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Cite by URL or name Taher and Alshibli (2015)
Prepared for
Dr. Khalid Alshibli
Professor of Geotechnical Engineering at the
University of Tennessee
Knoxville, Tennessee, 37916
Prepared by
Zana Taher
Graduate Student at the University of
Tennessee
Knoxville, Tennessee, 37916
May 1, 2015
i
Table of Contents
Executive Summary ......................................................................................................................................... ii
Abstract ...................................................................................................................................................... ii
Aim ............................................................................................................................................................. ii
Introduction..................................................................................................................................................... 1
Heave .......................................................................................................................................................... 7
Backward erosion ........................................................................................................................................ 7
Concentrated leak erosion (scour) ................................................................................................................ 7
Tunneling or Jugging: usually in vadose zone ............................................................................................... 7
Suffusion ..................................................................................................................................................... 7
Suffosion ..................................................................................................................................................... 8
Xu a d Zha g’s odel of pipi g progressio ................................................................................................... 9
References .................................................................................................................................................... 18
List of Illustration
Figure 1 Bligh’s a d La e’s Creep Ratios ......................................................................................................... 4
Table 1 Creep ratio of both Bligh and Lane for different types of soil ............................................... 4
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Cite by URL or name Taher and Alshibli (2015) on Academia.edu
Piping Effect in Earth Dams
Internal Erosion
Executive Summary
Abstract
One of the most severe failure causes for earthen dams is “seepage and piping,” which, due to
chemical and physical effects, causes the soil particles to weaken and lose the soil’s property.
Piping has been the primary cause of failure in most of the world’s earth dams. This paper
covers the definition and various types of piping and piping causes and effects in earth dams.
I will explain the difficulties in dealing with piping, and currently available solutions to
prevent piping in earth dams during the design period and construction stage.
Aim
This paper specifies types of soil piping that encounter earth dams and explains the methods
taken to solve it. It covers a brief piping history to indicate the time when geotechnical
engineers first defined this phenomenon. In addition, it includes a piping progression model
created by Xu and Zhang (2013) to understand how they have simulated piping progression
in earth dams. Moreover, I will present the current piping solutions and recommendations,
stated by Dr. Ralph Peck (2008), Sedghi-Asl (2012) and others, to initiate the move towards a
safer environment.
Engineers should thoroughly account for piping while designing the earth dams.
Engineers and dam owners should perform close surveillance, hire special workers to
Introduction
Piping can be defined as the erosion of soil particles, subsequent through tiny
weakened paths of the soil. It causes permeability from the inner side of the soil
embankments where the physical force is applied to the outer side of the embankment. The
definition of piping, proposed by Heede (1971), states that soil piping is “Erosion in which
the soil is carried away by water running through holes in the ground” (Jones, 1981). Piping
is the internal erosion inside a soil mass causing seepage and water discharge through a hole
appearing in the downstream of the embankment (Moffat, et al., 2011, from ICOLD 1978, p.
44).
Piping can further be defined as the formation of tunnels between the upstream and
downstream of any hydraulic soil structures. Due to difficulty in dealing with piping when it
happens, urgent action plans should be taken to avoid high potential risks and casualties to
Sherad et al. (1972), Charles (1997), and Foster et al. (2000) noted that piping failure
is an extremely quick and rapid process. The duration between the moment piping is
observed and the breach or failure time is very brief and rapid, and uncontrolled failures
could easily happen. Foster et al. (2000 a, b) noted this failure duration could be only six to
twelve hours. So, this fact is to be carefully considered for the safety of the hydraulic soil
structures, as piping could be a dangerous factor causing failures in soil embankments and
Terzaghi (1921), known as the father of soil mechanics, and Lane (1934) are amongst
the very first scientists who explored and defined “piping.” The definition they proposed
states that when a seeping water force acts upon a point in a soil, the shear resistance in that
point bears erosion until the force becomes more dominant and subsequently penetrates the
soil particles, eventually causing erosion. Sherad believes that dispersive clay particles are the
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type of soil that is mostly subjected to piping. He further states that dispersive soils cannot be
separated by ordinary engineering specifications from those soils that are naturally resistant
to erosion. That is, piping failures occurred in some soil embankments of the same
engineering properties in those embankments which did not even experience any sign of
Dr. Ralph B. Peck (1912-2008) was a geotechnical professor who wrote one of the
Practice with Dr. Karl Terzaghi. In two lectures, he discusses the sudden failure nature of
dams due to piping. As a proof, he introduces a number of dams in United States of America.
One of which was Walter Bouldin Dam in Alabama, in 1975, where piping had occurred
between the power house concrete roof and the overlying clay. Unfortunately, the dam
completely failed within one hour after the watchman warned the supervisor about some
History of piping
Piping is the most common cause of dam failures in the history of earth dams.
Statistically, 46 percent of the failures of large dams are attributed to piping. Foster stated
that 35 percent of reported dam failures and 59 percent of the incidents caused by internal
erosion occurred after the first five years the dam was put in service (Foster et al., 2000; Xu
and Zhang, 2009; Zhang et al., 2009). About two thirds of the failures occur on first filling or
in the first five years of operation. Moreover, internal erosion and piping have historically
resulted in about 0.5 percent of embankment dams failing in the world, and 1.5 percent of the
It is not easy to determine the exact factor causing piping after failure, because when
the dams collapse there would remain no evidence. Jones (1981), Lane (1934), and data of
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two hundred and sixty seven dam failures from National Performance of Dams Program
Thun’s 1985 report showed that nearly 26 percent of piping failures are attributed to
inadequate filter design. (Richards & Reddy, 2007) stated that piping is generally caused by
the following:
Biological activities
Again, Terzaghi (1921) and Lane (1934) are amongst the very first scientists who
defined and explored “piping.” However, in efforts before Terzaghi (1921), some engineers
indirectly created solutions for piping failures. Bligh (1910) formulated his creep theory for
water flow through a soil mass. In his creep theory, Bligh stated that the longer the seepage
path is, the better the soil might resist erosion and consequent failure. In Bligh’s theory, the
hydraulic gradient is a constant value that equals Δh/L, where Δh is the difference between
upstream and downstream water levels, and L is the total horizontal and vertical flow
creeping lengths through which the water particles pass (Sedghi-Asl, et al., 2012). He
established a “Factor of Safety” for the line of creep, called “creep ratio,” to guarantee the
safe resistivity of soils against failure. Creep ratio is equal to the ratio of the total creep
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length, also called creep line, to the difference between height of upstream and downstream
of the dams (Cc= L/Δh). Later in 1934, Lane noted that the horizontal path of the particles are
three times less effective than the vertical paths, so the horizontal paths should be divided by
three when calculating the path of creep (Peck, 2008). Bligh’s and Lane’s Creep Ratio are
shown in Figure 1.
Figure 1 illustrates Bligh’s and Lane’s Creep Ratios. Source: (Peck, 2008)
The following table, Table 1, is the Creep ratio of both Bligh and Lane. As it can be
seen from the table, Cw is approximately 3 times less than Cc, which means that a greater
factor of safety is maintained in Lane’s modification. Thus, in some cases, Lane’s Creep
Table 1 lists Creep ratio of both Bligh and Lane for different types of soil (Leliavsky, 1965)
Early warning for dam safety is important. An advance warning of failure of as little
as sixty minutes can have a significant impact on reducing the number of lives lost.
Therefore, engineers should perform regular surveillance to prevent disasters (Fell, et al.,
Piping occurs in four phases. The first is initiation, on which a concentrated leak
forms and erosion initiates along walls of cracks (Foster & Fell, 2000). The second is
continuation of erosion; no continuation phase occurs if filters are designed well. Third is
progression to form a pipe. The first signs of erosion tend to be seen only at the progression
phase and the resulting failure after the progression phase is rapid. Fourth is formation of a
breach. This Occurs in the embankment or its foundation leading to sinkholes, crest
settlement and loss of freeboard of the embankment. Breach phase means the possibility of
failure of the dam, not the failure itself (Fell, et al., 2003). Refer to Figure 2 in page 8.
According to Dr. Ralph Peck, piping is generally divided into three categories. First,
piping failure due to “heave” occurs at the very first filling of the dam reservoir. When the
reservoir is filled, the water acts on the base of the dam and causes immediate erosion cracks
and paths in the soil. Heave, as a type of piping, was first introduced by Terzaghi, in 1921.
He stated that piping by heave could be solved theoretically by flow net analysis and
practically by applying piezometers. In both, engineers analyze the flow path of the water
particles from the upstream of the dams to the downstream, and accordingly anticipate any
potential failure in the dam. Second, “backward erosion” happens in a cohesive layer in
which erosion openings develop and through which water particles transfer and expand the
openings. Unlike heave, this process causes a slow and delayed failure because it firstly
occurs in the downstream. Third is removal of joint filling, altered rock, or other weak
materials, either immediately or throughout the lifetime of the dam (Peck, 2008).
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In ‘‘internal erosion,’’ the forces that act on the soil surface gradually remove soil
particles. It occurs because of the penetrating forces passing mainly through the openings
paths and fractions which might have already existed in the soil. These could be tiny cracks
inside the clay below the dam’s rock fill, or even voids between the clay and the rock fill, or
concrete membrane, used to prevent water from entering the filled and compacted clay.
Internal erosion starts with the planar fatigue failure (Richards & Reddy, 2007). Fatigue is
one of the most common failure modes of structures and components. The manner of fatigue
crack growth may be affected by mechanical factors such as mean stress, load ratio and
frequency, random loading, multi-axial and complex stress states, as well as environmental
effects such as corrosion and temperature. As far as the crack propagation phase is concerned,
the most dominant parameter is the near-crack-tip elastic stress intensity factor (Lin & Smit,
1997).
There are different definitions for categorizing piping. (Richards & Reddy, 2007)
defined “internal erosion” as an independent type of piping and different from “backward
erosion.” They supported their ideas with Lane’s (1934) theory of internal erosion, as Lane
(1934) states:
‘‘Internal erosion is similar to backwards erosion piping in that tractive forces remove
soil particles. However, internal erosion is due to flow along pre-existing openings
definition, internal erosion is not due to the dynamics of inter-granular flow, and the
hydraulic aspects of the problem are quite different than for backwards erosion”
However, in their recent paper (2014), Richards and Reddy, much like (Fell, et al., 2003),
defined internal erosion in a boarder range claiming: “Internal erosion is any process that
causes erosion within a soil mass.” A single type of internal erosion or perhaps a combination
7
of more than one type can possibly happen in a dam. Internal erosion is divided into six
types:
Heave
Uplift forces, as a result of high pore pressures, act on the soil particles in the dam (Richard
and Reddy 2014) causing zero effective stress, and, as a result, remove the soil particles (also
called “Blowup” or “Blowout”). It can be detected readily by carefully positioned and well
Backward erosion
Backward erosion is the formation of a continuous passage (Fell, et al., 2003) as a result of
progressive erosion starting at an exit point and working backwards toward the reservoir or
the surface of the dam (Richard and Reddy 2014). Failures from piping in the embankment
and its foundation are mostly from backward erosion (Fell, et al., 2003). Refer to Figure 2.
caused by settlement, directly from the source of water to an exit point, and erosion starts
along the walls of the concentrated leak (Fell, et al., 2003). This is most common in a dam
Suffusion
Suffusion occurs when fine grains migrate by seepage flow through internally unstable soils
(Fell, et al., 2003), that are supported by coarse skeletal grains, and where a relatively high
process (Fell, et al., 2003). Kovacs (1981, p. 350) defined suffusion as the migration of fine
grains in a circular way, inside the soil layer, changing the soil permeability, without having
Suffosion
Suffosion is similar to backward erosion, but occurs in a gap graded soil that is not supported
by coarse skeletal grains (Richards & Reddy, 2014). Chapuis (1992, p. 711) defined suffosion
as the migration of the fine grains leaving large openings in the soil and reducing the total
While each of these definitions describes a specific seepage-related failure mode, they
might also occur in some combination or occur at different locations within the dam or
Figure 2 illustrates: (a) Backward erosion and (b) Scour. Source: (Foster, et al., 2002)
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(Xu & Zhang, 2013) developed a new model for assessing the progression of piping
failure in earth dams (Figure 3). In their model, they present the simulation process and
discuss the model principles of Teton Dam located on the Teton River in Idaho, United
States.
Figure 3 illustrates Xu and Zhang model components. Source: (Xu & Zhang, 2013)
They suggest the piping cross-sectional hole has trapezoidal shape as shown in the
figure above. They included in the model mechanisms of both surface erosion and soil
collapse. The first mechanism, surface erosion, happens due to the shear force induced by the
water passing continuously through the piping hole. The following equation represents the
depth of the erosion caused by seepage through the hole: Δd= E. Δt where E is the rate of
erosion and Δt is the time required for the water to pass through the hole.
The second mechanism, soil collapse, starts when the area of the trapezoidal hole
increases. In addition, when the arch top of the trapezoidal hole lacks support, due the
beneath erosion by the first mechanism, the outer soil particles exert a huge stress on the
They divided the model into nine segments. If the width of the hole exceeds its critical
value in a segment, that segment will induce the second mechanism and collapse. Moreover,
if this process takes place in all the segments, then piping will occur through the dam as an
The Teton Dam was a 92 meter high earth dam containing a core zone inside. The
dam failed in 1976, just after the first filling of the reservoir, because of an immediate piping
development. High hydraulic stress on the dam and high erodibility of the core material were
erodibility (Kd)” and “the critical shear stress for the initiation of erosion (τc)” to calculate
the erodibility of zone I and II. In the simulation process, they proposed the initial crack
width and height to be 0.02 meters and 0.10 meters, respectively. They calculated the
erodibility of the zones with ten segments. Each segment reacted differently to erosion
depending on the erodibility of its material. Then, they set DABA model for the piping
failure process, and for the time rate, they set 30 seconds as the calculation time increment.
The simulation results showed that the width and height of the trapezoidal shape of the pipe
increased gradually.
Since the water flow in the seventh and ninth segments decreased after the soil
collapse, the change in the piping cross sectional shape of these segments slowed down
considerably. However, the downstream segments experienced relatively high changes in the
The piping failure time took three hours for the model to completely fail, which is
also assumed to be the same failing duration for the Teton Dam. In regards to the outflow, it
reached 5040 cubic meters per second before the failure. However, they predicted the peak
Figure 4 illustrates Xu and Zhang dam zones and soil properties. Source: (Xu & Zhang, 2013)
In spite of the recent works done for indicating piping exact failing parameters, piping
failure is still a big problem in earth dams. Sherard and Dunnigan (1989) investigated four
types of soils used in the core of a dam to determine the effect of filter in reducing erosion.
They concluded that filter criteria can greatly reduce the internal erosion of the dam core
Sedghi-Asl’s Solution
(Sedghi-Asl, et al., 2012) proposed a solution for a piping problem that occurred in an
earth dam in Iran. They suggested the problem was that engineers ignored Lane’s Creep
Ratio method when calculating the proper seepage length necessary to avoid piping. Thus,
Figure 5 illustrates Sedghi-Asl test instrument; blanket and sheet pile. Source: (Sedghi-Asl, et al., 2010)
analyzing the effect of impermeable blanket and sheet pile as solutions for piping with the
instrument shown in Figure 5 above. As a result, they showed the effect in a table containing
blanket length and sheet pile depth. It can be inferred from the table that the longer and
deeper the blanket and sheet pile are, respectively, the less the piping phenomenon would
The blanket length ratio LB/hm=8 is the optimum value from which seepage reduces.
in the test) and “hm” is maximum upstream water level (0.25 m in the test).
13
Erecting the sheet pile with the blanket to the maximum possible depth is effective in
reducing piping.
Fell’s Solution
Visual surveillance and measurement are two common ways to observe whether or
not piping has occurred (Fell, et al., 2003). Poor gradation of soil particles induces seepage
and thus internal erosion. Thus, a well graded soil yields in better protection against erosion
(Moffat, et al., 2011). Seepage measurement systems, when calibrated from rainfall and
snow, could be used to indicate the progression phase of dam piping (Fell, et al., 2003).
Peck’s Solution
Dr. Ralph Peck suggested that dam owners and operators should follow the below
All modern dams are created with shells of granular material or rock that supports the
core impervious clay core that holds the water back. Since the cores are made of clay which
is an erodible material, filters are provided to protect the core. These filters are usually put
between the core and the shelter, especially in the downstream side. Moreover, there should
be a vertical cutoff diaphragm, below the core, that prevents flow of water through permeable
There is a great problem with the dam filter design which, if not treated, causes
erosion of the core clay particles into the filter. The problem is the poor gradation of the filter
material. If the filter material is coarsely graded, then segregation will occur. That is, the
coarser grains segregate to the lower part and the finer grains float to the top, allowing the
core material to erode into the coarse filter grains. To solve this, a series of well screened and
When dams are built on rock, usually piping can only occur in two ways:
Migration of the core materials into the filter when segregation has occurred in the filter
material.
Tendency of the core materials to crack because of tensile stresses in the core.
If dams are built on gorges, which unusual, then any overhangs in the gorge should be
filled with concrete to avoid potential erosion. Sometimes, slightly moved big rocks and
faults exist in the rock foundation beneath which there may be horizontal cracks. To prevent
any seepage through these cracks, engineering judgment is required to decide whether or not
to take out these rocks or fill the cracks with concrete or fills. In most cases, the rock surface
15
has a rough surface which is not feasible for the fill to be compacted. Surface smoothing
treatments should be done for the rock foundation below the dam fill to provide space for the
fill to be easily compacted. This could be done by blasting, cutting the rock, or filling
overhangs with concrete. Otherwise, any rough surface of the foundation prevents
If dams are built on rock which is weathered due to climatic changes or thermal
alteration, then fills cannot be effectively compacted. In these cases hard judgments are
required to deal with such problems. Typically, it may be necessary to use concrete to
strengthen the rock foundation. Dams could be constructed on soil and rock partially or on
soil completely. When dams are built on soil foundations, there are two solutions for seepage
and piping problems. First, positive cutoffs which are vertical diaphragms walls, as shown in
Figure 6, are commonly used to prevent migration of fine materials and water. Sheet piles are
sometimes used as cutoffs; however, the interlocking joints between the sheet piles are not
reliable enough to prevent these migrations. Therefore, it will be economical and feasible to
construct concrete and slurry walls to prevent the particle migrations. Second, filters, blanket,
and Berm’s relief wells are used in case the positive cutoffs are not able to fully prevent the
flow of water or leakage. Not all of the water leakages in the downstream or even the face of
a dam are signs of failure. This is because often materials, especially sands, may follow a
circular path without escaping as a result of back pressure within the dam. Even though these
leakages are not detrimental, dam owners prefer treating them by putting in drainage and
laying blankets on the top to avoid weakening of the fill over time.
There are some measures that engineers and dam owners can take, after construction,
if piping is detected. Constructing new cutoff walls into existing dams is a good solution to
prevent piping. A good example of this is the cutoff wall that was added to the Mud
Mountain Dam in Washington State. The most important factor of protecting dams against
16
piping failure is keeping the dam under careful surveillance. A study of the design and
construction history records of the dam enables engineers to see whether or not the piping
problem is accounted for. In cases of old dams, sometimes engineers cannot find information
about the dam, and they face difficulty judging and finding out the construction type of the
dam.
Piping could occur without being detected by simple inspection or surveillance. Thus,
discharge measuring devices, like weirs, should be used weekly, or even daily, to anticipate
the quantity of the water lost. Any change in the downstream of the dam, such as appearance
of grass, should be well observed and considered as an onset of erosion. Instrumentation used
in dam safety can be piezometers, which are used to indicate any change in the dam face or
the downstream. However, while piezometers indicate erosion at the point they are installed,
they may not be reliable to guarantee detecting all erosions going on in the dam.
Dam owners should be cautious about the surveillance process and employ dedicated
workers to investigate the dam every day. Surveillance may not guarantee complete safety of
the dams, but, at least, it reduces the possibility of failure to a great extent. A good example
of careful surveillance is the Sir Adam Beck Dam in Niagara Falls, in Canada, where the
watchman could witness and report a leakage problem in the dam and prevent immediate and
complete failure of the dam. Since the risk of preventing failure cannot be guaranteed
completely, emergency plans and dam-break analysis should be established. Therefore, these
are some factors which dam owners are responsible for that minimize the possibility of dam
Close Surveillance
Piping in earth dams is a problem for which no completely certain solutions can be
set. Water accumulated in the reservoir of a dam continuously exerts pressure on the earthen
dam designed to guard against it. The erodibility nature of the soil particles compacted to
build the earthen dams cannot be changed. It is not feasible and economical to build every
dam with concrete even though it is safer. But, if the construction of dams with soil is
designed well and inspected occasionally, then we could achieve a greater portion of
certainty. Adequate design and compaction of the dam core, proper gradation of the filter
material, constructing impermeable shell, constructing tight cutoffs, and locating necessary
relief wells are all factors that reduce the potential risk of immediate dam failures.
Dams are built for the public. Therefore, the highest priority should be considering
human safety. In order to maintain safety of dams against piping failures, careful attention
should be taken by the agent monitoring the dam. Routinely inspecting and maintaining the
dam are the most important actions we should take after finishing the dam construction.
Otherwise, the risk to human life outweighs the benefits of the dam. Therefore, taking proper
Advanced geotechnical research and studies, and further understanding of how the
soil actually reacts within dams are needed to better control earthen dams. Also, besides
piezometers and weirs, more advanced instrumentation and techniques are needed for
engineers to collect fully representative and elaborate data, and to be able to anticipate and
control any erosion in the dam. In this way, earth dams could better be protected against
piping failures, and they could better achieve their main purpose of serving the public.
18
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