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INTRODUCTION TO
EUROPEAN RESEARCH PROJECTS
Presentation
Who I am?
Landry COCHARD
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Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022
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Presentation
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Part 1
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History
Research in the European Treaties
1951 1958 1972 1986 2000
1992 2007
` Single European Act:
Treaty of Paris Proposal for a introduction of Title VI Adoption of the Treaty of Lisbon:
Treaty of Rome Treaty of Maastricht
(European Coal and (European Economic Community research 'Research and European Research research and space as a
and Area – Possibility to
Steel Community - Community - EEC): policy by the European Technological shared competence +
ECSC): Commission on the Development' (Articles establish of public-public ERA as a requirement.
No provision related to 1997 and public-private
Possibility for basis of Art 235 of the 130f to 130q) into the
research policy. EEC treaty (if action is Treaty of Amsterdam partnerships (Articles
establishing European EEC Treaty.
proved necessary). Legislative procedures 185 and 187 of the
research programmes Promote cooperation
for adoption of the Treaty on the
and coordination of Functioning of the
national research relevant provisions.
European Union, TFEU).
1982 - European policies > community
programme for framework programme
research and for research
development in
information 1994 - FP4 2013 - FP8
1987 - FP2 2002 - FP6
technology (Esprit) (Horizon 2020)
– Pilot project
1984 – Esprit
programme
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History
Development of the articles on research in the Treaty
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History
The Research and Innovation policy in the Lisbon Treaty (2000)
– Adopted for 10 years.
– Economic modernization at the heart of the strategy for growth and
jobs.
– 7 actions identified: Knowledge
– Investing more in young people, Education, Research and Innovation to
generate wealth and provide security for every citizen.
– Opening up markets.
– Cutting red tape.
– Investing in modern infrastructure to help enterprises grow, innovate and
create jobs.
– Developing a skilled entrepreneurial workforce. Education Innovation
– Ensuring a society with high levels of employment, social protection and a
healthy entrepreneur environment.
– Explore the research results in a business way by creating new start ups.
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Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022
History
The Research and Innovation policy in the Lisbon Treaty (2004)
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History
The Europe 2020 strategy (2010)
Strategy for a smart, sustainable and inclusive economy as a way to overcome the structural
weaknesses in Europe's economy, improve its competitiveness and productivity and underpin
a sustainable social market economy.
Targets around 5 main areas:
• Employment
• 75% of people aged 20–64 to be in work.
• Research and development (R&D)
• 3% of the EU's GDP to be invested in R&D.
• Climate change and energy
• greenhouse gas emissions 20% lower than 1990 levels.
• 20% of energy coming from renewables.
• 20% increase in energy efficiency.
• Education
• Rates of early school leavers below 10%.
• At least 40% of people aged 30–34 having completed higher education.
• Poverty and social exclusion
• at least 20 million fewer people in – or at risk of – poverty/social exclusion.
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History
The Europe 2020 strategy (2010)
7 flagships initiatives.
Innovation Union
• Improving the parameters and the availability of financial resources for research and
innovation, strengthen the innovation chain and increase certainty for investment and
innovation in the Union.
• Make education systems more efficient and make European higher education more attractive
to international students, researchers and teachers.
• Rapid dissemination of high-speed internet and use of benefits of a digital single market.
Resource-efficient Europe
• Decoupling economic growth and resource use through the use of low carbon technologies
and renewable energy, modern transport and the promotion of energy efficiency.
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History
The Europe 2020 strategy (2010)
7 flagships initiatives.
• Modernization of labour markets through increased mobility of the workforce and lifelong
learning, higher employment rates and better matching of supply and demand in the
labour markets.
• Social and territorial cohesion, so that benefits of growth are shared by all, and all people
can live in dignity and take an active part in society.
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History
The Europe 2020 strategy > The Innovation Union Flagship (2010)
– 30 actions.
– 3 aims:
– Make Europe into a world-class science performer.
– Remove obstacles to innovation like expensive patenting, market fragmentation, slow standard-
setting and skills shortages.
– Revolutionise the way public and private sectors work together, notably through Innovation
Partnerships between the European institutions, national and regional authorities and business.
– Regular reports on flagship implementation (last dated 2015): follow-up on actions.
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History
The European Research Area (2012)
A unified research area open to the world and based on the internal market, that enables free
circulation of researchers, scientific knowledge and technology.
6 priorities:
– more effective national research systems;
– optimal transnational cooperation and competition, including optimal transnational
cooperation and competition and research infrastructures;
– an open labour market for researchers;
– gender equality and gender mainstreaming in research;
– optimal circulation, access to and transfer of scientific knowledge including knowledge
circulation and open access;
– international cooperation.
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History
The European Research Area (2012)
In 2015, the Council endorsed a ERA Roadmap 2015-2020, a living document to guide EU
countries in structuring their implementation of the ERA priorities at national level
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History
The High-Level Group report (2017)
High-Level Group composed of 12 experts, chaired by Pascal Lamy.
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History
Recommendation Actions Recommendation Actions
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History
Strategic Plan 2020-2024 – Research and innovation
Research and innovation is a key driver in achieving the 6 goals set by the European
Commission.
– Environment and climate: make EU the first climate-neutral continent (i.e. produce no
more greenhouse gases than our ecosystems can naturally absorb). This will be achieved
through the European Green Deal.
– Digital future: Europe must strengthen its digital sovereignty and set standards, rather
than following those of others – with a clear focus on data, technology, and infrastructure.
EU digital strategy will empower people with a new generation of technologies.
– Jobs and economy: making production respect the boundaries of our planet and placing
the wellbeing of workers at the centre of the production process. Science and innovation
can help us find ways to move quicker to becoming a circular economy where materials
have lower environmental impacts and waste is minimised.
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History
Strategic Plan 2020-2024 – Research and innovation
– Protecting our citizens and our values: Research and innovation will play a key role
in tackling emerging threats and improving crisis preparedness. Improving and protecting
people's health at all ages is a top priority. The European Health Union should help
achieving these goals.
– Europe in the world: It is vital to strengthen the EU as a global leader while ensuring the
highest standards of climate, environmental and labour protections.
– Democracy and rights: The EU is increasing the pressure on online platforms to adopt
best practices, and supporting research in technology and the social sciences that will help
to protect and build more resilient democracies across the EU. Horizon Europe will help
develop innovations, policies and institutions to support democratic processes and
enhance trust in democratic institutions, through improved transparency, accountability,
rule of law and equality, including gender equality.
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History
European Research Area – Policy Agenda – Actions 2022-2024
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History
Sources of information / references
– Research in the European Treaties, March 2016, European Parliamentary Research, Vincent Reillon. PE 579.098, 8 pages.
– EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9,
September 2017, European Parliamentary Research, Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages.
– An Overview of the Triangle of Knowledge as a Driving Force for Sustainable Growth in Developing Nations, P. P. Groumpos,
University of Patras, Patras, Greece, June 2013.
– Europe 2020 Flagship Initiative Innovation Union, SEC(2010) 1161, European Commission, Directorate-General for Research and
Innovation, 2011.
– Communication from the Commission, “A Reinforced European Research Area Partnership for Excellence and Growth”,
COM(2012) 392 final, 17.7.2012.
– State of the innovation union 2015, European Commission, 07/01/2016.
– High-Level Group Report (2017).
http://ec.europa.eu/research/evaluations/pdf/archive/other_reports_studies_and_documents/hlg_2017_report.pdf
– Mission-Oriented Research & Innovation in the European Union, Mazzucato report, February 2018.
https://ec.europa.eu/info/sites/info/files/mazzucato_report_2018.pdf
– Innovation scoreboards (last version: June 2019) - https://ec.europa.eu/growth/industry/policy/innovation/scoreboards_en
– ERA progress report 2018. The European Research Area: advancing together the Europe of research and innovation, COM(2019)
83, European Commission, 18/02/2019.
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History
Sources of information / references
– Strategic plan 2020-2024 – Research and Innovation – 08/10/2020
https://ec.europa.eu/info/sites/default/files/rtd_sp_2020_2024_en.pdf
– European Research Area Policy Agenda – Overview of actions for the period 2022-2024, November 2021.
https://ec.europa.eu/info/sites/default/files/research_and_innovation/strategy_on_research_and_innovation/documents/ec_rtd_era-
policy-agenda-2021.pdf
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EU Treaty
173(3)-182
Framework EU Financial Participation
programme for regulation rules
R&D
(Annotated)
Specific Work Model
programme programmes
agreements
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Art 173.3.
The Union shall contribute to the achievement of the objectives set out in paragraph 1 through the policies
and activities it pursues under other provisions of the Treaties. The European Parliament and the Council,
acting in accordance with the ordinary legislative procedure and after consulting the Economic and Social
Committee, may decide on specific measures in support of action taken in the Member States to achieve
the objectives set out in paragraph 1, excluding any harmonisation of the laws and regulations of the
Member States.
This Title shall not provide a basis for the introduction by the Union of any measure which could lead to a
distortion of competition or contains tax provisions or provisions relating to the rights and interests of
employed persons.
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HEU
Source: EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9, September 2017,
European Parliamentary Research, Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages. Figure 3. 32
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Source: EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9, September 2017, European Parliamentary Research, 33
Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages. Figure 2.
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Source: EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9, September 2017, European Parliamentary Research,
Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages. Figure 5. 34
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Source: EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9, September 2017, European Parliamentary Research,
Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages. Figure 6. 35
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Source: EU Framework Programmes for Research and Innovation, Evolution and key data from FP1 to Horizon 2020 in view of FP9, September 2017, European Parliamentary Research,
Vincent Reillon. PE 608.697, ISBN 978-92-846-1687-9, 35 pages. Figure 9. 36
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Horizon 2020
What are we talking about? H2020 in a nutshell.
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dd
Horizon 2020
3 priorities
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Horizon 2020
Structure of the programme
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Horizon 2020
Priority 1. Excellent science
€24.4 Billion
Why:
• World class science is the foundation of tomorrow’s technologies,
jobs and well-being
European Research Council 13.095
• Europe needs to develop, Frontier research by the best individual teams
attract and retain
Future and Emerging Technologies 2.696
research talent
Collaborative research to open new fields of
innovation
• Researchers need access Marie Sklodowska Curie Actions* 6.162
to the best infrastructures Opportunities for training and career
development
Research Infrastructures 2.488
(including e-infrastructures)
Ensuring access to world-class facilities
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Horizon 2020
Priority 2. Industrial leadership
€17 Billion
Why:
• Strategic investments in key technologies (e.g. advanced manufacturing
micro-electronics)
underpin innovation across Leadership in enabling and industrial 13.557
existing and emerging sectors technologies
(ICT, nanotechnologies, materials,
• Europe needs to attract more biotechnology, manufacturing, space)
private investment in Access to risk finance 2.842
research and innovation Leveraging private finance and venture
capital for research and innovation
• Europe needs more innovative
SMEs to create growth and jobs Innovation in SMEs 616
Fostering all forms of innovation in all
types of SMES
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Horizon 2020
Priority 3. Societal Challenges
€31 Billion
Why: Health, demographic change and 7.472
• Concerns of citizens and society wellbeing
EU policy objectives Food security, sustainable agriculture, 3.851
(climate, environment, energy, marine and maritime and inland water
research and the bioeconomy
transport etc.) cannot be
Secure, clean and efficient energy 5.931
achieved without innovation
Smart, green and integrated transport 6.339
• Breakthrough solutions
Climate action, environment, resource 3.081
come from multi-disciplinary
efficiency and raw materials
collaborations, including social Inclusive, innovative and reflective 1.310
sciences & humanities societies
Secure societies 1.695
• Promising solutions need to be
tested, demonstrated and Science with and for society 462
scaled up Spreading excellence and widening 816
participation
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Horizon 2020
How to participate?
Find a
relevant call Submit a Be selected &
Find partners proposal Get involved!
(annual work
programme)
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Horizon 2020
Where and how to find the information?
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Horizon Europe
The proposal from the European Commission
to deliver on citizens' priorities and sustain our socio- economic model and
values
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Horizon Europe
The final agreement on budget
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Horizon Europe
The budget split
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Horizon Europe
Which ambition?
European Union needs a new level ambition and a renewed R&I agenda to be in pole
position:
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Horizon Europe
Which ambition?
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Horizon Europe
Process for adoption
Ø Multiannual Financial Framework (MFF) - (only relevant sections)
• Publication: May 2018
• Scope: sets budget for all EU programmes
• 100bn earmarked for Horizon Europe
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Horizon Europe
Calendar for adoption: an accelerated procedure
Summary drafted by the authors. Sources: European Commission, European Council, European Parliament, and European 54
Commission’s factsheet.
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Horizon Europe
What? Overall structure
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Horizon Europe
What? Specific objectives
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Horizon Europe
An evolution from Horizon 2020: what is new?
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Horizon Europe
European Innovation Council (new body and instruments)
Two complementary instruments bridging the gap from idea to investable project
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Horizon Europe
Research and innovation missions (new approach)
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Horizon Europe
International cooperation (broader openess)
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Horizon Europe
Open science (broader access to Results)
§ Mandatory Open Access to publications: beneficiaries must ensure the existence of sufficient rights
to comply with open access requirements
§ Mandatory Data Management Plan for FAIR (Findable, Accessible, Interoperable, Re-usable) and
Open Research Data : for all research data with possibilities to opt-out from open access
requirements.
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Horizon Europe
European partnerships (new approach: rationalisation)
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Horizon Europe
What? Overall structure
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Horizon Europe
Pilar 1 – Open science
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Horizon Europe
Pilar 2 – Global Challenges & Industrial Competitiveness
Clusters Budget
implemented through usual calls, missions & partnerships (€ billion)
Health € 7.9
Inclusive and Secure Society €4
Digital and Industry € 15,5
Climate, Energy and Mobility € 15,2
Food and Natural Resources € 8,9
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Content of the EC for Clusters
Health * Health throughout the life course * Environmental and social health
determinants
* Non-communicable and rare diseases * Infectious diseases
* Tools, technologies and digital * Health care systems
solutions for health and care
Inclusive and * Democracy * Cultural heritage
Secure Societies * Social and economic transformations * Disaster-resilient societies
* Protection and Security * Cybersecurity
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Horizon Europe
Proposal from the EC for Clusters
A – Cluster 1 ‘Health’:
v Aim:
Ø Citizens should rely more on on effective health care services that address their medical
needs and reduce the burden on them, their families and communities;
Ø People should be assisted in promoting their own health and preventing diseases.
Ø Promoting and fostering synergies with public health policies at national and regional level,
with other EU programmes and policies, as well as with health-related European
infrastructures.
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Horizon Europe
Proposal from the EC for Clusters
A – Cluster 1 ‘Health’:
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Horizon Europe
Proposal from the EC for Clusters
A – Cluster 1 ‘Health’:
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Horizon Europe
Proposal from the EC for Clusters
v Aim:
Ø Meeting EU goals and priorities on:
Ø Enhancing democratic governance,
Ø Citizens participation,
Ø Safeguarding and promotion of cultural heritage,
Ø Respond to multifaced social, economic, technological and cultural transformations.
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Horizon Europe
Proposal from the EC for Clusters
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Horizon Europe
Proposal from the EC for Clusters
v Aim:
Ø Improving Civil Security through European Society thanks to R&I, better management,
cybersecurity, new infrastructures, more cooperation between EU Member States.
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Horizon Europe
Proposal from the EC for Clusters
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Horizon Europe
Proposal from the EC for Clusters
v Aim:
Ø Shaping Europe as a competitive and trusted technologies for a European industry with
global leadership in key areas,
Ø Enabling production and consumption to respect the boundaries of our planet,
Ø Maximising the benefits for all parts of society in the variety of social, economic and
territorial contexts in Europe.
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Horizon Europe
Proposal from the EC for Clusters
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Horizon Europe
Proposal from the EC for Clusters
v Aim:
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Horizon Europe
Proposal from the EC for Clusters
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Horizon Europe
Proposal from the EC for Clusters
v Aim:
Ø To provide opportunities to balance environmental, social and economic goals and to set
human activities on a path to sustainability.
Ø Need for a transformative change of the economy and society to reduce environmental
degradations, to halt the decline of biodiversity,
Ø To better manage natural resources while concretely serving the EU climate objectives,
Ø Ensuring food and water security.
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Horizon Europe
Proposal from the EC for Clusters
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Horizon Europe
Pilar 3 – Open innovation
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Horizon Europe
How to implement it? Synergies with other programmes
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Horizon Europe
How to implement it? The corporate model grant agreement
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Horizon Europe
How to implement it? The corporate model grant agreement
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Horizon Europe
How to implement it? Looking for further simplification
§ Increased use of simplified forms of grants where appropriate (building on the H2020
lump sum pilot experience).
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Horizon Europe
How to implement it? Strategic planning to to define multiannual work programmes and calls for
proposals
Work Programmes
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Horizon Europe
How to implement it? Strategic planning to to define multiannual work programmes and calls for
proposals
First time that a broad consultation process to help the European Commission defining
the priorities for 2021 – 2024 period is organised.
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Horizon Europe
How to implement it? Strategic plan 2021-2024
C. Making Europe the first digitally enabled circular, climate neutral and sustainable
economy.
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Horizon Europe
What to read and see?
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Part 2
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✅ Definitions
q Project cycle
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Definitions
What is a project?
Objectives
Risks
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Definitions
Specifics of European Projects
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Definitions
A research project comes at the end of a priority definition
Framework Programme - Multiannual
Define the structure of the funding programme
Strategic Plan
Four years programming and prioritization
Workprogramme - Bi-annual
Define the priorities and topics to be published, as well as budget associated
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Definitions
Call for proposals vs. call for tender
- Terms of References defined by the European - Objectives to reach defined by the European
Commission. Commission.
- Tenderer needs to describe the methodology and - Applicant need to explain their approach,
resources to carry out the work. demonstrate their knowledge, propose a workplan.
- Best value for money as primary criteria. - Excellence, impact and implementation as
selection criteria.
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Definitions
R&I steps - Technology Readiness Levels (TRLs)
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q Definitions
✅ Project cycle
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Project cycle
Role of project managers all along the project cycle
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Project cycle
Who are the people involved and what is their role? Scientists, lawyers, patent
attorneys, business developers, technology transfer officers.
Confidentiality Scientists
F-Up licenses and access Funding Support from Legal (blue)
Exploitation opportunity
rights
Support from GlobPat/BD (red)
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q Definitions
q Project cycle
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• Expected outcome = link to the impact of the Destinations + outcome per specific target.
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q Definitions
q Project cycle
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• Value knowledge and get revenues from partnerships, State Aid Guidelines.
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Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022 107
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Case studies
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Case studies
Instructions
1- Read the emails received by Scinnov from contacts, expressing specific needs.
2- Analyse the request to understand the needs. If you have questions, please come back to me.
3- Search for information, using as entry point the Funding and Tender portal.
5- Draft an answer that we could send to the persons. To do so, please prepare a set of slides.
- Select the most relevant information (because you may find lots of details).
> Deadline to send the PPT: November 3rd EoB (End of Business)
Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022 110
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Case study 1
Group 1 (Carla Porcher, Clémence Richard et Julie Lelarge)
Dear Mr Cochard,
My company, HELIOS, is a SME based in Berlin and comprising 30 people, working on the development of
electrolysers for energy systems (hydrogen, CO2 transformation).
We have been told the European Commission offers several opportunities to finance research projects to
progress our developments.
We are working with some partners already, one academic partner from France, one research center from
Netherlands and one industrial partner from Belgium. We are also member of Hydrogen Europe and CO2 Value
Europe.
Can you please tell us what opportunities we may explore and what would be the conditions for participation?
We have been told about Horizon Europe. We also heard about lots of funds available under IPCEI. Is there
any other obvious source we should explore?
Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022 111
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Case study 2
Group 2 (Anthony Todji Degnan, Juliette Namura et Loeiz Lenan)
Hi Landry
I hope you are going well. I would like to inform you that AIOLOS successfully started this summer. We are
actively collaborating with our German and French partners. We expect the first demonstrator to be ready
within 18 months. We would like to anticipate the extension of the use of the platform for other diseases,
and if possible, its recognition as the future European reference platform.
As discussed at Christina’s wedding, can you help me with identification of the relevant funding
instruments at European level? What should be the conditions to apply?
Adam
Author: Landry COCHARD – For education purpose only – Université de Rennes (France) – 10 October 2022 112
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Case study 3
Group 3 (Alix Thaumoux, Margot Jouanny et Viviane Gamondrius)
Dear Sir or Madam,
The department of environment and engineering is looking for EU funding for the following activities:
- Collaborative research in the field of smart buildings and energy performance of buildings (projects in
collaboration with other partners, including key European technology centers).
- Hosting and training of researchers (PhDs), through Marie-Curie actions, if possible by creating a
European network of PhDs with other Universities and the participation of companies.
Can you eventually help us and provide us with a first idea of the opportunities and if possible some name
of European organisations that you believe we should contact.
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