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Hawkings Information Paradox 2207.08671
Hawkings Information Paradox 2207.08671
Hawkings Information Paradox 2207.08671
(a)1
Xavier Calmet and Stephen D. H. Hsu(b)2
1
Department of Physics and Astronomy,
University of Sussex, Brighton, BN1 9QH, United Kingdom
2
Department of Physics and Astronomy
Michigan State University, East Lansing, Michigan 48823, USA
arXiv:2207.08671v1 [hep-th] 18 Jul 2022
Abstract – In this invited review, we describe Hawking’s information paradox and a recently
proposed resolution of it. Explicit calculations demonstrate the existence of quantum hair on
black holes, meaning that the quantum state of the external graviton field depends on the internal
state of the black hole. Simple quantum mechanics then implies that Hawking radiation amplitudes
depend on the internal state, resulting in a pure final radiation state that preserves unitarity and,
importantly, violates a factorization assumption which is central to the original paradox. Black
hole information is encoded in entangled macroscopic superposition states of the radiation.
Introduction and Formulation of Paradox. – from vacuum fluctuations of entangled particle and an-
The thermal nature of his radiation led Stephen Hawk- tiparticle states. The vacuum state near the horizon of a
ing in 1976 to argue that black holes destroy quantum large black hole (i.e., where curvature is negligible) must
information [1]1 . More precisely, Hawking argued that be approximately that of the ordinary vacuum. One of the
black holes cause pure states to evolve into mixed states. entangled pair (the Hawking radiation) escapes to infinity,
Quantum information that falls into a black hole does not while the other particle falls into the black hole. When the
escape in the form of radiation. Rather, it vanishes com- black hole finally evaporates and disappears from our uni-
pletely from our universe, thereby violating unitarity in verse, the radiation modes are left in a mixed state with
quantum mechanics. very large entanglement entropy.
In 2009 Mathur [9, 10] gave an especially clear formula- Let us call the modes outside the horizon b1 , b2 , ..., and
tion of the paradox. His analysis tracks the entanglement those inside the horizon e1 , e2 , .... The initial slice in the
entropy of Hawking radiation emitted on a nice slice. Nice nice slice foliation contains only the matter state |ψiM
slices are spacelike surfaces which intersect both the inte- (i.e., the black hole), and none of the ei , bi . The first
rior of the black hole and the emitted Hawking radiation. step of evolution stretches the spacelike slice, so that the
Mathur emphasizes how the Hawking radiation originates particle modes e1 , b1 are now present on the new slice. The
state of these modes has the schematic form
(a) E-mail: x.calmet@sussex.ac.uk
(b) E-mail: hsusteve@gmail.com 1
1 Given the length limit for a Perspective article, we will not be √ |0ie1 |0ib1 + |1ie1 |1ib1 , (1)
2
able to review all the work since Hawking’s seminal paper: see e.g.
[2–8]. Rather, we will focus on the material that is directly relevant where the numbers 0, 1 give the occupation number of a
to recent advances involving quantum hair. particle mode. The entanglement of the state outside the
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X. Calmet and S.D.H. Hsu
horizon (given by the mode b1 ) with the state inside (given whether small ǫ entanglements between macroscopically
by the mode e1 ) yields Sentanglement = ln 2. distinct radiation states can unitarize the evolution of Ψ.
In the next step of evolution the modes b1 , e1 at the This will be examined further below.
earlier step move apart, and in the region between them
AdS/CFT and Holography. – The holographic
there appears another pair of modes b2 , e2 in a state that
principle – i.e., that bulk information in models of gravity
has the same form as (1). After N steps we have the state
in d-dimensions might be available on the (d − 1) dimen-
1
|Ψi ≈ |ψiM ⊗ √ |0ie1 |0ib1 + |1ie1 |1ib1 sional boundary of spacetime – is due to ’t Hooft (1993)
2
1 [13] and Susskind (1995) [14]. Holography was given an ex-
⊗ √ |0ie2 |0ib2 + |1ie2 |1ib2
2 plicit realization in the AdS/CFT correspondence of Mal-
...
1 dacena (1998) [15], which suggests that black hole evapo-
⊗ √ |0ieN |0ibN + |1ieN |1ibN . (2)
2 ration can be unitary. That is, formation and evaporation
of a small black hole in the bulk is dual to the (presum-
The state Ψ has the tensor product form given above be-
ably unitary) evolution of some gauge configuration on
cause each pair creation (Hawking emission) is widely sep-
the boundary. Indeed, as conventionally interpreted, the
arated from the others. There is no connection to the
AdS/CFT correspondence provides a wide range of exam-
matter state in the leading order Hawking process. It is
ples of unitary quantum dynamics of black holes. Recently
the factorized form of Ψ that leads to the paradox, once
there has been considerable progress in directly computing
the black hole and ei modes are gone. This formulation
the entanglement entropy of evaporation using AdS meth-
has been further developed in [11, 12], though it is fair to
ods2 , and these results suggest that the process is unitary
say that all formulations of the paradox are based on as-
[17].
sumptions related to the factorization of states apparent
in (2). However, the precise mechanism by which black hole
The modes bi are entangled with the ei and the black information is encoded in outgoing radiation quanta has
hole with Sentanglement = N ln 2. This entanglement grows never been identified. To fully resolve the paradox requires
by ln 2 with each succeeding emission. If the black hole an understanding of how the bulk gravitational dynamics
evaporates away completely, the bi quanta outside will be is modified so that it becomes unitary. Various scenarios
in an entangled state, but there will be nothing that they have been advocated over time, including exotic scenarios
are entangled with. The initial pure state has evolved to with gross violations of locality near the horizon, or stable
a mixed state, described by a density matrix. black hole remnants. It is unclear whether exotic new
physics is required to resolve the paradox – our analysis
Mathur argues further that small corrections ǫ to Hawk-
below suggests that it is not.
ing evaporation cannot change this qualitative result: the
entanglement entropy increases by ≈ ln 2 − ǫ with each Recently, the authors of [18–21] have argued that bulk
emitted quantum. We note, however, that this entire information is recoverable near the boundary of spacetime
analysis has been specific to a given spacetime geometry via local measurements. They do not assume a specific
which defines (on each nice slice) the location of the black short distance completion of quantum gravity, but make
hole horizon, the nature of the ei modes, etc. Nowhere in some plausible assumptions, such as that the spectrum
this analysis has the possibility been considered that there of energy eigenvalues is bounded below. If correct, these
might be other background geometries involved: e.g., with results provide a concrete realization of holography that
black hole center of mass at a different location, or with 2 Under Schrödinger evolution the quantum state describing a
different recoil velocity, or equivalently with a macroscopi- small black hole in AdS will become a macroscopic superposition
cally different pattern of radiation {b1 , b2 , ..., bN } emitted. state with the hole on different evaporation trajectories. Presumably
the gauge dual of this bulk state evolves similarly. Neither outcome
The black hole trajectory is determined by recoil from the
is surprising, given the results in [16]. It would be interesting to
emitted radiation, so different patterns correspond to dif- explore whether these observations are reflected in bulk-boundary
ferent trajectories. Mathur’s analysis does not consider duality [17].
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A Brief History of Hawking’s Information Paradox
the authors refer to as holography of information. are no accidental energy degeneracies there is a one to one
Holography of information implies that the internal map between graviton states and matter source states4 . A
quantum state of a black hole must be encoded in the semiclassical matter source produces an entangled gravi-
asymptotic quantum state of its graviton field, since oth- ton state.
erwise the information would not be recoverable at the 2. Quantum gravitational fluctuations (i.e., graviton
boundary. However, the details of how this works do not loops) produce corrections to the long range potential
appear in [18–21]. The notion of quantum hair that we (e.g., ∼ r−5 ) whose coefficients depend on the internal
introduce below enables us to address this question. state of the source. This provides an explicit example
The idea that information cannot be localized in quan- of how the graviton quantum state (corresponding to the
tum gravity, and hence is recoverable at the boundary of semiclassical potential) encodes information about the in-
spacetime, can be regarded as a consequence of the Gauss ternal state of a black hole. Note the calculation is in-
Law constraints on quantization, combined with the fact sensitive to short distance effects in quantum gravity (i.e.,
that mass (i.e., gravitational charge) cannot be screened3 . the short distance completion of the model).
Note this assumes the absence of negative mass states – Using these properties, we can write the quantum state
i.e., a lower bound on the energy spectrum in quantum of the exterior metric (equivalently, the quantum state of
gravity. An alternative argument can be given using dif- the exterior geometry) as
feomorphism invariance, which implies the absence of local X X
Ψi = cn Ψg (En ) = cn | g(En ) i . (3)
observables in gravitational theories, see e.g. [22, 23] and n n
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X. Calmet and S.D.H. Hsu
approximate the semiclassical Hawking amplitude for a α(E, r) with r (again) the state of the radiated particle
black hole of mass E. In the leading approximation the and E the state of the coal as it burns.
amplitudes are those of thermal emission, but at sublead- Quantum hair allows the internal state of the black hole,
−k
ing order (i.e., ∼ S for perturbative corrections such reflected in the coefficients cn , to affect the Hawking radi-
as those calculated in [28], or exp(−S) for nonperturba- ation. The result is manifestly unitary, and the final state
tive effects, where S is the black hole entropy) additional in (6) is manifestly a pure state:
dependence on (E, ri ) will emerge. The fact that these • For each distinct initial state given by the {cn } there
corrections can depend on the internal state of the hole is is a different final radiation state.
a consequence of quantum hair. It has been shown that • The time-reversed evolution of a final radiation state
even corrections as small as exp(−S) can purify a maxi- results in a specific initial state.
mally mixed Hawking state (i.e., can perturb the radiation Note the final radiation state in (6) is a macro-
density matrix ρ so that tr ρ2 = 1), because the dimension- scopic superposition state. Configurations described by
ality (∼ exp S) of the Hilbert space is so large [29–32]. {r1 , r2 , . . . , rN } will exhibit different regions with higher
When the black hole emits the first radiation quantum or lower densities of energy, charge, etc. Time-reversed
r1 it evolves into the exterior state given on the right be- evolution will only produce the original semiclassical black
low: hole state if these radiation states converge and interfere
XX with the exact phase relations given in (6).
Ψi → cn α(En , r1 ) | g(En − ∆1 ), r1 i . (4)
n r1 We emphasize that the quantum hair provides a mech-
anism by which the amplitudes α(E, r) can depend on the
In this notation g refers to the exterior geometry and r1
internal state. These results provide, for the first time, a
to the radiation. The next emission leads to
physical picture of how the information is encoded in the
Hawking radiation.
XX
cn α(En , r1 ) α(En − ∆1 , r2 ) ×
n r1 ,r2 Specifically, the amplitudes α(E, r) can be explicitly
| g(En − ∆1 − ∆2 ), r1 , r2 i , (5) calculated using the quantum corrected metric derived in
[28, 33] using effective field theory methods. We expect a
and the final radiation state is
correction to Hawking’s thermal radiation spectrum which
is dependent on the composition of the original star via
X X
cn α(En , r1 ) α(En − ∆1 , r2 ) ×
n r1 ,r2 ,...,rN the corrections encoded in the G2N r−5 quantum gravita-
α(En − ∆1 − ∆2 , r3 ) · · · | r1 r2 · · · rN i . (6) tional corrections to the potential. This explicitly shows
how Hawking radiation retains a memory of the original
In the final state we omit reference to the geometry g as
matter configuration that collapsed to a black hole.
the black hole no longer exists: there is no horizon and
the spacetime is approximately flat. Mathur’s Theorem revisited. – Recall that in
As is the case with the decay of any macroscopic object Mathur’s formulation of the paradox each vacuum fluc-
into individual quanta, several remarks apply. A semi- tuation contains an entangled pair (ek , bk ), with the bk
classical black hole state has support concentrated in a modes escaping to infinity as Hawking radiation, and the
small range of energy eigenvalues En . Realistic radia- ek modes falling into the black hole. These modes are
tion quanta, which are localized in space and time, are defined with respect to a specific background geometry
better represented as wave packet states than as plane which has to be consistent with the overall coarse grained
wave states, and hence have a small spread as well in pattern of emitted radiation.
their energies ∆i . The energy conservation requirement: Two radiation patterns {b1 , b2 , ..., bN } and
′ ′ ′
P
En ≈ i ∆i is not exact. {b1 , b2 , ..., bN } which are sufficiently different corre-
The final expression (6) is the same one we would obtain spond to distinct semiclassical geometries and hence
from a burning lump of coal if we interpret the amplitudes distinct nice slices. The existence of distinct geometries
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A Brief History of Hawking’s Information Paradox
becomes apparent as soon as we realize that the black hole Y , the density matrix
recoil trajectory during evaporation is determined by the
ρ(X) = tr Ψ† Ψ (8)
radiation pattern. The set of possible recoil trajectories
is a collection of random walks, and the eventual spread describing a small subset X (tracing over the complement
in location of the hole is macroscopic, of order ∼ M 2 . of X in Y ) is nearly maximally mixed – i.e., like the ra-
This formulation of the paradox does not address the diation found in Hawking’s original calculation. That is,
possibility of entanglement between different geometries a pure final state in Y resulting from black hole evapo-
(i.e., between sufficiently different patterns of radiation ration might appear to be nearly maximally mixed to an
as described above). Furthermore, the nature of the in- observer (i.e., measuring devices) restricted to a specific,
falling e modes is different on each geometry as they are fixed background geometry.
excitations with respect to a specific nice slice. The fact that pure states in large Hilbert spaces are very
The b modes are the r modes in Eq. (6). In our descrip- difficult to distinguish from mixed states is central to the
tion the entanglement between b and e modes is reflected idea of decoherence: exponentially sensitive measurements
in the entanglement between r modes and the exterior are required to determine whether pure states evolve into
metric state g(E), which is itself determined by the inter- mixed states (as in the case of wavefunction collapse) or
nal black hole state. merely appear to (decoherence) [34].
A negative energy e mode reduces the total energy of the In almost all discussions of the black hole information
internal state: E → E −∆, and this is then reflected in the paradox, entanglement between different X and X ′ (equiv-
exterior metric state g(E − ∆). Other quantum numbers alently, between different branches of the wavefunction Ψ)
such as spin or charge which characterize the interior state has been neglected, although even exponentially small en-
are similarly modified by the infallinge modes. tanglement between these branches may be sufficient to
The analog of the entangled state |0iei |0ibi + øei øbi unitarize the result [29–31].
is simply The final state in Eq. (6)
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X. Calmet and S.D.H. Hsu
prove that our solution to the information paradox is [12] A. Almheiri, D. Marolf, J. Polchinski and J. Sully,
“An Apologia for Firewalls,” JHEP 09 (2013), 018
unique. However, the consequences of quantum hair lead,
doi:10.1007/JHEP09(2013)018 [arXiv:1304.6483 [hep-th]].
without any speculative theoretical assumptions, to plausi-
[13] G. ’t Hooft, Conf. Proc. C 930308 (1993), 284-296
ble unitary evaporation of black holes. The properties of
[arXiv:gr-qc/9310026 [gr-qc]].
quantum hair and the evaporation amplitude (6) can be
[14] L. Susskind, J. Math. Phys. 36, 6377-6396 (1995)
deduced using only long wavelength properties of quan- doi:10.1063/1.531249 [arXiv:hep-th/9409089 [hep-th]].
tum gravity – they do not rely on assumptions about [15] J. M. Maldacena, Adv. Theor. Math. Phys.
Planck scale physics or a specific short distance comple- 2, 231-252 (1998) doi:10.1023/A:1026654312961
tion. Therefore, Occam’s razor favors quantum hair. [arXiv:hep-th/9711200 [hep-th]].
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A Brief History of Hawking’s Information Paradox
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