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The Xerostomia Inventory: A multi-item approach to measuring dry mouth

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Community Dental Health (1999) 16, 12-17 O BASCD 1999
Received 28 January, 1998; accepted8 April, 1998

The XerostomiaInventorv:
a multi-item approachto measuringdry mouth
W. Murray Thomsonr,JaneM. Chalmers2,A. John Spencer2and SheilaM. Williams3
lDepartment of Oral Health, The University of Otago, Dunedin, New Zealand 'zAIHW Dental Statistics and Research (Jnit,
University of Adelaide, South Australia 3Departmentof Preventive and Social Medicine, University of Otago, Dunedin, New Zealancl

Objective To develop a valid multi-item method of measuring the symptoms of xerostomia which includes the wide range of
xerostomia symptoms in a single quantitative measure. Design A combination of qualitative and quantitative approaches. Setting
A cohort study in South Australia. Participants Older people aged 65 years or more who were taking part in the South Australian
Dental Longitudinal Study. Measures Xerostomia symptoms were evaluated using a multi-item inventory format and, for
comparison pulposes, a standard single dry-mouth question. Resting whole-salivary flow rate was estimated using the 'spit'
method. Resulls Xerostomia and flow-rate data were available for 636 individuals. Factor analysis revealed the presence of a
discrete xerostomia dimension, representedby l1 items whose responseswere summated to give a single Xerostomia Inventory
(XI) scale score. This had a very low correlation with resting flow rate but a much stronger, positive correlation with the standard
dry-mouth question responses.Conclusinns The XI shows adequatecontent and concurrent validity, and appearsto be a promising
advance on previous approachesto xerostomia symptomatology although further testing is required.

Key words: dry mouth, measuremen| sialometry, xerostomia

Introduction among older adults, the prevalence of both xerostomia


and SGH is higher among older people (Baum 1989),
Xerostomia is the subjective feeling of dry mouth. and hasbeen shownto increaseover time (Locker, 1995).
Estimates of its prevalence in older populations range The measurement of xerostomia is problematic. In
from 10 to 38 per cent (Osterberget al., 1992; Thomson contrast to SGH, which can be objectively evaluatedby
et a1.,1993;Locker, 1995).Salivary gland hypofunction using sialometry(Navazesh,1993),xerostomiais comprised
(SGH) is a measurablereduction in salivary output; of a setof symptoms,and thereforecan be assessed only by
estimatesof SGH prevalenceamong older adults are more directly questioningindividuals (Fox et a1.,1987). Despite
difficult to compare because different approaches and the many studies that have investigated xerostomia, no
definitions have been used.Johnsonet al. (1984) reported insffumenthas been developedwhich clearly and distinctly
that 44 per cent of an institutionalised older population represents the condition so that its measurement can be
had a stimulated parotid flow rate of 0.2 mVmin or less. undertakento allow comparisonsacrossgroups.
Osterberg et al. (1984) reported that 32 per cent of a In some reports, the method of assessingxerostomia
representativesample of Swedes aged 70 or more had a has not been specified, except for reference to
resting whole-salivary flow rate below 0.1 mVmin, while patient-reported changes in symptoms (Greenspan and
Fure and Zickert (1990) reported a prevalence rate of22 Daniels, 1987; Fox et al., 1986').In other reports, a
per cent for the same flow rate among a representative single-item questionnaire(Neverlien, 1994)has been used
sampleof 55-, 65- and 75-year-oldSwedes.It is apparent (Fox er al., 1987; Gilbert et al., 19931,Johnson et al.,
from the prevalence estimates for xerostomia and SGH op. cit.; Locker, 1993, 19951,Narhi, 1994; Osterberg er
that substantial numbers of older people are affected. al ., 1992;'Thomson et al., op. cit;). There is no way of
Evidence suggests that older people's salivary determining exactly what is being measured with such
systemsare susceptibleto exogenousfactors that may act approaches.The researchermay assumethat a single item
to reduce their secretory capacity, such as medications representsa range of severity of xerostomia symptoms,
(Atkinson et al., 1989',Johnsonet al., op. cit.; Loesche but in reality it may be measuring a completely different
et al., 1995',Narhi er al., 1992; Osterberg et al., 19841' dimension because interpretation of the single question
Persson et al., l99l; Thomson et al., op. cit.), some may differ amongrespondents.Moreover, such single-item
chronic inflammatory conditions (Sreebny and Valdini, approachesto objectively measuringxerostomiahave been
1989), and radiation such as that received during radio- limited to dry mouth only, without exploring the wider
therapy for cancer of the head or neck (Dreizen et al., constellation of symptoms which appear to form the
1977). Becatse these exogenous factors are common xerostomia experience.

Correspondenceto: W. Murray Thomson, Department of Oral Health, The University of Otago, PO Box 647, Dunedin, New Zealand
In a notableexception,Narhi, er al., (op. cit.) took a notion that this approach may be useful for measuring
broader approachand employed a seriesof items ranging xerostomia.
from the experience of a continuously dry mouth, to The purpose of this paper is to describe the
difficulty in speaking and in swallowing. Less development and preliminary testing of the Xerostomia
frequently-explored symptoms such as oral burning or Inventory, a multi-item instrument for measuring
itching sensationswere also investigated,and were found xerostomia symptoms which enablesan estimate of their
to be more prevalent in individuals with dry mouth, more severity to be made on a continuous scale.
of whom also repofied taste impairment and difficulties
in eating dry foods. This more inclusive approach was a Method
useful development, but each item was still analysed in
isolation rather than being aggregatedinto an inventory. The development of the XI involved a combination of
A more integrated approach would provide a continuous qualitative and quantitative techniques. A literature
score which would allow more precise measurementof search revealed a number of items which had been
the severity of symptoms, and reduce the potential for developed and used by other workers using single-item
misclassificationwhich occurswith categoricalapproaches inventory approaches(Table 1), and this enableda frame-
to defining the condition. work to be developed for semi-structuredinterviews
Valid expressionof the total concept of an experience which were undertaken with a convenience sample of
such as xerostomia requires a derived measure which is four diagnosed long-term sufferers of xerostomia who
a combination of many different, fundamental and were patients in the high caries clinic at the Adelaide
directly observed measures (Kaplan et al., 1976). In Dental Hospital. It is not known how representativethose
measuring xerostomia, it is assumed to be a complex individuals were of xerostomia sufferers in general, but
phenomenon which can be represented by a latent they appearedto be typical ofpatients seenin that clinic.
variable for which direct measurement is not possible, Responseswere recordedin longhand, and content analy-
and which must therefore be estimatedby making obser- sis was used to identify dominant themes which were
vations of a set of relevant indicator variables. Clinical then either developed into new XI items - using the
depressionoffers a ready analogy: to label an individual interviewees' own words where possible - or used to
'clinically
as being depressed' means that he or she confirm and/or modify those which had been obtained
exhibits a set of symptoms which commonly occur in from the literature. This process resulted in 19 separate
conjunction with one another; however, no single items, and ensured: (1) that those which were used
indicator exists for clinical depression (Bartholomew, reflected many manifestations of the xerostomia
1996). Out of these considerations (and the plethora of experience; (2) that their most appropriate wording was
different items which have been used to date) arose the determined; and, (3) that they were grounded in the

Table L, Previousapproaches
to investigatingxerostomia

Items used specified in report Workers


Does your mouth feel distinctly dry? Osterberg et al., 1984
Do you sip liquids to aid in swallowing dry foods? Fox et al.,198'7
Does your mouth feel dry when eating a meal? Fox et a1.,1987
Do you have difficulties swallowing any foods? Fox et a1.,1987
Does the amount of saliva in your mouth seem to be too little, too much, or you don't notice it? Fox et a1.,1987
Do you feel dryness in the mouth at any time? Fure & Zickert;1990
Do you have mouth dryness? Osterberg et al., 1992
Is your mouth sometimes dry? Gilbelt e/ al., 1993
How often does your mouth feel dry? Thomson et al., 1993
During the last four weeks, have you had any of the following....dryness of mouth? Locker, 1993
Does your mouth feel dry? Narhi er al.,1992
Does your mouth usually feel dry? Nederfors et al., 1997
Exact wording of items used not specffied in report but indication given of approach which was used

Difficulty in eating dry foods Narhi 1994


Difficulty in speaking Narhi 1994
Difficulty in swallowing Narhi 1994
Taste impairment Narhi 1994
Dry lips Narhi 1994
Burning sensation in oral mucosa Narhi 1994
Burning sensation in tongue Narhi 1994
Itching sensation in oral mucosa Narhi 1994
Itching sensation in tongue Narhi 1994
Mouth breathing Narhi 1994
Dry throat Narhi 1994
Dry nose Narhi 1994
Dry skin Narhi 1994
Drv eves Narhi 1994

t-l
experiencesof xerostomia sufferers. The 19 items were Dental Hospital. Resting saliva flow (in ml/min) was
then assembledinto inventory fotmat for testing in the computedas the weight of saliva collected(assuming1g =
five-year data collection phase of the South Australian lnrl) divided by the collection time in minutes.
Dental Longitudinal Study (SADLS). Responseoptions Data were entered into an SPSS data file and
were presented in a large font for ease of reading by analysed using SPSS. Univariate statistics were
older adults, with each response item having the same computed. No prior hypotheses about the factor struc-
'Hardly 'Occasionally',
five options: 'Never', ever', ture of the data were available, so exploratory factor
'Frequently',or'Always'. analysis was undertaken using Maximum Likelihood
The SADLS sampling strategyand data collection has methods. Cronbach's o was computed to confirm the
been describedpreviously (Slade and Spencer, 1994), internal consistencyof responsesto the xerostomia items
but a brief description follows. For the baseline study in prior to the collapsing of their responsesinto a single
1991, a stratified random sample of non-institutionalised continuous factor scale. Bivariate analysesused analysis
persons aged 60+ years was selected from the compul- of variance.
sory State Electoral Database of non-institutionalised
Australian citizens (aged 18 or more). The sampling Results
method defined 24 strata, 18 in the Adelaide Statistical
Division, and 6 within the Mt Gambier City and District Of the 939 people (56.9 per cent of baseline) who
Council. The former comprised three age groups remainedin the study at five years,483 (51.4 per cent)
(60-64, 65*14 and 75+ years), two genders and three were male and 456 (48.6 per cent) female. In compari-
locality groups (which were basedon their distance from son with the baseline characteristicsof those who were
a public or school dental clinic), while the latter was lost to follow-up, the individuals who remained were
comprised of the same three age groups and two younger, had fewer missing teeth, fewer chronic medical
genders. A different selection probability was used for conditions, and were more likely to be regular users of
each stratum in order to draw a simple random sample dental services. The ages of the remaining study
of participants. Dentate people (those who had one or members ranged from 65 to 100, with a mean age of 75
more natural teeth) were over-sampled by excluding a years (SD, 7 years). Xerostomia questionnaireswere
percentageof edentulouspeople which ranged from 100 mailed to the 708 (75.4 per cent) who had a dental
per cent in Mt Gambier to 50 per cent among the examination appointment. The questionnaires were
Adelaide residents aged 60-64 years. The baseline and completed and returned by 649 (91.7 per cent) of those
two-year data collections took place in l99l and 1993 individuals, of whom 201 (31.0 per cent) were from Mt
respectively. At five years (1996), the participants were Gambier and 448 (69.0 per cent) were Adelaide resi-
again examined and interviewed, with computer-assisted dents. Where there were difficulties in getting
telephone interviews being used to collect household and co-operation from participants, priority was given to the
personal information just prior to the clinical examina- dental examination rather than the saliva collection;
tion. During the telephone interview stage of the study, consequently, saliva samples were collected from 676
responsesto a standardsingle xerostomiaquestion ("How (95.5 per cent) of those examined. Both xerostomia
often does your mouth feel dry?" Responseoptions: inventory questionnaireand salivary flow-rate data were
' N e v e r ' , ' O c c a s i o n a l l y ' , ' F r e q u e n t l y ' , ' A l w a y s 'w
) ere available for 636 individuals (89.8 per cent), and 662
collected. The Xerostomia Inventory was sent as a postal (93.5 per cent) supplied saliva samplesand answeredthe
questionnaire to all parlicipants who had agreed to a standard question.
clinical examination, and they were instructed to either Responsesto individual items are shown in Table 2.
bring the completed questionnairesto the clinical The factor analysis revealed three eigen values greater
examination or return them by post. There was no than 1 (5.06, 1.85 and 1.26 respectively),and solutions
systematic follow-up of non-responders to the postal with 1, 2 and 3 factors were considered. Inspection of
questionnaire, and so information on the reasons for the loadings after varimax rotation - as well as
refusal was not obtained. examination of the scree test - suggested that two
Resting whole saliva was collected at the clinical factors provided the best solution. The factor loadings
'spit' which show how each item correlated with the underly-
examination appointment using the method
(Navazesh and Christensen, 1982). Each participant had ing latent variable are shown in Table 3. Two scales
been instructed to refrain from food, beverages and were constructedby summing the responsesto the items
smoking for the 60 minutes prior to collection. Some which loaded on each factor. The correlations between
five minutes before saliva collection, participants were the unweighted factor scales and those constructed with
instructed to rinse the mouth out with plain water and optimal weighting were 0.93 for the first scale and 0-95
then to sit quietly while administrative procedures were for the second,indicating that the unweighted summated
completed. Immediately prior to saliva collection, each scales representedthe underlying factors well. Coeffi-
was asked to clear the mouth by swallowing, and then to cient o was 0.84 for the first scale, and 0.80 for the
actively spit saliva into a pre-weighed plastic collection second scale. The means for each scale are shown in
tube over the next four minutes. At the end of that time, Table 4. The Factor 1 scale was designated the Xeros-
a beeper sounded and the participant was asked to spit tomia Inventory (XI) score, while the Factor 2 scale was
any remaining saliva into the tube, which was then sealed named the Burning Mouth Syndrome (BMS) score. The
and placed in a cool-storagebin. The collection time was correlation between the two scales was positive and
recorded. The tubes were weished later at the Adelaide significant (r = 0.40; P<0.01).

14
Table 2. Resoonsesto individual items (N=649)

Never Hardly Occasionally Fairly Very Missing


et)er often often
q
I sip liquids to aid in swallowing food 437 96 83 22 2
My mouth feels dry when eating a meal 450 116 63 12 5 3
I get up at night to drink 306 115 152 A' -)L 2
I have difficulty in eating dry foods 404 119 86 LJ 12 5
I suck sweets or cough lollies to relieve dry mouth 404 103 106 4,4 10 2
I have difficulties swallowing certain foods 435 118 6'7 18 11 0
I have a burning sensationin my gums 5't4 39 28 2 2 4
I h a v ea b u m i n g s e n s a t i o inn m y t o n g u e 584 28 l5 12 o 4
My gums itch 592 35 14 3 2 3
My tongue itches s83 37 t9 5 I 4
The skin of my face feels dry JJ+ 90 150 A7
29 3
My eyes feel dry 339 89 149 20 10
My lips feel dry . A"' 150 186 49 18 4
The inside of my nose feels dry 328 106 154 38 l6 7

Table 3. Outcome of the factor analvsis'

Factor l Factor 2
Xerostomia Burning mouth Syndrome (BMS)

I sip liquids to aid in swallowing food (SIPLIQ) 0.69


My mouth feels dry when eating a meal (MOUTHDRY) 0.'74
I get up at nighr to drink (NITDRINK) 0.45
My mouth feels dry (DRYMOUTH) 0.54
I have difficulty in eating dry foods (DRYFOOD) 0.14
I suck sweets or cough lollies to relieve dry mouth (SUCK) 0.46
I have difficulties swallowing certain foods (DIFFSWAL) 0.69
The skin of my face feels dry (DRYSKIN) 0.39
My eyes feel dry (EYESDRY) 0.42
My lips feel dry (LIPSDRY) 0.42
The inside of my nose feels dry NOSEDRY) 0.42
I have a buming sensation in my gums (BURNGUMS) 0.61
I have a burning sensation in my tongue (BURNTONG) 0.72
My gums itch (GUMITCH) 0.65
My tongue itches (TONGITCH) 0.'7'7
Eigenvalue 5.06 1.85
'Order of items in questionnaire: SIPLIQ, MOUTHDRY, LIPSDRY, DIFFSWAL, DRYMOUTH, NITDRINK, GUMITCH,
BURNGUMS, TONGITCH, BURNTONG. EYESDRY, DRYFOOD, NOSEDRY, SUCK, DRYSKIN

Table 4. Responsesto the standard question and comparison with mean factor scale scores

How ojlen does your mouth feel dry? Number (7o)' Mean XI score (SD)h Mean BMS scale score (SD)'
Never 196 3r.4 16.9'7 5.54 4.37 1 . 5l
Occasionally 299 47.8 19.49 3.43 4.51 1.27
Frequently 108 r7.3 24.54 7.47 4.85 2.20
Always 22 3.5 3r.29 9.'t1 6.67 3.10
'7.03
625 100.0 19.95 4.60 1.67
" Number of participants who responded to the standard question and who also returned XI questionnaires
b Oneway ANOVA (Scheffe; P<0.0001): the scores for all four groups differ
' Oneway ANOVA (Scheffe; P<0.0001): the score for the Always group differs from the other three

Responsesto the standard question How ofien does significantly between males (19.34; SD, 6.85) and
your mouth feel dry? from participants who returned XI females(20.61: SD, 7.19; ANOVA P<0.05). The corre-
questionnairesare presentedin Table 4, alotg with mean lation between BMS scores and the standard question
XI and BMS scale scores for each level of the standard was 0.16 (P<0.01),but there were no significant gender
question. The correlation between responses to the differences in BMS scores.Across the sample,XI scores
standardquestion and XI scoreswas 0.42 (P<0.01). There were only very weakly (and positively) conelated with
was no difference between males and females in their age (r = 0.03, P>0.05), and BMS scoreswere also only
responsesto the standardquestion, but XI scoresdiffered weakly correlated with age (r = 0.005; P>0.05).

l5
Resting whole salivary flow rates ranged from 0.00 describedas Burning Mouth Syndrome(Savage,1996),
mVmin to 1.84 ml/min, with a mean flow rate of 0.21 ml/ with the four significant items pertaining to sensations
min (SD, 0.22). The median flow rate was 0.21 ml/min. of burning or itching of the gums and tongue. It is
The difference between the mean flow rates of males worthy of note that the mean scores on that scale were
(0.29 ml/min; SD, 0.24) and females (0.25 mVmin, SD, higher for individuals who answered "Always" to the
0.25) almost reached statistical significance (ANOVA; standardquestion, confirming previous observationsof
P=0.06). Of the individual items, only "My mouth feels the associationof severe xerostomia and burning mouth
dry" showed a significant correlation with resting whole (Grushka, 1987). The scale for Factor 2 may therefore
salivary flow rate (Spearman'sP=-0.09, P<0.05); corre- offer useful insights into the occurrenceand associations
lation coefficients for the others ranged from -0.08 to of a condition which may be closely related to xerosto-
0.07, but none was statistically significant. The conela- mia, and warrants furlher investigation which is beyond
tion between XI scores and resting whole salivary flow the scope of this paper. Those items would not be
rates was low and not significant (r=-0.05). The correla- included in future use of the Xerostomia Inventory
tion between responsesto the standardquestion and rest- unless the researchwas to specifically examine Burning
ing whole salivaryflow rateswas also low, but it reached Mouth Syndrome as well.
statistical significance(Spearman's P=-O.10; P=0.01).
Thus, both the standardquestion and the XI scale scores Validity
were negatively correlated with the resting salivary flow Validity is a key issue in consideringthe merits of an
rate. The correlation between BMS scores and salivary instrument which purports to measure subjective symp-
flow rate was positive but not significant (r=0.009; toms, and relates to whether it is really measuring what
P>0.05). the researcherintends to measure. There are several
types of validity which can be considered. Content
Discussion validity is held to be acceptable when the instrument
adequately samples the domain which it is supposedto
The purpose behind the development of the Xerostomia measure. This depends, in part, on demonstrating that
Inventory was to enable an estimate of xerostomia to be all relevant dimensions have been used in defining the
made (on an ordinal scale) for each individual so that it domain, and that the domain was appropriately and
could be included as a continuous covariate in the adequatelysampled (Kaplan et al., op. cit). Valid
modelling of coronal and root surface caries incidence content requires that it must positively and exhaustively
among elderly participants in the South Australia define the dimensions of the construct which it is to
Dental Longitudinal Study. Measuring xerostomia measure. The combined empirical-theoretical approach
symptoms on a continuous scale in this way is intended taken to deriving the items for the pretest version -
to reduce the risk of misclassification error which can together with the factor structure which was revealed -
'xerostomic'
occur when individuals are labelled as on suggeststhat it did indeed representa distinct, authentic
the basis of an arbitrary cut-off point, as with previous xerostomia dimension.
attemptsto measurethe condition. Those earlier attempts Concurrent Validity pertains to the inventory's
to measureobjectively the symptoms of xerostomia have performance against an existing standard; such a
been relatively crude, and have not employed an analyti- criterion-related approachrequires that it show a similar
cal approach which, first, confirmed that a discrete gradient in scores to an alternative method of measure-
xerostomia dimension did exist and was actually being ment which is assumedto be valid. One of the problems
measured,and second, acknowledged (and satisfactorily in xerostomia researchis the wide range of items which
included) the wider constellation of symptoms which studieshave used to ask individuals about their experi-
appear to comprise the condition. It appears therefore ence of the condition (Table 1). The choice" of the
that the XI may offer considerable advantagesover particular question used in the current study was not a
previous approachesto xerostomia symptomatology. reflection of any perceived lack of utility of the other
The two discrete dimensions revealed by the factor questions which have been used; rather, it reflected the
analysis were intuitively appropriate.The 11 items upon researchers' familiarity with the use of that particular
which Factor I loaded did indeed appear to represent a item in investigating xerostomia. Perhaps,in retrospect,
xerostomia dimension which included both experiential one or two more should have been used to gain a more
and behavioural aspectsof sufferers' experiencesof the complete picture of the XI's performance against exist-
condition. For example, it is considered that the ing standards.Comparison of the increasing XI scores
MOUTHDRY (my mouth feels dry when eating a meal), with the increasing severity categories of the standard
DRYFOOD (I have dfficulty in eating dry foods) and single-item inventory in Table 4 suggests that this
DIFFSWAL (I have dfficulties swallowing certainfoods) aspect of validity was also satisfactory, particularly in
statementsrelate directly to the individual's awareness view of the difference in scores across al1 four response
of xerostomia, while the SIPLIQ Q sip liquids to aid in groups for the standard question.
swallowing /ood), NITDRINK (1 get up at night to Construct validity pertains to the extent to which the
drink) and SUCK (l suck sweets or cough lollies instrument appears to conform to theoretically-derived
to relieve dry mouth) statementsreflect the consequences predictions about it; in other words, construct validation
of xerostomia symptoms. The inclusion of both involves assembling empirical evidence to support the
aspects strengthens the case for the XI being a valid inference that the XI has meaning. The Xerostomia
representation of xerostomia symptoms. Inventory's ability to assign higher scoresto individuals
Factor 2 indicated the oresence of what has been who complain of frequent dry mouth suggests that it

16
does indeed show this, but the degree of overlap (as different relationship to the standard question (Table 4)
represented by the standard deviations in Table 4) among suggeststhat they would be adequatein discriminating
'gold xerostomia sufferers from BMS sufferers.
XI score distributions and standard' categories
indicates that further examination of this characteristic in Future researchefforts in the development and testing
other populations would be advisable before making a of the Xerostomia Inventory will need to examine its
definitive statement on the construct validity of the XI. convergent and discriminant validity - as well as its
Some aspects of validity were not examined in the temporal stability - before it can be held up as a truly
pretest phase. Convergent validity is apparent where viable alternative method of measuring xerostomia. The
several dissimilar methods of measurement of the concept relationship between Xerostomia Inventory scores and
correlate well with the test being investigated; in the case existing psychometricscalesalso needsto be clarified,
of the Xerostomia Inventory, this could not be examined, particularly in view of a recent report of a higher
as only one alternative method was used to assess prevalenceof depressivesymptoms in individuals with
xerostomia. However, a sufficient number of altematives xerostomia (Bergdahl et al., 1997).
exist for this to be undertaken in subsequent studies.
Discriminant validity is apparent when the test does Acknowledgements:The study members are thanked for
not correlate well with measures of other concepts; in their participation and senseof humour. Dr Mohammad
other words, it is able to distinguish the xerostomia Ketabi is thanked for his assistancewith collecting and
experience from other symptom sets. This was only weighing saliva samples. Dr Sarah Lawrence and
superficially examined in the current study: although the Dr Rhonda Lacey are thanked for their assistancewith
two factor scales were moderately correlated, their testins.

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