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Progressive Collapse Seismic4
Progressive Collapse Seismic4
https://doi.org/10.1007/s40996-020-00351-7
RESEARCH PAPER
Abstract
Prediction of the safety margin in the buildings against the progressive collapse mechanism due to the earthquake loads is a
significant issue in the structural and earthquake engineering. In this paper, modeling of the collapse distribution and propa-
gation in the structural elements, one after another, is investigated by tracking down the collapsed locations among the beam
and column structural elements in the moment-resisting reinforced concrete short buildings, and the effects of the column
removal are studied on the expansion and development of the progressive collapse due to the earthquake loads. A three-story
reinforced concrete building designed with ordinary moment frames is modeled, and potential of the progressive collapse
mechanism due to the internal column removal is studied using the results of nonlinear time history analyses in the presence
of the two-component ground motion records proposed by FEMA_P695. According to the results, some approaches and
proposals are presented to seismic optimization of the reinforced concrete short buildings against the progressive collapse
mechanism. Also, a collapse distribution pattern is introduced to predict the progressive collapse propagation scenario due
to the earthquake loads and the internal column removal.
Keywords Progressive collapse · Collapse distribution · Reinforced concrete (RC) building · Internal column elimination ·
Nonlinear time history analysis
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
and ODPM200 have been considered. However, some of In 2016, in order to simulate the edge column removal,
the added features in these regulations are not standard Jian and Li used the finite element method and a static test to
(David et al. 2002). Moreover, in UFC, different meth- investigate the progressive collapse potential of a reinforced
ods such as the specific local resistance (SLR) method, concrete frame due to the vertical displacement of an edge
the alternate path (AP) method and tie force (TF) method column in an experimental 1/3 scale model. Investigation
have been introduced to resist against the progressive col- of the failure modes demonstrated that the collapse occurs
lapse potential of the buildings. Using mentioned methods in the adjacent beams and slabs of the removed column.
leads to increase in the degree of uncertainty, resistance, Also, first, larger catenary action and tensile membrane
ductility and integrity of the structural elements, and sub- action occur in the beams and slabs of the frames at the
sequently, the probability of progressive collapse mecha- large deformation. Finally, according to the experimen-
nism in the structures will be reduced (Unified Facilities tal and computational results, a simplified computational
Criteria (UFC) 2008). method was proposed to investigate the catenary action and
Lu et al. (2008a, b) simulated the progressive collapse the tensile membrane action in the frames including an edge
mechanism due to the earthquake loads in the frames and column removal (Hou and Song 2016).
the shear walls of the RC structures. In this research, the Lin et al. (2016) studied the progressive collapse poten-
cyclic behavior of structural elements due to the shear force tial of the six-story seismic designed reinforced concrete
and coupled axial force–bending moment, the collapse of buildings. Fragility curves analyses and the failure modes
the structural members at ultimate states and the collision evaluations indicated that in structures which are designed
between the beam and column elements during the collapse against the progressive collapse, without any seismic design,
were studied using the fiber elements and multilayer shell undesirable failure modes such as strong beam and weak
element models (Lu et al. 2008a, b). column occur in the presence of the earthquake load, and
In 2012, the alternative load path method was used to subsequently, seismic redesign of the structure will be nec-
investigate the progressive collapse potential of the struc- essary. Therefore, a comprehensive and integrated design
tural systems and the general stability of the moment frames approach is necessary to resist the progressive collapse and
and nonmoment frames was evaluated against the earthquake the earthquake loads. However, the progressive collapse
loads. Results showed that the general response evaluation of potential in the seismic designed structures is lower than
the structures is necessary to investigate the progressive col- the other structures (Lin et al. 2016).
lapse mechanism and the progressive collapse potential of Usefi et al. (2016) compared the progressive collapse
the structures should be evaluated due to the seismic loads, mechanism in two experimental and finite element meth-
impact and the explosion (Ettouney et al. 2012). ods in the reinforced concrete structures. The qualitative
In 2012, progressive collapse resistance of the struc- comparison of the results indicated that there is a good
tures was evaluated by comparing and studying the collapse agreement between the experimental results and the results
mechanism caused by the explosion and earthquake loads in obtained from the finite element method. Also, the numeri-
accordance with the proposed procedures in GSA guidelines. cal comparison of the results shows that the finite element
According to the results, damage caused by the both explo- method is capable of estimating and predicting the progres-
sion and the earthquake loads demonstrated that the struc- sive collapse scenario in the reinforced concrete structures
tural elements have been eliminated from the load-bearing (Usefi et al. 2016).
structural system. Also, it is important to investigate the pro- Ibrahim et al. (2017) compared the progressive collapse
gressive collapse mechanism against the earthquake loads mechanism in four-story reinforced concrete buildings due
and to increase the progressive collapse resistance of the to the explosion load. Results showed that the type of the
structure; further, it is necessary to evaluate ductility in the column cross section is determinative and important to
spans which include the removed columns (Gurley 2012). increase the structural progressive collapse resistance. Also,
Li and his colleges (2011) used the alternative load path the variations in design of the outer columns, especially the
method to investigate the progressive collapse mechanism use of steel pipe sections which are filled with the concrete,
in two types of integrated cast in situ slabs and noninte- increase the progressive collapse resistance of the structures
grated slabs with different seismic resistances. The results of (Ibrahim et al. 2017).
nonlinear time history analyses showed that the resistances Balasaraswathi and Ramakrishna (2017) studied the
of all structural beams and columns elements contribute progressive collapse mechanism due to the removal of the
against the progressive collapse mechanism and catenary columns which were located in the corner, edge and middle
action increases the progressive collapse resistance in RC of the asymmetric reinforced concrete buildings according
buildings. Also, inadequacy of the lateral stiffness in the to GSA guidelines. The results illustrated that among the
columns makes the collapse distribution horizontal in the elimination states of the column, amount of the progressive
all building stories (Li et al. 2011). collapse in the middle column removal state is more than the
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
other scenarios. Also, the collapse has been randomly dis- better and more accurate simulation of the sudden column
tributed in the beams of the geometric asymmetric buildings removal, various numerical methods were compared to study
and, finally, an alternate path method has been proposed to the influence of rising time of sudden column removal on the
increase the progressive collapse resistance (Balasaraswathi structural response in the progressive collapse mechanism
and Ramakrishna 2017). (Stephen et al. 2019). There are numerous studies in the
Progressive collapse mechanism of a four-story rein- field of retrofitting various structural systems against the
forced concrete structure, designed according to the Japa- progressive collapse mechanism by which researchers have
nese seismic design code, was investigated in the full-scale proposed different numerical methods and experimental
shaking table experimental tests due to the earthquake loads. approaches to reinforce and retrofit various types of struc-
Results showed that a relatively intensive collapse occurs tures (Charhate et al. 2018; Li et al. 2019; Shirinzadeh and
at the shear walls and beam–column joints in comparison Haghollahi 2019; Gholamreza and Reza 2017; Kheyroddin
with the other structural elements, and while presenting a and Naderpour 2008; Haji et al. 2019).
practical design to increase the seismic progressive collapse To follow above studies, in this paper, to investigate the
resistance, an appropriate thoughtful consideration of the progressive collapse mechanism of the reinforced concrete
progressive collapse mechanism in the reinforced concrete short buildings, a three-story structure has been considered.
structures during the strong earthquake loads is provided Then, the progressive collapse mechanism and the collapse
(Yenidogan et al. 2018). distribution from the first element to the collapse of a large
Rucha and Magarpatil (2017) investigated the progres- part of the structure or structural system instability have
sive collapse potential of the 12-story reinforced concrete been studied by comparing the results of nonlinear time
tall buildings due to the column removal in accordance with history analyses due to the middle column removal in the
the GSA guidelines. These buildings have six bays in direc- ground floor in the presence of the proposed earthquakes in
tion X, five bays in direction Y, with a span of 3 m center FEMA_P695. The innovation of this research is to determine
to center and are designed in accordance with Indian codes. the progressive collapse distribution pattern and predict the
The results of nonlinear static analyses demonstrated that progressive collapse mechanism in RC short buildings due
the damage due to the middle column removal is more than to the middle column removal and the earthquake loads.
that of the corner and edge column removals (Rucha and So, with the prediction of the structural weaknesses, some
Magarpatil 2017). Soleymani and Esfahani (2018) studied retrofit procedures are suggested to enhance the progressive
the effects of the concrete strength, slab thickness and mem- collapse resistance of the similar structural systems.
brane action of the slab to decrease the progressive collapse In this paper, the modified Ibarra–Medina–Krawinkler
potential of the structures due to the middle column removal. deterioration model (IMK) is used to model the collapse
Results showed that the membrane action of the slab, which distribution in the beam and column structural elements in
is usually not considered in the design, can considerably the progressive collapse mechanism (FEMA 2009).
increase the progressive collapse resistance of the structure.
Also, by increasing the concrete strength and the slab thick-
ness from the minimum values recommended in the codes,
the progressive collapse potential of the structures signifi- 2 The Reference Structure
cantly reduces due to the middle column removal (Soley-
mani and Esfahani 2018). The basic model considered in this study is a three-story
There are many other researches in the field of the pro- symmetric RC ordinary moment frame structure, with three
gressive collapse potential due to the impact, blast (Talaat bays with a span of 5 m center to center, in both directions
and Mosalam 2009; Khandelwala et al. 2009; Bažant and X and Z. Height of the stories is 3.5 m, and the stories are
Verdure 2007; El-Tawil et al. 2007; Ibarra et al. 2005; designed according to ACI318-14. Dead load and live load
Havaei and Bayat 2018) and the earthquakes (Karimiyan have been considered as 5.3 KN/m2 and 1.96 KN/m2, respec-
et al. 2013a, b, c; Karimiyan et al. 2014a, b, c; Karimiyan tively. The base shear factor is 0.216. The parameter Fc has
and Moghadam 2013; Moghadam and Karimiyan 2014a, been considered in the present study to be equal to 28 MPa.
b, c). The characteristics of this structure have been considered in
However, the progressive collapse mechanism due to such a way that the results of this research can be general-
the column removal and the earthquake loads has not been ized for a wide range of three-story usual short buildings.
studied, yet. It is worth noting that in this structural model, infill effects
Stephen et al. (2019) reviewed the approaches presented have not been taken into consideration. In this research, the
in GSA guideline. They investigated the influence of col- middle column in the ground floor has been eliminated to
umn removal time on the response of the structural systems investigate the progressive collapse potential of the struc-
in progressive collapse mechanism of the buildings. For a tures. Figure 1 shows the 3D view of the model in this study.
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
Fig. 1 Three-dimensional view
of the structural model
Fig. 2 Modified Ibarra–Medina–Krawinkler deterioration model (FEMA 2009; Ibarra et al. 2005; Haselton and Deierlein 2007; Haselton et al.
2008; Zareian et al. 2009; Zareian and Medina 2010)
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
As shown in Fig. 2, the parameter κ should be considered to The af forded model is t he Modif ied
be zero to simulate the structural collapse. Also, according to Ibarra–Medina–Krawinkler deterioration model used for
monotonic component of the modified Ibarra–Medina–Krawin- modeling the progressive collapse distribution in the struc-
kler deterioration model, illustrated in Fig. 3, the zero resist- tural members of RC buildings (FEMA 2009). The hyster-
ance corresponds to the value of 𝜃𝐮 . That means that as soon esis curve has been calibrated by the creators of the model
as the value of 𝜃𝐮 attains a value of 𝜃𝐮 , hinge resistance would based on hundreds of experimental tests in RC structures
be equal to zero and therefore the relevant beam or column (FEMA 2009; Ibarra et al. 2005; Haselton and Deierlein
element is efficiently omitted from the structural system. There- 2007; Ibarra Luis and Krawinkler 2004; Ibarra Luis 2005;
fore, during the nonlinear time history analyses, as soon as the Lignos 2008; Haselton et al. 2009, 2008; Zareian et al. 2009;
value of 𝜃𝐮 for a concentrated hinge attains its corresponding Zareian and Medina 2010; Lignos et al. 2008; Krawinkler
calculated value of 𝜃𝐮 , the relevant structural element is auto- et al. 2009). Therefore, the uneven shape of the curve is
matically omitted from the structural systems and the nonlinear derived from the results of the mentioned experimental tests.
time history analysis continues in the residual structural system The current research has been inspired by the aforemen-
as long as the structure becomes unstable. This means that the tioned studies. Moreover, the nonlinear model has been pre-
progressive collapse mechanism and collapse distribution in the viously used by researchers in two-dimensional structural
structure continue until the occurrence of the collapse in a large models (Haselton and Deierlein 2007; Haselton et al. 2008,
part of the structure or structural system instability in terms of 2009; Lignos et al. 2008; Krawinkler et al. 2009). With this
the numerical calculations. support, the analysis is extended to deal with the case of
Thus, progressive collapse mechanism in the structure is three-dimensional structural models.
simulated in the structural elements of a building, one after With this justification that I have used the nonlinear
another. It is worth noting that 𝜃𝐮 is computed based on the hysteresis model which has been utilized by a number of
modified Ibarra–Medina–Krawinkler deterioration model for researches and has preserved the conditions of three-dimen-
each concentrated hinge. Also, in the present study, a con- sional structures, I ensure the validity of the current results.
centrated hinge is considered as a collapsed one if its rotation Besides, the previous research results have been considered
value exceeds the ultimate value of θu. This means that load- as a foundation for comparison and control and verifying the
bearing capacity of the hinge has reached the value of zero. accuracy of the numerical results.
It should be noted that two concentrated hinges have been According to Fig. 3, collapse prevention performance
considered at both ends of all beam and column elements in level has been considered in the present study to define col-
the structural model. lapse criterion for a hinge. That is why this process is called
Previous studies demonstrate that the only behavioral the collapse propagation, not damage propagation. Based
model to simulate step-by-step collapse in the beam and on Fig. 3, it is worth mentioning that there are many con-
column structural member for modeling the progressive centrated plastic hinges on the beam and column structural
collapse mechanism is modified Ibarra–Medina–Krawinkler elements, which exceeded θy and θcap and have not been con-
nonlinear model (FEMA 2009). sidered as the collapsed hinges (they can be considered as
the damaged hinges).
Fig. 3 Monotonic and hysteretic behavior of modified Ibarra–Medina–Krawinkler model used for the concentrated hinges in the present study
(FEMA 2009; Ibarra et al. 2005; Haselton and Deierlein 2007; Haselton et al. 2008; Zareian et al. 2009; Zareian and Medina 2010)
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
Then, nonlinear time history analyses were performed history analyses. Pseudo-acceleration spectrum of the earth-
using two-component earthquake records proposed in FEMA_ quake records is demonstrated in Fig. 4a, b.
P695, Table A-4C, as shown in Table 1 (FEMA 2009).
FEMA_P695 has introduced several far-field and near-
field earthquake records to investigate the structural collapse 3 Progressive Collapse Distributions Study
and also progressive collapse mechanism and has recom-
mended that researchers use them in their researches. These To assess the trend of collapse distribution in progressive
aforementioned records have been studied extensively in the collapse mechanism, collapse distribution scenarios have
field of collapse analyses. In addition, the researchers whose been investigated according to the results of the nonlinear
studies have been the basis of the validation of the present time history analyses in the presence of the two-compo-
study have used the far-field earthquake records; in the same nent earthquake records proposed in FEMA P695, in such
way, far-field records have been used to study the progres- a way that the sequence of collapse has been followed
sive collapse in the present study. from the first beam or column element to the other struc-
As the aim of this study is to investigate the trend of pro- tural elements, one after another, till the structural system
gressive collapse distribution in the sample model, all above- becomes unstable or the nonlinear time history analyses
mentioned earthquake records were normalized to PGA lev- are completed. Consequently, progressive collapse scenar-
els of 1–1.5 g to exert the severe effects of the earthquake ios are presented and the critical beam and column ele-
loads on the structure, causing the collapse of the beam and ments are recognized. Results showed that collapse initial
column elements, one after another and thus increasing the points and critical structural elements are repetitive and
collapse probability in the entire structure (Stephen et al. the trends of collapse distributions are similar due to the
2019). All earthquake records were applied to the struc- majority of earthquake records. Therefore, critical struc-
ture in both horizontal directions X and Z, and OpenSees tural elements and the sequences of the collapse propaga-
software (version 2.2.2) was used to run the nonlinear time tions are predictable in three-story similar RC buildings
Table 1 Summary of the used PEER-NGA database of recorded far-field ground motions (FEMA 2009)
ID no. PEER-NGA record information Recorded motions
Records seq. no. Lowest freq The names of horizontal record PGA max (g) PGV
(Hz) max
Component 1 Component 2 (cm/s)
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
68
25 125
169
174
Pseudo Acceleration (m/s2) 721
20 725
752
767
829
15 848
900
953
960
10 1111
1116
1148
5 1158
1244
1485
1602
0 1633
0 0.5 1 1.5 2 2.5 3 3.5 4 1787
T (sec)
(a) X directional components
25 125
68
169
174
Pseudo Acceleration (m/s2)
20 721
725
752
767
15 829
848
900
953
10 960
1111
1116
5 1148
1158
1244
1485
0 1602
0 0.5 1 1.5 2 2.5 3 3.5 4 1633
T (sec )
(b) Z directional components
Fig. 4 Pseudo-acceleration spectra of the 22 ground motion records, a X-directional components and b Z-directional components
due to the middle column removal in the ground floor. collapse distribution vertically occurs around the removed
For example, the sequences of the occurred collapse in middle column.
the concentrated hinges in the presence of the earthquake According to Fig. 6, in the presence of the earthquake
records #953, #960, #1111, #1116, #1148 and #1158 are record #960, collapse initiates from the lateral beam, above
shown in Figs. 5, 6, 7, 8, 9 and 10, respectively. the removed column in the first ceiling. Then, it is distrib-
As Fig. 5 shows, in the presence of the earthquake record uted in the lateral beams of the second ceiling, above the
#953 in a three-story building, collapse initiated point or removed column, and finally, it is propagated in the third
formation of the first concentrated hinge occurs in the lateral story. In other words, collapse propagation is vertically in
beam, above the removed middle column in the third ceiling. height of the structure from the bottom to top, around the
Thereafter, the collapse hinges occur in the beams of the first removed column, which is eventually propagated in the third
and second ceilings, in the upper and the lateral sides of the story.
removed column and eventually, the collapse is transferred Based on Fig. 7, due to the middle column removal in a
to the other beams of the third story. Therefore, progressive three-story building in the presence of the earthquake record
#1111, like the previous ones, the beginning of the collapse
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
Fig. 5 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #953
Fig. 6 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #960
is in the lateral beam of the first ceiling, above the removed column in the second ceiling and finally is distributed in
column. Then, collapse continues in the lateral beams of the the third story. Once again, the distribution of the collapse
second, third and first ceilings, above the removed column, hinges is vertically from bottom to the top of the structure
and finally it is expanded in the third story. Therefore, pro- and also the majority of collapse hinges are in the removed
gressive collapse mechanism vertically occurs around the column area.
removed column from bottom to top, along the height of In Fig. 9, due to the middle column removal in the ground
the structure, and also the majority of collapse hinges are floor in the presence of the earthquake record #1148, the
in the third story. starting points of the collapse occur at the top of the removed
In Fig. 8, in the three-story structure due to the middle column, in the lateral beams of the third and first ceilings
column removal in the ground floor under earthquake record simultaneously and then collapse is transferred in the lateral
#1116, the start of the collapse is in the lateral beams of the beams of the second ceiling. Then, the collapse distribution
third and first ceilings, above the removed column. Then, the process continues in the beam elements of the third ceiling
collapse continues in the lateral beams, above the removed and eventually it will be transferred to the column elements
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
Fig. 7 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #1111
Fig. 8 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #1116
of the three stories from bottom to top. Here, more plastic base columns and the beams of the third ceiling, and
hinges are formed in the columns. However, the formation eventually, it is propagated in the other elements of the
of collapse hinges in the columns does not follow a specific three stories, without any specific patterns. According to
pattern. Fig. 10, the starting points of the collapse and the primary
According to Fig. 10, in the three-story structure, due collapse distribution are more around the removed column
to the middle column removal in the ground floor in the and also the collapse is vertically distributed along the
presence of the earthquake record #1158, the beginning height of the structure.
points of the collapse simultaneously occur at the top of With respect to distribution patterns of the progressive
the removed column, in the lateral beams of the first, sec- collapse, as observed from Figs. 5, 6, 7, 8, 9 to 10, in the
ond and third ceilings and then collapse is distributed in structural beam and column elements of the three-story
the lateral beams of the three ceilings, above the removed structure, resulting from the middle column removal in
column. Then, the collapse distribution continues in the the first story, it can be seen that the collapse is distributed
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
Fig. 9 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #1148
Fig. 10 Progressive collapse
distribution due to the middle
column removal in the presence
of ground motion record #1158
mostly around the removed column, along the height of the Collapse distribution patterns obtained from the nonlin-
structure from bottom to top. ear time history analyses under other earthquake records
According to the results, progressive collapse distribu- proposed in FEMA P695 show that the collapse mostly
tion is independent of the ground motion records. Also, initiates from the top of the removed column in the first
the progressive collapse distribution follows a special pat- ceiling and then it is propagated in the beams which are
tern in the symmetric structures due to the middle column connected to the removed column in the first ceiling or in
removal in the first story. That is, collapse starting points the corresponding beams in upper stories, and eventually,
and the collapse distribution process are possible to be it is distributed in other structural elements.
predicted for other similar structures. The collapse distribution patterns due to the middle
column removal in the first story show that the collapse
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
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Iranian Journal of Science and Technology, Transactions of Civil Engineering
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