realized gain. It is also explained
how to use signal-flow graphs to simplify and solve complicated antenna problems. With these
examples, we should finally be ready to adopt as standards new terms that emerge from the
antenna equation.
INTRODUCTION
To create the needed standards, the antenna equation was introduced by this author in [2]–[5].
The antenna equation simplifies the equations that describe antennas in both the time and
frequency domains. However, before new standards are established, it would be helpful to
show that the antenna equation applies to a broad spectrum of problems. To that end,
IEEE ANTENNAS & PROPAGATION MAGAZINE FEBRUARY 2022 This work is licensed under a Creative Commons Attribution 4.0 License. For 61
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10 fundamental antenna-theory puzzles are solved here on a 8) How should antenna patterns be described in the time domain?
wide variety of subjects. 9) How should one describe mutual coupling in antenna arrays
Besides showing how to describe antenna performance with waveguide feeds?
in the time domain, the antenna equation also shows how to 10) Which should be preferred in publications, antenna gain or
characterize phase in more detail in the frequency domain. realized gain?
One might think that the frequency domain description If one wishes to establish new standard definitions, it
of antennas has been fully developed. However, almost no is necessary to not only solve these puzzles but do so with
mention of phase appears in the antenna definitions stan- the simplest possible equations. That is the claim made in
dard [1], and what is there is incomplete. Once phase is this article.
clarified in the frequency domain, expressions in the time
domain become straightforward. THE NEED FOR IMPROVED EQUATIONS
Other very fundamental problems are addressed. Because The most commonly used parameter to describe antennas is
an antenna can be described in terms of (something like) antenna gain. This is a scalar quantity that lacks phase, so it is
scattering parameters, it can be modeled with signal-flow clearly inadequate, for example, for describing phased arrays.
graphs. This makes it easy to solve a wide variety of compli- When phase is needed, antennas are normally described by
cated problems with the aid of Mason’s rule. For example, their effective length [1], [16]:
this approach can be used to reformulate the Friis transmis-
sion equation, which normally describes scalar power flow, u
u eff = Voc = 4 r r e
cr u rad
E
L uE inc (1)
into a power wave expression that includes both magnitude sn Iu sc
and phase.
Various approaches have been used previously to describe where Vu oc is the open circuit voltage, E u inc is the incident
antennas in the time domain [6]–[15]. However, none describes u
electric field, rad is the radiated electric field, and Iu sc
E
the complete antenna equation, as presented here, and none solves is the short circuit current. Furthermore, s = j~ is the
complicated antenna problems using signal-flow graphs. A detailed Laplace transform variable, c = s/v, and v is the velocity of
comparison of this article to previous papers is provided in the propagation in the medium (often c, the speed of light in free
“Comparison to Previous Formulations” section. space). In addition, v = 1/ nf , and n and f are the perme-
Some of this material has already been published by this ability and permittivity of the surrounding medium, respec-
author [2]–[5], so one might wonder what is new here. Additional tively. The tilde indicates a Laplace transform, to distinguish
examples are provided for the solution of complicated problems between frequency domain and time domain variables. Vari-
using signal-flow graphs. The Friis transmission equation has ables with tildes are generally complex, and they usually vary
been reformulated, as mentioned earlier. More importantly, with frequency.
however, this article pulls together all of the newly solved puzzles Effective length is the only term in the antenna definitions
into a single article to make a complete case for new standard standard [1] that treats antenna phase. However, it is insuf-
antenna definitions. ficient to describe all cases; in particular, it does not work with
waveguide feeds. To use effective length, one must measure
TEN FUNDAMENTAL ANTENNA-THEORY PUZZLES open circuit voltages and short circuit currents, which cannot
The 10 puzzles to be solved are as follows: be measured in waveguide feeds. The usual workaround is
1) How can one combine antenna gain with a meaningful phase? to attach a waveguide-to-coax adapter and characterize the
2) What is the time domain analog of gain? antenna combined with the adapter. However, this is incom-
3) How can one combine radar cross section (RCS) with a plete because other antenna parameters, such as gain, realized
meaningful phase? gain, and effective aperture, are fully defined even with wave-
4) What is the time domain analog of RCS? guide feeds.
5) How can one use signal-flow graphs to simplify and solve This issue may be considered an oddity or an inconvenience
more complicated antenna problems, such as in the frequency domain. Phased-array antennas are built all the
•• an antenna driven by a source of arbitrary impedance time using the effective length, and they work well. However, if
•• an antenna receiving into a load of arbitrary impedance one resolves this issue, the time domain description of antennas
•• an antenna with a matching circuit becomes straightforward. Furthermore, the frequency domain
•• radar scattering from an antenna with an arbitrary load becomes clearer because the antenna can be described with
•• the two-antenna problem? signal-flow graphs. This makes it easier to solve more compli-
The solution to the last problem shows how to reformulate cated problems.
the Friis transmission equation into a power wave expres-
sion that includes both magnitude and phase. THE ANTENNA EQUATION
6) How should one describe coupling into and radiation from To make the description of antennas more complete, the anten-
leaky electronic equipment? na equation was developed in [2]–[5]. It seems necessary to
7) How should antenna bandwidth in transmission and recep- review it here since it will be used to solve the 10 antenna-
tion be described? theory puzzles.
~
Vinc
a~ Zo1 η
~
~
Einc
Zo1 ζ
η
~ ~
~ r Erad
~ Vrec ξ eγ r
b η
Zo1 ~
Zin
FIGURE 1. The two-port network representing an antenna, on boresight, for dominant polarization.
Prec (s) 4 r u 2 Clearly, the second expression, in terms of hu , is simpler and is,
G r (s) = 4 r2 = 2 h
m S(s) m therefore, preferred over the first expression with Lu eff .
6 u 2
@
= 1 - C G (s), (5) As a second example, consider the received signal into a ref-
erence load, Z o1, expressed two ways:
where m is the wavelength in the medium, and the factor in
square brackets is the impedance mismatch factor. Note that Vu rec = u Z o1 u inc
u eff E
L
Z in + Z o1
hu has all of the scalar information of realized gain, and, in
bu = hu gu. (10)
addition, it also has a useful phase. Thus, hu is twice as use-
ful as realized gain since it conveys twice the information. Once again, the second expression, in terms of hu , is simpler and
This suggests the seminal importance of hu in antenna theory. u eff . Clear-
is, therefore, preferred over the first expression with L
Furthermore, when hu is transformed to the time domain, u
h u
L .
ly, is a more fundamental parameter than eff Therefore, a
h(t), it is also of seminal importance. clear simplification has been achieved.
Note that realized gain is most meaningful when the One might wonder if the parameters in the antenna equa-
antenna is terminated in its reference impedance. This might tion, (3), are easily measurable. They are no more difficult
seem limiting since antennas are often terminated in some to measure than the electric fields or voltages one routinely
other impedance. However, in the field of microwave circuits, measures; the only difference is that they are normalized to
Su 21 is, similarly, most meaningful when the circuit is loaded the square root of a real impedance. With a waveguide feed,
with reference impedances. If the antenna is terminated in the incident and received waves are just those that would be
an impedance other than the reference impedance, a method measured by a vector network analyzer, so they are also easily
of calculating the received signal is provided in the “Antenna measurable. If the inputs and outputs are measurable, then the
Receiving Into a Load of Arbitrary Impedance” section, using components of the matrix are easily found.
signal-flow graphs.
The effective area or effective aperture, A e (s), is related to TRANSFORMATION TO THE TIME DOMAIN
the new parameters as AND EXTENSION TO TWO POLARIZATIONS
2 The antenna equation, (3), is transformed to the time domain by
2
A e (s ) = m G ( s ) = hu .(6) taking its inverse Laplace transform. Thus, we have
4r 1- C u 2
= G=; E = G, (11)
The effective length is related to the new parameters as b(t) C (t) h (t) ) a(t)
p(t) hl(t) /2r v , (t) : g(t)
u u
u eff = Voc = Z in + Z o1 hu .(7)
L u inc
E Z o1 h
where “ l ” indicates a time derivative, “ ): ” is a matrix-product
Note that L u eff and hu are related by a complex factor since the convolution operator defined as
input impedance to the antenna, Zu in, is, in general, complex.
; E); E=; E (12)
s 11 (t) s 12 (t) a 1 (t) s 11 (t) ) a 1 (t) + s 12 (t) ) a 2 (t)
Finally, the RCS of an antenna is considered. The antenna
s 21 (t) s 22 (t) : a 2 (t) s 21 (t) ) a 1 (t) + s 22 (t) ) a 2 (t)
is terminated in either the antenna’s reference impedance,
Z o1, or a nonreflecting reference waveguide load. In this and “ ) ” is the convolution operator.
condition, the RCS, v(s), is related to the radar scattering Finally, (3) is extended to two polarizations and arbitrary
coefficient, u,, by angles of incidence as
RuV R V
Cu hu i hu z W au
2 2
E rad SbW S
u, izW >gu iH, (13)
p 2
v (s) = 4rr 2 2 = 4r 2 = 4r u, (8) Spu iW = Sshu i /(2 r v) u, ii
E inc g Su W S u W
Sp zW Ssh z/(2 r v) u, zi u, zzW gu z
T X T X
In all cases, the new parameters have twice as much informa-
tion as the established parameters because they include phase where the subscripts i and z describe the polarizations. Here,
information. This is necessary to convert to the time domain. the field quantities and antenna parameters may be functions
To illustrate the use of ,u and , (t) , in minimum-scattering of the angles of incidence and observation. More detail may be
antennas, both quantities would need to be as small as possible. found in [3] and [4].
~
Zs AN ANTENNA DRIVEN BY A SOURCE OF ARBITRARY IMPEDANCE
In the first example, we calculate the field radiated from
Zo1 ~ an antenna driven by a source of arbitrary impedance. The
~
~ bs ~ Vs signal-flow graph with a power wave source added is shown in
Vs Zs + Zo1
Figure 3. One must find the ratio of pu to bu s, where bu s = au is
the power wave generated by the source. Using Mason’s rule,
~ one finds
~ Zs – Zo1
Γs ~
Zs + Zo1 pu 1 shu
u u s 2 r v .(14)
ub s = 1 - CC
(a) (b)
FIGURE 4. The relationship between (a) a Thévenin equivalent To find the source parameters, Cu s and bu s, one needs to find
source and (b) a power wave source at a port with reference the relationship between a power wave source and a Thévenin
impedance Zo1. equivalent source. That relationship is shown in Figure 4.
bu = 1 u bu 1 = C -2cr
shu 12 ,u2
u u , h.(15) u1+ e
gu 1 - CC au 1 2rvr 2 1 - e -2cr ,u1 ,u2
r2
The new term, C u ,, is the reflection coefficient of the load
bu 2 = C
u2+ e
- 2 cr
shu 2 ,u1
2
impedance, given by au 2 2rvr 2 1 - e -2cr ,u1 ,u2
2
r
u , = Zu , - Z o1 .(16)
C bu 2 = bu 1 = e - cr shu 1 hu 2
Zu , + Z o1 au 1 au 2 2rvr -2cr u u . (22)
1 - e 2, 1 , 2
r
The port voltage and current are found as
Vu 1 = Z o1 /2 6au + bu @
1
a~
Iu 1 = Z o1- /2 6au - bu @ .
1
(17)
u , bu , we have ~ ~
Since au = C ΓO Γ
~
~ h
Vu 1 = Z o1 /2(1 + C
1
u ,) bu b ~
ζ
uI 1 = Z o1-1/2(1 - Cu ,) bu . (18)
FIGURE 5. A signal-flow graph for receiving into an
arbitrary load.
AN ANTENNA WITH A MATCHING CIRCUIT
Next, a signal-flow graph is used to calculate the character-
istics of an antenna when combined with a matching circuit. Matching Circuit Antenna
The signal-flow graph of the combined antenna and matching a~ ~
~
ξ
circuit is shown in Figure 6. Using Mason’s rule, the graph Sm21 ~
sh /(2πν)
~ ~ ~
resolves as Sm11 S Γ O
~
~ m22 ~
~ Sm12 h
Ru V R u Su Su C u Su m12 hu VW u b ~
ζ
SbW SS m11 + m21 m12 a
u2W> H
S W=S T T W
S uW S sSu m21 hu
SpW SS u, + sSu m22 h WW gu FIGURE 6. An antenna with a matching circuit.
T X T 2 r vT 2 r vT X
D = 1 - Su m22 C u. (19)
~
RADAR SCATTERING FROM AN ANTENNA ~
ξ
WITH AN ARBITRARY LOAD ~ sh /(2πν)
ΓO ~ ~
Γ O
Next, a signal-flow graph is used to model the radar scattering ~
h
from an antenna with an arbitrary load impedance. The signal- ~
ζ
flow graph is shown in Figure 7. Using Mason’s rule, the graph
resolves as
FIGURE 7. The radar scattering from an antenna with an
arbitrary load.
pu u,
C shu 2 .(20)
= ,u + u u
u
g 2
1 - CC , r v
f (t ) '
= 0 iff f (t) / 0 where the superscript “T” indicates a transposed matrix. The
2 0 otherwise matrix dimensions can be visualized as
a f ( t) = a f ( t)
R V R V R V
S> H S> H > H W S> H W
S W S W S W
f (t) + g (t) # f (t) + g (t) . (28) W
S W S W S W
The first equation states that the norm of a function can be zero S N#1 W = S N#N N # 2W S N # 1 W . (31)
S W S W S W
if and only if the function is zero. The second equation is the lin- S= G W S= G = G W S= G W
earity property, and the third equation is the triangle inequality. S 2#1
W S 2#N 2#2
W S 2#1
W
A useful class of norms are the p-norms, defined as T X T X T X
Cu ,
One measures mn the mutual coupling coefficients, by mea-
3 1/p
f ( t) p == # f (t) p dtG suring conventional scattering parameters between each pair
-3 of ports. For this measurement, all unused ports are termi-
f ( t) 3 = sup f (t) . (29) nated with the reference impedance for that port or with a
t