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Lippincott Williams & Wilkins Journal of Public Health Management and Practice
Lippincott Williams & Wilkins Journal of Public Health Management and Practice
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Public Health Law Research: Exploring Law in
Public Health Systems
Jennifer K. Ibrahim, PhD, MPH; Scott Burris, JD; Scott Hays, PhD
J Public Health Management Practice, 2012, 18(6), 499-505 Cecil B. Moore Ave, Philadelphia, PA 19122 (jibrahim@temple.edu).
Copyright © 2012 Wolters Kluwer Health | Lippincott Williams & Wilkins DOI: 1 0.1 097/PHH.0b01 3e31 825ce8f6
489
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500 I Journal of Public Health Management and Practice
practices to population health."7 "Interventional pub- cal research on the public health law by developing the
lic health laws" (such as no-smoking or menu labeling methods infrastructure for the field. Drawing from dis-
laws) are developed as a tool for promoting healthier ciplines including law, public health, economics, crimi-
environments or behaviors. "Incidental public health nal justice, psychology, political science, and sociology,
laws" are developed for primary purposes other than the PHLR National Program Office has created a suite
public health (finance, zoning, criminal law) but, in- of online methods monographs and short videos.13 A
cidentally, have positive or negative consequences for book devoted to PHLR methods is scheduled for pub-
health. "Infrastructural law" establishes the powers, lication in early 2013.14
duties, and organizational features of public health Similar to the data needs regarding health depart-
agencies.8 The primary link with PHSSR is "infrastruc- ment performance noted in the field of PHSSR, the
tural" public health law. lack of data regarding public health laws was identi-
The importance of infrastructural law has been rec- fied as a major barrier to advancing the field of PHLR.
ognized in major planning documents such as Healthy Therefore, the PHLR program's first methods mono-
People 2010 and Healthy People 2020, 910 calling for eval- graph defined a systematic process for collecting and
uation of the impact of laws on the delivery of essential coding laws to develop research-ready legal datasets.15
public health services. The 2011 Institute of Medicine Grantee research and additional data collection within
report For the Public's Health : Revitalizing Law and Policy the National Program Office has continued to refine
to Meet New Challenges goes a step further and also the approach and suggest new uses for coded legal
calls for adequate access to legal counsel for health information.16,17 All legal data sets funded through the
officials; evaluation of the health effects and costs of PHLR program or created by the National Program Of-
legislation, regulations, and policies before and after fice are available at no cost on the PHLR program Web
implementation; and better research methods to assess site as Excel or SPSS files.18
the strength of evidence regarding the health impacts The PHLR program is also actively working to get
of public policies.3 The PHLR program is working to evidence regarding the impact of public health laws
address these challenges. on organizations and populations into the hands of
practitioners and policy makers. One-page evidence
briefs summarize the findings of systematic reviews
• The PHLR Program of well-studied legal interventions and direct readers
to examples of the underlying statutes.19 In response
The PHLR program, founded in 2009, was the first to emerging issues, PHLR co-hosts webinars with the
product of the Robert Wood Johnson Foundation's Network for Public Health Law to discuss the evidence,
comprehensive and farsighted program of support for implications, and research questions related to hot top-
the effective use of law in public health. Building on ics such as distracted driving and mental health and
investments in exemplary programs such as the Pub- firearms. Finally, PHLR publishes "Theory, Practice and
lic Health Institute and the National Policy and Le- Evidence" papers that describe the current state of the
gal Analysis Network, the foundation's investment in knowledge on a topic of public health law interest and
public health law also includes the Network for Pub- defines the agenda for future research.
lic Health Law11 and the Partnership for Public Health
Law, which brings together major public health part-
ners, including the American Public Health Associa- • Integrating PHLR and PHSSR
tion, the Association of State and Territorial Health
Officers (ASTHO), the National Association of City & The PHLR and PHSSR programs share the goal of
County Health Officials (NACCHO), and the National improving the quality and usefulness of research on
Association of Local Boards of Health (NALBOH). The the laws that establish, empower, and constrain pub-
strong ties to these organizations has helped PHLR to lic health agencies. Following a review of the exist-
prioritize areas of greatest need to build the field of ing PHSSR literature, collaborators from the PHLR and
PHLR and to ensure that the research generated is both PHSSR programs identified a lack of true conceptual in-
informing public health practice and driven by public tegration in infrastructural PHLR. Researchers trained
health practice. in public health rarely, if ever, draw on general empir-
The PHLR program is working to build the field of ical legal theory or research tools to understand how
PHLR by funding research, improving research meth- law shapes the process and outputs of public health
ods, and making evidence on the influence of law on systems; sociolegal scholars rarely study public health
population health more accessible to policy makers, systems or deploy the concepts and measures that
the media, and the public.12 The PHLR program is fo- have emerged from years of research on public health
cused on addressing the barriers to conducting empiri- system performance. Continuing discussion yielded a
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Public Health Law Research I SOI
framework to promote integration of theory and tools to have a very different attitude to using legal authority
from the 2 fields.20 The main focus of the integrated than one who believes judges to be fair and neutral.33
framework is on the mechanisms by which law and Research drawing upon constitutive approaches can
legal authority affect public health agency and system produce a much sharper picture of how people and
performance - an unchartered area that opens the door groups in the public health system understand their le-
for a whole new body of research on the role of infras- gal roles and authority to implement laws, their ability
tructural law. Both PHLR and PHSSR invite research in to act within a legal framework, and the very nature of
3 key areas: (1) the role of law in shaping the organi-the legal framework itself.34 As we suggest in the ex-
zation, powers, duties, and limitations of public healthamples to follow, the sociolegal theory offers a way to
agencies and thereby their functioning and ultimatelyidentify actionable differences between health agencies
their impact on public health; (2) the way that publicthat effectively use their existing powers and are will-
health system characteristics influence the implemen-ing to engage in developing new legal interventions
tation of interventional public health laws; and (3) theand those that do not have an appetite for law or policy
individual and system characteristics that influence theinnovation.
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602 I Journal of Public Health Management and Practice
state health departments (SHDs), just more than 60% cials are typically trained in public health or medicine
reported employing their own attorneys within their and not formally trained in law. While leadership train-
own legal department and just less than 60% reported ings have been available for quite some time38 and have
being assigned legal counsel from the state's Attorney been shown to improve health officials' ability to com-
General; less than 20% reported working with attor- municate the law, understand the social and political
neys employed by the local government, contracting implications of the law, and advocate for the enforce-
with outside attorneys or some other arrangement.36 ment of existing laws,39 such trainings are provided at
According to the 2010 NACCHO profile, most LHDs a single point in time and not all health officials have
report working with legal counsel for representation access or time to attend. Moreover, such trainings help
on legal matters (76%), to secure informal advice on le- individuals to understand laws that currently exist as
gal matters (71%), for formal opinions on legal matters opposed to providing training both on how to think
(66%), or assistance in drafting legal matters (55%).35 about law and on how to use law as a tool to advance
The 2010 ASTHO profile is similar, with more than health.
90% of SHDs reporting work with legal counsel for By examining collaboration on public health law
formal opinions on laws, requesting informal advice within health departments, PHLR has the opportu-
on legality or constitutionality of laws, or for assistance nity to move beyond evaluating just legal capacity
in drafting laws.36 and learning more about legal consciousness. Drawing
These findings, valuable as they are in establishing a from the sociolegal theory, legal consciousness encom-
baseline, raise more questions than they answer. They passes an individual's ideas about law and the way
tell us nothing about the quality of the advice or the re- in which laws is experienced by the individual30 33 -
lationship, the satisfaction of the lawyer and the health in a nutshell, how individuals think about the law.
department as the client, or how any of these elements For health officials who are likely to have limited, if
are influenced by the organizational structure of the le- any, training in law, legal consciousness may largely
gal representation or other agency factors. Answering be developed in relation to interactions with associ-
these questions is the next step in determining the cur- ated legal counsel; this raises questions regarding the
rent state of legal representation for health officers and nature of the relationship between legal counsel and
identifying ways to improve the relationship and the health officials. Some health officials may not think
use of law in health systems. Public health law research about the law and only "deal with it" when it be-
is working to answer these questions and then be able comes necessary. Rather than being reactive to a vi-
to use the information collected and link with data on olation of the law or the threat of litigation, health
health department characteristic and performance toofficials who are actively thinking about the law in
see whether public health legal collaboration can in- routine work might reach out to legal counsel to ex-
fluence the successful delivery of core public health plore options of how to use law to address a health
services and functions. issue.
The PHLR program has collaborated with the Similarly, while legal counsels have expertise in le-
gal concepts and the application of such concepts,
ASTHO and the NACCHO to study the health officer-
lawyer relationship in all 50 SHDs and a sampletheir approach and thinking about public health may
of LHDs. The ASTHO SHD classification, which come solely from interactions with public health of-
is based on agency organizational and governance
ficials. Some lawyers who work with health depart-
characteristics,37 was used to draw the stratified ran-
ments infrequently may respond only to legal chal-
dom sample of states in which a sample of LHDs was lenges or reviews of contracts. Alternatively, legal
drawn. Through brief electronic surveys and follow- counsel with sustained interaction with health offi-
cials might reach out proactively and make recom-
up semistructured interviews, the study probes the fre-
mendations on how law or legal interpretation of
quency and nature of interactions, financial and organi-
zational arrangements, the way in which each member statutory authorities might enhance health depart-
of the pair thinks about law in the context of publicment performance. For example, in enforcing sanita-
health, and the perception of how the other member of codes in restaurants, there is the potential for the
tion
the pair thinks about law. authority of the health department to come in conflict
Consistently, both parties have been taken aback with the licensing and inspection agency when a busi-
when invited to participate in the study because thisness must be shutdown. Lawyers and health officials
is not a common topic of discussion in public healthcould
re- work collaboratively to revisit the statutory lan-
guage or to draft proactive memorandums of under-
search, and, yet, they are eager to share their thoughts
on how such a relationship could facilitate more effec-
standing with the other agency so as to prevent such a
tive enforcement of the law, interpretation of existing
dispute in the future. The current study is just a starting
law, and development of new laws. Public health offi-point for a future research agenda that integrates the
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Public Health Law Research I 508
sociolegal theory into research on public health depart- The study examines whether a board is a majority of
ment performance. health care professionals or a majority of "political"
office holders. A county may also have boards com-
posed mostly of community leaders or citizens, but this
Impact of LHD structure and policy on public could not be measured with the available data. Au-
health outcomes thority, empowerment, and composition are assessed
for each county in the study and used to create a tax-
According to a study commissioned by the National
onomy of health department governance, resulting in
Coordinating Center for PHSSR, 9 types based on unique and relevant combinations
of these 3 concepts. To maximize the comparability of
While there is limited evidence demonstrating that
organizational variables influence performance and
results from across state systems, the study relies on
capacity, the evidence does not yet exist to explain the a measure of county health derived from the County
impact of these variables on local community health Health Rankings.23 To assess whether counties that gov-
status. Thus, there exists a need for studies that explore ern differently have a tendency to be healthier, the
variation in practice related to organization structure as study uses this classification system to compare county-
these investigations will provide evidence of the
level health outcomes in 4 uniquely identified counties
strengths and limitation of these typologies and the
relationship of structural variations with community selected from 41 states for which health jurisdictions
health outcomes.40^ match county boundaries (including jurisdictions with
multiple county boundaries).
Here we present a macro-level study conducted by re- Results of this type of research, at the nexus of
searchers at the University of Illinois that addresses PHSSR and PHLR, can help inform current policy
this gap in the existing literature.41 Consistent with the choices regarding structural reform. Two reforms that
PHLR-PHSSR integrated framework,20 the study as- are quite commonly discussed and implemented to-
sumes that LHD governance affects population health day are consolidation and accreditation. Policy mak-
by establishing the policies, priorities, budgets, and ers seek to improve the efficiency of public health by
other parameters by which the LHD can carry out its consolidating jurisdictions - particularly smaller, ru-
essential functions. But do different legal structural ar- ral jurisdictions - and creating more regional health
rangements make a measurable difference in popula- departments. Do regional-based health departments
tion health outcomes? achieve better health outcomes? And if regionaliza-
A key methodological challenge in studying local tion proceeds, how should these new regional health
health governance is the "extreme variability" in lo- departments be governed? Alternatively, this research
cal public health structures; they vary in organiza-can inform health officials and political leaders whether
tional structure, including composition, powers, and states with highly centralized systems have better or
duties.35 42 To address this methodological barrier, thisworse health outcomes; this could recommend changes
study examines the many different forms of gover- that might lead to greater state-level centralization or
nance across the states and creates a taxonomy of lo- to greater decentralization.
cal public health governance systems accounting for Understanding what types of governance structures
the legal parameters of authority, empowerment, andhave the greatest positive influence on health could
composition - 3 key dimensions of governance. also inform accreditation standards. For example, how
In this study, authority refers to the level of authority - should local boards of health be structured to maximize
local, county, or state - on which local public health positive health outcomes? Should they be composed of
governance rests. Empowerment, derived from author-health care professionals or of community leaders and
ity, refers to the degree of power a particular unit pos- elected officials; or of some balance between the 2? Are
sesses. The taxonomy focuses on the level of empower-local boards of health a useful political entity that ac-
ment of the local board of health; however, this concept tually can improve health, or are they even necessary?
could also be applied to counties or states. Authority This research can address most of the relevant ques-
and empowerment are themselves derived from cod- tions.
ing the locus of different powers relative to LHD gov-To date, in-depth, systematic study of local health
ernance. These powers include the power to grant fi-governance has been hampered by a lack of solid data.
nal approval for hiring (and potentially firing) staff, toBuilding a taxonomy classifying legal authority for
grant final authorization for a health department bud-local health governance contributes to a systematic
get, to issue rules and regulations, and to set local fees.approach and can be a starting point for further
Finally, composition refers to the composition of a localhealth governance research. And understanding the
board of health (where present) and assesses majorityrole and importance of governance infrastructure
control of that board. and the different forms of governance can contribute
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504 I Journal of Public Health Management and Practice
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Public Health Law Research I 505
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