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GJESM Volume 8 Issue 3 Pages 297-314
GJESM Volume 8 Issue 3 Pages 297-314
Homepage: https://www.gjesm.net/
ARTICLE INFO A B ST R AC T
BACKGROUND AND OBJECTIVES: Soil or rock properties where buildings are situated play an
Article History: important role in the ground shaking caused by an earthquake. The highly populated Banda Aceh
Received 16 September 2021 city in the northernmost Sumatra is flanked by two active faults, the Seulimeum and the Aceh
Revised 25 October 2021 segment. Therefore, it is crucial to investigate the subsurface characteristics of the region to reduce
the earthquake risk as there was no regional study has been conducted so far.
Accepted 02 December 2021 METHODS: Characteristics of the soil or rock of the subsurface were derived from various seismic
parameters. The seismic microtremors were recorded at 36 sites covering the highly populated
Keywords: city and the two active faults. The spatial autocorrelation method was used to obtain a dispersion
curve based on the relationship between seismic frequencies and phase velocity from triangular
Earthquake geophones array to determine the shear wave velocity of the subsurface layer. The seismic
Seismic amplification amplification, dominant frequency and vulnerability value at each measurement point were
Seismic wave velocity measured using the horizontal-to-vertical spectral ratio method. The maps of velocity structure and
HVSR parameters were generated from the interpolation of those seismic parameters.
Spatial autocorrelation FINDINGS: Based on the variation of the four geophysical parameters: shear wave velocity, seismic
Spectral ratio amplification, dominant frequency, and seismic vulnerability, the study area can be clustered
into five different groups: I) Banda Aceh, II) Jantho, III) Krueng Raya, IV) Lhoknga-Lhoong, and V)
Seulawah, which classify the different types of rocks. The classification of soil properties from the
combination of shear wave and horizontal-to-vertical spectral ratio data correlates with the geology
of the study area.
CONCLUSION: The Banda Aceh city, flanked by the two active faults, is characterized by low shear
wave velocity and high amplification because the city stands on the sedimentary basin; thus, it
requires a detailed investigation prior to constructing infrastructures. The other clusters are located
on the relatively less vulnerable areas, indicated by moderate shear wave velocity and moderate
to low seismic vulnerability indexes. The joint analysis shows that the combination of physical
properties, including the shear wave velocity, seismic amplification, and dominant frequency,
can be used to investigate lithology and seismic vulnerability into a specific cluster. The research
results are essential for hazard mitigation and can be used for disaster risk management by the local
government. A detailed investigation with denser measurement points needs to be conducted to
comprehensively describe the types of rocks in Banda Aceh and its surrounding.
DOI: 10.22034/gjesm.2022.03.01
51 8 1
*Corresponding Author:
Email: muksin.umar@unsyiah.ac.id
ORCID: 0000-0001-7297-8065
Note: Discussion period for this manuscript open until October 1, 2022 on GJESM website at the “Show Article”.
Y. Asnawi et al.
INTRODUCTION Very dense soil has Vs values between 360 and 760
Seismic amplification and soil properties based m/s, whereas soft soil has Vs values of less than 180
on seismic shear wave velocity parameters are m/s. Several methods can be used to determine Vs
crucial to investigate, particularly seismically active values, including multichannel surface wave analysis
and highly populated regions. Banda Aceh and its (Park et al., 2007) and the less invasive method,
surrounding areas in the northernmost Sumatra are called spatial autocorrelation (SPAC) (Cho et al., 2004;
among the most earthquake-prone zones because Cho, 2019). For regional studies, shallow structures
they are surrounded by earthquakes sources (Fig. can be derived by ambient noise tomography (Ryberg
1). Large offshore earthquakes (e.g. the Mw 9.3 et al., 2016), while the seismic refraction of very
Sumatra–Andaman earthquake and the Mw 8.5 Nias localized areas can be used to determine the velocity
earthquake) mainly occur along active subduction of pressure (Vp) and shear waves (Vs). Among the
zones. Meanwhile, onshore earthquakes tend to methods, SPAC is one of the least expensive ones, but
occur along the northern segment of the Sumatra it remains reliable when applied to inaccessible areas,
Fault System, including the Aceh fault, Seulimeum such as the Banda Aceh region in the northernmost
fault (Sieh and Natawidjaja, 2000), Pidie Jaya fault Sumatra. Some successful SPAC research around
(Muzli et al., 2018; Idris et al., 2019) and Central the world includes those conducted in Nevada
Aceh fault (Muksin et al., 2019). The Seulimeum fault (Scott et al., 2006), Italy (Forte et al., 2019), and
generated an earthquake with a magnitude of M 7.0 Japan (Matsuoka et al., 2006). The objective of the
in 1936, and such an event caused building collapse research is to investigate the geophysical properties
and severe property damage, along with several of the shallow and vulnerability of the northernmost
reported fatalities (Untung et al., 1985). Although Sumatra. The Vs values are used to derive the types
no major event has been recorded in the last 170 of soil based on the classification of the National
years along the Aceh segment, the occurrence of a Earthquake Hazards Reduction Program (NEHRP). The
large earthquake remains possible (Ito et al., 2012). combination of various HVSR data, including seismic
Therefore, mitigation plans for earthquake events in amplification and dominant frequency and Vs values,
Banda Aceh should be prioritized. The city is one of can be used to derive more detailed soil clusters in
Sumatra’s most economically developed areas and is the northernmost Sumatra. The results can be used
becoming a highly populated region. Bilham (2009) to investigate the probabilistic seismic hazards of
suggested that rapid development has put developed Banda Aceh and update the loss assessment map of
cities at relatively high risk for a significant increase Banda Aceh developed by Rusydy et al. (2020) for
in fatalities and economic losses caused by damages different earthquake model scenarios.
to buildings or other infrastructure in the coming
years. Earthquake intensity and construction quality Geology of study area
play an important role in building damages. Several A complex tectonic process makes Banda Aceh
geophysical parameters can extend infrastructure and its surrounding areas prone to moderate–large
damages, including seismic amplification, ground earthquakes that potentially generate massive ground
acceleration, rock or soil properties of sites, and shaking on the surface. Such shaking is attributed to
geology of regions (Goda et al., 2015). Seismic the Banda Aceh basin, formed since the Quaternary
amplification, which represents the possible extent and pre-Quaternary and recognized as alluvium
of ground shaking of sites during earthquakes, can deposited. The Banda Aceh basin is mostly influenced
be defined by the maximum value of the horizontal- by recent alluvium and marine sediment products
to-vertical spectral ratio (HVSR) at a certain dominant consisting of gravel, sand, silt, and clay (Rusydy et al.,
frequency (Nakamura, 1997). Areas with high damage 2020). The upper layer of the southeastern part of
ratios during earthquake events have high values the Banda Aceh basin is covered by pre-Quaternary
of HVSR and low dominant frequencies (Nakamura, rocks from Pliocene to Pleistocene (Fig. 1) up to 500
1997). m; these rocks consist of calcareous and tuffaceous
Several studies have shown that the types of sandstones (Siemon and Steuer, 2010). As a result of
soils or rocks can be classified based on the velocity oblique subduction, the Banda Aceh basin is flanked
of shear waves (Vs) passing through the subsurface. by the Aceh fault in the southwest and the Seulimeum
298
Global J. Environ. Sci. Manage., 8(3): 297-314, Summer 2022
Fig. 1: (a) Geographical map of Indonesia and the study area in the Aceh Province. (b) Seismic activities map of Aceh Province showing
earthquake distribution that mostly occurred along active faults and subduction zones. The red square marks the study area for this study
in the Banda Aceh city and its surrounding. (c) The Study area in the Banda Aceh city and its surrounding and the observation points (blue
triangle) while Aceh fault in the left part and Seulimeum fault in the right part (black line).
Fig. 1: (a) Geographical map of Indonesia and the study area in the Aceh Province. (b) Seismic activities map of
Aceh Province showing earthquake distribution that mostly occurred along active faults and subduction zones. The
red square marks the study area for this study in the Banda Aceh city and its surrounding. (c) The Study area in the
fault in the northeast (Muksin et al., 2019). The Aceh around the Aceh fault, as also related to geology.
Banda Aceh city and its surrounding and the observation points (blue triangle) while Aceh fault in the left part and
fault marks the boundary between the Banda Aceh As shown in Fig. 2, the geological structure in the
Seulimeum fault in the right part (black line).
basin and the limestone formed from Jurassic to Banda Aceh basin is dominantly formed by young
Cretaceous as an oceanic accretion
rock that is part alluvium sediments that can amplify ground shaking
of the Woyla group (Barber et al., 2005). In addition, on the surface. With sandbar formations and material
the Seulimeum fault was formed within the volcanic structures with a low density, Banda Aceh and Aceh
Quaternary in the northwest of the Krueng Aceh Besar are likely to be earthquake- and liquefaction-
basin (Siemon and Steuer, 2010). Therefore, Culshaw prone zones. The current study aims to investigate
et al., (1979) categorized this basin as a graben-type the physical properties of the subsurface of the
structure. northernmost Sumatra. This study was carried out in
A previous study conducted by Asrillah et al., Aceh Besar and Banda Aceh region in 2020.
(2019) indicated that the soil properties beneath the
Banda Aceh basin have a Vs structure that generally MATERIALS AND METHODS
dips down from SE to NW and gradually declines from Data Acquisition
SW to NE. This result may be affected by the soil type The experiment was conducted at 36
around the Seulimeum fault being denser than that measurement points in the northernmost Sumatra
299
Classification of soil properties
Fig. 2: Geological map of Banda Aceh and Aceh Besar regency (modified Barber et al., 1998). Most materials around the study area are
Fig. 2: Geological map of Banda Aceh and Aceh Besar regency (modified Barber et al., 1998). Most materials
composed of young alluvium (Qh), volcanic rocks (QTvt) and limestone (Murl) from the Cenozoic until the Tertiary. Measurement points are
at 36 locations around Banda Aceh and Aceh Besar cross the Sumatran and Seulimeum faults, with the distance between each site being
around the study area are composed of young alluvium (Qh), volcanic rocks (QTvt) and limestone (Murl) from the
5–10 km
Cenozoic until the Tertiary. Measurement points are at 36 locations around Banda Aceh and Aceh Besar cross the
Sumatran and Seulimeum faults, with the distance between each site being 5–10 km
covering the Banda Aceh city, the sedimentary basin south, east–west, and vertical) channels of DSS Cube
and the Seulimeum and the Sumatran faults (Fig. 2). as the data logger. To derive the classification of
The measurement of microtremors using center-less rocks and soils, the data from the recordings were
triangle seismic arrays was performed using three used to determine the shear velocity (Vs) beneath
high sensitivity geophones (80 V/m) with a natural the measurement points based on the SPAC method.
frequency of 5 Hz and operating temperature range At the same locations, microtremors were also
of −40 °C–80 °C. The instrument has a harmonic used by a Nanometrics trillium compact broadband
distortion of less than 0.1% and can thus reduce the seismometer with a sensitivity of 750 V/m ± 0.5%.
problems caused by the overheating and overloading The seismic waveforms were stored in DSS Cube.
of power system equipment. The distance between The recording was performed for 40 min for each
sites was 5–10 km, and the data recording time for site at a sampling rate of 100 sps. The data were
each site was 30–45 min. The geophones were set used to determine the amplification and dominant
with a distance of 3 m as the center-less curricular frequency of the sites, as well as the value of seismic
array (Cho et al., 2006); therefore, the array radius vulnerability, based on the HVSR method. These
was 2.6 m. The sampling rate in the DSS Cube as the parameters represent the vulnerability of buildings
data logger was set to 100 sps (samples per second), or areas to be affected by earthquakes.
and the effective resolution was set to 22 bits; at this
condition, the recording of interval stability and time Vs modeling using SPAC
accuracy lasted 0.01 ms. Recordings were made by The SPAC method is used to obtain a dispersion
placing three one-component geophones at azimuths curve (curve of frequency vs. phase velocity) and
of 0°, 120°, and 240° into three-component (north– model the shear wave velocity structure (Vs) in the
300
Global J. Environ. Sci. Manage., 8(3): 297-314, Summer 2022
Fig. 3: (a) Dispersion curve of microtremors recorded at site AB09 describing the relationship between frequency and velocity following
Fig . 3: (a) Dispersion curve of microtremors recorded at site AB09 describing the relationship between frequency
the linear trend (AVs1-10 (blue), AVs11-20 (purple), and AVs21-30 (red)). The AVs trend at a specific depth (10, 20, and 30 m) was set based on the
and velocity following the linear trend (AVs
average value in the thick layer at a shallow depth. (b) AVs (blue), AVs
1‐10 was converted11‐20 (purple), and AVs
with Eq. 3 to obtain Vs as 21‐30 (red)). The AVs trend at a
the representative value for a specific
specific depth (10, 20, and 30 m) was set based on the average value in the thick layer at a shallow depth. (b) AVs
depth. The graph shows a three-layer graph formed by Vs over depths of 10, 20, and 30 m. (c) Example of waveform recording in the vertical
component at AB09 and the segmentation window (green triangle)
was converted with Eq. 3 to obtain Vs as the representative value for a specific depth. The graph shows a three‐
layer graph formed by Vs over depths of 10, 20, and 30 m. (c) Example of waveform recording in the vertical
component at AB09 and the segmentation window (green triangle)
subsurface layer based on microtremors (Thein et into 10.24 s segments (Fig. 3b) to avoid transient
al., 2015). A microtremor is assumed to be complex noise from civilian and machine activities near the
mixed waves consisting of Rayleigh waves that measurement points. The segments containing
arrive from multiple directions to the field (Okada, significant data variations were removed from the
2006). Therefore, the accuracy of microtremor calculation based on the short-term average–long-
analysis is highly dependent on the shape and size of term average (STA/LTA) ratios (Fig. 3c). Selected
arrays. Such dependence is avoided by conducting quiet segments were used to calculate the power
microtremor array surveys using circular seismic spectra and then smoothed by fitting the parzen
arrays with a certain distance. In the SPAC method, windows with a bandwidth of 0.3 Hz. The SPAC
observation records are transformed into the coefficient was calculated by averaging all azimuths.
Fourier domain, and the autocorrelation function A root-solving method combining the bisection and
of each geophone is calculated. Autocorrelations secant methods was applied to average the spectra
calculated from a triangular array configuration are ratio by fitting the Bessel function to search for the
referred to as SPAC functions, useful in estimating radius times the wavenumber rk and the parameter
dispersion curves, which help obtain subsurface of the Bessel functions in the range [0, rkmax]. The
structures under realistic conditions. In the current value of rkmax corresponded to the first maximum or
work, BIDO2.0 tool (Cho, 2019) was used to estimate minimum function value. The obtained rk was used
the dispersion curve of the recorded microtremor to calculate the phase velocity (c) using Eq. 1.
data (Fig. 3a). The recorded data were filtered,
with a range of 0.1–10 Hz. For the spectral analysis c = 2π f
of microtremors, the recorded data were divided k (1)
Where, f is the frequency and k is the wavenumber. not change significantly, whereas that of a horizontal
Given these parameters, the SPAC coefficient, component is affected by soil properties. Vertical
averaged spectra ratio, and dispersion curve were components cannot be amplified around frequency
calculated ffusing the BIDO2.0 tool. In general, ranges, in which horizontal components receive
cc == 2π 2π forms (1)
(1)
dispersion k when waves propagate in the layers large amplification (Nakamura, 2000). Nakamura
k
of soil and subsurface rocks with different velocity (2000) assumed that the horizontal-to-vertical (H/V)
Where,
values.
Where,
The fcrossing
is the frequency
point between and k
a dispersion is the wavenumber.
spectrum as a frequency Givenfunctionthese parameters,
is closely related to the
the SPAC
curve and a fsurface
is the frequency
wavelength and kto is
proportional thethethe wavenumber.
site transfer function Givenof shearthese
wavesparameters,
and that the SPAC
coefficient,
coefficient,
array
averaged
radius andaveraged
spectra
frequency spectra
ratio,
representsratio, the phase
and dispersion
and dispersion curve
curveone
HVSR represents
were
wereof the
calculated
calculated using
amplificationusingfactors.
the
the BIDO2.0
TheBIDO2.0 tool
tool
In
In general,
velocity dispersion
dispersion forms
of the corresponding
general, wavelength
forms when
when (Fig.waves
3a).
waves propagate
different
propagate in
in the
H/V values theforlayers
the three
layers of soil
soil and
oflocations and subsurface
subsurface rock
indicate rock
with
Thus, thedifferent
with different
averaged phasevelocity
velocityvalues.
velocity
(AVs) of the
values. The
The crossing
layered
crossing point
the variations
point between
of the site a
between dispersion
conditions curve
representing
a dispersion curve and
the a surface
and a surface
subsurface
wavelength was obtained
proportional in this work.
to For array
the example, radius rockandproperties
frequency of therepresents
area. In Nakamura’sthe method
phase velocity
AVswavelength proportional
is the AVs between 0 m (surface)to the and 30arraym. The radius and frequency
(Nakamura, 1989, 2000), represents
the local effectthearising
phase fromvelocity of of the
the
corresponding
30
corresponding
average wavelength
wavelength
shear wave velocities for depths (Fig.
(Fig. 3a).
3a). m,
of 0–10 Thus, the
Thus,surface averaged
the geology
averaged phase velocity
phase byvelocity
is calculated the spectral(AVs)
(AVs) of
ratio of the layered
of the layered
subsurface
subsurface was obtained in this work. For example, AVs30 is the AVs between 0 m (surface)
11–20 m, and was
21–30 m,obtained
labeled in this
respectively work.
as AVs For
10
, example,
the horizontalAVs and is the
30 vertical AVs between
components (i.e., 0 m
HVSR) (surface) andand
AVs30
30 20 m. The 30
, and AVs average
m. The
, are obtained
average shear
shear wave
when
wave velocities
Rayleigh wave for
velocities for depths
using Eq. 5. of 0–10 m, 11–20 m, and 21–30 m, labeled
depths of 0–10 m, 11–20 m, and 21–30 m, labeled
velocities
respectively correspondas to the ,wavelengths of 13 m, 25
m, respectively
and 40 m (Cho et asal.,AVs
AVs 10 AVs20, and AVs30, are obtained
10, The
2008). AVsmethod
20, and hasAVs 30, are H
limited obtained when2 Rayleigh
NS2 +when
wave velocities correspond
EW Rayleigh wave velocities correspond
to
to the
accuracythe but wavelengths
wavelengths of
of 13
effectively visualizes m,
13 the 25
25 m,
m, relative and
and 40
m, spatial 40 mmV(Cho
(Cho et
=
et V al.,
al., 2008).
2008). (5) The
The method
method has has limited
limited accuracy
accuracy
but effectively visualizes the
variations in shear wave velocities. In this research,
but averaged
effectively visualizes the relative
relative spatial
spatial variations
variations in
in shear
shear wave velocities.
wave amplitude
velocities. In
In this research
this research
three
three
three averaged
averaged
velocityvelocity
values were values were
estimated: estimated:
AVs , AVs
Where, NS, AVs
is the 20, and
spectrumAVs 30, for each of site.
the With these
AVs30, for velocity
each site. values were estimated: AVs10,component,
AVs20, andEW AVsis30, thefor each site. With these
10 10
AVs , and With these values, north–south east–west
values,
20
values, Vs
Vs structure
structure of
of the
the
Vs structure of the three-layer subsurface interval
three-layer
three-layer subsurface
subsurface interval
interval velocities
velocities can
can
component, and V is the vertical component. The
be
be determined
determined using
using EqsEqs
2, 3
2, 3 and
velocities and 4.
can4.be determined using Eqs. 2, 3 and 4. amplitude of the horizontal component (NS and EW)
was averaged using the root mean square equation
Vs
(2)
𝑉𝑉𝑉𝑉 = AVs and subsequently divided by the amplitude of (2)
( ) 𝑚𝑚) = 𝐴𝐴𝐴𝐴𝐴𝐴10
0 −10 m 10
𝑉𝑉𝑉𝑉(0−10
(0−10 𝑚𝑚) = 𝐴𝐴𝐴𝐴𝐴𝐴10 the vertical component to obtain the average H/V (2)
(𝐴𝐴𝐴𝐴𝐴𝐴11 ∙𝐴𝐴𝐴𝐴𝐴𝐴20 ) spectrum. From the H/V spectrum, the dominant
𝑉𝑉𝑉𝑉
𝑉𝑉𝑉𝑉(11−20 𝑚𝑚) = =
(𝐴𝐴𝐴𝐴𝐴𝐴11 ∙𝐴𝐴𝐴𝐴𝐴𝐴20 )
(2∙𝐴𝐴𝐴𝐴𝐴𝐴11 −2.𝐴𝐴𝐴𝐴𝐴𝐴20 (3) frequency and period (f and T) were obtained, as well (3)
(3)
(11−20 𝑚𝑚) (2∙𝐴𝐴𝐴𝐴𝐴𝐴11 −2.𝐴𝐴𝐴𝐴𝐴𝐴20 as the H/V peak, associated with the amplification
(𝐴𝐴𝐴𝐴𝐴𝐴21 ∙𝐴𝐴𝐴𝐴𝐴𝐴30 ) (A) at each measurement location. The dominant
𝑉𝑉𝑠𝑠 (21−30 =
𝑉𝑉𝑠𝑠(21−30 𝑚𝑚) = (3∙𝐴𝐴𝐴𝐴𝐴𝐴21
𝑚𝑚)
(𝐴𝐴𝐴𝐴𝐴𝐴21 ∙𝐴𝐴𝐴𝐴𝐴𝐴30 )
−2∙𝐴𝐴𝐴𝐴𝐴𝐴30 ) (4) frequency is closely related to the lithological (4)
(4)
(3∙𝐴𝐴𝐴𝐴𝐴𝐴21 −2∙𝐴𝐴𝐴𝐴𝐴𝐴30 ) conditions and thickness of the subsurface. Low
dominant frequency values are associated with thick
TheThe Vs
Vs values
values of the layers
of the can be
layers then compared
can be then layers
comparedof soft sedimentary
with subfrom
surfaces, whereas high (2015) who
Thedata
with Vsfrom values
Tohariof the(2015)
et al. layers whocanassessed be thethen dominant
compared with data
frequencies data fromtoTohari
are related Tohari et
et al.
thin subsurface al. (2015) who
assessed
Vsassessed
values below the Vs
thestratum values
Vs values below
below
using the stratum
Conestratum
Penetration using the
usinglayers Cone
the (Gallipoli Penetration
Cone Penetration Test.
Test. et al., 2012).
et al., 2004; El-Hady
Test. The high value for a dominant period (low dominant
Horizontal
Horizontal to
to Vertical
Vertical Spectral Ratio frequency) is due to the thick layer of sediments
Horizontal to Vertical Spectral Spectral
Ratio Ratio
The
TheTheHVSR
HVSR
HVSR has
has routinely
hasroutinely
routinely been
beenbeen
considered
considered
considered ainquick
a quick aperiods
the subsurface that trap Rayleigh waves for long
tool
tool to
quick (Stanko toetassess
assess
al., 2017).
possible
possible amplification
The H/Vamplification
spectrum is
effects
effects in in
seismic
tool to assess
seismic hazard
possible studies.
hazard amplification
studies. The
The microtremor
effects in seismic
microtremor records
mostly
records in
in the
influenced theby time
wave speed
time domain
domain of
of the
and rock horizontal
horizontal and
density.
the and
vertical
hazard
vertical components
studies. The microtremor
components were
were transformed
records in the time into
transformed into the
the frequency
If the wave speed isdomain
frequency domain to
low, the H/Vobtain
tovalue
value isthe
obtain horizontal
horizontal and
high.
thefor and
domain
vertical of the horizontal
spectra. The and vertical
current components
work used theFurthermore,
method bythe amplification
Nakamura (1989) is large
involving the HVSR o
vertical
were spectra.
transformed intoThe thecurrent
frequencywork domain used to the method
areas composed by ofNakamura
low-density (1989) involving
rocks or soil. Seismic the HVSR o
the
obtain single
the single station
station
the horizontal microtremor
andmicrotremor
vertical spectra. The records.
records. Generally,
current Generally,
surface waves the amplitude
thepropagate
amplitude of a vertical
of ina vertical
slowly soft sediments,component
component doe doe
not
not change significantly, whereas that of a horizontal component is affected by soil
work change
used the significantly,
method by Nakamura whereas
(1989) that
involving of a horizontal
and ground component
shaking can be is affected
amplified and by
therebysoil properties
properties
theVertical
HVSR of components
Verticalthecomponents cannot
the single station microtremor
cannot be amplified
records.
be amplified
causearound frequency
severe damage.
around frequency
The seismic ranges, in
vulnerability
ranges, in of which
index
which horizonta
horizonta
Generally, amplitude of a vertical component does (Kg) can be calculated by dividing the square the
components
components receive
receive large
large amplification
amplification (Nakamura,
(Nakamura, 2000).
2000). Nakamura
Nakamura (2000)
(2000) assumed
assumed thatthat the
the
horizontal-to-vertical (H/V) spectrum as a frequency function is closely related to the site
horizontal-to-vertical (H/V) spectrum as a frequency function is closely related to the site transfe transfe
function
function ofof shear
shear waves
waves andand that
that the
the HVSR
HVSR represents
302
represents one
one ofof the
the amplification
amplification factors.
factors. The
The
different H/V values for the three locations indicate the variations of the
different H/V values for the three locations indicate the variations of the site condition site condition
representing
representing the
the rock
rock properties
properties ofof the
the area.
area. In
In Nakamura’s
Nakamura’s method
method (Nakamura,
(Nakamura, 1989,
1989, 2000)
2000)
the
the local
local effect
effect arising
arising from
from surface
surface geology
geology is
is calculated
calculated by
by the
the spectral
spectral ratio
ratio of
of the
the horizonta
horizonta
Global J. Environ. Sci. Manage., 8(3): 297-314, Summer 2022
amplification by the dominant frequency value using the study area for further analysis. The thickness of
Eq. 6 (Nakamura, 1989). the sedimentary layer and the identification of the
geological structure can be investigated from the
A2 vertical cross section shown in Fig. 4. Three vertical
Kg = (6) slices showing the structure of the subsurface are
F provided. Parallel lines crossing the Sumatran and
Seulimeum faults were chosen to differentiate the
The Kg value is used to identify soft soil regions lithologies along the lines. The type of soil along the
and qualitatively estimate possible damage areas A-B profile at a depth of 1–10 m with a Vs range of
(Gosar, 2007; Beroya-Eitner et al., 2009; Asten et al., 80–100 m/s is considered as class E soil (Table 1). At
2014; Pamuk et al., 2018). Many researchers have greater depths, the soil is classified as class D soil. The
used the HVSR method to characterize soil resonance Banda Aceh basin can also be seen beneath profiles
frequency and calculate the vulnerability parameters C–D and E–F in Fig. 4.
used for earthquake mitigation plans (Tün et al., The thickness of the sedimentary layer and the
2016; Maresca et al., 2018; Alamri et al., 2020). identification of the geological structure can be
investigated from the vertical cross section in Fig.
RESULTS AND DISCUSSION 4. Three vertical slices showing the structure of the
Shear wave velocity subsurface were presented. Parallel lines crossing
An example of the recorded data and the 1D the Sumatran and Seulimeum faults differentiate
velocity modelling for site AB09 is shown in Fig. the lithologies along the lines. The type of soil along
3. The microtremor data were bandpass filtered, the A-B profile at a depth of 1–10 m with a Vs range
with a frequency of 0.1–10 Hz and segmented into of 80–100 m/s is considered class E soil while at the
several 10 s windows. All segments were converted greater depths, the soil is classified as class D soil
into the frequency domain using fast Fourier (Table 1). The sediment formation of the Banda Aceh
transform to obtain the dispersion curve (Fig. 3a) for basin can also be seen beneath profiles C–D and E–F
the measurement point of AB09. Phase velocity is in Fig. 4 with a similar range. The Vs30 figure that is
inversely proportional to frequency, increasing over vital for earthquake hazard analysis was presented.
depth. The dispersion curve for site AB09 shown The Vs30 are different in each station due to the
in Fig. 3 reflects the average shear velocity (AVs) subsurface condition. In Fig. 5, the 1-D velocity model
controlled by the frequency range depending on the ranges higher to the active fault while lower to the
physical properties of rocks at a depth of 30 m. The central part.
relationship between AVs and frequency suggests the Fig. 5 shows the lateral variation of the Vs30 values
vertical heterogeneity of the structure beneath the between 200 and 240 m/s. The high value of Vs30
site. The difference values of the shear wave velocity (between 215 and 220 m/s) is located along the high
at all points indicate the lateral heterogeneity of the elevation in the Sumatran fault. The lowest value of
rocks in the subsurface at a depth of 30 m. Vs30 is located in the Banda Aceh basin at 210 m/s
The AVs value at a depth of 20–30 m was 180 m/s (Fig. 4).
(5.9 Hz), while that at 10–20 m is 160 m/s (7.7 Hz). The
increasing value of AVs over certain depths suggests Seismic vulnerability
increasingly compact rocks or soil in deep layers. Given The seismic records were used with minimal
the average velocity AVs, the shear wave velocity Vs transient effect by applying the anti-triggering STA/
at a certain depth can be determined using Eq. 3. The LTA, with a minimum threshold of 0.1–0.5 s and a
values of Vs of 100, 160, and 200 m/s at depths of maximum threshold of 1.5–2.0 s. After reducing the
10, 20, and 30 m, were obtained respectively. The transient effect in the evaluation stages, a bandpass
example of Vs beneath site AB09 is shown in Fig. 3b. filter, with a range of 0.005–20 Hz with a 5% cosine
The graph of Vs is more representative than that of taper, was used. The time domain microtremors
AVs as it shows the increase of Vs at certain depths. were converted to frequency domain ones and then
The Vs values were interpolated in the vertical and windowed using the Konno–Ohmaci method (1998)
horizontal directions to observe the structure beneath with b = 40 bandwidth. The spectral ratio graphics
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Classification of soil properties
Fig. 4: Three slices are set up to figure the vertical profile of Vs over depth along lines (a) A–B, (b) C-D, and (c) E-F, respectively. The ver-
Fig. 4: Three slices are set up to figure the vertical profile of Vs over depth along lines (a) A–B, (b) C‐D, and (c) E‐F,
tical profiles clearly show the existence of the Banda Aceh basin that stand on alluvial sediment in the central part, while the Aceh and
respectively. The vertical profiles clearly show the existence of the Banda Aceh basin that stand on alluvial
Seulimeum fault stand on limestone and volcanic structure in the left and right part
sediment in the central part, while the Aceh and Seulimeum fault stand on limestone and volcanic structure in the
left and right part
geophysical parameters (the geological map is considered to define the possible types of
Table 1: Five clusters classified from different
Table 1: Five clusters classified from different geophysical parameters (the geological map is considered to define the possible types of rocks)
rocks)
Cluster Amplification (A) Frequency (f) Vs30 Soil class Possible types of rocks
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Fig. 5: (a) Examples of 1D velocity model derived from microtremor data obtained by SPAC beneath four sites
Fig. 5: (a) Examples of 1D velocity model derived from microtremor data obtained by SPAC beneath four sites AB04, AB13, AB09, and AB22;
and (b) horizontal profile view of Vs30 as a result of the interpolation of Vs values at all locations
AB04, AB13, AB09, and AB22; and (b) horizontal profile view of Vs30 as a result of the interpolation of Vs values at
all locations
were then obtained by calculating the ratio of the frequencies, low dominant periods were observed
horizontal components to the vertical components as along the faults (Fig. 7b). The authors also calculated
the H/V amplitude. Three examples of microtremor the amplification value (A) (Fig. 7c) from the vertical
recorded at different locations (along the Sumatran axis of the peak of the H/V curve. Low H/V values
fault, Seulimeum fault, and Banda Aceh basin) and the were found along the two main faults because hard
results of the HVSR analysis are shown in Fig. 6. The rocks constituted the areas. Meanwhile, the Banda
different H/V values for the three locations indicate Aceh basin was characterized by high values of
the variations of the site conditions depending on the amplification; thus, the seismic vulnerability Kg was
rock properties of the area. also high. As shown in Fig. 7, the highest value of Kg is
After analyzing the data from all sites, the values located in the basin area, while the values of Kg along
were compiled and the dominant period (T) and the two active faults are relatively low.
vulnerability index (Kg) were calculated. The maps of Statistically, all geophysical properties from HVSR
the dominant frequency and period, the H/V values, and SPAC analysis can be analyzed to measure the
and the vulnerability index are provided in Fig. 7. correlation between those parameters, as shown in
High dominant frequencies were recorded along the Fig. 8. Each square provides the correlation values
Sumatran and Seulimeum faults, while low frequency between the variables on each axis, ranging from -1
microtremors were recorded in the Banda Aceh basin to +1. The small correlation coefficient (closer to zero)
of the study area (Fig. 7). In contrast to dominant means no linear trend between the two variables,
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Fig. 6: Three recording examples in AB27, AB05, and AB23 show different waveforms depending on site properties.
Fig. 6: Three recording examples in AB27, AB05, and AB23 show different waveforms depending on site properties. The spectrum analysis
of AB27, AB05, and AB23 generated a normal curve graph of amplitude (A) and frequency (f)
The spectrum analysis of AB27, AB05, and AB23 generated a normal curve graph of
amplitude (A) and frequency (f)
Fig. 7: Maps of (a) dominant frequency, (b) dominant period, (c) amplification, and (d) vulnerability index resulting from HVSR analysis
Fig. 7: Maps of (a) dominant frequency, (b) dominant period, (c) amplification, and (d) vulnerability index resulting
from HVSR analysis
while the closer to 1 correlation value indicates a between parameters. The frequency parameter
positive correlation between the two parameters. strongly correlates to shear wave velocity at a depth
The values closer to -1 also indicate a good correlation of 20 m but almost independent seismic amplification.
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Fig. 8: Correlation index of seismic parameters: frequency, amplification, vulnerability, and shear wave velocities
Fig. 8: Correlation index of seismic parameters: frequency, amplification, vulnerability, and shear wave velocities
The amplification
has a weak relationship with shear 210 and 228 m/s with a relatively low amplification
wave velocity at a depth of 10 m. The vulnerability of 2.5–6. The area with amplification between 2–3,
positively correlates to frequency and shows no Vs30 between 230–244, and dominant frequency of
correlation to shear wave velocity (Vs). 3–4 Hz was called Cluster IV. Cluster V had the highest
values of Vs30 between 250–265 and, thus, the highest
General interpretation of physical properties density; it also had the lowest amplification values
The soil or rock characteristics were derived from and was considered the least seismically prone area.
the geophysical parameters of dominant frequency, The maps of the clusters in Fig. 7 are shown in Fig.
amplification, and shear velocity. The authors 9 to discuss the seismic soil properties of each area.
connected Vs30 with the H/V parameters to classify
the soil properties into different categories, following Cluster I (Banda Aceh)
the recommendation from the 1997 NEHRP; (Boore, Cluster I, where Banda Aceh is located (Fig. 9),
2004). The clustering results showed different soil is the most important area in this study because it
classes: soft soil (E), rigid soil (D), and soft rock (C), is a densely populated region and is the center of
as specified in Table 1. In most sites, nearly uniform economic and governmental activities. Banda Aceh,
Vs values of over 200 m/s in the third layer (21–30 standing above the basin, is predominantly composed
m) were found, regarded as a more compact and of alluvium (Fig. 2). This soil type correlates with low
steadier structure than the upper layer. Vs, high amplification, and low dominant frequency
The soil or rocks at certain depths were (Fig. 8). The interpolation of Vs from the first slice A–B
considered stiff, given high values of Vs (Fig. 4). shown in Fig. 4 indicates the existence of the Banda
Such structures are classified as the class D. The Vs Aceh basin and two active faults in the northern part
value of the third layer at a depth of 30 m, i.e., Vs30, of the study area. Asrillah et al. (2019) also profiled
is important because it is often used in geotechnical the top layer of the Banda Aceh basin as less dense
investigations. It highlights the characteristics of rocks with soft soil and slightly flat layered sediments.
at a depth of 30 m. The results of the SPAC and H/V The less-dense soil at the top surface is associated
analyses indicate a reciprocal relationship between with the young alluvium (Qh) suggested by Barber
the different geophysical parameters. The area was (1998) in the geological map (Fig. 2). From the Cone
clustered based on different geophysical properties, Penetration Test data, Tohari et al. (2015) suggested
Vs30, amplification, and dominant frequency (Fig. 9). that the topsoil layers in Banda Aceh mainly
The area with physical properties of low Vs30, high consists of clay and sand, coinciding with low shear
amplification, and relatively high dominant frequency wave velocity found by this study. During the 2004
was called Cluster I, and the rock type was classified Sumatra–Andaman tsunami, many reports raised a
as class E. Clusters II and III had Vs30 values between possible liquefaction phenomenon in Banda Aceh.
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Fig. 9: Clusters of zonation derived from the combination of Vs30, dominant frequency and
Fig. 9: Clusters of zonation derived from the combination of Vs amplification (A). There is five clusters specifically
30, dominant frequency and
located by different parameters, Cluster I in the Banda Aceh Basin, called the Banda Aceh cluster, Cluster II in the southern part of Basin
amplification (A). There is five clusters specifically located by different parameters, Cluster I in the Banda Aceh
Aceh, called the Jantho cluster, cluster III in the northern part of Seulimeum fault, called the Krueng Raya cluster, cluster IV along Aceh fault,
Basin, called the Banda Aceh cluster, Cluster II in the southern part of Basin Aceh, called the Jantho cluster, cluster
called the Lhoknga-Lhoong cluster, and cluster V along Seulimeum fault and Mount Volcano of Seulawah Agam, called the Seulawah cluster
III in the northern part of Seulimeum fault, called the Krueng Raya cluster, cluster IV along Aceh fault, called the
Lhoknga‐Lhoong cluster, and cluster V along Seulimeum fault and Mount Volcano of Seulawah Agam, called the
Seulawah cluster
Meanwhile, seismic activities from the two closest Formation (QTps), Jantho Complex Formation
active faults, namely, Aceh and Seulimeum, can cause (Tuic), Meucampi Formation (Tim), and Alluvium
shock effects. Large earthquakes along the two faults Formation. These various formations are due to the
with high intensity can potentially cause liquefaction cluster location in the complex of the meeting point
in Banda Aceh (Jalil et al., 2020). Rusydy, et al. (2020) of the Aceh and Seulimeum faults. This cluster’s soil
analyzed whether an earthquake with Mw 7.0 can material has been formed since the Late Jurassic
cause massive structural damage throughout Banda to the Holocene because it is incorporated in
Aceh; if such an earthquake occurs during the day, the Seulawah and Lhoknga–Raba structures. The
their estimates showed a fatality rate of 3.5%–20% amplification value is moderate, while the frequency
of the total population in buildings in general and is in the low–moderate range. Vs30 is low because the
economic losses reaching thousand million USD. material predominantly contains alluvial sediments
but is denser than the same material in the Banda
Cluster II (Jantho) Aceh cluster. This cluster is also located in the same
Jantho Cluster (Cluster II) is characterized by basin as Banda Aceh, and the soil is categorized class
low Vs30 and high seismic amplification. The soil and D (Tabel 1). The measurement results in this cluster
rocks in this area consist of a variety of sedimentary prove the existence of the Banda Aceh basin in the
and rock structures, such as the Idi Formation (Idi), southern part up to the meeting point of the Aceh
Lam Teuba Volcano Formation (QTvt), Seulimeum and Seulimeum faults.
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Cluster III (Krueng Raya) of Seulimeum is and close to the Seulawah Agam
The Krueng Raya cluster is located at the stratovolcano zone. Most of the rock structures in
northernmost part of the Seulimeum fault, close to Lam Teuba Volcanism (QTvt) contain volcanic rocks,
the coastline. The area’s rock formation has been formed since the Holocene. The dominant parameter
formed since the Pleistocene–Holocene with three shows high frequency recordings because the rock
different formations: Young Alluvium (Qh), Lam Teuba material is dense and provides low amplification.
Volcanic (QTvt), and Seulimeum Formation (QTps). This soil is class C and is allowed for high construction
The volcanic rock material in this cluster mainly though other parameters, such as the peak ground
influences the surface profile and other eruption acceleration, or possible earthquake intensity. The
products, such as lahar and pyroclastic flows. The Vs30 is also high, indicating that the subsurface soil
parameter results indicate that the soil group in this properties may support basic construction. This
cluster is class D, given the moderate amplification cluster stands on the active Seulimeum fault that
value, dominant frequency, and Vs30. In 1936, the moves at a ~2 cm/year slip rate and can produce
northern part of the Seulimeum fault
generated an earthquakes with magnitudes of up to M 7.0. The
earthquake with a magnitude of M 7.0, causing the Seulimeum earthquake in 1930 inflicted significant
collapse and damage of several buildings and leading damages and resulted in many fatalities. This
to several fatalities in the Lam Teuba district. Thus, cluster can also be associated with the Seulawah
the vulnerability index is moderate, meaning that a stratovolcano, reported being active in 1839, 1975,
building must match the dominant period (~0.3 s). and 2010. Volcanic tremors can also be triggered by
Furthermore, the cluster has the exact topographical microseismicity in the central part of the Seulimeum
contours as the Lhoknga-Lhoong cluster with a dense fault.
rock structure.
CONCLUSION
Cluster IV (Lhoknga-Lhoong area) The combination of shear wave velocity,
Cluster IV (Lhoknga-Lhoong area) is located determined by the Spatial Autocorrelation method
in the western part of the Aceh fault, and the and parameters of dominant frequency and seismic
subsurface sediments in this area contain alluvium amplification derived from Horizontal-to-Vertical
and limestone. The geological formations, such as the Ratio, was used to classify the soil properties
Raba Limestone (Murl), Lhoknga Formation (Mul), beneath the northernmost Sumatra, one of the most
and Peunasu Formation (Tlp), were formed from seismically active regions. The clusters classified from
the Late Jurassic to the Early Cretaceous. The values the variation of geophysical data coincide well with
of Vs30 suggest that the soil in the Lhoknga-Lhoong geological properties from previous research and
cluster is categorized class E–D, with low–moderate studies. Five different clusters representing various
amplification value, moderate–high dominant types of rocks were classified based on three different
frequency, and low Vs30. The moderate–high value seismic properties recorded from the microtremor
range is mainly influenced by the density of the study at 36 points, covering the sedimentary basin,
rock structures scattered along the Aceh fault. The the active faults, and the Banda Aceh city and its
vulnerability index in the Lhoknga-Lhoong cluster surroundings. The highly populated Banda Aceh
is relatively low because of the linear relationship city (Cluster I) is among the most vulnerable areas
between amplification and frequency. Moreover, because it stands on a thick sedimentary basin
an active fault passes through this cluster, and thus, characterized by high amplification and low shear
mitigation measures must be implemented to reduce wave velocity. The low-velocity values in Banda Aceh
destructive effects in the future. No major event indicate the soft soil types of rock, as observed by
has been recorded in the last 170 years in the Aceh the previous study using the Cone Penetration Tests.
segment, but major earthquakes remain possible (Ito Therefore, a detailed investigation is required before
et al., 2012). constructing large and high-altitude infrastructure in
Banda Aceh. Cluster II (Jantho) and III (Krueng Raya)
Cluster V (Seulawah) are the second most vulnerable areas because the
The Seulawah cluster is located in the central part regions are characterized by moderate shear wave
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velocity and seismic amplification and are located addition, the ethical issues including plagiarism,
along the Sumatran and the Seulimeum faults, informed consent, misconduct, data fabrication and,
respectively. The limestone is exposed in Cluster IV, or falsification, double publication and, or submission,
correlating well to the moderate value of Vs and low and redundancy have been completely witnessed by
amplification. Although the Seulawah volcanic region the authors.
(Cluster V) is categorized by high shear wave velocity,
low frequency and low seismic amplification, it is OPEN ACCESS
also considered a vulnerable area since it is located This article is licensed under a Creative Commons
along the Seulimeum active fault. The sedimentary Attribution 4.0 International License, which
layer between the two active faults is imaged by low permits use, sharing, adaptation, distribution and
shear wave velocity along the three vertical profiles. reproduction in any medium or format, as long as you
The lateral variation of each geophysical property give appropriate credit to the original author(s) and
was mapped by interpolating the wide distance the source, provide a link to the Creative Commons
data points at the unsampled locations so that the license, and indicate if changes were made. The
anomalies between the data points could be missed. images or other third-party material in this article are
However, the research results provide a good picture included in the article’s Creative Commons license,
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AUTHOR CONTRIBUTIONS licenses/by/4.0/
Y. Asnawi contributed in conducting field
experiment, HVSR data analysis and drafting the PUBLISHER’S NOTE
manuscript. A. Simanjuntak performed SPAC GJESM Publisher remains neutral with regard
data analysis, produced maps and figures as to jurisdictional claims in published maps and
well as interpreted the results. U. Muksin is the institutional affiliations.
corresponding author and the leader of the project
who provided funding for the project. S. Putri involved ABBREVIATIONS
in data acquisition and SPAC data analysis. M. Okubo % Percentage value
performed SPAC data analysis and wrote Method part
°C Degree in Celsius
of the manuscript and provided funding supported
JSPS KAKENHI. S. Rizal supervised the field experiment 0–10 m Depth between 0 – 10 m
and data analysis as well as provided critical revision 0° Azimuth angle in 0 degree
of the manuscript. M. Syukri supervised the data 10–20 m Depth between 11 – 20 m
acquisition in the field and data analysis.
1D 1-Dimension profile
ACKNOWLEDGEMENT 20–30 m Depth between 21 – 30 m
This scientific collaboration between Indonesian A Amplification
and Japanese scientists was supported by JSPS
KAKENHI under grant number [17H04577] and A Amplitude
Doctoral Dissertation Research Program under grant A-B Line of cross section from A to B
number [66/UN11.2.1/PT.01.03/DPRM/2021]. A2 Square of the amplification
AB04 04th observation Point
CONFLICT OF INTEREST
The authors declare no potential conflict of AB05 05th observation Point
interest regarding the publication of this work. In AB09 09th observation Point
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