Network Design of A Household Waste Collection System A Case Study of

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Waste Management 116 (2020) 179–189

Contents lists available at ScienceDirect

Waste Management
journal homepage: www.elsevier.com/locate/wasman

Network design of a household waste collection system: A case study of


the commune of Renca in Santiago, Chile
Carola Blazquez ⇑, Germán Paredes-Belmar
Department of Engineering Sciences, Universidad Andres Bello, Quillota 980, Viña del Mar, Chile

a r t i c l e i n f o a b s t r a c t

Article history: This study proposes a design of a household waste collection system based on a two-stage procedure.
Received 6 May 2020 First, the bin location-allocation problem is solved by selecting collection sites from a set of potential
Revised 16 July 2020 sites, and determining the type and number of bins at each selected collection site. Second, bin-to-bin
Accepted 22 July 2020
waste collection routes are obtained for a fleet of homogeneous vehicles that are restricted by either work
shift duration or vehicle capacity. Mixed integer linear programming (MILP) models are proposed for
both stages, considering the particular characteristics of the problem. The models are applied to a real-
Keywords:
world instance in the commune of Renca in Santiago, Chile. The results of first stage indicate an important
Waste collection system
Bin location-allocation
preference for small bins since they have a lower unitary cost. Due to the large size of the real instance, a
Vehicle routing Large Neighborhood Search (LNS) heuristic is used in the second stage to find good feasible vehicle rout-
Heuristic ing solutions in a reasonable period of time. The results for the routing phase suggest a larger number of
Optimization model routes in the morning work shift since these routes have shorter distances. The LNS heuristic presents a
satisfactory behavior when compared to the MILP model with small instances. The proposed bin-to-bin
household waste collection vehicle routing presents a more efficient solution than the existing door-to-
door waste collection in the commune of Renca with respect to the total daily traveled distance and the
average work shift duration. Finally, a sensitivity analysis is presented and discussed for both models.
Ó 2020 Elsevier Ltd. All rights reserved.

1. Introduction economy, environment, and society. In developing countries, 20–


50% of the recurring budget of municipalities is spent on MSW
The estimated quantity of urban solid waste generated world- management, although often only 50% of the urban population is
wide was 2.01 billion tons in 2016 and is expected to reach 3.4 bil- covered by these services (UN-HABITAT, 2010). In particular, the
lion tons by 2050 (Kaza et al., 2018). According to the World Bank, MSW collection and transportation activities account for approxi-
in Latin America and the Caribbean, this waste will increase by mately 50% to 70% of the total solid waste management costs
approximately 37% in 25 years reaching 179 million tons in 2030 (Erfani et al., 2017; Tavares et al., 2009). The total collection costs
(Rojas et al., 2018). Under this regrettable and critical scenario, involve between 0.5% and 2.5% of the income per capita for devel-
authorities have to face challenging waste management decisions oping countries, representing the most important and most expen-
addressing issues that require immediate attention as well as sive task of the total solid waste cycle due to intensive labor,
potential issues that require strategic and integrated planning management of a large fleet of vehicles, and significant fuel con-
and implementation. In many cases, local authorities need to cope sumption (Beliën et al., 2014; Cointreau, 2005). Therefore, there
with the accelerated pace of waste generation as the population is a need for an efficient waste collection system to reduce the
and urbanization increase, and the economy and social activities overall system costs, and also to mitigate the environmental and
grow. Additionally, waste management has become a relevant social impacts that contribute to local episodes of sickness, water
environmental concern due to the increase of greenhouse gas resource pollution, greenhouse gas emissions, and traffic conges-
emissions and the impact on climate change (Hannan et al., 2015). tion (Erfani et al., 2017; UN-HABITAT, 2010; Vu et al., 2018).
The lack of an efficient municipal solid waste (MSW) manage- Among Latin American countries, Chile has the highest Gross
ment, and adequate policies and regulatory frameworks are rele- Domestic Product (GDP) and is perceived as one of the fastest-
vant issues in most developing countries since they affect the growing economies in the last decades (World Bank, 2019), but
has the highest average annual MSW generation per capita of
456.3 kg/person-year with an average daily municipal solid waste
⇑ Corresponding author.
generation per capita of 1.25 kg/person-day (The Waste Atlas,
E-mail addresses: cblazquez@unab.cl (C. Blazquez), german.paredes@unab.cl
2013). In 2017, MSW represented approximately 35.3% of non-
(G. Paredes-Belmar).

https://doi.org/10.1016/j.wasman.2020.07.027
0956-053X/Ó 2020 Elsevier Ltd. All rights reserved.
180 C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189

hazardous waste generated in Chile with a total of 7.9 million tons Boskovic and Jovicic, 2015; Erfani et al., 2018; Ghiani et al., 2012,
(MMA, 2019). This amount of generated MSW has had an estimated 2014; Rathore et al., 2019; Vijay et al., 2008). For example, Aremu
growth of approximately 21.5% with respect to the 6.5 million tons et al. (2012) solved the p-Median problem for waste bin location
of MSW generated in 2009 (CONAMA, 2010). Therefore, the World and allocation. The authors used an analytic hierarchy process to
Banḱs statement related to the positive correlation between a coun- determine the number of waste bins based on the assessment of
trýs economic situation and its waste generation is proven for Chile social, economic, and environmental factors. Ghiani et al. (2012)
(Kaza et al., 2018). proposed an integer programming model to locate and determine
The current waste collection system in residential areas of dif- the number of MSW collection bins in Nardò, Italy, and compared
ferent municipalities in Chile consists of a traditional door-to- the results with a constructive heuristic approach. Later, Ghiani
door collection using a truck transportation system. This manual et al. (2014) presented a heuristic algorithm for locating and allo-
waste collection is usually implemented in developing countries cating different waste bin types and identifying homogeneous
and is based on practical experience and intuition. As a result, zones to be served by a waste collection truck. Boskovic and
the number of waste compactor trucks and collection routes is Jovicic (2015) applied GIS to determine the optimal number and
not necessarily adequate, and not all citizens are always com- location of waste bins Kragujevac, Serbia. Vijay et al. (2008) used
pletely served. Thus, the collection system becomes inefficient a p-median constrained model in a GIS environment to optimally
since municipalities have to incur unnecessary costs while impact- locate waste bins. The work of Erfani et al. (2018) used a location-
ing traffic congestion, fuel consumption, CO2 emissions, etc. Com- allocation model in a GIS environment to minimize facilities and
monly, two or three crew members pick up the household waste, another model to maximize capacitated coverage of waste bins.
which is left on the curbside or hanging from tree branches, and Recently, a MILP model was integrated with GIS to determine the
throw this waste in the rear-load truck for immediate compacting. number of waste bins in India while considering different types of
In this process, roads and sidewalks are contaminated, and nega- waste generation sources, waste bins, and waste types (Rathore
tive effects arise as waste is eaten and scattered by dogs or rodents et al., 2019). Several studies addressing the waste bin location-
increasing pollution, stench, risk of diseases, the proliferation of allocation problem are reviewed in Purkayastha et al. (2015).
insects, etc. (Abarca-Guerrero et al., 2013; Al-Khatib et al., 2010; Multiple methods have been presented for MSW collection
Arribas et al., 2010). Additionally, workers that are engaged in route optimization that minimizes costs, and social and environ-
the door-to-door waste collection process are exposed to the risk mental adverse effects (Arribas et al., 2010; Akhtar et al., 2017;
of developing work-related musculoskeletal disorders due to the Assaf and Saleh, 2017; Das and Bhattacharyya, 2015; Habibi
constant hauling of waste (Battini et al., 2018). et al., 2017; Hannan et al., 2018; Miranda et al., 2015; Son, 2014;
Conversely to the door-to-door solid waste collection, the bin-to- Son and Louati, 2016; Tavares et al., 2009; Vecchi et al., 2016; Vu
bin waste collection system has the advantage of reducing waste et al., 2020). For example, Tavares et al. (2009) employed GIS 3D
collection time along with the implied operational and transporta- route modeling software to determine routes for waste collection
tion costs of at least 30% (Gilardino et al., 2017). Thus, this collection vehicles while minimizing fuel consumption in Cape Verde.
system provides more accessibility for waste collecting vehicles and Arribas et al. (2010) used a combinatorial optimization and integer
improved waste disposal service for neighbors, reduces the presence programming model jointly with GIS to obtain waste collection
of waste on the streets that can affect the health of communities and routes and vehicle fleet size. Son (2014) presented a hybrid
environmental conditions, and workers are less exposed to injuries methodology that uses a heuristic algorithm (Chaotic Particle
by employing adequate equipment (Lopez et al., 2008). Swarm Optimization) and Dijkstra algorithm in a GIS environment
This study proposes a network design of a bin-to-bin household for obtaining optimal waste vehicle routes in Danang, Vietnam.
waste collection system for a real-world case study in the commune Subsequently, Son and Louati (2016) proposed a route optimiza-
of Renca in the city of Santiago, Chile. First, a mixed integer linear tion model that was implemented along with GIS tools to maxi-
programming (MILP) model is presented to determine the type, mize the amount of collected waste and minimize total
number, and location of bins at selected sites from a set of potential environmental emissions. Das and Bhattacharyya (2015) employed
collection sites, and to allocate the generated waste to these bins. MILP to solve the MSW collection and transportation problem
Second, another MILP model is introduced to obtain solid waste col- while minimizing tour and visiting costs. Miranda et al. (2015)
lection routes for a homogeneous fleet of waste compactor vehicles employed a MILP to obtain the waste collection routing of barges
that serve the bins at selected collection sites obtained from the pre- among a set of rural islands in southern Chile. Yet in another study
vious phase. Additionally, a sensitivity analysis is performed for dif- by Vecchi et al. (2016), a sequential approach of binary and MILP,
ferent model parameters to study the behavior of both models. The and an adapted Hierholzer algorithm was proposed for obtaining
results of this study will aid local authorities in the decision-making optimal routes for waste collection trucks in Campo Mourão, Brazil
process on solid waste collection by providing an efficient bin-to-bin while reducing traveled distance and carbon dioxide emissions. In
collection system for Renca. another study by Akhtar et al. (2017), the authors proposed a mod-
ified backtracking search algorithm for optimizing waste collection
routes that diminishes the economic costs and environmental
2. Literature review impacts. A genetic algorithm was presented by Assaf and Saleh
(2017) to obtain optimal solid waste collection routes in Palestine.
Over the decades, different methodologies have been intro- Hannan et al. (2018) proposed a modified particle swarm opti-
duced in the literature to assist in developing waste collection sys- mization algorithm to determine the best collection routes for
tems, which essentially considers the location-allocation modeling waste trucks. Recently, Vu et al. (2020) yielded different scenarios
of waste bins and designing waste collection routes at the tactical considering waste collection frequency, truck capacity and config-
and operational levels. Research has particularly focused on i) per- urations, and waste composition in the truck route optimization
forming waste bin location-allocation, ii) obtaining optimal waste using GIS. For further literature review on waste collection routes,
collection vehicle routes, and iii) combining both i) and ii). refer to Beliën et al. (2014) and Sulemana et al. (2018).
Regarding the location and allocation problem of waste bins, Finally, both waste bin location-allocation and vehicle routing
studies have employed various mathematical modeling, heuristic optimization problems have been solved by different studies
and meta-heuristic approaches, Geographic Information System (Erfani et al., 2017; Gilardino et al., 2017; Hemmelmayr et al.,
(GIS), among others to solve this problem (Aremu et al., 2012; 2014; Jammeli et al., 2019; Khan and Samadder, 2016; Lopez et al.,
C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189 181

2008; Vu et al., 2018). For instance, Hemmelmayr et al. (2014) inte-


Decision Variables
grated a MILP method with a variable neighborhood search meta-
heuristic to solve the bin allocation problem and the vehicle 
xj 1 if a waste bin is located at site j
routing problem. Gilardino et al. (2017) proposed a mathematical
0 otherwise
optimization model for determining the number and location of
yjk Number of waste collection bin type k required at the site j
waste and recyclable waste bins, and a heuristic approach for 
obtaining collection routes in Lima, Perú while minimizing the num- zij 1 if a waste generator point i is allocated to collection site j
ber of waste vehicles. Lopez et al. (2008) employed GIS to determine 0 otherwise
the number and location of containers for paper and cardboard
waste from small businesses, and the collection routes for each vehi-
cle. Erfani et al. (2017) solved the waste bin location-allocation prob- According to the previous notation, the problem is formulated as a
lem and capacitated vehicle routing problem by using GIS. Similarly, MILP model as follows.
Khan and Samadder (2016) studied a solid waste collection bin allo- XX
Min Z 1 ¼ C k yjk ð1Þ
cation problem and employed GIS to obtain collection vehicle routes
j2I k2K
in Dhanbad, India. In another study, Vu et al. (2018) employed GIS to
determine the optimal location and number of collection points and s.t.
collection routes for trucks and handcarts in Hai Phong, Vietnam. X
zij ¼ 18i 2 C ð2Þ
Jammeli et al. (2019) modeled a household waste collection and
j2I:dij 6g
transportation problem to determine the optimal number of bins
and vehicle routes in Tunisia by minimizing collection costs and X X
environmental impact. hi zij 6 Q k yjk 8j 2 I ð3Þ
i2C:dij 6g k2K

3. Methodology
yjk 6 bxj 8j 2 I; k 2 K ð4Þ
A two-stage procedure is proposed in this study. The first stage X
presents a MILP model that solves the bin location-allocation prob- zij P xj  xl 8i 2 C; j 2 I : dij 6 g ð5Þ
l2I:l–j;dil <dij
lem by selecting collection sites, determining the number of bins at
each selected collection site, and allocating waste generation to
collection sites. In the second stage, a MILP model is formulated xl þ xj 6 18l 2 I; j 2 I : l–j; ejl 6 d ð6Þ
for determining efficient waste collection routes for a fleet of
homogeneous vehicles. xj ; zij 2 f0; 1g8i 2 C; j 2 I : dij 6 g ð7Þ

3.1. Location-allocation stage yjk 2 Z þ0 8j 2 I; k 2 K ð8Þ

The objective function (1) minimizes the bin location cost at the
In this stage, the following assumptions are considered in the selected collection sites. Constraints (2) indicate that each waste
model: i) collection sites are situated at intersections, ii) sufficient generation point i is assigned to a single collection site j within a
space is provided to locate the assigned number of bins at each col- threshold distance g. Constraints (3) limit the capacity for each col-
lection site, iii) waste generation is located at the centroid of each lection site. Constraints (4) ensure that if a set of bins is required at
census block, iv) Euclidean distances between centroids and bins a site, then this collection site must be enabled. Additionally, these
are used, and v) each bin is completely emptied when it is served constraints indicate the maximum allowable number of bins per
by a truck. site. Constraints (5) (also known as ‘‘closest assignment con-
The bin location-allocation problem is formulated as a MILP straints”) ensure the assignment of each waste generation point
model based on the following sets and indices, parameters, and to its closest collection site. Constraints (6) prevent the selection
decision variables. of two close collection sites. Thus, two collection sites must be sep-
arated by a minimum distance d. Constraints (7) and (8) indicate
Sets and indices the domain of decision variables.
I Set of candidate collection sites
C Set of waste generation points 3.2. Waste collection routing stage
K Set of bin types
i Waste generation point i, i 2 C In this stage, a visit sequence is designed for each vehicle to
j,l Collection site, j, l 2 I serve the bins at the collection sites. The following are assumptions
k Type of bin (small and large capacities), k 2 K and considerations included in the resolution of the waste collec-
Parameters tion routing problem: i) a homogeneous fleet of vehicles is avail-
hi Volume of waste generation point i able for waste collection, ii) each truck starts and ends its
Qk Bin capacity of bin type k collection route at the municipality (Origin node), iii) each truck
Ck Unitary bin cost for bin type k travels to the disposal site (DS) to dispose the collected waste
b Maximum number of bins per collection site when it has reached its full capacity or the total work shift hours,
dij Minimum distance between a waste generator point i and iv) after disposing the waste at the DS, the trucks continue their
a collection site j collection routes if the work shift has not ended, and v) once the
g Maximum walking distance between a waste generator work shift has terminated, the vehicles travel a fixed distance
point i and a collection site j between DS and the municipality. Note that this leg of the route
ejl Minimum distance between collection site j and is not included in the model.
collection site l The following MILP model addresses the aforementioned condi-
d Minimum distance between two collection sites tions of the problem to minimize the household waste collection
distance. In this model, the Origin-DS route denotes the waste
182 C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189

X X
collection sequence for each truck traveling from the municipality yijk ¼ yjik 8k 2 K; i 2 NffO; Dg ð21Þ
(origin) toward the DS, as the waste is being collected. The DS-DS j2Nffi;Og j2Nffi;Og
route indicates the waste collection sequence for each truck travel- X X  
ing back from the DS to Renca to continue with the collection sj þ t ij yijk 6 T 2 8k 2 K ð22Þ
route, followed by a final trip to DS to dispose the waste. i2NffOg j2Nffi;Og
Sets and parameters
 
C 2 jk P C 2 ik þ qi  Q 1  yijk 8k 2 K; i; j 2 N : i–j; j–fO; Dg ð23Þ
N node set
K truck set xijk ; yijk 2 f0; 1g8k 2 K; i; j 2 N : i–j ð24Þ
O origin node (municipality)
D destination node (DS) C 1 ik ; C 2 ik P 08k 2 K; i 2 N ð25Þ
qi waste generation in site i (given from Stage 1)
si service time at site i The objective function (9) minimizes total traveled distance.
Q capacity of the trucks Constraints (10)–(15) state the collection sequences from the Ori-
cij distance from node i to node j gin to DS. Constraints (16) indicates that a waste collection site is
tij travel time from node i to node j visited in an Origin-DS route or a DS-DS route. Constraints (17)
T1 time limit for routes Origin-DS force the continuity for each truck if required. Constraints (18)–
T2 time limit for routes DS-DS (23) state the collection sequences from and to DS. Finally, con-
straints (24) and (25) indicate the domain of decision variables.
Since the size of the instance employed in this study has more
Variables than 200 nodes (collection sites), the vehicle routing problem is
 difficult to solve in a short time period. Therefore, the Large Neigh-
1 if truck k travels from node i to node j ðorigin - DSÞ borhood Search (LNS) heuristic was used to determine a set of fea-
xijk ¼
0 otherwise sible solutions, as in Pisinger and Ropke (2007). This heuristic is
 based on a destroy and repair strategy. Once a feasible solution is
1 if truck k travels from node i to node j ðDS - DSÞ built, the heuristic randomly removes nodes of the feasible solu-
yijk ¼
0 otherwise tion. Subsequently, the heuristic repairs the solution by using a
greedy heuristic. Erdoğan (2017) presents more details on the
C 1 jk ; C 2 jk : auxiliar variables to preclude subtours implementation of the LNS heuristic.
XXX   The pseudocode of the LNS algorithm employed in this research
Min Z 2 ¼ cij xijk þ yijk ð9Þ
i j–i k
is the following.

Subject to Algorithm Large Neighborhood Search


X X
xijk qi 6 Q 8k 2 K ð10Þ 1: Input: build a feasible solution  using a greedy
i2NffDg j2Nffi;Og heuristic
2: Improve and save the best feasible solution using
X
xOjk 6 18k 2 K ð11Þ exchanges, 1-opt and 2-opt (xb = x).
j2NffOg 3: Repeat
5: Destroy the feasible solution, removing vertices (xt = d
X
xiDk 6 18k 2 K ð12Þ (x)).
i2NffDg 6: Repair the feasible solution, adding vertices with a
greedy heuristic (xt = r(xt))
X X
xijk ¼ xjik 8k 2 K; i 2 NffO; Dg ð13Þ 7: Improve the solution with exchanges, 1-opt, and 2-opt.
j2Nffi;Og j2Nffi;Dg 8: If the new feasible solution objective value is better than
the best solution objective value (Z2(xt) < Z2(xb)) Then
X X  
sj þ t ij xijk 6 T 1 8k 2 K ð14Þ 9: Save the feasible solution as the best solution (xb = xt)
i2NffDg j2Nffi;Og 10: Else
11: Replace the feasible solution by the best solution xb with
  probability p
C 1 jk P C 1 ik þ qi  Q 1  xijk 8k 2 K; i; j 2 N : i–j; j–fO; Dg ð15Þ
12: Until time limit is reached
X X X X 13: Return best-known solution xb.
xijk þ yijk ¼ 18j 2 NffO; Dg ð16Þ
i2NffDg k2K i2NffOg k2K

X X
xiDk P yDjk 8k 2 K ð17Þ
i2NffO;Dg j2NffO;Dg 4. Case study
X X
yijk qi 6 Q 8k 2 K ð18Þ 4.1. Study area
i2NffO;Dg j2Nffi;Og

X Over 40% of Chile‘s total population resides in the Metropolitan


yDjk 6 18k 2 K ð19Þ Region, in which the capital city of Chile, Santiago, is situated. San-
j2NffDg tiago generates 43.8% of the total annual solid waste nationwide
X (MMA, 2018; Rojas et al., 2018), and has shown a steady increase
yiDk 6 18k 2 K ð20Þ in the average daily MSW generation rate over the years. For
i2NffDg instance, this rate increased on average from 0.80 kg/person in
C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189 183

1995 to 1.2 kg/person in 2007, and later to 1.5 kg per capita in Table 1
2014, and is continuing to rise mainly due to population growth Daily waste generation for Renca by SES.

and increase of the life expectancy (Bräutigam et al., 2012; SES Population Daily waste generation Daily waste
Guibrunet et al., 2017). rate (kg/person-day) generation (kg)
Renca is one of the 34 communes of Santiago and is located High 134 (0.1%) 1.48 197.8
northwest of Santiago, as shown in Fig. 1. According to the 2017 Medium 18,393 (14.7%) 1.14 20,963.8
Chilean census, Renca has an area of 4,853,300 m2 and a population Low 106,846 (85.2%) 1.00 107,700.8

of 147,151 inhabitants. This commune is limited at the north by


the highest hill of Santiago, and at the west, east, and south by
three highways (Vespucio Sur, Central, and Costanera Norte,
respectively) that separate Renca from other five communes. In Two types of bins were employed in this case study: small
2013, Renca generated 69,956 tons of waste, representing 2.3% of capacity of 2400 L and large capacity of 3200 L with unitary costs
the total MSW generated in the Metropolitan Region and is 24.5% of 400 USD and 600 USD, respectively. Residents should not walk
higher than the total MSW generated nationwide (SMARM, 2014). more than 250 m to the nearest selected collection site. A maxi-
mum of five bins for each capacity may be located at each collec-
4.2. Data tion site, and a minimum distance of 70 m is assumed between
collections sites. Each collection site is visited three times a week
In Chile, as other developing countries, the socioeconomic sta- to collect the waste from the bins.
tus (SES) and urban consumption have a direct influence on waste The work shift duration is equal to eight hours and is divided
generation due to different environmental and social factors (Khan into two 4-h shifts (8am-12 pm and 2 pm-6 pm) with a 2-hour
et al., 2016). Higher-income families produce a larger quantity of break between shifts. Waste trucks are assumed to travel at a
waste per inhabitant than lower-income families (CONAMA, constant speed of 30 km/h, and the average service time at each
2010; PLADECO, 2015). In this study, the waste generation rate is collection site is equal to 10 min. In this study, the average
differentiated by SES, as shown in Table 1, in order to portray the waste density is 180 kg/m3, and waste is compacted to one-
reality of waste generation in Renca. third of its original volume in waste trucks with a maximum
Only household waste is considered in this study since the capacity of 10 metric tons.
waste generated by commerce and other economic activities in
Renca is negligible compared to the waste generated in residential
areas (CONAMA, 2006). This waste is assumed to be generated at 5. Results
the block centroids since the 2017 census data is aggregated at
the block level for anonymity purposes (INE, 2017), and more This section is presented as follows. First, the results of the bin
detailed information is not available. location-allocation model are shown for a base case, followed by a

Fig. 1. Communes of Great Santiago, Chile.


184 C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189

sensitivity analysis of the model parameters. Second, the results of important preference for small bins with a capacity of 2400 L
the waste collection routing stage for the base case and sensitivity (593 bins) since they have a lower unitary cost. On average, the uti-
analysis are described. Subsequently, a comparison between LNS lization rate of the bins is 94.7%. Finally, the average walking dis-
heuristic and the MILP model, and with the existing waste collec- tance from the waste generation centroids to the nearest
tion system in Renca are presented. collection site is slightly less than 70 m.

5.1. Location-allocation 5.1.1. Sensitivity analysis


A sensitivity analysis is performed to investigate the effects of
The base case considers 1026 waste generation centroids and different parameter settings on the location/allocation model.
1345 potential collection sites situated at intersections. The model Table 2 also presents the results of the sensitivity analysis for each
was coded in AMPL and solved in CPLEX 12.8. The execution time of the following parameters separately.
limit is set to 4 h. If an instance cannot be solved optimally within
this time limit, then the integrality GAP is reported. 5.1.1.1. Bin capacity. Cases 1 and 2 consider only bins with small
Fig. 2 presents the location-allocation result with the assigned and large capacities (2400 and 3200 L, respectively), and Case 3
collection sites to its respective waste generation centroid for the includes a combination of both small and large bin capacities with
base case. The inset shows a detail of the result. Table 2 shows that a maximum of 400 small bins. Among the three cases, the highest
the cost for the best feasible solution of the base case is 254,000 total bin cost is obtained with the large bins (Case 2) due to its lar-
USD with a reported integrality GAP of 1.75% in four hours of com- ger unitary cost. However, a smaller total number of bins (493) are
putation. This solution is near the optimum. Note that there is an employed with an inferior average utilization rate of 90.8% in this

Fig. 2. Location-allocation result for the base case.


C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189 185

Table 2
Results of the location-allocation stage for the base case and sensitivity analysis.

Results Base Sensitivity Analysis


Case
Bin Capacity Waste Collection MDS MWD
Frequency
Case 1 Case 2 Case 3 Case 4 Case 5 Case 6 Case 7 Case 8 Case 9 Case 10
small large Small (2400 lt) & 1 day 3 days 0m 140 m 100 m 150 m 200 m
(2400 lt) (3200 lt) large (3200 lt)
Total bin cost (USD) 254,000 256,400 295,800 258,400 125,200 378,000 255,800 251,400 387,800 254,600 254,000
Number of selected 272 284 269 266 223 297 280 188 343 262 262
collection sites
Number of bins 593 & 28 641 493 400 & 164 (564) 313 & 0 876 & 46 608 & 21 570 & 39 950 & 13 581 & 37 602 & 22
(621) (313) (922) (629) (609) (963) (618) (624)
Average walking 69.1 67.9 68.8 68.3 76.0 65 68.7 81.5 56.4 70.5 70.1
distance (m)
Average bin 94.7 93.0 90.8 96.5 90.6 95.6 94.0 96.0 88.7 94.5 94.6
utilization rate (%)
Coverage (%) 100 100 100 100 100 100 100 100 95.6 100 100
Integrality GAP (%) 1.75 2.66 2.94 3.52 9.75 4.89 6.4 4.7 0.1 0.4 5.6

type of bin. On the contrary, the total bin cost is lower for Case 1 even further to 100 m (Case 8). For this case, the average walking
since only small bins are considered, but larger number of bins distance is reduced to 56.4 m, but the total bin cost increases to
and collected sites are needed to satisfy the waste generation $387,800 due to the larger number of required bins (963). As
demand. In Case 3, the model employs all 400 small bins along opposed to the other cases in Table 2 that yielded full waste collec-
with 164 large bins, but the large bin utilization rate of 96.5%. tion coverage (100%), this coverage is equal to 95.6% for a MWD of
Note that in the base case the combination of 593 small bins 100 m, meaning that not all waste generation centroids were
and 28 large bins presents the lowest total bin cost of 254,000 assigned to a collection site. The location-allocation model may
USD. Variations in the bin capacities do not impact the walking dis- be modified to address this situation by considering the mandatory
tances of the inhabitants to the nearest collection site, as the aver- selection of collection sites that are near the households of the
age walking distances for Cases 1, 2, and 3 are very similar to the elderly and persons with disabilities. This model modification
base case. remains as future research.

5.1.1.2. Waste collection frequency. Table 2 shows the results for 5.2. Vehicle routing
waste collection frequencies of one day and three days. There is
an obvious decrease in the number of bins employed when waste The vehicle routing stage determines the feasible daily routes
is collected every day (Case 4) than every other day (Base case), for each truck, once the number and type of bins have been located
requiring only 313 small bins with a lower utilization rate. If the at the selected collection sites. As aforementioned, the instance for
waste is collected every three days (Case 5), then the solution is the case study of Renca comprises a large number of nodes or col-
more expensive with a total bin cost of 378,000 USD since a larger lection sites (greater than 200 nodes). The MILP algorithm was not
number of bins is required to satisfy the generated demand (876 able to report a feasible solution within a reasonable period of
small bins and 46 large bins). In addition, since there are more col- time. Therefore, LNS heuristic was employed to obtain the results
lection sites selected in this case, the average walking distance of for the base case shown in Table 3. This table presents the best fea-
the inhabitants is reduced to 65 m. sible solution after four hours of computational time. While all
nine trucks are used in the morning work shift (Origin-DS routes),
5.1.1.3. Minimum distance between collection sites (MDS). Case 6 in only five trucks are required for collecting waste in the afternoon
Table 2 takes into account a MDS equal to 0 m, meaning that there work shift (DS-DS routes), as shown in Fig. 3.
is no restriction regarding the distance between collection sites. The total working time per route shown in Table 3 includes the
Additionally, a MDS of 140 m is considered for Case 7. When com- travel and service times. Most of the working time per route is
paring both cases, a larger number of selected collection sites and attributed to serving waste bins. In this case, the average travel
larger number of bins are observed for Case 6, implying that the time per route is approximately 28 min, while the average serving
citizens would have to walk a smaller distance to their waste dis- time is approximately 3 and half hours (200 min) per route. The
posal. Although the utilization rates are relatively similar for both results for the base case suggest that the number and capacity of
cases, the most economical solution is obtained when bins are sep- the trucks, and the work shift time are sufficient to collect all the
arated by a minimum distance of 140 m at the expense of a large generated waste. For all collection routes, the work shift time is
average walking distance. reached before the trucḱs capacity, which explains the relatively
low utilization rate of the trucks. Therefore, an extended work shift
5.1.1.4. Maximum walking distance (MWD). In terms of the total bin of 8 h will be analyzed in the sensitivity analysis.
cost,this cost remains the same if MWD is decreased from 250 m
(Base case) to 200 m (Case 10). Moreover, if the MWD is reduced 5.2.1. Sensitivity analysis
to 150 m, then the solution for Case 9 is only slightly more expen- This section presents a sensitivity analysis of the vehicle routing
sive than the base case. Note that both Cases 9 and 10 have the model by varying the work shift duration, the service time, and the
same number of selected collection sites (262) in their solutions, number of available vehicles.
and the average walking distance and the percentage of bin utiliza-
tion have very similar values. In order to consider the point of view 5.2.1.1. Work shift duration. For improving the utilization rate of the
of the elderly and persons with disabilities, the MWD was reduced vehicles observed in the base case, the work shift duration is
186 C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189

Table 3
Routing results for the base case and sensitivity analysis.

Results Base Sensitivity Analysis


Case
Work shift Service time Number of trucks
duration
Case 1 8 h Case 2 2 min Case 3 Case 4 7 Case 5 8 Case 6 10 Case 7 11 Case 8 12 Case 9 13
per bin 15 min trucks trucks trucks trucks trucks trucks
Number of trucks 9 9 9 10 – – – – – –
Total traveled distance (km) 200.38 138.62 138.31 275.12 205.11 201.47 193.09 187.80 177.63 175.07
Number of routes during work 9 (am) 9 9 (am) 10 (am) 7 (am) 8 (am) 10 (am) 11 (am) 12 (am) 13 (am)
shifts 5 (pm) 0 (pm) 10 (pm) 7 (pm) 6 (pm) 4 (pm) 3 (pm) 1 (pm) 0 (pm)
Average distance per route 14.3 15.4 15.4 27.5 14.7 14.4 13.8 13.4 13.7 13.5
(km)
Average total working time per 3:42 5:33 2:48 3:51 3:42 3:43 3:42 3:41 3:56 3:56
route (hr:min)
Average number of stops per 20 31 31 15 20 20 20 20 22 22
route
Utilization rate per route (%) 61.4 96.0 95.6 43.0 61.2 61.4 61.4 61.4 66.2 66.2

DS DS

Origin Origin

a) 9 trucks in the morning shift b) 5 trucks in the afternoon shift.


Fig. 3. Routing results for the base case.

increased to eight continuous hours (without a lunch stop), while 5.2.1.3. Number of vehicles. Seven executions of the LNS heuristic
all other parameter values remain unchanged. The routing results were conducted as the number of trucks is varied. The results of
with nine vehicles that start at the municipality (Origin) and end Table 3 indicate that if the number of trucks is increased (Cases
at the disposal site (DS) are presented in Case 1 in Table 3. In this 4–9), then the total traveled distance is reduced. Additionally, the
case, the utilization rate per vehicle actually increased to 96% from number of routes required for the afternoon shift is reduced. Notice
61.4% in the base case. When the work shift is increased from 4 to that the minimum number of required trucks is equal to seven
8 h (i.e., the time restriction is relaxed), the vehicles are capable of since the problem is infeasible with six or less trucks. On the other
collecting more waste before reaching the end of the work shift. hand, the maximum number of trucks is set to 13. The results show
that most routes are executed in the morning shift since these
routes correspond to Origin-DS routes with inferior traveled
5.2.1.2. Service time. In order to consider a realistic situation, each distances.
bin is served in 2 min (Case 2). In this case, nine trucks are required
only during the morning shift to complete all collection routes 5.2.2. Comparison between LNS heuristic and MILP model
with a lower average total working time per route of 2 h and The base case of 272 nodes (collection sites) is hard to solve
48 min than the base case (3 h and 42 min), and the total traveled with MILP model. Therefore, for comparison purposes, the study
distance decreased from 200.38 km (base case) to 138.31 km, as area was divided into five small zones using the well-known k-
shown in Table 3. Additionally, when increasing the service time means method (MacQueen, 1967; Zalik, 2008). In this comparison,
to 15 min per collection site to represent a more conservative each zone is solved by the MILP model and the LNS heuristic. The
and pessimistic situation (Case 3), ten vehicles are needed for each time limit for the MILP model was set to one hour, after which
work shift (morning and afternoon) traveling a longer total dis- the integrality GAP was reported. The LNS heuristic was set to
tance of 275.12 km. 10 min.
C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189 187

Table 4
Comparison results between LNS heuristic and MILP model with two and three trucks per zone.

Results Zone 1 Zone 2 Zone 3 Zone 4 Zone 5 Total


LNS MILP LNS MILP LNS MILP LNS MILP LNS MILP LNS MILP
model model model model model model
Two trucks per zone
Number of available trucks 2 2 2 2 2 10 10
Total traveled distance (km) 49.68 49.05 41.38 43.53 35.84 34.25 47.02 46.74 52.57 51.09 226.49 224.66
Number of routes in the morning shift 2 2 2 2 2 2 2 2 2 2 10 10
Number of routes in the afternoon shift 1 1 1 1 1 1 2 2 1 1 6 6
Average distance per route (km) 16.56 16.35 13.73 14.51 11.97 11.42 11.71 11.69 17.43 17.03 14.28 14.20
Average total working time per route (hr:min) 2:56 2:56 3:41 3:42 3:27 3:26 3:13 3:13 3:15 3:15 3:18 3:18
Average stops per route 15 15 20 20 19 19 18 18 17 17 18 18
Utilization rate per route (%) 54.6 54.6 57.5 57.5 59.4 59.4 48 48 50.8 50.8 54.1 54.1
Integrality GAP (%) – 34 15 – 0 – 30 – 15 – 18.75
Percentual difference in total traveled distance 1.28 4.94 4.64 0.59 2.89 0.81
between LNS heuristic and MILP model (%)
Three trucks per zone
Number of available trucks 3 3 3 3 3 15 15
Total traveled distance (km) 44.90 44.24 36.19 36.32 32.57 32.53 42.16 42.14 48.01 47.74 203.83 202.97
Number of routes in the morning shift 3 3 3 3 3 3 3 3 3 3 15 15
Number of routes in the afternoon shift 0 0 0 0 0 0 1 1 0 0 1 1
Average distance per route (km) 14.97 14.75 12.11 12.11 10.86 10.84 10.58 10.53 16.02 15.91 12.91 12.83
Average total working time per route (hr:min) 2:53 2:53 3:37 3:37 3:25 3:25 3:11 3:11 3:12 3:12 3:15 3:15
Average stops per route 15 15 20 20 19 19 18 18 17 17 18 18
Utilization rate per route (%) 54.6 54.6 57.5 57.5 59.4 59.4 48.0 48.0 50.8 50.8 54.1 54.1
Integrality GAP (%) – 1 – 9 – 3 – 26 – 2 – 8.2
Percentual difference in total traveled distance between LNS 1.49 0.36 0.12 0.05 0.57 0.42
heuristic and MILP model (%)

Table 4 shows the results for both procedures with two and solid waste collection routing is more time-efficient and economi-
three collection trucks per zone. In the same CPU time, the LNS cal than the current collection system.
heuristic solutions are quite similar to the best incumbent solution
obtained by the MILP model. In addition, the total number of col- 6. Conclusions
lection routes per day is the same for both methods when consid-
ering two and three trucks per zone. This study presents a network design of a bin-to-bin household
Table 4 also indicates that the total traveled distance for the waste collection system that consists of a two-stage methodology.
case of two trucks per zone is 13.0% and 12.1% larger for the LNS First, Mixed Integer Linear Programming (MILP) model is proposed
heuristic and MILP model, respectively, than the base case results. to solve the location-allocation problem, in which waste genera-
This difference in the traveled distance is explained by the increase tion centroids are assigned to waste collection sites, and a number
in the number of trucks from 9 to 10 when clustering the study and type of bins are determined at each selected site. Second, a set
area into zones. In addition, the average truck capacity is better of efficient collection routes are determined for a fleet of homoge-
used with the complete instance (base case), which is reflected in neous vehicles using a Large Neighborhood Search (LNS) heuristic.
the average utilization rate per truck (61.4% base case vs 54.1% This two-stage procedure was applied to a real-world case study
zoning case). for the commune of Renca in Santiago, Chile.
The bin location-allocation and vehicle routing results are
obtained for a base case and a sensitivity analysis of different
5.2.3. Comparison with existing household waste collection routing in model parameters. For the location-allocation phase, the base case
Renca and the 200-m maximum walking distance case present similar
Since the waste is currently collected door-to-door without the results with the low total bin cost using a large number of small
use of bins, only the existing and proposed waste collection routing bins. The lowest total bin cost is obtained when the waste is col-
results are compared. Currently, nine vehicles follow manually lected every day using half of the total number of bins required
predefined routes to serve the commune three times a week. On in the base case. However, daily waste collection is necessary,
average, each truck travels a daily distance of 31.2 km and a total which will increase the routing costs.
traveled distance of 280.32 km per day. Additionally, the average Overall, the results for the vehicle routing phase suggest a larger
work shift duration per route is 14:24 (864 min). Unfortunately, number of morning routes between the municipality (origin) and
the existing utilization rate per route is not known. disposal site (DS) since these routes have shorter distances. The
The aforementioned values are compared with the results continuous 8-hour work shift yielded a lower total traveled dis-
obtained for the 8-hour work shift (Case 1 in Table 3) since no tance than the base case using nine vehicles with a very satisfac-
lunch break is currently considered. Although our results indicate tory utilization rate of 96%. Similarly, when reducing the service
that nine vehicles are also required to serve the commune of Renca, time to five minutes, the utilization rate increases with respect
each of these trucks would travel approximately half of the average to the base case and only morning routes are required.
distance of the current waste collection routing (31.2 km current Finally, the LNS heuristic presents a satisfactory behavior when
vs 15.4 km proposed), and nearly 142 km less in the total traveled compared to the MILP model with small instances. The proposed
distance. While approximately 5 and half hours are need to com- bin-to-bin household waste collection vehicle routing presents a
plete on average the vehicle routes, more than 14 h are required more efficient solution than the existing door-to-door waste col-
in the existing vehicle routing to collect the household waste in lection in the commune of Renca with respect to the total daily
Renca. This comparison manifests that the proposed bin-to-bin traveled distance and the average work shift duration.
188 C. Blazquez, G. Paredes-Belmar / Waste Management 116 (2020) 179–189

Declaration of Competing Interest Hannan, M., Al Mamun, M., Hussain, A., Basri, H., Begum, R., 2015. A review on
technologies and their usage in solid waste monitoring and management
systems: issues and challenges. Waste Manage. 43, 509–523.
The authors declare that they have no known competing finan- Hannan, M., Akhtar, M., Begum, R., Basri, H., Hussain, A., Scavino, E., 2018.
cial interests or personal relationships that could have appeared Capacitated vehicle-routing problem model for scheduled solid waste collection
and route optimization using PSO algorithm. Waste Manage. 71, 31–41.
to influence the work reported in this paper.
Hemmelmayr, V., Doerner, K., Hartl, R., Vigo, D., 2014. Models and algorithms for
the integrated planning of bin allocation and vehicle routing in solid waste
management. Transp. Sci. 48 (1), 103–120.
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