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Highly Automated Driving, Secondary Task Performance, and Driver State
Highly Automated Driving, Secondary Task Performance, and Driver State
Highly Automated Driving, Secondary Task Performance, and Driver State
highly automated vehicle interacts with more by sudden and high overload. Although the effect
complex road and traffic environments, for of changes in workload on manual driving has
example, to avoid collision with other nonauto- been extensively studied, less is known about the
mated vehicles or pedestrians or cyclists per- effect of such transitions in workload during
forming unexpected maneuvers. Here, drivers highly automated driving. We know from studies
must understand the functionalities of the auto- on automation in other domains that it is inaccu-
mated system to ascertain if they should resume rate to assume a direct reduction in workload by
control of the driving task. Therefore, drivers automation and that automation is in fact likely
need to be aware of what is taking place in the to lead to a “redistribution of workload” during
road, how surrounding traffic is behaving, and different stages of a task (Sarter, Woods, &
whether the automated vehicle is responding Billings, 1997). For example, studies from avia-
effectively. Such good situation awareness (SA) tion suggest that although automation can sup-
by drivers involves the perception and compre- port pilots during situations of low workload, it
hension of the current conditions as well as pro- may actually be problematic by failing to pro-
jection of future actions (Endsley, 1995). vide the right support during conditions of higher
However, previous studies, for example, in avi- workload, at “time-critical, highly dynamic”
ation, suggest that automation can have a nega- phases of a flight (Sarter et al., 1994). Using mal-
tive effect on SA because of overreliance on the leable attentional resources theory (MART),
system, reduced vigilance, and lack of under- Young and Stanton (2002) propose that perfor-
standing of the system’s capabilities (Endsley, mance degrades in such situations because auto-
1997). mating a task causes a temporary reduction in
Much of our understanding of the implica- attentional resources, which are not as necessary
tions of such high levels of vehicle automation when automation is in charge. Such reduction in
on human behavior has relied on work on pilots, resources is then detrimental to performance if
nuclear plant operators, and air traffic controllers workload suddenly intensifies, for example,
(e.g., Hancock & Parasuraman, 1992), although because of unexpected changes in the driving
there is now emerging work on the effect of environment.
highly automated vehicles on factors such as A variety of objective and subjective tools
driver fatigue (Desmond, Hancock, & Monette, have been used to observe the effect of changes
1998; Saxby et al., 2008) SA (Merat & Jamson, in workload on operator state and performance.
2009a, 2009b), physiological state (Rauch, One attractive methodology, which provides a
Kaussner, Krüger, Boverie, & Flemisch, 2009), timely and objective understanding, is measures
and workload (Young & Stanton, 2002). A com- of drivers’ psychophysiological state. Examples
mon theme across many of these studies is under- of such measures include (a) evoke-related poten-
standing drivers’ interaction with ACC (Ma & tials, (b) eye-tracking measures, including fre-
Kaber, 2005; Rudin-Brown & Parker, 2004; quency, interval, and duration of blinks, and (c)
Seppelt & Lee, 2007; Stanton & Young, 2005), heart-related measures, including heart rate and
although results are conflicting. For example, heart rate variability (Wilson & Russell, 2003).
although Ma and Kaber (2005) showed reduced Because of their ease of use and less intrusive
mental workload in the presence of ACC and nature, heart- and eye-related measures are used
safer driving behavior with respect to speed and extensively for studying physiological response
headway measures; Rudin-Brown and Parker to operator workload, fatigue, and stress (e.g.,
(2004) suggest that such reduced workload was Byrne & Parasuraman, 1996; de Waard, 1996;
likely to lead to dangerous underload, creating Recarte, Pérez, Conchillo, & Nunes, 2008; Ryu
unsafe driving behavior when participants were & Myung, 2005; also see Neumann & Lipp,
required to respond to a hazard. 2002, for a review). Unfortunately, findings from
One area that merits better understanding in such psychophysiological measures are some-
this domain is how highly automated vehicles what conflicting. For example, workload has
affect driver workload and how performance been reported to increase (de Waard, 1996) and
changes when periods of underload are followed decrease (Brookings, Wilson, & Swain, 1996;
764 October 2012 - Human Factors
Van Orden, Limbert, Makeig, & Jung, 2001) eye drove 24,370 miles a year on average (SD =
blink frequency. Although there is some argu- 17,732 miles). Following ethical approval from
ment that such eye-tracking measures should be the University of Leeds, participants were
used only to estimate the effect of visual and not recruited using a newspaper advertisement and
auditory workload on drivers (de Waard, 1996), were paid for taking part in the study.
the continued use of various sound-based info-
tainment systems in the car increases the need to Equipment and Automated
understand the effect of nonvisual secondary Controllers
tasks on driver performance and workload. One The University of Leeds Driving Simulator,
recent account for the mixed results on the rela- incorporating an eight-degree-of-freedom motion
tionship between workload and blinks is pro- system, was used for this study. The vehicle
vided by Recarte et al. (2008), who distinguish cab, based around a Jaguar S-type vehicle, has
between the effect of the visual aspects of driving all driver controls fully operational and is
on eye blinks and that of cognitive (nonvisual) housed within a 4-m diameter spherical projec-
aspects of the driving task. These authors specu- tion dome. The front road scene encompasses a
late that blink rates can distinguish between horizontal field of view of 250o, and three rear
visual and mental workload and that an increase projectors display the scenes in the rear-view
in visual workload (e.g., by driving or a visual and side mirrors. The simulator is also equipped
search task) leads to blink inhibition. Participants with Version 4.5 of the Seeing Machines
are thought to suppress blinks to help decision faceLAB eye tracker, with its cameras mounted
making and response to a task. However, because on the vehicle dashboard (see Figure 1).
such blink inhibitory mechanisms rely on atten- To transfer from manual to highly automated
tional resources, blink rate increases when atten- driving, participants used a button on the steer-
tion during a visual task is taken away by a ing wheel to engage the automation. Disengage-
demanding cognitive task. ment of automation was possible by pressing
the same button, or by turning the steering
Objectives
wheel more than 3o, or by pressing the brake
The aim of this study was to examine the pedal. Pressing the button engaged both the lon-
effect of driving a highly automated vehicle on gitudinal and lateral controller of the vehicle at
driver behavior and observe how transitions the same time. Design of the longitudinal con-
from quite low to unexpectedly high levels of troller was based around an ACC with a fixed
workload influence driving performance and desired target speed of 70 mph and a set head-
physiological state. Changes in workload were way of 1.5 s, although drivers were able to
manipulated by (a) using a non-driving-related adjust this speed once at the start of the experi-
in-vehicle secondary task (Twenty Questions ment. The lateral controller design was similar
Task; TQT) and (b) choreographing an incident to an LKAS and kept the vehicle in the center of
in the lane occupied by the driver, encouraging whichever lane they were driving in at the time
participants to change lanes at designated of its engagement.
points. The effect of vehicle automation and
workload on drivers’ awareness of the driving Experimental Design
environment was also assessed by comparing A fully within-subjects, three-factor repeated
their response to the critical incident in manual measures design was used to study the effect of
and automated driving. vehicle automation and secondary task perfor-
mance on driving performance and physiologi-
Method
cal state. The three independent variables used
Participants in this study each had two levels as follows:
A total of 50 participants were recruited for drive (manual, automated), secondary task per-
this study. They ranged in age from 28 to 68 formance (TQT, No TQT) and scenario (critical
years (M = 47.38, SD = 10.37). Participants had incident, no critical incident). Therefore, for all
more than 10 years of driving experience and participants the manual and automated drives
Highly Automated Driving 765
Table 1: Hypothetical Changes in Workload by Task, for the Manual Driving Condition
Low Free driving Little demand on resources, no interaction with other traffic
Medium Critical incident Higher demand on resources because of a need to attend to
the VMS message, followed by deciding and acting on a lane
change
Free driving + TQT Less demand from the driving task, but more resources likely
to be required for the TQT
High Critical incident plus Highest demand as attentional resources are divided between
TQT negotiating the critical incident as well as responding to the
TQT
Note. TQT = Twenty Questions Task; VMS = variable message sign.
Speed (mph) 67.64 (0.73) 70.46 (0.83) 69.56 (0.74) 68.53 (0.72) 65.15 (0.70) 72.94 (0.77)
TQT — — — — 13.82 (0.48) 14.760 (0.52)
performance
Mean blink — — 0.49 (0.03) 0.46 (0.02) 0.47 (0.03) 0.48 (0.02)
frequency
Mean blink — — — — 0.18 (0.0) 0.18 (0.0)
duration
Note. ACC = adaptive cruise control; TQT = Twenty Questions Task. Standard errors are in parentheses.
74
72 Results showed that in the absence of the
70 Manual
68 Auto
TQT, the proportion of drivers changing lane
66 between the VMS and the first traffic cone in
64 the manual and automated driving conditions
62
60 was similar (83% vs. 81%), whereas when per-
No CI CI No CI CI forming the TQT, more drivers changed lane in
NO TQT TQT
the automated drive (71% vs. 64%), χ2(1, N =
50) = 21.37, p < .0001. The time taken to change
Figure 2. Changes in mean speed in the two drives
lanes averaged around 30 s, regardless of driv-
as a result of the scenarios and the TQT. CI = critical
ing condition or TQT presence.
incident; TQT = Twenty Questions Task. Error bars
are standard errors. Performance on the Twenty
Questions Task
regardless of whether or not they were perform- The average number of questions and correct
ing the TQT. However, they reacted more effec- answers to the TQT were calculated for each
tively during manual driving, reducing their drive, and response during the critical incident
speed to a greater extent during the TQT, com- scenarios was compared by conducting a 2
pared to when TQT was absent. drive (manual, automated) × 2 scenario (No CI,
To compare participants’ response time to CI) ANOVA. Results showed a significant
the critical incident scenarios in the manual and effect of scenario on the number of questions,
automated driving conditions, their lane change F(1, 49) = 6.59, p < .05, η2 = .12, with more
maneuvers were assessed on approach to the questions asked in the absence of the critical
VMS. Here, the time at which drivers performed incident (14.76 vs. 13.82). Results also showed
their final lane change, as advised by the VMS, an interaction between drive and scenario, with
was calculated. The position of the VMS was more questions in the automated drive than the
used as the starting point for this calculation, manual drive when there was no incident,
with any negative values denoting lane changes whereas the reverse pattern was observed dur-
before the VMS and any positive values sug- ing the critical incident, with marginally more
gesting response to the VMS. It was also questions asked during the manual drive. There
assumed that only lane changes completed was no difference in the number of correct
between encountering the VMS sign and arriv- responses, with drivers averaging around .97
ing at the first traffic cone (denoting the start of correct answers (ranging between 1 and 4),
the critical incident) were those strategically regardless of drive type and scenario.
768 October 2012 - Human Factors
0.185
the CI), F(1, 43) = 9.04, p < .01, η2 = .17. Mean 0.180
blink frequency was not found to be different in
0.175
the manual and automated driving conditions. Manual
0.170 Auto
However, there were highly significant interac-
0.165
tions between the TQT and drive, F(1, 43) =
42.25, p < .0001, η2 = .49, and the TQT and 0.160
No CI CI No CI CI
scenario, F(1, 43) = 15.67, p < .0001, η2 = .27, No TQT TQT
and a three-way interaction among TQT, drive,
and scenario, F(1, 43) = 17.40, p < .0001, η2 = Figure 4. Changes in blink duration in the two drives
.29. As shown in Figure 3, in the absence of the as a result of the critical incident scenario and TQT.
TQT, blink frequency was higher during the CI = critical incident; TQT = Twenty Questions Task.
automated drive, and a further increase was seen Error bars are standard errors.
when participants were faced with the critical
incident. However, in the presence of the TQT,
although blink frequency remained high during absence of the CI. However, if they were
the automated drive in the “free” driving condi- required to negotiate the critical incident at the
tion (no CI), the pattern reversed during the CI, same time as performing the TQT, the reverse
where blink frequency was lower than that for pattern was observed for blink duration, where
the manual drive. longer durations of blink were seen for the man-
For blink duration, only a main effect of sce- ual drive (0.178 s) compared to the automated
nario was observed, F(1, 43) = 4.42, p < .05, drive (0.173 s; Figure 4).
η2 = .09, with marginally longer blink durations
in the absence of the critical incident (0.179 s Discussion
vs. 0.176 s). There was a significant interaction The main objective of this study was to
between TQT and scenario, F(1, 43) = 13.80, examine the effect of driving a highly auto-
p < .001, η2 = .24, and a three-way interaction mated vehicle on driver behavior, investigating
among TQT, scenario, and drive, F(1, 43) = how changes in workload affected driver per-
26.10, p < .0001, η2 = .38. In the absence of the formance. In addition to increasing driving-
TQT, blink duration was longer for the auto- related workload by adding a critical incident in
mated drive, only when participants were the road, supplementary workload was imposed
required to negotiate the critical incident. When on drivers by means of a distracting secondary
drivers were required to perform the TQT, the task. Young and Stanton’s (2002) MART was
same pattern was seen for blink duration in the used to examine how changes from relatively
Highly Automated Driving 769
low to unexpectedly high workload during or their understanding of the automated sys-
automated driving affected drivers’ control of tem’s capabilities. However, when drivers were
the vehicle in response to a critical incident. As required to engage in the TQT, fewer lane
well as observing driving-related measures, we changes were made, overall, and especially
examined physiological changes, by measuring during the manual driving condition. When com-
drivers’ blink behavior. Here, we considered the pared with the results on average speed above,
theory put forward by Recarte et al. (2008), these results suggest that although participants
which suggests that although a demanding were able to promptly change lanes in the auto-
visual scene, such as the CI used in our study, mated drive, they were unable to follow this
can lead to blink inhibitions (to enhance driv- maneuver with a timely reduction in speed.
ers’ perception of the scene), the addition of a A trade-off between primary and secondary
demanding nonvisual (cognitive) task removes task performance was observed during perfor-
such inhibitory mechanisms and leads to an mance of the TQT, where drivers asked more
increase in blink frequency. questions during the “free” driving (no CI) sec-
Our study found that, in the absence of the tion of the automated drive, presumably because
TQT, drivers reduced their speed in response to the control of driving by the system reduced
the critical incident during both the manual and their overall workload. However, as circum-
highly automated drives. Participants were there- stances changed during the CI scenario and
fore able to comprehend forthcoming changes in drivers’ full attention was needed to regain con-
the driving environment and respond effectively, trol of the driving task, to change lane or slow
showing good awareness of their surrounding down, fewer resources were then dedicated to
environment during the highly automated drive. the TQT, and a fall in the number of questions
However, when required to perform the TQT, asked was observed. It is interesting that such
drivers slowed down more in the manual than the variations in workload did not have an effect on
highly automated drive, when faced with the CI. the number of correct answers.
Therefore, they might have been aware of their The changes in workload imposed by the CI
resource limitations during the manual drive and and TQT task showed some interesting interac-
reduced their driving speed to a level suitable for tions for blink frequency and duration. Overall,
managing the incident and performing the TQT. our results concurred with the arguments pro-
However, they were not able to reduce speed as posed by Recarte et al. (2008). For the manual
adequately during the automated drive, perhaps drive, when TQT was absent, increased com-
because their attentional resources were directed plexity of the visual scene (from no CI to CI)
away from the automated driving task and mainly led to a small fall in blink rate and duration, as
engaged in the TQT. Under these conditions, per- participants attempted to obtain as much visual
formance was found to deteriorate, when the information as possible during the CI. However,
relatively manageable workload required for adding the TQT increased blink rate during the
automated driving and the TQT was suddenly manual drive for both the no CI and CI condi-
and unexpectedly elevated during negotiation of tions, concurring with proposals that blink inhi-
the CI, prohibiting drivers from responding bition is suppressed when drivers’ attention is
appropriately and in time, when required to directed toward an attention-demanding nonvi-
regain control of the driving task (Young & sual task (Recarte et al., 2008). A more complex
Stanton, 2002). relationship is seen for blink frequency during
When performance of the secondary TQT was the automated drive, and changes in this mea-
not required, the proportion of drivers changing sure provide some insight into how sudden and
lane in response to the VMS messages was found unexpected alterations in workload might affect
to be similar for the manual and highly auto- this physiological state, and also where drivers’
mated drives and the time taken to change lanes attention is directed during such transitions
was also comparable. Therefore, driving in the from low to high workload between driving and
automated mode without the TQT distraction did the TQT. In the absence of the TQT and CI, the
not affect comprehension of the VMS advice rate and duration of blinks for automated
770 October 2012 - Human Factors
driving were very similar to those of manual the continued support of Anthony Horrobin and
driving. However, when faced with the critical Michael Daly for the driving simulator studies. The
incident in the automated drive, rate of blinks comments and feedback of Professor John Lee and
was substantially higher than manual driving. three anonymous reviewers is also much appreciated.
This may well be a feature of blink patterns in
automated driving, where participants do not Key Points
attend as much to the driving environment, as
•• Studies argue that changing the driver’s role from
this is dealt with by the automated system. On
controller to supervisor may have an effect on
the other hand, when engagement in the TQT
performance and situation awareness.
was required, although the pattern of blinks was
•• The interaction between changes in workload and
again similar for automated and manual driving
highly automated driving is currently not well
in the no CI condition, an interaction was
understood.
observed during the CI, where by far the lowest
•• This study showed good performance by drivers
frequency of blinks was seen. Here, blink sup-
in the highly automated condition, in the absence
pression was at its highest since a sudden
of the secondary task.
change in demand from the driving task and an
•• Performance in the driving and secondary task
unexpected need to regain control provoked
was found to be most impaired when the two
drivers to obtain as much information as possi-
were required together, and especially when driv-
ble about the visual scene, where moments
ers had to resume control, after a period of under-
before their attention may have been directed
load imposed by vehicle automation.
mostly toward the TQT.
To conclude, this study showed that when
drivers’ attention was not diverted toward a References
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the University of Leeds in 1999.
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UK. He was awarded his PhD in transport safety
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Institute for Transport Studies, University of Leeds,
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pp. 1252–1256). Santa Monica, CA: Human Factors and Ergo- Date received: January 11, 2011
nomics Society. Date accepted: January 18, 2012