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Heterogeneity in Lung Cancer
Heterogeneity in Lung Cancer
Heterogeneity in Lung Cancer
a Institute
of Anatomical and Molecular Pathology, Faculty of Medicine, University of Coimbra, Coimbra, Portugal;
b CIMAGO
– Research Center for Environment, Genetics and Oncobiology, Faculty of Medicine, University of
Coimbra, Coimbra, Portugal; c Centre of Pulmonology, Faculty of Medicine, University of Coimbra, Coimbra,
Keywords Introduction
Lung cancer · Heterogeneity · Molecular pathology ·
Genetics Lung cancer is one of the most frequently diagnosed
cancers, especially in developed countries. Despite recent
developments in the diagnosis, classification, and therapy,
Abstract the overall survival is still poor. Better understanding of
Lung cancer diagnosis is a challenge since it is also one of the the pathology of these tumours, especially molecular pa-
most frequently diagnosed cancers. Diagnostic challenges thology, is necessary to accumulate knowledge in order to
are deeply related to the development of personalized ther- better address this issue, aiming at personalized therapy.
apy and molecular and precise histological characterizations Tumour heterogeneity has been described in several
of lung cancer. When addressing these features, it is very im- tumours and it has been addressed in several ways: histo-
portant to acknowledge the issue of tumour heterogeneity, logical, cellular, and molecular/genetic. Lung cancer con-
as it imposes several questions. First of all, lung cancer is a stitutes a group of heterogeneous tumours, with several
very heterogeneous disease, at a cellular and histological differentiation types, recognized by the WHO classifica-
level. Cellular and histological heterogeneity are addressed tion of lung tumours. In this classification, the impor-
with emphasis on the diagnosis, pre-neoplastic lesions, and tance of molecular characterization of lung cancer is rec-
cell origin, trying to contribute to a better knowledge of car- ognized.
cinogenesis. Molecular intra-tumour and inter-tumour het- Tumour heterogeneity has an important impact not
erogeneity are also addressed as temporal heterogeneity. only on tumour classification but also on defining prog-
Lung cancer heterogeneity has implications in pathogenesis nosis and therapy decision. So, it is crucial to understand
understanding, diagnosis, selection of tissue for molecular the implications of tumour heterogeneity in daily diagno-
diagnosis, as well as therapeutic decision. The understand- sis routine.
ing of tumour heterogeneity is crucial and we must be aware The authors aim to address tumour heterogeneity in
of the implications and future developments regarding this lung cancer, exploiting histological, cellular and molecu-
field. © 2018 S. Karger AG, Basel lar heterogeneity. They intend to review the heterogene-
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E-Mail karger@karger.com
PT–3000-054 Coimbra (Portugal)
www.karger.com/pat
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2 Pathobiology de Sousa/Carvalho
DOI: 10.1159/000487440
University of Groningen
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An increasing expression of these markers was observed ERCC1 expressions. It seems that impaired DNA repair
[1]. The study reinforced the utility of Ki-67 as a biomark- mechanisms are implicated in carcinogenesis when the
er for dysplasia, a group of pre-neoplastic lesions charac- papillary pattern is dominant [18]. Adenocarcinomas
terized by a higher proliferative index, also identified by showed higher TTF1 expression in acinar, BA/lepidic and
other authors [1, 12–17]. micropapillary patterns corresponding to TRU adeno-
Atypical adenomatous hyperplasia is considered as an carcinomas that express TTF1 [18, 19], probably related
adenocarcinoma pre-neoplastic lesion. Peripheral adeno- to a better prognosis when compared to non-TRU-type
carcinomas have their origin in epithelial cells of the adenocarcinomas [20]. This is also highlighted by some
TRU, like pneumocytes, with CK7 and TTF1 expression. authors that identified an inverse correlation between
Nevertheless, we must consider that more central adeno- TTF1 and Ki-67, a marker of proliferation and biological
carcinomas have a different cell of origin as they develop aggressiveness [21]. We identified higher TTF1 expres-
upstream the TRU. So, it is hypothesized that the origin sion in acinar and lepidic patterns, in TRU-type adeno-
is in cylindrical cells of the respiratory tract. Also, adeno- carcinomas, corroborating the published results [18].
carcinomas can clearly have a lung differentiation dem- TTF1, expressed in TRU-type adenocarcinomas, has
onstrated by CK7 and TTF1 positivity, but some lung ad- been associated with good prognosis [21–26].
enocarcinomas express CK20 and are TTF1 and CK7 However, Pelosi et al. [27] did not find a correlation
negative, revealing a colonic-like expression. Another between TTF1 expression and prognosis. Several studies
perspective is to observe the way cells are organized. Sev- identified a correlation between TTF1 expression, like
eral patterns of cellular organization can be observed. TRU-type adenocarcinomas, and EGFR mutations [28,
These different patters may reflect not only cellular type/ 29]. TRU-type adenocarcinomas have also been associ-
differentiation but molecular differences that could ex- ated with EGFR mutations [28–32]. It is also known that
plain cellular organization and even biological behaviour, EGFR mutations are more frequent in lepidic and acinar
as well as prognostic and therapeutic differences in be- patterns. EGFR protein expression has been described as
tween patterns. Our research group has been addressing more frequent in TRU-type adenocarcinomas as well as
lung carcinomas considering histological patterns, espe- in epidermoid lung carcinomas [33].
cially in adenocarcinomas but also exploring adenosqua- The micropapillary pattern had higher retinoblastoma
mous and pleomorphic carcinomas [18]. For instance, we protein (RB) expression, and the acinar pattern lower
proved the relevance of pattern classification demon- ERCC1 and higher EGFR expression when compared
strating that adenocarcinomas are molecularly different with normal tissue [18]. Cyclin D1 seemed to be relevant
from normal adjacent tissue, and that acinar and BA/lep- in acinar and BA/lepidic patterns and not related to the
idic patterns are the most alike and papillary patterns the micropapillary pattern [18].
most different [18]. Cluster analysis revealed three clus- ERCC1 protein expression in micropapillary, solid
ters: papillary, solid, and a group composed of acinar, BA/ and BA/lepidic patterns indicated DNA repair preserva-
lepidic and micropapillary patterns [18]. Papillary and tion, while in acinar and papillary patterns, there was low-
solid patterns revealed lower TTF1 expression (identical er expression [18]. Lung cancer with higher ERCC1 ex-
to normal tissue), exhibiting a non-TRU/bronchial phe- pression was associated with cisplatin-based chemother-
notype [18]. Acinar, BA/lepidic and micropapillary pat- apy resistance as ERCC1 acts by removing DNA adducts,
terns showed higher TTF1 expression corresponding to which relates to poor prognosis [34–39].
TRU origin [18]. These patterns, especially lepidic and These differences identified between the adenocarci-
acinar, being TTF1-positive, are those where EGFR mu- noma patterns represent a form of heterogeneity with im-
tations are said to be more frequent [18]. TTF1 expres- plications in the diagnosis, pathogenic understanding,
sion, identifying possible TRU origin, defines a subgroup and therapeutic outcome.
of adenocarcinomas with molecular and biological par- We can also argue that carcinogens could have a role
ticularities [18]. The solid pattern also revealed lower in determining heterogeneity as some lung carcinomas
HER2 and higher EGFR and ERCC1 expression (com- are more frequently diagnosed in smokers or ex-smokers,
pared to papillary) [18]. In solid patterns, EGFR pathway such as small cell lung carcinoma and squamous cell car-
activation was related to EGFR overexpression [18]. We cinoma, and some other carcinomas, like adenocarcino-
stated that adenocarcinomas with a solid pattern were less ma, are being diagnosed in never-smokers. However,
differentiated adenocarcinomas, with a worse prognosis there are adenocarcinomas related to smoking and others
[18]. Papillary patterns showed higher HER2 and lower not related to smoking. This fact indicates that the envi-
129.125.19.61 - 4/13/2018 10:36:36 AM
4 Pathobiology de Sousa/Carvalho
DOI: 10.1159/000487440
University of Groningen
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genetic heterogeneity (intra- and inter-tumour heteroge- ating agents and bleomycin, are responsible for DNA
neity) and also by non-genetic heterogeneity driven by breaks [77, 78]. Six different mechanisms are involved:
external and internal pressures allowing outgrowth of cell mismatch repair, homologous recombination and non-
subpopulations, some cases depending on selective pres- homologous end joining, translesion DNA synthesis, base
sure related to microenvironment and interactions with excision repair, and nucleotide excision repair [77, 78].
immune and stromal cells or with matrix components Several authors and studies revealed molecular/genet-
[61, 62, 64, 65]. ic heterogeneity concerning EGFR and KRAS mutations;
Molecular heterogeneity could be explained by several however, conflicting results have been published [79]. Bai
mechanisms such as by stem cell theories, by genomic or et al. [76] identified an ITH rate of 28.2% (24/85%); Man-
chromosomal instability, epigenetics modifications, and suet-Lupo et al. [80] identified an ITH rate of 5% (2/40);
by adaptation mechanisms in response to microenviron- Kim et al. [81] an ITH rate of 2.9% (1/34); Tomonaga et
ment stimulus [66]. This molecular/genetic heterogene- al. [75] an ITH rate of 23.7% (9/38); Taniguchi et al. [82]
ity is associated with resistance to therapy like EGFR-tar- an ITH rate of 28.6% (6/21); Zhang et al. [83] an ITH rate
geted therapy [66]. of 100% (7/7); Zhong et al. [79] found an ITH rate of
ITH is also explained by clonal (monoclonal or poly- 15.4% (10/65), mainly in adenocarcinomas and in some
clonal) evolution resulting in genetic heterogeneity, by studies in squamous cell carcinomas and adenosquamous
selective pressure induced by the microenvironment or carcinomas. On the other end, other studies and authors
by chemotherapy favouring one or more than one clone did not find ITH [29, 84–86]. Some of these works had
of cells, by the EMT theories and by inter-clonal coopera- small samples and studied less foci of the same tumour
tion mechanisms [61, 67–69]. Inter-clonal cooperation is compared to the studies where ITH was identified. Other
also important for metastases, as clones favour metastases authors showed that EGFR mutation heterogeneity is rare
by sequential or simultaneous cooperation in motility, in primary tumours and metastasis, being higher in mul-
matrix degradation, vascular invasion or distant coloni- tiple lung nodules, with ITH rates of 9.1%, discordance
zation [67, 70–74]. rate between primary and lymph node metastasis of
Other authors associate tobacco with ITH, as they 10.2%, discordance rate of 14.3% between primary and
identified EGFR mutation heterogeneity according to ad- distant metastasis and discordance between multiple lung
enocarcinoma pattern (more frequent in lepidic pattern) nodules of 24.4% [87].
and to tobacco habits [75]. Multiple carcinogens present Zito Marino et al. [88] identified ITH for ALK translo-
in tobacco are related to the development of a field of can- cation but no ITH for EGFR in lung adenocarcinomas.
cerization, where cells tend to accumulate several molec- Several authors (Badalian et al. [89], Cortot et al. [90],
ular changes leading to genetic instability and therefore Kalikaki et al. [91], Schmid et al. [92], and Sun et al. [93])
favouring heterogeneity. Other authors identified asso- identified ITH for KRAS mutation status in adenocarci-
ciations between gene copy numbers (for EGFR) and in- nomas, ranging from 69 to 86%. However, Alsdorf et al.
tra-tumour mutation heterogeneity [76]. These authors [94] reported that intra-tumour KRAS heterogeneity is a
propose that non-small cell lung cancer could be strati- rare event, without discordance between primary tumour
fied into four groups according to ITH: pure mutated; and metastasis.
pure wild-type, mutated heterogeneous; and wild-type For MET high intra-tumour spatial heterogeneity rate
heterogeneous. Those tumours with higher or pure mu- was identified in non-squamous lung carcinomas, associ-
tational rates mutated with better response to EGFR-tar- ated with worse prognosis [95].
geted therapy [76]. Taking into account that most of the authors report
DNA repair has important implications in cancer. De- intra-tumour genetic/molecular heterogeneity, we could
ficient DNA repair function allows genomic instability ask if the small biopsy is representative of the whole ge-
[77, 78]. Genomic instability allows the accumulation of netic panorama of the neoplasia. As the concordance rate
mutations thus promoting heterogeneity. DNA repair im- varies between 68 and 97.1% for EGFR mutation status,
pairments could also explain the increased sensitivity of we could argue that according to our group reports for
tumour cells to radiation and chemotherapy and thus most cases biopsy tissue will be representative, but not in
clonal selection pressure [77, 78]. DNA damage could be some other cases [75, 76, 79–83, 96]. On the other end,
related to spontaneous hydrolysis, cytosine deamination, Zhong et al. [79] and Yatabe et al. [84] stated that EGFR,
mismatched bases, and secondary to reactive oxygen spe- KRAS, and ALK ITH is rare, defending the representative-
cies (ROS) [77, 78]. Also, anticancer agents, such as alkyl- ness of the tissue obtained by biopsy. Mansuet-Lupo et al.
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Another important issue is related to molecular het- cinomas [77, 140–146]. P53, PI3KCA mutations and
erogeneity when dealing with primary and metastatic dis- FGFR1 amplification are more frequently identified in
ease. Several reports address this problem [58, 93, 98, 104, lung squamous cell carcinomas [77, 145, 147–150]. RB
116–118]. Temporal heterogeneity is also an issue to con- and P53 mutations and MYC amplification are more fre-
sider, with clinical implications in the clinical follow-up, quently identified in small cell lung cancer [42, 77, 141,
determining the risk of recurrence and metastases, relat- 151].
ed to acquiring resistance to chemotherapy or targeted Our studies in bronchial-pulmonary carcinomas,
therapy [108, 109, 119–122]. Several authors have been combining immunohistochemical and molecular pathol-
addressing these issues. ogy testing, have demonstrated the following cascades in
To address the questions imposed by spatial and tem- pulmonary carcinomas: epidermoid carcinoma – EGFR
poral heterogeneity including heterogeneity between and HER2 polysomy and CK7/Vimentin for EMT non-
primary tumour and metastasis and by the selective ther- pure epidermoid carcinomas; bronchial-pulmonary ad-
apeutic pressure, several authors are recommending the enocarcinomas – non-smoking females – mutated EGFR
sequential sampling of tumour cells or genetic material. and ERCC1 expression; micropapillary pattern with
This could be achieved by liquid biopsy either address- VIM/RB/ERCC1 expression; acinar/BA-lepidic/micro-
ing circulating tumour cells or cell-free DNA like papillary patterns express TTF1 and mutated EGFR [18,
ctDNA. These approaches are useful in the selection of 47, 152].
the treatment, monitoring and evaluation of early recur- We verified that generally EGFR mutations were pres-
rence and minimal residual disease, and resistance ac- ent in all the patterns of the same adenocarcinoma, rein-
quisition [123–125]. This methodology is also relevant forcing the possibility of mutational status determination
when patients show no tolerance to a new biopsy, if there in biopsies [47]. Some other authors also identified that
are several metastases in different localizations, when the identification of EGFR mutations was independent of
the tissue is insufficient or has artefacts related for in- the localizations in the primary tumour and concordant
stance to decalcification, when there are problems re- with metastasis [80]. However, we did find some cases
lated to heterogeneity or when biopsy imposes risks where the mutations were not present in all the patterns
[124]. ctDNA can be used to identify resistance to TKIs [47]. We also found cases with harbouring different EGFR
[126–135]. Weber et al. [136] demonstrated a concor- mutations in different patterns, nevertheless all muta-
dance rate of 90% (179/199) for EGFR mutations be- tions were activating mutations [47]. We have also identi-
tween biopsy tissue and ctDNA (plasma) before EGFR fied cases with more than one type of EGFR mutation in
TKIs. These authors identified EGFR mutations in the the same patterns/cells of the same pattern and even have
plasma not identified in the biopsy, probably related to published cases with EGFR and KRAS mutation coexis-
sampling issues or heterogeneity [136]. Douillard et al. tence [47]. These facts are in favour of the tumour hetero-
[137] demonstrates a concordance rate of 94.3% be- geneity hypothesis as these complex EGFR mutations
tween tumour samples and plasma ctDNA. Mok et al. (coexistence of more than one type) were detected in ad-
[138] achieved a concordance rate of 88%. Kim et al. enocarcinomas, clearly demonstrating a molecular com-
[139] identified a concordance rate of 87.7% and 5 cases plexity that might be related to different cell clones or
(8.7%) with EGFR or KRAS mutations only in plasma. genomic instability responsible for the accumulation of
However, some studies showed cases where the muta- multiple molecular events in the EGFR gene.
tional status evaluated in the plasma did not totally rep- Our group has also investigated DNA promoter hy-
resent the mutational status in the tumour [108]. Tissue permethylation according to histologic type. We also
is still the choice when it possible to biopsy. In negative found heterogeneity when studying MHL1 and MSH2
cases, it is necessary to recur to tissue and to apply more gene methylation [153]. A higher prevalence of the MLH1
sensitive methods. Tissue biopsy is still the gold stan- gene was identified mainly in squamous cell carcinoma
dard, but liquid biopsy could be adequate specially to (72%) [153]. However, no obvious differences were found
overcome the problems related to biopsies. for MSH2 promoter hypermethylation [153].
Genetic/molecular heterogeneity is recognized when FGFR1 was recently considered as a driver oncogene,
we consider the most frequent mutations according to the especially for squamous cell carcinoma [154–156]. Some
histologic type. EGFR, KRAS, P53 mutations and ALK, authors have identified overexpression and increased
RET, ROS1 rearrangements and EGFR and MET amplifi- gene copy number especially in squamous cell carcino-
cations are more frequently identified in lung adenocar- mas, an example of inter-tumour heterogeneity.
129.125.19.61 - 4/13/2018 10:36:36 AM
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DOI: 10.1159/000487440
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