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4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares,
Shareholding , as
No. of Shares
Shareholding a % assuming
Underlying
No. of shares as a % of total full conversion of Number of equity
Nos. of No. of fully No. of Partly Outstanding
Cate- underlying Total nos. shares no. of shares convertible Number of Number of Shares pledged or shares held in
Category of shareholder share- paid up equity paid-up equity Number of Voting Rights held in each class of securities convertible
gory Depository held (calculated as securities ( as a Locked in shares otherwise encumbered dematerialized
holders shares held shares held securities
Receipts per SCRR, percentage of form
(including
1957) diluted share
Warrants)
capital)
(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) (IX) (X) (XI)= (VII)+(X) (XII) (XIII) (XIV)
(VI) As a % of As a % of As a %
(A+B+C2) (A+B+C2) of total As a % of total
No of Voting Rights Total as a No. No.
Shares Shares held
% of
held
(A+B+C)
Class Class
Total (a) (b) (a) (b)
eg: X eg:y
(A) Promoter & Promoter 10 41,43,58,657 0 0.00 41,43,58,657 33.92 41,43,58,657 0 41,43,58,657 33.93 0.00 33.92 0.00 0.00 64,20,000 1.55 41,43,58,657
Group
(B) Public 16,25,070 79,71,98,311 2,26,299 97,46,779 80,71,71,389 66.08 80,69,45,090 56,667 80,70,01,757 66.076 0.00 66.08 0.00 0.00 NA 79,33,52,992
Non Promoter- Non 0.00 0 0.00 0 0.00 0.00 0.00 0.00
(C) 0 0 0.00 0.00 0 0.00 NA 0
Public
(C1) Shares underlying DRs 0 0 0.00 0.00 0 N.A 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA 0
Shares held by 0.00 0 0.00 0 0.00 0.00 0.00
(C2) 0 0 0.00 0.00 0 0.00 0.00 NA 0
Employee Trusts
Total 16,25,080 1,21,15,56,968 2,26,299 97,46,779 1,22,15,30,046 100.00 1,22,13,03,747 56,667 1,22,13,60,414 100.00 0.00 100.00 0.00 0.00 64,20,000 0.53 1,20,77,11,649
0 0
(b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0.00 0
(c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0.00 0
** 11,68,393 Ordinary Shares held by Rujuvalika Investments Limited ( a wholly owned subsidiary of Tata Steel Limited w.e.f May 8, 2015), do not carry any voting rights.
## "During the quarter ended June 30, 2018, the two Promoter Group Companies - Sir Ratan Tata Trust and Sir Dorabji Tata Trust had sold their entire holdings in Tata Steel Limited."
Total
Shareholding ,
No. of Shares
as a %
Underlying Number of
Nos. of shares Shareholding assuming full
No. of fully Partly paid-up Outstanding Number of Shares pledged or equity shares
Category & Name of the Nos. of underlying Total nos. % calculated conversion of
paid up equity equity shares Number of Voting Rights held in each class of securities convertible Number of Locked in shares held in
Shareholders shareholder Depository shares held as per SCRR, convertible otherwise encumbered
shares held held securities dematerialized
Receipts 1957 securities ( as
(including form
a percentage
Warrants)
of diluted
share capital)
(IX) (XII) (XIII) (XIV)
As a % of (XI) = (VII)+(X) As a % of total
Total as a % of As a % of total No. (not shares held
(I) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) No of Voting Rights (X) as a % of No.
Total Voting Shares held applicable) (Not
(VIII) A+B+C2
rights applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Institutions NA
(a) Mutual Funds/UTI 71 12,07,10,826 0 0 12,07,10,826 9.88 12,07,10,826 0 12,07,10,826 9.88 0 9.88 0 0.00 NA 12,06,98,706
i Sbi - Various Mutual Funds 1 3,81,85,357 0 0 3,81,85,357 3.13 3,81,85,357 0 3,81,85,357 3.13 0 3.13 0 0.00 NA 3,81,85,357
ii Icici Prudential - Various Mutual Funds 1 2,40,06,609 0 0 2,40,06,609 1.97 2,40,06,609 0 2,40,06,609 1.97 0 1.97 0 0.00 NA 2,40,06,609
(b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds 21 8,02,429 0 0 8,02,429 0.07 8,02,429 0 8,02,429 0.07 0 0.07 0 0.00 NA 8,02,429
(d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors 846 27,77,14,961 6,365 0 27,77,21,326 22.74 27,77,14,961 1,593 27,77,16,554 22.74 0 22.74 0 0.00 NA 27,77,07,286
i Government of Singapore 1,84,89,830 0 0 1,84,89,830 1.51 1,84,89,830 1,84,89,830 1.51 1 1.51 0 0.00 NA 1,84,89,830
(f) Financial Institutions/ Banks 151 13,15,248 0 0 13,15,248 0.11 13,15,248 0 13,15,248 0.11 0 0.11 0 0.00 NA 11,70,936
(g) Insurance Companies # 36 12,48,31,443 0 0 12,48,31,443 10.22 12,48,31,443 0 12,48,31,443 10.22 0 10.22 0 0.00 NA 12,48,30,443
(i) Life Insurance Corporation of India 7,90,89,965 0 0 7,90,89,965 6.47 7,90,89,965 0 7,90,89,965 6.48 0 6.47 0 0.00 NA 7,90,89,965
(h) Provident Funds/ Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Foreign Porfolio Investments - Individual 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1) 1,125 52,53,74,907 6,365 0 52,53,81,272 43.01 52,53,74,907 1,593 52,53,76,500 43.02 0 43.01 0 0.00 NA 52,52,09,800
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
(I) (II) (III) (IV) (V) (VI) (VII = As a % of (IX) (X) (XI) = (VII)+(X) as a % (XII) (XIII) (XIV)
IV+V+VI (A+B+C2) of A+B+C2 As a % of (Not Applicable)
) (VIII) As a % of
Total as No. (not total
total
No of Voting Rights a % of No. appli- shares held
Shares
Total cable) (Not
held
Voting applicable)
Class Class rights
Total (a) (b) (a) (b)
X Y
(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
(a) Name of DR Holder (if
available) NA
(2) Employee Benefit Trust
(under SEBI (Share
based Employee
Benefit) Regulations,
2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
Total Non-Promoter- Non 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0