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Articulo para Base 14
Articulo para Base 14
DOI 10.1007/s00056-017-0097-x
ORIGINAL ARTICLE
123
S. Akan et al.
zwischen den attraktiven und nichtattraktiven Teilnehmen- Facial attractiveness is an essential part of social inter-
den wurden bei den folgenden der 12 Verhältnisse in den action. Most orthodontic and orthognathic procedures
Gesichtsproportionen ermittelt: Trichion-Menton/Nasion- involve marked esthetic changes. Thus, orthodontists
Menton, Subnasale-Menton/Stomion-Menton, Nasion-Sub- should evaluate their patients from both the frontal and
nasale/Stomion-Menton, Nasion-Subnasale/Nasenbreite lateral views. Many authors [2, 26] have reported the
und Trichion-Menton/rechts-linke frontotemporale importance of esthetics from the frontal view, and
Verhältnisse. Alle Verhältniswerte – mit Ausnahme von orthodontists have shifted their focus from the sagittal
Nasion-Subnasale/Stomion-Menton in der Gruppe mit plane to the frontal plane when evaluating their patients
attraktiven und Subnasale-Menton/Stomion-Menton und and planning and assessing orthodontic treatments; this is
Nasion-Menton/Nasion-Trichion in der Gruppe mit nicht- because the patients generally consider themselves in terms
attraktiven Teilnehmenden – erwiesen sich als nicht den of beauty from the front or three-quarter profile, almost
Proportionen des Goldenen Schnitts entsprechend. never in profile [15].
Schlussfolgerungen Sagittale skelettale Malokklusionen, Because of the variations among gender and ethnic and
evaluiert mittels ANB-Winkel, haben keine Auswirkung racial groups, the use of proportional measurements for
auf die Gesichtsattraktivität. Die in dieser Studie unter- photographs is more useful for the study of facial esthetics
suchten fazialen Verhältnisse stehen nicht im Zusammen- compared to using absolute values in numerical facial
hang mit Attraktivität und unterscheiden sich von den analysis [17]. The divine proportion has existed from all
Proportionen des Goldenen Schnitts. eternity in mathematics and in the physical universe, but
precise information is not available as to when humankind
Schlüsselwörter Gesichtsproportionen Goldener first discovered and applied it. Throughout history, it was
Schnitt Ästhetische Wahnehmung Malokklusionen most likely rediscovered many times. The concept of the
Anthropometrie ‘‘divine proportion’’ concept is expressed as the ratio of large
and small and its value is ‘1.618’; that is, the smaller part is
62% of the size of the larger. In orthodontics, Ricketts
Introduction evaluated the divine proportion in relation to facial attrac-
tiveness for the first time and reported that facial esthetics
In common orthodontic practice, the treatment goal is to should be based on a scientific basis rather than a personal
produce an ideal occlusion with a full complement of teeth, perception basis [27, 28]. Ricketts’s articles appear to be key
and this would, it was believed, produce optimal facial publications in the fields of orthodontics and oral surgery for
esthetics. At this point, a question has arisen about whether facial esthetics [16]. Afterward, Baker and Woods [3] and
attractive people always have a normal or ideal dentofacial Shell and Woods [33] were unable to establish significant
relationship. Facial esthetics can be defined as an appre- correlations between changes in the divine proportion and
ciation of beauty and attractiveness. Judgments about facial esthetic rating after orthognathic treatment. Thus, they stated
attractiveness are complex and vary greatly between indi- that there was little or no relationship between the divine and
viduals and different cultures, as stated in Margaret esthetic proportions. However, as there is great interest in the
Hungerford’s classic statement, ‘‘Beauty is in the eye of the divine proportion as a measure of facial esthetics in general,
beholder’’ [12]. Although it is still a subjective evaluation, and since several authors still consider the divine proportion
in several groups, mutual appreciation indicates the pres- to be an important factor in facial esthetics, there is still a
ence of similar characteristics in people’s esthetic need to evaluate the relationship between facial esthetics and
perceptions. divine proportions [13, 16].
Limited soft tissue esthetic evaluations through The importance of malocclusions to facial esthetics has
cephalometric radiographic records gave rise to a quest for been described by many authors [25, 29]. Some of them
numerical and proportional evaluations using photographic have evaluated esthetics by manipulating photographs
records [3, 7, 9, 23, 27, 33]. Photographic records have through the computer, and they have discovered that faces
some advantages such as they are cheaper and allow better with aligned teeth were significantly more attractive than
assessment of facial harmony [24]. However, standardiza- those which did not possess this feature [25]. Others
tion in obtaining facial photographs became necessary to assessed the malocclusion types of the selected attractive
create scientific measurements [3, 9]. With this purpose, people in terms of the divine ratio [29].
the natural head position (NHP) has been used effectively Until now, an analysis of the relationship between facial
because it is a standardized and reproducible position esthetics as perceived by a panel of judges and the divine
[7, 21].
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The effects of malocclusions on facial attractiveness
proportion has never been performed in individuals with procedures and the 10-point visual analog scale (VAS).
skeletal malocclusion. The purposes of this study were to The jury watched the PowerPoint presentation in a silent
and comfortable room, and they scored the 335 subjects
• Assess the impact of sagittal skeletal relationships on
from 1 (least attractive) to 10 (most attractive) according to
facial attractiveness and
their own preferences. The VAS form used in the present
• Compare the facial proportions of the most attractive
study is shown in Fig. 2.
and nonattractive subjects with each other and with the
In the second part, the mean VAS scores of the subjects
divine proportion.
were determined, and they were arranged in order
according to their absolute values. The 30 most attractive
subjects with the highest scores and the 30 least attractive
Materials and methods subjects with the lowest scores were chosen from the
sample, and these children were used for further analyses.
In the present study, which was approved by the insti- In order to determine the divine proportions of the attrac-
tutional ethical board (108400987-96-85), 335 subjects tive and nonattractive subjects, 13 landmarks and 12 linear
of Caucasian origin (133 males, 202 females; mean age measurements were used on the photographs (Fig. 3;
15.72 ± 4.03 years) were randomly selected from 490 Table 2). The measurements were carried out using ImageJ
untreated individuals who applied to the Department of software (version 1.44; National Institutes of Health,
Orthodontics, School of Dentistry at Istanbul Medipol Bethesda, MD, USA).
University. The power analysis showed that 279 subjects Data analysis was performed using the SPSS software
were sufficient for this study [a = 0.05; f(effect package program (SPSS for Windows, version 16.0, SPSS
size) = 0.25; power (1-b error probability) = 0.95]. To Inc., Chicago, IL, USA). Two-way ANOVA was used for
compensate for possible dropouts during the trial, we the statistical evaluation of the VAS scores between the
decided to enroll more subjects. Inclusion criteria were groups. Student’s independent samples t test was used for
no previous history of orthodontic treatment, tooth comparison of the ratios of attractive and nonattractive
extraction except for third molars, cosmetic surgery on subjects, and one-sample t test was used for comparison of
the face, and craniofacial syndrome. Facial photographs the divergence amounts of the ratios from the divine pro-
were taken from all subjects using the Olympus D 720, portion in both groups. A p B 0.05 values were accepted as
4.2–42.0 mm macro lens in a natural head position, and significant.
they were standardized using biometric photograph
templates created for female and male individuals
through superimposition at the facial midline and orbital Results
line (Fig. 1). Color images of all the subjects were
converted to grayscale using the Adobe Photoshop pro- Descriptive data and comparison results of the panel
gram (CS4 version 7.0) to eliminate beauty interferers assessment are presented in Table 3 and Fig. 4. As can be
such as skin and hair color, and they were then randomly seen from this table, there was no significant difference in
placed into a PowerPoint presentation to be displayed to terms of facial attractiveness between skeletal relationship
the judges. The exposure time of each photo was set at (p = 0.407) and gender (p = 0.884) groups. Distribution of
10 s. the most attractive and nonattractive subjects to the skeletal
Preorthodontic cephalometric records of each patient malocclusion groups and the comparison results of their
were assessed, and the patients were classified into differ- scores are shown in Table 4. Although no statistically sig-
ent malocclusion groups according to their ANB angles nificant difference was found between the malocclusion and
(ANB angle = 0–4, skeletal Class I;[4, skeletal Class II; gender groups in both attractive and nonattractive subjects,
\0, skeletal Class III) and Wits appraisals. The numbers the majority of the nonattractive and attractive subjects were
of subjects in Class I, II, and III skeletal malocclusion in Class II, Class I, and Class III groups, respectively.
groups were 174, 125, and 36, respectively. Descriptive Statistical data and comparison results of attractive and
values of the groups according to ANB angles and Wits nonattractive subjects regarding facial ratios are presented
appraisals are shown in Table 1. in Table 5. Of the 12 ratios, R2 (Tr-Me/Na-Me), R4 (Sn-
In the first part of the study, the panel of judges con- Me/St-Me), R5 (Na-Sn/St-Me), R11 (Na-Sn/Right-Left lat.
sisted of 10 Caucasian students who were beginning their nasal), and R12 (Tr-Me/Ftr-Ftl) showed statistically sig-
dental education (8 women and 2 men with a mean age of nificant differences between attractive and nonattractive
20.85 ± 1.43). The students were well informed about the subjects.
123
S. Akan et al.
The results of one sample t test indicating the diver- orthodontic tooth movement affects existing facial bal-
gence of facial ratios from the divine proportion are shown ance [2]. According to orthodontists, sagittal malocclu-
in Table 6 and Fig. 5. Only one ratio (R5; Na-Sn/St-Me) sion and facial beauty are interdependent concepts [35].
was identical to the divine proportion of 1.618 in the It has been suggested that when teeth are aligned and
attractive subjects, and two ratios (R4; Sn-Me/St-Me and occlusion is corrected to osseous cephalometric stan-
R6; Na-Me/Na-Tr) in the nonattractive subjects. All of the dards, optimal facial esthetics will be obtained [36].
other ratios in both groups were statistically different from However, this fact does not necessarily imply that a
1.618 (p \ 0.05). good dentofacial relationship can give facial attractive-
ness to the subjects, as there may be numerous attractive
patients who do not present a perfect Class I craniofacial
Discussion and occlusal relationship [10].
Physical appearance has important effects on human
It has been generally accepted that orthodontic tooth self-esteem, and previous studies [2, 35] have shown that
movement can alter facial esthetics. Since orthodontists attractive people leave a better first impression than less
are interested in facial beauty, they need to know how attractive subjects even when they have malocclusions.
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The effects of malocclusions on facial attractiveness
ANB
Class I
Female 109 1.50 0.90 0 4
Male 65 1.60 1.01 0 4
Class II
Female 73 7.48 1.89 5 14
Male 52 7.54 2.03 5 13
Class III
Female 20 -3.45 1.67 -7 -1
Male 16 -3.94 2.74 -12 -1
Total 335 3.20 3.98 -12 14
Wits
Class I
Female 109 0.99 0.70 0 2
Male 65 1.03 0.73 0 3
Class II
Female 73 3.85 1.00 3 7
Male 52 3.88 0.96 3 6
Class III
Female 20 -2.25 1.12 -5 -1 Fig. 3 Landmarks used in this study. Tr trichion, Na nasion, Ftr
Male 16 -2.69 1.82 -8 -1 frontotemporale right, Ftl frontotemporale left, Med cant medial
Total 335 1.70 2.17 -8 7 canthus, Lat Na lateral nasal, Sn stomion, Chi cheilion, Me menton
Abb. 3 In der Studie verwendete Referenzpunkte. Tr Trichion, Na
Nasion, Ftr Frontotemporale rechts, Ftl Frontotemporale links, Med
cant medialer Kanthus, Lat Na Alare, Sn Stomion, Chi Cheilion, Me
Menton
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S. Akan et al.
Tr-Me: R1 R2 R12
physiognomical
height of face
Tr-Sn: height of R3
the upper face
Na-Me: R6
morphological
height of the
face
Sn-Me: height of R4
the lower face
St-Me: height of
the mandible
Med cant-Me: R7
eye–chin
distance
Na-Sn: nose R5 R11
height
Right–left R8
cheilion: mouth
width
Right–left lat
nasal: nose
width
Ftr-Ftl: face width R9 R10
and III groups were 30, 50, and 20, respectively. The subjective perception, changing according to cultural
ANOVA results showed that the malocclusion groups differences from community to community [4, 5, 18].
and gender differences had no effect on facial attrac- Matoula and Pancherz [20] investigated skeletofacial
tiveness. In other words, attractive subjects might not morphology of attractive and nonattractive subjects and
always have a Class I skeletal relationship. Recently, found that attractive females had a larger ANB angle and
Rodrı́guez et al. [29] evaluated attractive subjects with a Wits appraisal, causing a more convex soft tissue profile.
Class I molar relationship, and they concluded that As a result, they concluded that the attractiveness of a
attractive patients did not always have a Class I molar face could hardly be explained by objective parameters.
relationship. Although similar results were obtained in In the present study, although not statistically significant,
the present study, it has been noted that skeletal classi- the results also showed a slight tendency for males to be
fication by ANB angle was used in the present study, as judged better than females in the Class III group and for
dental malocclusions may have been affected by local females to be judged more attractive in the Class II
factors such as tooth size and shape, dental caries, group. This phenomenon could be accepted as a com-
extractions, and missing teeth as well as skeletal mon social trend, and it was also discovered by Macı́as-
relationship. Gago et al. [19] who stated that attractive females tended
There is no universal standard for facial attractiveness to fall into Class II, whereas males tended to fall into
no matter what race, age, gender, or other variables are Class III.
considered. In the literature, several studies regarding the The second aim of this study was to evaluate whether
assessment of facial attractiveness are available. Many there was a difference between the ratios of attractive and
of them have reported that facial attractiveness was a nonattractive faces and whether they were identical to the
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The effects of malocclusions on facial attractiveness
divine proportion. Angle [1] claimed that beautiful faces (Table 4). Only the R2 ratio (Tr-Me/Na-Me) was higher in
are compatible with divine proportion, and Ricketts [27] attractive faces, while R4 (Sn-Me/St-Me), R5 (Na-Sn/St-
found a relationship between the divine proportion and Me), R11 (Na-Sn/Right-Left lat. nasal), and R12 (Tr-Me/
facial beauty in young women. The results of the present Ftr-Ftl) ratio values were higher in nonattractive faces.
study showed that 5 of the 12 ratios were different in Ferrario et al. [8] and Sforza et al. [32] suggested that a
attractive and nonattractive faces at a statistically signifi- large forehead, a small nose, a wide face, and a large mouth
cant level. Other ratios were similar in both groups were common characteristics for a better esthetic appear-
ance. However, it has been accepted that there was a low
relationship between the two dimensional ratios and angles
Tab. 3 Descriptive statistics and ANOVA results of visual analog
and facial attractiveness [16, 31].
scale (VAS) scores of total sample
Tab. 3 Deskriptive Statistik und ANOVA-Ergebnisse der VAS (vi- It is highly interesting that most of the ratios inves-
suelle Analogskala)-Scores beim gesamten Kollektiv tigated in this study differ from the divine proportion.
N Mean SD Min Max One ratio in attractive subjects and the two ratios in
nonattractive subjects are identical to the divine pro-
Class I portion. These results are compatible with those of
Female 109 3.77 1.02 1.30 6.50 previous studies [24, 29, 31], which could not find any
Male 65 3.73 0.96 2.10 5.50 similarity between attractive people’s ratios and the
Total Cl I 174 3.99 0.99 1.30 6.50 golden ratio. As opposed to our findings, Ricketts [27]
Class II and Kawakami et al. [14] observed that the human face
Female 73 3.92 1.36 1.50 7.80 has several structures in the golden proportion relating to
Male 52 3.43 1.15 1.10 6.70 esthetic perception.
Total Cl II 125 3.71 1.29 1.10 7.80 As a result, it may be said that attractive faces may
Class III not present the divine proportion or vice versa [3], and
Female 20 3.24 1.16 1.80 6.00 thus the primary goal of orthodontic treatment should
Male 16 3.70 1.38 2.10 7.10 not involve making the patient’s craniofacial measure-
Total Cl III 36 3.44 1.14 1.10 7.80 ments close to the divine proportion [33]. The following
Total 335 3.71 1.14 1.10 7.80 statement belonging to Holdaway [10] explains this truth
very well, ‘‘It would be very difficult to correct the
Fgender 0.021, p 0.884; Fmalocclusion 0.902, p 0.407; Fgender and malocclu-
sion interact 2.874, p 0.058
malocclusion without losing something in the way of
SD standard deviation, Cl class facial beauty.’’ He also claimed that not everyone had an
ideal occlusion even in a sample of beauty queens.
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S. Akan et al.
Tab. 4 Descriptive statistics and ANOVA results of visual analog Tab. 5 Descriptive statistics and comparison results of the ratios
scores (VAS) of attractive and nonattractive subjects computed in the two groups
Tab. 4 Deskriptive Statistik und ANOVA-Ergebnisse der VAS (vi- Tab. 5 Deskriptive Statistik und errechnete Ergebnisse des Ver-
suelle Analogskala)-Scores von attraktiven und nichtattraktiven gleichs der Verhältnisse in den beiden Gruppen
Teilnehmenden
Ratio Attractive Nonattractive p
N Percentage Mean SD Min Max
Mean SD Mean SD
Nonattractive (30)
R1 1.481 0.570 1.515 0.084 0.079
Class I
R2 1.477 0.710 1.407 0.717 0.000***
Female 6 20 1.88 0.34 1.30 2.20
R3 2.100 0.269 1.939 0.367 0.057
Male 3 10 2.13 0.06 1.10 2.20
R4 1.479 0.077 1.616 0.362 0.048*
Total Cl I 9 30 2.01 0.18 1.10 2.20
R5 1.613 0.159 1.798 0.439 0.035*
Class II
R6 1.482 0.169 1.596 0.265 0.052
Female 8 26.7 1.85 0.24 1.50 2.20
R7 2.703 0.196 2.818 0.649 0.359
Male 7 23.3 1.70 0.35 1.10 2.20
R8 1.395 0.100 1.360 0.132 0.257
Total Cl II 15 50 1.80 0.23 1.10 2.20
R9 1.886 0.132 1.882 0.211 0.931
Class III
R10 3.071 0.188 3.008 0.219 0.238
Female 4 13 2.05 0.17 1.80 2.20
R11 1.749 0.127 1.921 0.282 0.003**
Male 2 7 2.10 0.00 2.10 2.20
R12 1.892 0.104 1.961 0.128 0.027*
Total Cl III 6 20 2.07 0.14 1.80 2.20
Attractive (30) SD standard deviation
Class I * p B 0.05; ** p B 0.01; *** p B 0.001
Female 9 30 5.93 0.35 5.50 6.50
Male 4 13 5.48 0.05 5.40 5.50
Total Cl I 13 43 5.65 0.18 5.40 6.50 Tab. 6 Descriptive statistics and results of one sample t test indi-
Class II cating the divergence of ratios from the divine proportion
Tab. 6 Deskriptive Statistik und Ergebnisse des Einstichproben-t-
Female 11 36 6.07 0.81 5.40 7.80
Tests zur Darstellung der Abweichung von Verhältnissen im Gesicht
Male 2 7 6.10 0.85 5.50 6.70 von denen des Goldenen Schnitts
Total Cl II 13 43 6.08 0.82 5.40 7.80
Ratio Attractive Nonattractive
Class III
Female 2 7 5.85 0.21 5.70 6.00 Mean SD p Mean SD p
Male 2 7 6.35 1.06 5.60 7.10 R1 1.481 0.570 0.001 1.515 0.084 0.001
Total Cl III 4 14 6.01 1.01 5.60 7.10 R2 1.477 0.710 0.001 1.407 0.717 0.001
For nonattractive group; Fgender 0.193, p 0.665; Fmalocclusion 3.190, R3 2.100 0.269 0.001 1.939 0.367 0.001
p 0.059; Fgender and malocclusion interact 1.381, p 0.271. For attractive R4 1.479 0.077 0.001 1.616 0.362 0.973*
group; Fgender 0.006, p 0.938; Fmalocclusion 1.053, p 0.365; Fgen- R5 1.613 0.159 0.877* 1.798 0.439 0.033
der and malocclusion interact 0.947, p 0.402
R6 1.482 0.169 0.001 1.596 0.265 0.654*
SD standard deviation, Cl class
R7 2.703 0.196 0.001 2.818 0.649 0.001
R8 1.395 0.100 0.001 1.36 0.132 0.001
R9 1.886 0.132 0.001 1.882 0.211 0.001
According to him, a Miss America had a slightly con-
R10 3.071 0.188 0.001 3.008 0.219 0.001
cave skeletal pattern, a runner-up Miss Universe had a
R11 1.749 0.127 0.001 1.921 0.282 0.001
less prominent chin, and a Miss Virginia had a Class II
R12 1.892 0.104 0.001 1.961 0.128 0.001
malocclusion. This knowledge shows that each human
face is individually determined, carrying information * p C 0.05
that allows the identification of the single person [32].
Even among attractive faces, there are a variety of facial
characteristics that do not repeat the same standard [22]. facial attractiveness, and moreover, the divine proportion
The results of the present study indicate that sagittal is not a standard for esthetic perception. Consequently, it
skeletal malocclusions do not have any effect on frontal can be said that ‘‘beauty is subjective.’’
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