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Qre 1908
Keywords: risk analysis; proportional risk assessment technique; fuzzy; textile; safety
1. Introduction
isk is defined as the potential for losses due to uncertain exposure to a hazard or an uncertain event, which may be injury, death,
R damage, or destruction.1–3 Therefore, risk analysis is a crucial instrument for the safety policy of an organization. Risk analysis is a
procedure that takes steps to identify and evaluate all possible risks with many appropriate techniques for any condition.4 Risk
estimation is the most important part for the evaluation of potential dangers in the workplace, particularly in industrial and
construction workplaces that have unsteady work conditions.5 The literature on risk analysis and assessment methods has been
reviewed by Marhavilas et al.8 for the period 2000–2009. Risk analysis methods are effective tools to manage uncertainty. Many
qualitative and quantitative risk analysis methods contain subjective elements. This subjectivity can be quantified using fuzzy logic.9
In this study, a quantitative method, the proportional risk assessment technique (PRAT) developed by Fine and Kinney,6 is further
expanded to integrate fuzzy logic operations.3,5,7 PRAT is easy to apply to any workplace and gives the ability to produce numerical
results, such as the risk score, unlike the qualitative methods. Despite such advantages, the method relies heavily on the results of the
analyst’s experience and assessment as well as other subjective and qualitative metrics. As such, the use of fuzzy approaches can
potentially make the analysis more logical and consistent.10 However, according to the literature, PRAT has not been integrated with
fuzzy logic. Thus, risk analysis with fuzzy PRAT is proposed for the first time in this study.
The remainder of the study is structured as follows: Section 2 is devoted to the integrated studies of risk analysis with fuzzy logic.
Section 3 presents PRAT and the proposed method. Section 4 presents a case study in which risk analysis is performed using the
proposed fuzzy PRAT. Section 5 presents a sensitivity analysis for the defuzzification methods. Finally, the results of PRAT and fuzzy PRAT
are compared and discussed.
2. Literature
According to the recent literature, fuzzy logic is applied to many areas of research involving the field of risk, such as risk analysis, risk
management, asset liability management and insurance, option pricing, and economics. The applications include the replacement of
*Correspondence to: Aliye Ayca Supciller, Pamukkale University, Industrial Engineering, Denizli, Turkey.
†
E-mail: asupciller@pau.edu.tr
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
classical sets with fuzzy sets and implementations of the fuzzy logic system or the hybrid model.48 Marhavilas et al.8 classified the
literature of the period 2000–2009 for risk analysis and assessment methods. Most of the studies in the literature have focused on
the integration of Failure Mode and Effect Analysis (FMEA) with the fuzzy logic approach. Wang et al.15 reviewed the literature for
the applications of fuzzy logic in FMEA and analyzed the problems.
Manufacturing plants bear risk due to the nature of the jobs involved. Braglia et al.11 integrated FMEA and fuzzy logic and compared
them in a flour milling plant. For the paper mill industry, Sharma et al.12 integrated fuzzy logic and an expert database with FMEA. They
developed a fuzzy linguistic assessment model and provided an alternate ranking to that obtained by the conventional model. Liu
et al.18 developed a risk assessment method using a fuzzy hybrid operator to improve the power of the classic FMEA for developing
a new horizontal directional drilling machine. Mure` and Demichela46 developed a model based on the fuzzy logic approach to
quantify the risk of occupational accidents for different workplace activities and determine the most effective measures to reduce risks.
They carried out an application in an industrial steel company with real accident records. Yeh and Chen20 replaced severity and
detection with linguistic fuzzy variables in the failure mode of FMEA for re-computation. They used the proposed methodology to
explain potential failure modes in semiconductor wafer manufacturing processes. Tay and Lim13 proposed a general technique to
facilitate fuzzy logic-based FMEA by decreasing the number of rules. The proposed approach was presented through three real-world
case studies relating a semiconductor manufacturing process and a demonstration of the advantages of the fuzzy logic approach.
The risk assessment of occupational hazards is also very important for the construction industry. Akyıldız et al.23 used the results of a
survey in the construction industry and identified the risks by using fuzzy logic. Gurcanli and Mungen24 developed a fuzzy rule-based
system in the construction industry and compared it with the decision matrix risk assessment technique. Gurcanli and Mungen47 proposed
a fuzzy rule-based model for risk assessment to address uncertain and insufficient data for accidents in construction sites. Liu and Tsai49
integrated three approaches, quality function deployment, fuzzy analytic network process, and fuzzy FMEA to present a systematic risk
assessment framework. They represented the relationships among construction items, hazard types, and hazard causes with two-stage
tables, identified the most important hazard types and hazard causes with the fuzzy analytic network process, and assessed the risk value
of hazard causes with fuzzy FMEA. They applied the fuzzy set theory to address the subjectivity aspect of the construction industry. Pinto
et al.50 discussed using fuzzy set approaches to handle occupational risk assessment in the construction industry.
There are many other areas involving risk such as offshore operations. Cieślak27 proposed an application of the fuzzy logic theory
to analyze the risk of failure of a drinking water technical system. They utilized membership functions as the risk parameters in the
fuzzy logic theory. Duminică et al.17 compared FMEA and fuzzy FMEA methods using an application based on water meter risks.
For environmental risks, Darbra et al.26 discussed how to address uncertainties in environmental risk assessment with fuzzy logic
methods. They mentioned membership functions and linguistic variables while utilizing the fuzzy logic approach. Zlateva et al.29
analyzed risk using fuzzy logic for natural disasters in Bulgaria. For project management, Ingle et al.28 presented a fuzzy risk
assessment model for project managers in the software industry. As an electronic commerce application, Ngai and Wat22 developed
a Web-based prototype model for risk analysis with a fuzzy set approach. Boc et al.30 presented an application of fuzzy logic for risk
management and explained the advantages of fuzzy logic in the practical application of transportation and communication systems.
Mandal and Maiti19 proposed a fuzzy numerical technique combining the use of similarity value measurements of fuzzy numbers with
the possibility theory to address the problems of crisp FMEA and fuzzy FMEA. They utilized crane operation steps to demonstrate the
proposed methodology. Zolotukhin and Gudmestad21 used the fuzzy sets theory method for qualitative and quantitative risk
assessment during some offshore tow operations.
Safety is the most important factor for nuclear power, electric, or petrochemical plants. For a nuclear engineering system risk
application, Guimaraes and Lapa14 used a fuzzy inference system and developed a ranking FMEA to analyze risk. They compared
conventional FMEA with ranking FMEA based on the fuzzy approach. The results showed that a more accurate ranking could be reached
by using the fuzzy rule base with FMEA. Rastogi and Gabbar37 proposed a five-step safety verification framework and used PRAT to
calculate the value of total risk in an application for nuclear power plants. In the study, they used fuzzy rules in the safety verification step
to evaluate the safety of the process. Wu et al.33 developed a new method based on the fuzzy set theory to analyze the risks of corrosion
failures in refining and petrochemical equipment. The proposed method was established on the fuzzy synthetic evaluation and fuzzy logic.
Most of the literature has focused on FMEA; however, few papers have addressed PRAT. Marhavilas et al.34 presented a hybrid risk
assessment procedure with a combination of qualitative and quantitative methods using the decision matrix risk assessment method
and PRAT. They applied the new approach to Greek Public Power Corporation by using occupational accidents recorded over the 12-
year period 1993–2004. Marhavilas and Koulouriotis35 proposed a combination of PRAT, time-series stochastic processes, and the
societal risk estimation method. They carried out the application on the Greek Public Electric Power Corporation by using the data
on undesirable events and accidents recorded during a period of 17 years between 1993 and 2009. Marhavilas and Koulouriotis36
classified the main risk analysis and assessment methods according to the deterministic and stochastic approaches. The authors
proposed a new method with the combination of a stochastic time at risk failure model and a deterministic PRAT. They applied
the proposed method to the Greek Public Electric Power Corporation by using a real occupational accident dataset. According to
the literature, PRAT has not yet been integrated with fuzzy logic. Thus, this approach has been carried out for the first time.
There are other risk assessment methods combined with fuzzy logic approaches. Pokorádi9 combined fuzzy logic with risk
assessment by using the weighted mean of the maximum defuzzification method. Deng et al.16 proposed a new risk analysis
technique based on fuzzy numbers with an application of the new arithmetic operations. Chen and Chen25 proposed a technique
to measure the similarity between interval-valued fuzzy numbers to address risk analysis. Shankar et al.31 developed a new method
based on ranking fuzzy numbers to address the problems of fuzzy risk analysis. They proposed a ranking method based on the
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orthocenter of centroids and a new method based on ranking fuzzy numbers to address fuzzy risk analysis. Abul-Haggag and
Barakat32 presented a fuzzy model to solve the uncertainties emerging at every stage of the risk assessment process.
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
Equation (1) is a logical inference based on the prioritization of hazards. There are three parameters: probability (P) is the
probability of a hazard to occur when exposed, frequency (F) is the rate of exposure to the hazard, and severity (S) is the severity
of injury linked to the hazard. In this technique, the validity of risk is clearly a function of the validity related to the values of the three
parameters. Therefore, the right information must be obtained from the workplaces by discussing the working practices of the
workers.1
The graphical representation of PRAT is given in Table I. The parameters used in this study are determined by using the values in
the scales given in Table I. The risks are first calculated by using Eq. (1), and the calculations are then rated according to the gradation
of the risk scores listed in Table II.
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Figure 1. A simplified relationship among risk analysis, risk assessment, and risk management43
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
3.3. The proposed method: fuzzy risk analysis methodology with proportional risk assessment technique
In this study, a new method that integrates fuzzy risk analysis with PRAT is proposed. Zadeh (1965) introduced the fuzzy sets theory
with the objective of providing a mathematical tool for the treatment of imprecise information.38 In this study, three parameters,
probability, frequency, and severity, are fuzzified with the use of appropriate membership functions to determine the degree of
membership in each input class. First, the inputs are evaluated in the inference engine followed by defining the if-then rules and fuzzy
logic operations, and then an inference is made to determine the riskiness. Finally, the result is defuzzified, and the risk score is
obtained for every event. The model is developed by using the fuzzy logic toolbox in MATLAB. The general architecture of this model
with its main parts is shown in Figure 3.
3.3.1. Fuzzification. Fuzzification converts crisp inputs into a membership degree, which explains how well the input relates to the
linguistic terms.12 The membership functions are constructed with the use of the fuzzy logic toolbox in MATLAB for both inputs and
outputs. The linguistic input terms are determined according to Table I and quantified with the triangular membership functions
presented in Figure 4. For defuzzification, membership functions of output variables are given in Figure 5.
3.3.2. Fuzzy rule base. Qualified experts often have an idea about the risks for many kinds of failures. For the expression of this
knowledge, the rule base summarizes the information based on experts’ decisions and knowledge in the form of simple ‘if-then’
rules.39–41
The rule base is created based on Eq. (2)42:
where a is the number of linguistic terms (low, moderate, or high) and b is the number of input clusters (probability, severity, or
frequency). A section of the rules created in MATLAB is given in Figure 6.
Figure 4. Membership function for input variables (probability, severity, and frequency)
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Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
3.3.3. Fuzzy inference system. The fundamental operation of fuzzy inference is the ‘compositional rule of inference’ proposed by
Zadeh.10 Using inference allows us to obtain an output fuzzy set from the set of rules and the input variables.
In this study, the ‘Mamdani max-min inference method’ is employed because it is known to be the most commonly used method
to model human expert knowledge. In this method, the min operator is for the conjunction of the rule and the fuzzy implication,
whereas the max operator is for the aggregation of the rules.12
3.3.4. Defuzzification. Defuzzification is the procedure by which a solution set is changed into a single crisp value. It is the
process of conversion from fuzzy membership functions to crisp formats.39 The fuzzy logic solution set is in the format of a
function, relating the value of the result to the degree of membership. The entire range of possible solutions may be included
in the fuzzy solution set. Defuzzification helps extract an easily understandable answer from the set. There are many different
methods of defuzzification.12,39 The centroid method (center of area or center of gravity), one of the most common methods,
chooses the value corresponding to the center of gravity for the solution set. The bisector method produces a value that will split
the area of the solution set in half. Three other methods of defuzzification focus on the maximum membership value reached by
the solution set. The maximum value of the solution set is often a range of values rather than a point value. The smallest of
maxima (SOM) method chooses the lowest value at which the highest membership value is reached. Similarly, the middle of
maxima (MOM) method chooses the middle value, and the largest of maxima (LOM) method chooses the largest value at which
the largest membership value is found.
Many other methods of defuzzification have been proposed in the literature in recent years. Basic general methods can be
extended with one or more parameters on one hand, and they are modified for speed into specific methods on the other hand.12,51
According to Fayek and Sun’s study, the defuzzification method is the most sensitive of the calculation parameters.44 The objective of
the model will have an impact on the choice of defuzzification methods.45
In this study, the centroid method is used for defuzzification and is given by:
∫y μB′ ðy Þydy
x¼ ; (3)
∫y μB′ ðy Þdy
where x is the defuzzified value, B′ is the output fuzzy set, and μB′ is the membership function.39
4. Case study
In this paper, a case study was carried out in a textile company that manufactures towels and bathrobes. After an investigation of
previous data on accidents and undesirable events with the help of an occupational safety expert and two workers, risk analysis
was applied. The steps of the case study are as follows:
Step 1: Application of risk analysis with PRAT
To determine the sources of the hazards, the company was visited several times, and the project group talked with the workers.
Based on the interviews with the expert and the workers, the most significant hazard sources, such as the loom machines pictured
in Figure 7, were identified for the company.
In total, 37 hazard sources were derived, and the probability, frequency, and severity parameters were determined by using
the metrics in Table I. The risk scores of these three parameters were calculated by using Eq. (1) and the values listed in Table I.
The required actions were then determined by using the risk scores and the gradations listed in Table II. A section of risk analysis
is presented in Table III in which each event ID belongs to the risk analysis event discussed. In this table, the department refers to
the place where the activity occurs. In the case that the activity is a general or realized activity and thus can be performed in any
department, the department is not specified. In the table, each event ID represents a different activity/hazard pair that can occur
in the workplace. For instance, in Event ID: 2, the activity is walking and the hazard is slippery floors, whereas in Event ID: 8, the
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activity is using a certain machine and the hazard is the noise. The damage, given in the ninth column of Table II, is any type of
injury resulting from the corresponding hazard. For instance, the damage of Event ID: 8 is loss of hearing as a result of the noise
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
hazard. In the last column of the table, actions to be taken against the hazards are indicated. An example of such an action is to
use compulsory ear protection equipment in event ID: 8 against the hazard of noise.
Step 2: Fuzzification: Creation of the fuzzy linguistic assessment model by using the data obtained from PRAT
After the application of risk analysis, the fuzzy linguistic assessment model given in Figure 8 was constructed in the fuzzy logic
toolbox platform of MATLAB 7.8 software.
The values of the inputs of the fuzzy inference model, probability, severity, and frequency, were obtained from Table I. The value of
the input was determined by using the linguistic terms, low, moderate, and high, whereas the output obtained from the model is the
risk score.
Rule 1: If probability is low and severity is low and frequency is low, then the risk score is very low.
Rule 2: If probability is low and severity is moderate and frequency is moderate, then the risk score is low.
Step 4: Normalization
Once the fuzzy model was established, the normalization of the inputs was performed to obtain triangular and equally spaced
fuzzy sets. In this step, the probability, severity, and frequency values were all normalized. The probability values used in this step
are: 0.2, 0.5, 1, 3, 6, and 10 as listed in Table I. Because these probability values are not consecutive, they were normalized within
the range of [0, 1] by using:
x x min
xn ¼ ; (4)
x max x min
where xn is the normalized probability value, x is the probability value, xmin is the minimum value of probability, and xmax is the
maximum value of probability. The normalized probability values determined by Eq. (4) are as follows: 0, 0.03, 0.08, 0.29, 0.6, and 1.
The same procedure was then performed for the frequency and severity values. Eventually, fuzzy sets in the model were formed to
be within the range [0, 1].
Table VI.
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
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1 — Entrance-exit The overthrow 3 40 0.5 60 Injury/death Sliding entrance doors for some
of the sliding reason, such as wind or vehicle,
door to avoid tipping strike,
protection should be at the top
of the reverse L-shaped solid.
2 — Walking Slippery floors 3 40 2 240 Injury/fire/ Slippery floors cleaned
death immediately or sawdust must be
5. Sensitivity analysis
To further reduce the subjectivity, we used a sensitivity analysis, which allowed us to obtain different risk scores with risk analysis
based on a fuzzy inference system by different defuzzification methods. We chose the most common defuzzification methods and
obtained different results with the help of the MATLAB fuzzy logic toolbox. The sensitivity analysis was performed by iterating the
fuzzy inference procedure completely changing only one defuzzification method at a time, keeping all other variables at their
baseline values, and thus applying five different scenarios. In each scenario, the centroid method of defuzzification was replaced with
the bisector method, LOM method, SOM method, and MOM method. The results of the sensitivity analysis, including the risk scores
and sequences of each defuzzification method, are given in Table VII.
In Table VII, the most detailed sequence is obtained with the use of the centroid method, which consists of 26 rankings as seen in Figure 10.
Next, the bisector method has 20 rankings. The other defuzzification methods have been found to have a limited-range ranking, which may
be caused by some events and inputs, such as frequency, severity, and probability, having not been considered. According to the sensitivity
analysis, the centroid method produced better results than the other methods. In the case where event ID: 1 and event ID: 2 are considered,
the outputs have the same value according to MOM, LOM, and SOM, whereas their frequency values are different, such as 0 and 0.16.
6. Discussion
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The most important disadvantage of PRAT is that different groups of probability, severity, and frequency may generate the same risk
score even though the risk may imply completely different hazards. There are two different events in Table V. When Event ID: 10 and
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
Table V. The results of proportional risk assessment technique and fuzzy proportional risk assessment technique
PRAT Fuzzy PRAT
Event Risk Normalized Normalized Normalized Fuzzy risk
ID Probability Severity Frequency score probability severity frequency score
Event ID: 15 are considered, it is clear that they have values of 3, 40, 1 and 6, 40, 0.5 for probability, severity, and frequency,
respectively. Both events have risk scores of 120 even though these two events are not the same. One possible reason for such poor
quantification of PRAT in this situation is that it ignores the relative importance among probability, severity, and frequency. Ideally,
these three parameters should be represented with equal importance in the model. This can be accomplished with the help of the
fuzzy approach because probability, frequency, and severity factors are evaluated by membership functions in this new approach.
In another case, event ID: 4 and event ID: 15 have the same fuzzy risk score of 0.304. However, PRAT produces 90 for event ID: 4
and 120 for event ID: 15. This implies that event ID: 4 has a lower priority than event ID: 15, which may give a wrong impression,
especially when using uncertain information or knowledge. Furthermore, fuzzy PRAT provides a more accurate ranking compared
with conventional PRAT. According to Table VI, in PRAT, the event with the lowest risk score is ranked 24th. However, in fuzzy PRAT,
the event with the lowest risk score is ranked 26th. This is another case in which a more sensitive result is obtained with the proposed
approach.
Fuzzy PRAT allows a quantitative interpretation of the risks with clusters of clear intervals and produces data that are more realistic
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compared with conventional PRAT. When the two methods are compared, risk analysis based on a fuzzy approach gives more precise
measurements than conventional PRAT. For example, in event ID: 33, both probability and frequency have a value of 1 and have the
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
A. A. SUPCILLER AND N. ABALI
same degree of importance when conventional PRAT is used. However, when the same event with the proposed approach is
considered, probability and frequency have separate input functions in the fuzzy models; therefore, they have different levels of
importance.
In this study, data obtained from PRAT are subjected to defuzzification using the centroid method with the help of membership
functions, linguistic variables, and a fuzzy rule base. During defuzzification, the importance of probability, severity, and frequency
factors are provided with the linguistic terms. Membership functions and the rule base help obtain the modified results. Therefore,
the proposed approach provides a more detailed risk analysis through a more detailed evaluation of all situations.
Another advantage of the proposed approach is its flexibility. Nonnumeric linguistic terms can be combined with numeric data to
generate the fuzzy rule base, providing a common inference. Near-optimal results can usually be obtained with the proposed
approach. The fuzzy rule base considers every case by producing the maximum number of rules such that the occurrence of
contradictory rules is prevented and the near-optimal results are obtained.
Because risk assessment is fuzzy in nature, a fuzzy model is more convenient to use in order to overcome uncertain or approximate
judgments. The use of the fuzzy model helps for decisions if there are estimated values under incomplete or uncertain information.
Therefore, the linguistic terms are used to easily describe the input data realistically.
Despite the advantages, there are some shortcomings of fuzzy approaches in risk assessment. One example is that the industry
may find the fuzzy applications of risk analysis to be too complex to apply.11 Additionally, there currently is no general approach
to construct reasonable membership functions.43 However, many researchers have used the fuzzy set theory for risk analysis, and
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the former studies have shown that the fuzzy approaches are effective methods in risk assessment.
Copyright © 2015 John Wiley & Sons, Ltd. Qual. Reliab. Engng. Int. 2015, 31 1137–1150
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30
25
20 PRAT Ranking
Centroid Ranking
15 Bisector Ranking
MOM Ranking
10 LOM Ranking
SOM Ranking
5
0
1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37
7. Conclusions
In this study, risk analysis with fuzzy PRAT is proposed for the first time to overcome the drawbacks of conventional PRAT. The
proposed method is applied through a case study in a textile manufacturing company. First, quantitative risk analysis is carried out
by using PRAT. Then, using the parameters of PRAT, a fuzzy approach based on a fuzzy inference system has been involved in the
risk analysis. The fuzzy PRAT allows the interpretation of the risks more realistically by considering the relative importance among
probability, severity, and frequency. With the use of the proposed technique, a more accurate ranking is obtained that corrects the
deficiencies of the conventional model by its fuzzy approach. This proposed method can be even further improved with the
integration of newly developed fuzzy approaches in the future. Furthermore, risk analysis can be combined with a text mining tool,
such as correspondence analysis, by using association rules with the help of available software programs, including SPSS, SAS, SIMSAT,
and R.
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Authors' biographies
Aliye Ayca Supciller is an assistant professor of Industrial Engineering at Pamukkale University. She graduated with a BS degree from
Istanbul Technical University in 1998, a BA degree from Pamukkale University in 2003, and a PhD degree from Dokuz Eylul University
in Industrial Engineering in 2010. She studies line balancing in production and multi-criteria decision making.
Nilsu Abali is a master student with two majors at Pamukkale University. One of these is Management and Organization in Business,
and the other is Industrial Engineering. She is in the thesis phase in both majors. She graduated with a bachelor’s degree from
Pamukkale University in Industrial Engineering in 2013. She is interested in human resources management, quality management
systems, occupational health and safety, fuzzy logic, and staff selection and assessment.
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