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Received: 11 February 2019 Revised: 14 March 2019 Accepted: 24 March 2019

DOI: 10.1111/scd.12375

ARTICLE

Oral health care for patients with Alzheimer's disease: An update


Leonardo Marchini DDS, MSD, PhD1 Ronald Ettinger BDS, MDS, DDSc, DDSc(hc)2
Thomas Caprio MD3 Adina Jucan DDS, MEHP, FSCD4
1 Department of Preventive and Community
Abstract
Dentistry, The University of Iowa College of
Dentistry and Dental Clinics, Iowa City, Iowa Alzheimer's disease and related disorders (ADRD) are among the age-associated
2 Department of Prosthodontics, The chronic conditions that are most challenging to health care systems around the globe,
University of Iowa College of Dentistry and as patients with dementia require full-time, intensive care for multiple years. Oral
Dental Clinics, Iowa City, Iowa
3 Departments
health care is negatively impacted by cognitive decline, and consequently poor oral
of Medicine, Public Health
Science and Nursing, University of Rochester health is common among people with ADRD. Poor oral health status is linked with
Medical Center, Rochester, New York many undesirable consequences for the well-being of people with ADRD, from excru-
4 Departments of Dentistry and Medicine, ciating local pain to life-threatening conditions, as aspiration pneumonia. In this paper,
University of Rochester Medical Center,
Rochester, New York
the authors provide an update on the most current concepts about Alzheimer's dis-
ease epidemiology, etiology, and management, current oral health care for patients
Correspondence with Alzheimer's disease, oral health promotion strategies for this population, as well
Leonardo Marchini, DDS, MSD, PhD, 337-1
Dental Science N, Iowa City, IA 52242. as current research and future direction for improving oral health care for patients
Email: leonardo-marchini@uiowa.edu with Alzheimer's disease. It concludes that oral health care should be included in the
patient's routine health care as early as possible in the progression of Alzheimer's dis-
ease for preventing rapid oral health deterioration. Establishing oral hygiene routines
and providing dental treatment that is customized to the patients’ individual needs and
disease stage are important to achieve good oral health outcomes and prevent quality
of life decline.

KEYWORDS
Alzheimer's disease, dementia, dental care for aged, dental care for disabled, geriatric dentistry, oral health

1 I N T RO D U C T I O N be made a global priority.” The prevalence of dementia glob-


ally is currently estimated at about 40 million people, most of
The aging of the population has become a worldwide whom are 60 years or older, and this number is projected to
phenomenon.1,2 This population shift has implications for double every 20 years until 2050.4
health care systems around the globe. However, these changes Alzheimer's disease is the most frequent cause of
are predictable and societies can prepare themselves for it.1 dementia.4 In the United States, Alzheimer's disease
One of the most urgent changes needed is a shift of health sys- and related disorders (ADRD) affect 8.24% of the adult
tems designed to deal with acute conditions to those designed population.5 ADRD is a term that encompasses neurocogni-
to deal with more chronic conditions that are prevalent among tive impairments due to multiple etiologies, like Alzheimer's
the aging cohort.1,3 Dementia is among the chronic condi- disease, Lewy's body disease, vascular dementia, traumatic
tions associated with aging that challenges the health care brain injury (TBI), and others.5 Among ADRD population,
systems of many countries, as these persons require intensive around 80% of the people have Alzheimer's disease.5,6 The
care around the clock for many years.3 estimated cost of health care for people with ADRD in the
Therefore, it is considered one of the challenges of the cur- US alone was $236 billion in 2016, with higher out-of-pocket
rent century, and the G8 stated in 2016 that “dementia should expenses for people with ADRD than those without ADRD.5

© 2019 Special Care Dentistry Association and Wiley Periodicals, Inc.

Spec Care Dentist. 2019;1–12. wileyonlinelibrary.com/journal/scd 1


2 MARCHINI ET AL.

Due to its neurodegenerative nature, Alzheimer's disease significant diseases, as infective endocarditis, acute bacterial
causes progressive loss of mental and behavioral functions, myocarditis, and cavernous sinus thrombosis. For other con-
thus leading to a functional decline that affects all aspects of ditions, like cardiovascular disease, cerebrovascular disease,
patients’ lives,6 and oral health care is no exception.7 and diabetes mellitus with poor glycemic control, periodontal
Many mechanisms have been implicated on how oral health inflammation is considered as a risk factor.20
care is impacted by cognitive decline. For instance, impaired Therefore, considering the negative impact that poor oral
prospective memory can reduce the person's ability to per- health can have on people with Alzheimer's disease and the
form oral hygiene routines, which are important for maintain- current failure of providing appropriate health care for this
ing good oral health. Impaired executive function can reduce population, it is necessary to modify the way oral health care
the person's ability to effectively execute tooth brushing and is delivered. In this paper, the authors provide an update on
flossing. When the person needs help from others for daily the most current concepts about Alzheimer's disease epidemi-
routines, oral care simply does not become a priority from the ology, etiology, and management, current oral health care
caregiver's perspective. It is not that caregivers do not care. for patients with Alzheimer's disease, oral health promotion
Particularly in the late stages of the disease, the dependence on strategies for this population, as well as current research and
others, resistance to care, refusal to open mouth, and the pri- future direction for improving oral health care for patients
oritization when issues like behavioral problems and inconti- with Alzheimer's disease.
nence are occurring, the concerns of oral health care are seen
as low priority by both family caregivers and many medical
clinicians. Other consequences of cognitive decline can also 2 A L Z H E I M E R's D IS EAS E
impact dental treatment delivery and outcomes. For example, OV E RV I E W
altered pain interpretation can negatively influence the per-
son's ability to actively seek oral health care. Altered cogni- 2.1 Epidemiology
tion and language impairment can impact the person's ability In 2011, the global prevalence of dementia was estimated
to provide informed consent and following up with a main- at 24 million, with an estimated cost of $172 billion in the
tenance plan.8 As a consequence of the negative impact of United States alone.21,22 In 2016, the global prevalence was
cognitive impairment on oral health, many reports9–13 have 40 million,4 and the cost estimated for the United States
showed poor oral health outcomes among people with ADRD. alone was around $236 billion.5 The prevalence is projected
The evidence suggests that the conventional oral health to increase twice fold every 20 years until 2050.4
care delivery system has systematically failed to address the When comparing a group of European countries and U.S.
specific needs of the people with ADRD. This failure is populations, which have available data, Alzheimer's disease
associated with a multitude of barriers for providing oral ranged from 2.86% in France to 6.8% in the United States. For
health care for patients with Alzheimer's disease. These bar- all available studies, Alzheimer's disease prevalence increased
riers are related to different levels, for example, the per- with age.23 Prevalence of dementia is expected to increase
sonal level (patients with dementia can become resistant more, proportionally, for industrializing countries with rela-
and aggressive),7 the population level (the number of older tively younger populations as compared to Western Europe,
patients with dementia is increasing at a faster pace than the Japan, and the United States. Interestingly, several cohorts of
number of trained oral health care professionals),14 the pro- patients in European countries have presented a decline in
fessional level (many dentists do not feel comfortable treat- age-specific incidence of dementia. Similar trends have been
ing patients with dementia or going to a nursing home),15 the noticed also in the United States, thus raising expectations of
institutional level (many nursing homes do not provide appro- possible preventive interventions.4
priate oral care routines),16 and also the health system level Annual total direct plus indirect costs due to Alzheimer's
(reimbursement rates for domiciliary care are low or non- disease varied by country and study methodology, and were
existent).15 as high as $189,843 per person per year in the Netherlands.
Therefore, poor oral health status can have a negative Caregiver burden measured in hours per week ranged from
impact on systemic health and well-being of patients with 70 h in the United States to 97 h in Germany.23
Alzheimer's disease. Poor oral health can cause local pain and
infection that may go unnoticed, as people with dementia are
poor reporters of pain,17,18 and unaddressed pain can cause 2.2 Etiology
deterioration of patient behavior. Plaque accumulation and Neuropathologists define Alzheimer's disease by the com-
deteriorated periodontal status have also been linked to aspi- bined presence of amyloid plaques and neurofibrillary tan-
ration pneumonia, one of the leading causes of death among gles. Research has showed that amyloid plaques are extra-
frail older adults, especially at the severe stage of dementia.19 cellular deposits of abnormally folded beta amyloid (A𝛽),
Hematogenous spreading of oral bacteria can also cause other and neurofibrillary tangles are composed of paired helical
MARCHINI ET AL. 3

filaments with hyperphosphorylated tau proteins.4,6 There is There is no single test to diagnose Alzheimer's disease,
good evidence that tau and A𝛽 provide parallel pathways and the diagnosis is usually made using a variety of differ-
causing Alzheimer's disease.24 Through different molecular ent approaches that may include health history (particularly
pathways, these protein abnormalities cause synaptic failure, regarding mental health and history of behavioral and cogni-
depletion of neurotrophin and neurotransmitters, mitochon- tive changes), cognitive tests, physical examinations, neuro-
drial dysfunction, disruption of insulin-signaling pathways in logic examinations, blood tests, and brain images.35
the brain, vascular injury, and parenchymal inflammation,25
among other brain malfunctions.26 2.4 Stages
Although age is the most important risk factor,27 genetic
Alzheimer's disease is a progressive neurodegenerative dis-
risk factors have also been described.28 Single genes com-
ease, and its progression has different disease stages that
monly associated with Alzheimer's disease and believed to
present with different patient characteristics. It may have a
be causative (early onset) include chromosome 21 APP, chro-
long prodromal phase (20 years)37 and an average survival of
mosome 14 PSEN1, and chromosome 1 PSEN2.28 Other
7–10 years after diagnosis.36 The older the patient, the shorter
genes that have been described as increasing susceptibility
the life expectancy after diagnosis of Alzheimer's disease, for
to Alzheimer's disease include chromosome 19 APOE,29 and
patients in their 90s it may be as short as 3 years.36
multiple markers on chromosome 12,25 which is linked to late
There are three major stages of the disease: mild, mod-
onset, and chromosome 17,30 which is linked to familial and
erate, and severe. Each stage presents with different behav-
atypical dementia.
ioral and psychological symptoms accompanied by continu-
Other risk factors are head traumas. The centers for dis-
ous physical decline, and requires different types of health
ease control and prevention (CDC) has identified 2.5 mil-
care-related services.36 For instance, less intensive domicil-
lion people with TBI. The current prevalence in veterans is
iary care is needed for the patient at the mild stage, as the
15.2% or 320,000 troops. The prevalence in World Trade Cen-
patient is still able to perform most of the ADLs. As the dis-
ter responders is 12.8% or 33,000 persons who are at risk for
ease progresses to the moderate stage, much more intensive
dementia as they age. CDC has estimated that across the lifes-
domiciliary care is necessary, as patients present with more
pan 5.3 million older Americans are living with TBI.31
intense behavioral changes. 36 At this stage, usually domicil-
Furthermore, lifestyle-related risk factors for Alzheimer's
iary care become too overwhelming for the family, as well as
disease (diabetes, hypertension, obesity, physical inactivity,
too expensive, as the patient needs daily care or they are now
depression, smoking, and low educational attainment) have
referred to a long-term care institution. At the severe stage,
also been implicated.32 These are modifiable risk factors that
patients need help for all ADL, have reduced mobility, and
might account for about a third of patients with Alzheimer's
less aggressive behavior. The mean duration of each stage is
disease worldwide, thus there is hope for a substantial reduc-
about 5.5 years for the initial (mild) phase, the moderate stage
tion in patients with dementia if these factors can be reduced
is 3.5 years, and the severe stage is 3.2 years.36
or eliminated.33
It is important to notice that the whole concept of staging is
Recently, a study suggested that Porphyromonas gingi-
now being revised particularly from a research standpoint,37
valis infection and consequence release of its virulence fac-
in which authors are looking at preclinical stage as well as
tors, such as gingipains, may also be involved in the etiology
including mild cognitive impairment and referring to major
of Alzheimer's disease. The pathogenic mechanism linking
and minor neurocognitive disorders.
gingipains to Alzheimer disease development is still unclear,
but it seems to be related to compensatory tau formation in
2.5 Management
response to the proteolytic activity of gingipains over tau.34
Since there is no cure for the disease, the most important com-
ponent of the treatment for Alzheimer's disease patients is the
2.3 Diagnosis and common symptoms supportive care for the patients and their families.4 Simple to
Common symptoms of Alzheimer's disease include but are write, difficult to do. The management involves a rather com-
not restricted to memory loss that disrupt daily life, confu- plex interaction among health care providers, patients, family,
sion with time and place, decreased or poor judgment, chal- caregivers, and the health care system.37
lenges in planning and solving problems, difficult completing Family and other caregivers need to learn about the pro-
familiar tasks, changes in mood, and increased agitation, anx- gressive nature of the disease, and how to prepare them-
iety, and sleep disturbances.35 As the disease progresses, the selves to obtain the necessary resources for providing care that
patients need help with activities of daily living (ADL), such focuses on maintaining the patients’ quality of life and pre-
as, oral hygiene, eating, dressing, or using the restroom. In serving the caregiver's wellbeing.4 There are multiple areas
more advanced stages, patients lose their capacity of recog- of resources that need to be acquired: educational resources,
nizing loved ones and become dependent on 24/7 care.35,36 financial resources, health insurance, access to specialized
4 MARCHINI ET AL.

health care facilities, access to specialized health care profes- delivered about 18.1 billion hours of care for people with
sionals, access to skilled direct care workers, and emotional dementia, a contribution to society worth more than US$221
resources. This is no simple task, and families need profes- billion.35 The global cost of dementia is estimated to be US$
sional help and counseling to accomplish it. 818 billion, and expected to increase in the coming decades.41
Pharmacotherapy for Alzheimer's disease includes cogni- Mortality is also very high. While deaths resulting from
tion enhancing drugs, and other drugs used for controlling cardiovascular diseases and some types of cancer have
challenging behavior and other systemic diseases or compli- declined, Alzheimer's disease related deaths increased 71%
cations of Alzheimer's disease. Cognitive enhancing drugs between 2000 and 2013. In 2013, Alzheimer disease was the
include cholinesterase inhibitors, like donepezil, rivastigmine, sixth cause of death in the United States.35
and galantamine; and the N-methyl-D-aspartate antagonist,
memantine.4,37 A combination therapy with a cholinesterase
inhibitor and memantine is common and can provide addi-
tional benefits in the early stage of the disease.37 The clinical 3 O RAL H EALTH STATUS AM ONG
response to the treatment is limited and the cost/benefit ratio PATIENTS WITH ALZHEIMER 's
has been subject of much debate.38 DIS EAS E
Other therapeutic approaches have been suggested, as med-
ical foods (omega-3 fatty acids, fractioned coconut oil, and 3.1 Epidemiology
others) and nutritional supplements (vitamin E, and B com- Older adults with dementia currently still present with poor
plex vitamins). However there is little or contradictory evi- oral health conditions in epidemiologic studies.9,10,42,43 When
dence to support these approaches.37 comparing dental hard tissues related problems between
Challenging behavior commonly observed in Alzheimer's older adults with and without dementia, a recent systematic
disease includes agitation and/or psychosis with delusions review13 demonstrated that available data suggest that total
and hallucinations, depression, apathy, and sleep distur- edentulism is similar between the two groups, as well as num-
bances. These conditions reduce quality of life for both ber of teeth and decayed/missing/filled teeth index (DMFT)
patient and caregivers, increase functional dependence, index. However, older adults with dementia presented with
and may trigger institutionalization. Medication used to more coronal and root caries, as well as more retained root
treat agitation and/or psychosis are antipsychotic agents tips.13
(ie, risperidone, quetiapine). Depression is usually treated In a systematic review about oral soft tissues related
with selective serotonin reuptake inhibitors and serotonin problems,12 it was reported that most patients with demen-
and norepinephrine reuptake inhibitors (ie, citalopram), and tia presented gingival bleeding or inflammation. Community
severe apathy is treated with central nervous system stimu- periodontal index of treatment needs were higher in older
lants (ie, methylphenidate). Sleep disturbances are usually adults with dementia than without dementia. However, both
treated with non-benzodiazepine hypnotics (ie, zolpidem) gingivitis and periodontitis presented a contradictory result,
or an antidepressive agent (ie, trazodone).37 However, no where some studies found a higher prevalence among patients
single effective therapy has been identified to either modify with dementia and others found similar prevalence between
or reduce the behavioral and psychological symptoms of the groups.12 A systematic review and meta-analysis44 inves-
dementia, in fact medication long used to address these tigating five different periodontal measurements (ie, bleed-
symptoms such as antipsychotics have block box warnings ing on probing, periodontal probing depth, gingival bleeding
due to increased risk of death in patients with dementia.39 index, clinical attachment level, and plaque index) reported
Other sedative/hypnotic medications may increase the risk of that patients with dementia had significantly higher values.
falls40 or even worsen symptoms in some patients. Oral lesions, like candidiasis,9,12 angular cheilitis,9 and
others,10 such as ulcerations and stomatitis, have also been
reported as being more frequently observed in older adults
2.6 Social repercussions with dementia when compared to older adults without demen-
Societal cost of Alzheimer's disease is enormous. As for 2016, tia. The same trend applies to xerostomia.9,12
one person develops Alzheimer's disease every 66 s, and by Few studies have focused on orofacial pain among older
mid-century one person will develop Alzheimer's disease adults with dementia, and its prevalence was reported to range
every 33 s.35 Alzheimer disease rose from being the 25th most between 7.4 and 25.7%.13,42 As for self-perceived oral health,
burdensome disease in the United States in 1990 to being the recent studies have reported that older adults with demen-
12th in 2010. Alzheimer disease also rose from ranking 32nd tia reported similar Geriatric Oral Health Assessment Index
in terms of years of life lost to rank 9th. No other disease pre- (GOHAI) scores than the patients without dementia, although
sented such large increases.35 In 2015, an estimated amount patients with dementia presented with poorer oral health.10,45
of 15 million family members and other unpaid caregivers For both orofacial pain and GOHAI scores, the ability of
MARCHINI ET AL. 5

the cognitively impaired patients to reliably report should be periodontitis,57 and xerostomia.55 These conditions are com-
questioned when interpreting these results. mon among older adults in general and, consequently among
older adults with Alzheimer's disease, who present with these
3.2 Risk factors for rapid oral health oral health conditions even before the onset of Alzheimer's
deterioration (ROHD) disease. Poor oral hygiene, mainly due to the above mentioned
Recently, a teaching tool was developed to help clinicians general health and social support factors, is also a common
establish the risk for ROHD among older adults.46 As older oral health-related ROHD risk factor among older adults with
adults are retaining their teeth into advanced age and they Alzheimer's disease.9
might become frailer and functionally dependent, their risk
for ROHD is increased. Thus, it is very important for dentists 3.3 Access to oral health care: Barriers
to be able to identify what are the risk factors for ROHD, in and enablers
what stage of ROHD the patient is and what are the best treat- There are many barriers for older adults with Alzheimer dis-
ment alternatives considering ROHD risk factors and disease ease to access appropriate oral health care. At a societal level,
progression.46 ROHD risk factors are related to three main the lack of adequate reimbursement for dentists and dental
groups, that is, general health conditions, social support, and hygienists to provide domiciliary oral health care has been
oral health conditions.46 cited as an important barrier.15 Lack of enforcement of appro-
Among the ROHD risk factors related to general health, priate regulations regarding oral hygiene routines in long-term
neurodegenerative conditions and dementia are considered care institutions has been cited as another barrier, as well
as significant risk factors and treatment plan modifiers,7,11 as lack of caregiver education, caregiver overload, and high
as well as conditions that often accompany dementia, like turnover among nursing home caregivers.16 More research
depression47 and polypharmacy.48,49 Older adults with cogni- dollars are also needed to establish evidence-based protocols
tive impairment have many functional losses that can impair for oral health care of patients with Alzheimer's disease.58
their ability to keep their oral hygiene routines. For instance, At the dental professional level, although 92.8% of U.S.
memory and executive function losses can compromise their dental schools teach geriatric dentistry as a compulsory
ability to perform oral hygiene in a regular and appropriate course, and 84.9% of those teach the topic “Restorative
fashion.8 Depression may influence oral health through bio- management of persons with Alzheimer's disease and other
logical pathways such as disruption of the immune system dementias,”59 only 57.1% had some compulsory clinical edu-
and hyposalivation linked to antidepressants; or nonbiolog- cation in geriatric dentistry60 and it is unsure how much of
ical pathways, such as reduced self-care and reduced usage this clinical training involves patients with dementia. A small
of dental services due to depressive symptoms.47 Cognitive number of dentists have received advanced training in geri-
enhancing drugs like cholinesterase inhibitors and meman- atric dentistry in the United States, and there is a shortage of
tine, used to treat Alzheimer's disease, have not been shown current fellowship programs.61
to have significant oral side effects. However, some medi- At the patient level, aggressiveness of the patients has been
cations used to help with challenging behaviors commonly consistently reported as a barrier for providing appropriate
observed in Alzheimer's disease have dry mouth as a common oral hygiene care, and many techniques have been reported to
side effect, such as the antidepressant citalopram. overcome this barrier.7 Patient inability to communicate oral
Regarding social support, such as being dependent on a pain or discomfort has also been reported as a barrier to pro-
caregiver has been reported as an important barrier to receiv- viding adequate oral health care.7,8 As the disease progresses
ing proper oral hygiene care50 ; also being institutionalized,51 from mild to the severe stage, aggressiveness and communi-
as many reports have shown that nursing home residents cation deficits become more common, it is important to pro-
receive inadequate oral hygiene and oral health care.16,51,52 vide early interventions and establish an adequate level of oral
Both dependency and institutionalization are common among hygiene as soon as possible.7,11
patients with Alzheimer's disease, and educating caregivers
to provide appropriate oral health care has been an enduring
challenge, with no clear resolution in sight.16,53 Finances and 4 P RO M OT ING ORAL H EALTH
other socioeconomic factors were also reported as barriers for CARE FOR PAT IENTS WITH
older adults to access appropriate oral health care.54 Among ALZHEIMER
older adults with Alzheimer's disease, financial burden can
be even more intense, as they have more out-of-pocket health 4.1 Oral health diagnosis and early
expenses when compared to older adults with no dementia.5 intervention
Oral health conditions related to ROHD risk factors
include but are not limited to the presence of multiple Clinical reports emphasize that patients with Alzheimer
large restorations,55 removable partial dentures (RPDs),10,56 disease should receive oral diagnosis and treatment as early
6 MARCHINI ET AL.

as possible in the course of the disease.7,11,62 Early inter-


TABLE 1 Alzheimer's disease stages characteristics and
vention is important because patients in the mild stage are recommended dental care
able to perform most of their ADLs,36 including oral hygiene
Alzheimer's
routines. Table 1 presents dental care recommendations for
disease
each stage of Alzheimer's disease. stages Characteristics Recommended dental care
When the patient is diagnosed with dementia, the fam-
Mild Duration: 2–3 years Early intervention, risk factors
ily and/or caregivers should be encouraged to schedule an Memory for ROHD are present
appointment with the dentist. It would be very useful if the impairment, Comprehensive examination,
physicians providing the diagnosis could include this item difficulty to including radiographs,
in the family/caregivers initial checklist. The dentist should perform complex formulation of a dental
then proceed with a comprehensive examination, oral diagno- tasks and learning treatment plan, and an oral
sis and treatment plan that considers the irreversible and pro- new facts, time hygiene maintenance plan
and space Treatment is similar to regular
gressive nature of the disease. The maintenance plan should
disorientation treatment, can usually be
include careful assessment of the patient's oral hygiene rou- Patient can still do done in the dental office
tines (number of times a day, supplies used, appropriateness most of ADLs Treatment is time limited and
of the procedure, need for help, etc.) and dietary habits, which independently urgent as the patient's ability
can be done with a family member/caregiver per the dentists to cooperate will deteriorate
request and using a checklist provided by the dentist (Table 2). Moderate Duration: 2–10 years If early intervention was
At the mild stage, it is recommended to encourage patient's Language deficits, provided, then the focus
autonomy, keeping the patient in charge of his/her own oral aphasia, apraxia, should be on maintenance, if
hygiene routines, with some supervision. Supervision comes agnosia, possible.
hallucinations, If no early intervention was
by providing reminders and cues to remember to perform oral
delusion, provided, ROHD may be
care, checking for adequacy of oral hygiene routines at least
insomnia, happening or have happened,
once a day, checking if dentures are being removed at night, executive and extensive treatment may
and if dentures are clean. At this stage it would be also ideal functioning is be necessary
to start using a high-concentration fluoride (5000 ppm) tooth- impaired Treatment may be done in the
paste twice a day to help prevent caries, as well as schedul- Patient needs help dental office, with or without
ing the patient for a shorter recall schedule (at least every six with most ADLs oral sedation
months or less, depending on each patient's needs). Patient behavior At risk teeth should be
will deteriorate extracted or crowned at this
As a patient progresses toward a more advanced stage of
and may become stage
dementia, it becomes more difficult for the patient to per- aggressive
form his/her own oral hygiene independently, and more help Sundowning is
is needed from family members/caregivers.11 At the moder- common
ate stage, patients will need assistance from caregivers to per- Severe Duration 2–5 years If early intervention was
form oral hygiene and could become more combative. Estab- Severe language and provided, then the focus
lishing oral hygiene routines early can help reduce resistance, cognitive deficits, should be on maintenance, if
and autonomy should be encouraged for as long as possi- cannot recognize possible.
ble using techniques like task breakdown (breaking down the loved ones, and If no early intervention was
may not be able to provided, ROHD may have
activity into small steps), hand over hand (the patient holds
respond to simple happened, and extensive
the toothbrush and caregiver places his/her hand over the
commands treatment may be necessary
patient's hand and guides brushing), chaining (the caregiver Patients are totally If possible, treatment needs to
starts brushing and lets the patient finish it), and bridging dependent on be provided at patient
(the patient holds the toothbrush and caregiver brushes with caregivers home/institution, or under
another toothbrush). At the severe stage, usually oral hygiene Patients tend to deep sedation or general
can only be cared out by caregivers as the patients are not become passive anesthesia
capable. If the patient is resistant, techniques such as rescu- If general anesthesia is
required, the value of the
ing (a second caregiver enters and delivers care as the first
natural dentition should be
caregiver leaves) and distraction (the patient can be distracted assessed
by singing, or holding a preferred item) can be used. Much
ADL, activities of dialing living; ROHD, rapid oral health deterioration.
more information regarding overcoming barriers to care can
be found in the “Resources for families/caregivers” document
in the Supporting Information of this article.
MARCHINI ET AL. 7

T A B L E 2 Checklist for family members/caregivers assessment of 4.2 Establishing and maintaining oral
current oral hygiene routines and dietary habits with recommended hygiene routines: Domiciliary and institutions
goals
Having a supportive family is best gift for a person with
Family
members/caregivers Alzheimer's disease. A motivated family will seek the
assessment of oral resources to provide the best possible care for its loved ones,
hygiene routines and and there are a lot of good resources as illustrated in the
dietary habits Recommended goals Supporting Information. However, as mentioned above, the
Toothbrushing routine Brushing at least two times a day, for at physician who diagnosis dementia and the dentist have a very
least 2 min, covering all teeth and teeth important role in stimulating the patient's families interest
surfaces. No visible plaque should be in domiciliary oral hygiene care and educating the families
noticeable. about how to provide appropriate daily oral hygiene care.64
As the disease progresses, the patient will
Clinical experience has shown that motivated and educated
need help with brushing.
families can provide excellent care for their loved ones with
Flossing routine Flossing once a day, covering all areas
Alzheimer's disease. However, there is a moment, usually in
between the teeth. This is usually not
possible in the later stages. the moderate stage of dementia,36 that behavioral problems
Denture cleaning routine Dentures should be brushed with a
become overwhelming for the caregivers and the patients are
denture brush at least once a day, then referred to a long-term care institution.
covering all denture surfaces. No Oral health care in long-term care institutions is usually
visible plaque should be noticeable. poor,50,51,65 and seeking answers for how to fix it has stim-
Dentures can also be soaked in a denture ulated much research and debate,66–69 but no resolution has
cleanser overnight. been achieved.16 A recent study16 suggested that an effective
Fluoride toothpaste Non-prescription fluoride toothpaste training program for caregivers to provide oral hygiene for res-
should be used to brush patient's teeth idents should include more than a couple hours of lectures,
at all times, unless a
and needs the training of oral health “champions”—caregivers
high-concentration fluoride toothpaste
who would be responsible for training their peers and super-
is prescribed.
vising oral hygiene in a nursing home. It is important to have
Prescription oral health If a prescription product is being used,
products make sure to adhere to the prescription
more administrative support to enforce oral hygiene protocols,
(high-fluoride directions. If directions are not meaning that oral health outcomes should be part of the over-
toothpaste, oral available, contact the dentist or the all therapeutic goal for each resident. Considering the high
rinses, etc.) pharmacy. turnover among direct care workers in nursing homes, ongo-
Non-prescription oral If the patient is using non-prescription ing educational materials-–like mobile phone apps and online
health products oral health products, check with the courses-–are important to help train new staff members. Some
(denture cleaning and dentists if they are still appropriate and of the available ongoing educational materials are also pre-
adhesives, oral rinses, get information on how is the best way sented in the Supporting Information.
etc.) to use it.
Sugar intake and If possible, reduce the amount and
frequency frequency of sugary food and
beverages. Substituting sugar with
4.3 Dental treatment
no-calories sweeteners can be helpful. The ROHD assessment teaching tool uses a 10-question guide
Acidic food and Reduce the amount and frequency of for assessing the risk for ROHD.46 This tool is intended to
beverage intake and acidic foods and beverages. Substitute guide the thought process of the oral health care provider
frequency with non-acidic items can be helpful through the complexities of data gathering, risk assessment,
Dental care routines Six months or shorter dental visits, if and treatment planning for patients with multiple complicat-
(periodic exams and possible. ing factors, such as patients with Alzheimer's disease. The 10
cleanings)
questions of the tool are presented below along with the most
common items to be identified for patients with Alzheimer's
disease.
The first question, Do we have all the data?, is really split in
Unfortunately, a recent study63 showed that oral hygiene three, as dentists should check if all the data regarding patient
care is not routinely evaluated for patients with early stage has been gathered, such as (a) general health conditions, (b)
dementia, and one can assume that this is one of the reasons social support, and (b) oral health conditions.
poor oral health has been reported so often12,13 for patients General health conditions data involves not only a revision
with Alzheimer's disease. of systemic diseases and medication, but also an assessment
8 MARCHINI ET AL.

of patient's disabilities as it relates to the disease stage, and The seventh question is What treatment alternatives are
how it impacts patient's autonomy, also the patient's ability to available?, that is, dentists should present viable treatment
communicate oral health problems and the patient's capacity alternatives considering the risk factors gathered from first
to tolerate possible treatment and maintenance plans. and fourth questions, as well as patient risk for ROHD.
Social support involves knowing who is the legal guardian, Usually the most important difference among treatments is
how the patient will be transported to appointments, who whether the treatment should be more conservative or more
is responsible for supervising/performing oral hygiene care, invasive, which also involves more or less visits. The patient's
what is the institutionalization status and institution policies, disease stage is an important factor to be considered here. The
if they have any, for oral hygiene care, if there is dental insur- earlier the stage, the more treatment the patient can usually
ance, and the expectations and attitudes about dental treatment tolerate. However, dentists should always consider the irre-
of the patient, caregivers, family members, and other members versible and progressive nature of the disease, and consider
of the health care team. that less than ideal oral hygiene will be provided in the future.
Oral health conditions should be recorded through a com- Complex fixed prosthesis, although possible to provide in the
prehensive examination including radiographs. The earlier the mild stage, are much harder to maintain in the moderate and
examination occurs defining the stage of disease progression, severe stages.
the earlier preventive strategies can be implemented to reduce Fortunately, dentists have a range of preventive and restora-
the risk of ROHD, by establishing oral hygiene routines. As tive products that can be used for the most aggressive
patients are keeping their teeth for longer, more complex oral caries progression, such as high-fluoride toothpastes,71 sil-
conditions are now seen among older adults, with and with- ver diamine fluoride,72 and glass-ionomer cements.73 If used
out dementia.70 The examination should include the condition early in disease progression, high-fluoride toothpastes can
of each and every tooth, their periodontal status, daily oral help prevent caries; and if used in the more advanced stages,
hygiene practices, condition of the oral mucosa, salivary flow it can help slow ROHD progression.71 Silver diamine fluo-
rates, denture status, denture hygiene practices, and temporo- ride can also be used for preventing and arresting caries; it is
mandibular dysfunction signs and symptoms. cheap and easy to use, but needs to be applied by an oral health
The fourth question is What data is the most relevant care provider. The negative side effect is the black staining of
for ROHD and/or treatment planning?, that is, from all the the affected dentin.71 Root surface caries and coronal caries
data that has been gathered, dentists should decide which which are in areas that are difficult to access, are more com-
factors are critical on defining disease progression in this mon among older adults with Alzheimer's disease.13 Glass-
patient and what is required for treatment. The stage of dis- ionomers have been the preferred restorative material, when
ease progression, oral hygiene care (or its absence), the care- using partial caries removal technique, as long as it has been
givers willingness to provide support, the degree of ROHD able to establish sound cavity margins, to allow for an appro-
development, and the severity of xerostomia are critical priate seal of the restoration.73
data to be considered for in many patients with Alzheimer The provision of dentures should also be done with cau-
disease. tion. Adding RPDs without a corresponding improvement in
The fifth question is What will happen if we do nothing?, oral hygiene may lead to an increased risk for ROHD.56 If the
that is, dentist should be able to predict what can happen with patient has enough chewing pairs to provide appropriate func-
regard to disease progression if no intervention takes place. tion, according to the principles of the shortened dental arch,
This step is important mainly as the patient approaches the then no RPD is the best treatment alternative.70,74
severe stage of disease progression, and providing care at reg- The eight question is What is the best treatment alterna-
ular intervals becomes more difficult, if not impossible. Then tive for this patient and what is its justification? This is a
decisions should be made about treating or not treating, and follow-up question from the previous one. The dentist should
knowing what can happen if no treatment is performed as it present the alternative that best fits this patient's needs and
becomes an important part of the family/legal guardian deci- be prepared to justify the treatment plan. When considering
sion making process. treatment alternatives and choosing a specific intervention,
The sixth question is What is the patient's risk for rapid oral dentists should also take into account the concepts of ratio-
health deterioration?, and the risk categories are: (a) There nal treatment planning,70,74 which states that it is a process of
are no risk factors present, (b) The patient is at risk of ROHD, decision making, which takes into account all the modifying
but not currently experiencing ROHD, (c) The patient is cur- factors and develops a treatment plan that is in the best interest
rently experiencing ROHD, and (d) ROHD has happened to of the patient. This treatment plan could use the most sophis-
the patient. Classifying the patient regarding the presence of ticated dental techniques available or its many modifications,
risk factors and oral disease progression helps inform the den- including no treatment at all.
tist in asking the next series of questions, which are related to The patient, their family/legal guardian and caregivers’ per-
treatment planning and decision making. spectives and expectations need to be considered when devel-
MARCHINI ET AL. 9

oping this treatment plan. For the patient at the moderate is a complex, dynamic process that involves acquiring a lot
and/or severe stages of the disease, treatment choice should of information and developing skills. It also requires exter-
also consider the patients’ ability to tolerate the proposed nal support, mainly from health care providers and services.77
treatment. The use of sedation at different levels, as well Caregiver training has been shown to improve their quality
as general anesthesia, may be required.70 In considering the of life,77,78 and comprehensive support and counselling have
patient's comfort and safety, as well as taking into account the been shown to postpone institutionalization.77 Many older
dentist's skills, a decision about where to provide oral health adults would prefer to age in their homes, and programs
care must be made, which can then be provided in the dental like PACE (Program of all-inclusive care), which allow nurs-
office, the patient's home or in a long-term care institution. ing home eligible older adults to stay in their communities,
The ninth question is How will the treatment and mainte- are increasing.79,80 Since its inception, PACE programs have
nance plan be communicated to the patients and/or their care- included full health care for the participants, including oral
givers? The dentist should be able to present the details of health care. The inclusion of oral health care in PACE pro-
the treatment plan in a way that considers the patient's abil- grams provides an opportunity for dentistry to develop an effi-
ity to understand, as well as other necessary third parties, cient model for oral health care delivery in multidisciplinary
such as caregivers, family members, and legal guardians for programs, which is an improvement to the current ineffec-
health and/or finances. Communication should include treat- tive oral health care model that exists in most long-term care
ment alternatives, the rationale for the chosen treatment plan, institutions.
and other issues such as number of appointments required, Recently, some reports have focused on possible associ-
discussion of responsibility for daily oral hygiene, and limi- ation among oral health-related factors, such as periodontal
tations of the treatment. When providing all this information disease and tooth loss, and Alzheimer's disease progression.81
to the different audiences, the dentist should consider using Although some clinical and molecular studies have reported
appropriate language and provide supporting materials to help on these statistical associations,82,83 causative relationships
people understand what they are supposed to do and how they have not been demonstrated.81,83 A recent study, however,
are expected to do it. have done an initial step toward proving causative rela-
The 10th question is related to Self-assessment by the den- tionship between P. gingivalis infection and Alzheimer's
tist, and includes evaluating if there is any missing data, and disease, as stated earlier in the Etiology section of the present
the effectiveness of the communication plan. Self-assessment manuscript.34
after each patient will help the dentists to continuously
improve the quality of any future treatments.
6 CONC LU SI ON S

Oral health among patients with ADRD is poor, as they are


5 RESEARCH AND FUTURE
exposed to multiple risk factors for ROHD. To prevent ROHD
DIRECTIONS
from happening, oral health care should be included in the
patient's routine health care as early as possible in the progres-
5.1 What are the most promising strategies?
sion of Alzheimer's disease. Primary care providers can play a
The latest research has confirmed that amyloid plaques key role on referring early diagnosed patients to an oral health
and neurofibrillary tangles are causally related to care provider. Establishing oral hygiene routines and provid-
neurodegeneration.4,6 However, it has also showed that this ing dental treatment that is customized to the patient's individ-
causality is not linear, being rather more complex and involv- ual needs and disease stage is important to achieve good out-
ing multiple causes.4,75 Recent advances on the understanding comes. Future basic sciences research might bring new, more
of Alzheimer's disease genetics and molecular pathways have effective therapies to Alzheimer's disease. While it does not
helped identifying novel cerebrospinal fluid and blood happen, improving care management is essential for the qual-
biomarkers,4,37,76 as well as the development of promising ity of life of patients with Alzheimer's disease, and this should
new therapies that are currently being tested.31,66 Among the certainly include oral health care.
promising therapies, are those which target A𝛽 production,
direct targeting of A𝛽 and tau, and immunotherapy.37,76 Tra- CO N F L I C T O F I N T E R E ST
ditional preventive therapies, which improve brain circulation
The authors declare no conflict of interest.
are still used to target Alzheimer's disease.76
With regard to the clinical management of Alzheimer's dis-
ease, only minor progress has been reported to improve the O RC I D
quality of life for patients with Alzheimer's disease and their Leonardo Marchini DDS, MSD, PhD
caregivers.76 Caring for someone with Alzheimer's disease https://orcid.org/0000-0003-1291-6684
10 MARCHINI ET AL.

Ronald Ettinger BDS, MDS, DDSc, DDSc(hc) 17. van de Rijt LJM, Weijenberg RAF, Feast AR, Vickerstaff V, Lobbe-
https://orcid.org/0000-0001-6902-5263 zoo F, Sampson EL. Oral health and orofacial pain in people with
dementia admitted to acute hospital wards: observational cohort
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How to cite this article: Marchini L, Ettinger R,
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