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4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
Shareholding , as a
No. of Shares
% assuming full
Shareholding as Underlying
No. of shares conversion of
No. of Partly a % of total no. Outstanding Number of equity
Cate- Nos. of share- No. of fully paid up underlying Total nos. shares convertible Number of Locked Number of Shares pledged or
Category of shareholder paid-up equity of shares Number of Voting Rights held in each class of securities convertible shares held in
gory holders equity shares held Depository held securities ( as a in shares otherwise encumbered
shares held (calculated as securities dematerialized form
Receipts percentage of
per SCRR, 1957) (including
diluted share
Warrants)
capital)
(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) (IX) (X) (XI)= (VII)+(X) (XII) (XIII) (XIV)
As a % of As a % of (A+B+C2) As a % of
(A+B+C2) total As a % of total
No of Voting Rights Total as a No. No.
Shares Shares held
% of
held
(A+B+C)
Class Class
Total (a) (b) (a) (b)
eg: X eg:y
(A) Promoter & Promoter 11 4,143,594,780 0 0.00 4,143,594,780 33.92 4,143,594,780 0 4,143,594,780 33.93 0.00 33.92 0.00 0.00 64,200,000 1.55 4,143,594,780
Group
(B) Public 3,371,406 7,975,220,840 2,243,410 94,241,430 8,071,705,680 66.08 8,069,462,270 561,764 8,070,024,034 66.07 0.00 66.08 0.00 0.00 NA 7,941,371,390
(C) Non Promoter- Non Public 0 0 0.00 0.00 0 0.00 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA 0
(C1) Shares underlying DRs 0 0 0.00 0.00 0 N.A 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA 0
Shares held by Employee 0.00 0 0.00 0 0.00 0.00 0.00
(C2) 0 0 0.00 0.00 0 0.00 0.00 NA 0
Trusts
Total 3,371,417 12,118,815,620 2,243,410 94,241,430 12,215,300,460 100.00 12,213,057,050 561,764 12,213,618,814 100.00 0.00 100.00 0.00 0.00 64,200,000 0.53 12,084,966,170
Shareholding , as a %
assuming full
No. of Shares
Nos. of shares conversion of Number of equity
Partly paid-up Shareholding % Underlying
No. of No. of fully paid up underlying Total nos. shares convertible Number of Shares pledged or shares held in
Category & Name of the Shareholders equity shares calculated as per Number of Voting Rights held in each class of securities Outstanding Number of Locked in shares
shareholder equity shares held Depository held securities ( as a otherwise encumbered dematerialized
held SCRR, 1957 convertible securities
Receipts percentage of form
(including Warrants)
diluted share
capital)
(I) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2) (IX) (X) (XI) = (VII)+(X) as a % (XII) (XIII) (XIV)
(VIII) of A+B+C2
Total as a % of As a % of total As a % of total
No of Voting Rights No. No.
Total Voting Shares held shares held
rights
Class X Class Y Total (a) (b) (a) (b)
(1) Indian
(a) Individuals/Hindu undivided Family 0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(b) Central Government/ State Government(s) 0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/ Banks 0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(d) Any Other (specify) 0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate 11 4,143,594,780 0 0 4,143,594,780 33.92 4,143,586,570 0 4,143,594,780 33.93 0 33.92 0 0.00 64,200,000 1.55 4,143,586,570
(i) TATA SONS PRIVATE LIMITED 1 3,965,081,420 0 0 3,965,081,420 32.46 3,965,081,420 0 3,965,081,420 32.46 0 32.46 0 0.00 64,200,000 1.62 3,965,081,420
(ii) TATA MOTORS LIMITED 1 54,962,950 0 0 54,962,950 0.45 54,962,950 0 54,962,950 0.45 0 0.45 0 0.00 0 0.00 54,962,950
(iii) TATA INVESTMENT CORPORATION LIMITED 1 41,984,940 0 0 41,984,940 0.34 41,984,940 0 41,984,940 0.34 0 0.34 0 0.00 0 0.00 41,984,940
(iv) TATA CHEMICALS LTD 1 30,900,510 0 0 30,900,510 0.25 30,900,510 0 30,900,510 0.25 0 0.25 0 0.00 0 0.00 30,900,510
(v) EWART INVESTMENTS LIMITED 1 22,259,750 0 0 22,259,750 0.18 22,259,750 0 22,259,750 0.18 0 0.18 0 0.00 0 0.00 22,259,750
(vi) RUJUVALIKA INVESTMENTS LIMITED** 1 11,683,930 0 0 11,683,930 0.10 11,683,930 0 11,683,930 0.10 0 0.10 0 0.00 0 0.00 11,683,930
(vii) TATA INDUSTRIES LIMITED 1 10,425,450 0 0 10,425,450 0.09 10,425,450 0 10,425,450 0.09 0 0.09 0 0.00 0 0.00 10,425,450
(viii)) TATA MOTORS FINANCE LIMITED 1 6,095,110 0 0 6,095,110 0.05 6,095,110 0 6,095,110 0.05 0 0.05 0 0.00 0 0.00 6,095,110
(ix) TATA CAPITAL FINANCIAL SERVICES LTD 1 8,210 0 0 8,210 0.00 8,210 0 8,210 0.00 0 0.00 0 0.00 0 0.00 8,210
(x) TATA CAPITAL LTD 1 167,400 0 0 167,400 0.00 167,400 0 167,400 0.00 0 0.00 0 0.00 0 0.00 167,400
(xi) TITAN COMPANY LIMITED 1 25,110 0 0 25,110 0.00 25,110 0 25,110 0.00 0 0.00 0 0.00 0 0.00 25,110
SIR DORABJI TATA TRUST ## 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
SIR RATAN TATA TRUST## 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Sub-Total (A)(1) 11 4,143,594,780 0 0 4,143,594,780 33.92 4,143,594,780 0 4,143,594,780 33.93 0 33.92 0 0.00 64,200,000 1.55 4,143,594,780
(2) Foreign
Individuals (Non-Resident Individuals/ Foreign
(a) 0 0 0 0 0 0.00 0 0 0.00 0 0 0 0.00 0 0.00
Individuals) 0 0
(b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0.00 0
(c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0.00 0
** 11,68,393 Ordinary Shares held by Rujuvalika Investments Limited ( a wholly owned subsidiary of Tata Steel Limited w.e.f May 8, 2015), do not carry any voting rights.
## "During the quarter ended June 30, 2018, the two Promoter Group Companies - Sir Ratan Tata Trust and Sir Dorabji Tata Trust had sold their entire holdings in Tata Steel Limited."
Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3)+b(4) 3371406 7975220840 2243410 94241430 8071705680 66.08 8069462270 561764 8070024035 66.07 0 66.08 0 0 NA NA 7941371390 0 0 0
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
No. of shareholders
0
No. of Shares
Nos. of Total Shareholding , as
Underlying
Partly paid- shares Total a % assuming full Number of equity
No. of No. of fully Shareholding % Outstanding Number of Shares
Category & Name of the up equity underlyin nos. Number of Voting Rights held in conversion of Number of Locked in shares held in
sharehol paid up equity calculated as per convertible pledged or otherwise
Shareholders shares g shares each class of securities convertible securities shares dematerialized
der shares held SCRR, 1957 securities encumbered
held Depositor held (as a percentage of form
(including
y Receipts diluted share capital)
Warrants)
(I) (III) (IV) (V) (VI) (VII = As a % of (IX) (X) (XI) = (VII)+(X) as a % of (XII) (XIII) (XIV)
IV+V+VI) (A+B+C2) A+B+C2 As a % of (Not Applicable)
Total as a As a % of No. (not
(VIII) total shares
No of Voting Rights % of Total No. total Shares appli-
held (Not
Voting held cable)
applicable)
rights
Class X Class Y Total (a) (b) (a) (b)
(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
(a) Name of DR Holder (if
available) NA
(2) Employee Benefit Trust
(under SEBI (Share based
Employee Benefit)
Regulations, 2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
Total Non-Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
TATA STEEL LIMITED
Table V- Statement showing details of significant beneficial owners
Particulars of the shares in which significant beneficial interest is held Date of creation / acquisition of
SR NO Details of the significant beneficial owner (I) Details of the registered owner (II) by the beneficial owner (III) significant
beneficial interest (IV)
Shareholding as a % of total no. of
shares (calculated as per SCRR, 1957)
Name PAN Nationality Name PAN Nationality Number of Shares As a % of (A+B+C2)
0
TATA STEEL LIMITED
Annexure B