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A Simple Method of Identifying π Orbitals for Non‑Planar Systems
A Simple Method of Identifying π Orbitals for Non‑Planar Systems
https://doi.org/10.1007/s00214-019-2541-z
REGULAR ARTICLE
Abstract
The characteristic of π electrons has a crucial role in determining various properties of chemical systems, such as reactivity,
aromaticity and spectroscopy. There are a large number of methods could be used for investigating π electronic structure,
for example, the well-known electron localization function and multicenter bond order. For completely planar systems, the
π molecular orbitals can be unambiguously identified and thus studying their π electronic structure is easy. However, for
non-planar systems, identification of π orbitals and then analysis of π electrons are often not trivial. In this work, based on
localized molecular orbitals (LMOs), we propose a conceptually simple and easy way to automatically identify π orbitals for
any kind of systems, which makes subsequent analyses of π electrons straightforward. In addition, we show that the identi-
fied π LMOs can also be used to reliably estimate π component of molecular orbitals or other kinds of orbitals. The method
proposed in this work has been implemented into our wavefunction analysis code Multiwfn as a key ingredient of standard
analysis protocol for π electrons. Application examples given in this article illustrated that this protocol makes analysis of π
electronic structure for a wide variety of chemical systems unprecedentedly convenient and reliable.
Keywords Orbital localization · Electron structure · Electron localization function · Multiwfn · Localized orbital locator ·
Electron density · π electron · Bond order
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different ways, for example, using atomic space integration respective atoms. n is the number of atoms constituting the
formalism: ring. The normalization factor 1/n was suggested in Ref. [35]
to make magnitude of MCBO values for rings with different
∫𝛺A
p𝜋A = 𝜌𝜋 (𝐫)d𝐫 number of members comparable.
The element of density matrix can be constructed from
orbital expansion coefficients
where A denotes an atom, the Ω signifies atomic space,
∑
which can be defined in various ways, such as Hirshfeld P𝜇𝜈 = 𝜂i C𝜇i C𝜈i
partition [10–12], Becke partition [13], AIM partition [14, i
15] and so on. The π population can also be calculated in
Hilbert space based on density matrix constructed from π where C corresponds to coefficient matrix, subscripts μ and
orbitals by means of Mulliken population analysis or other ν denote indices of basis functions. The density matrix of π
schemes [12, 16]. electrons (Pπ) corresponds to the special case when orbital
index only loops over π orbitals. If Pπ is used to estimate
• Electron localization function (ELF) and its variants The MCBO, then the result, MCBO-π, could be seen as a direct
ELF is a very popular function for highlighting regions measure of π conjugation.
with high degree of electron localization [17–20]. It can Formally, the Mayer bond order [36] may be viewed as a
also be used to vividly reveal electron delocalization limiting case of MCBO when the number of involved cent-
paths [21, 22]. The ELF can be expressed as ers is just two. It was shown that the value of Mayer bond
1 order essentially reflects the average number of electron
ELF(𝐫) = pairs shared among the two selected atoms [37], and thus it
1 + [D(𝐫)∕D0 (𝐫)]2
is expected that the Mayer bond order calculated based on
where D(r) reveals the excess kinetic energy density Pπ can be used to quantify the average number of shared π
caused by Pauli repulsion, the D0(r) can be interpreted as electron pairs.
Thomas–Fermi kinetic energy density [23], both of them can It is worthy to note that unlike electron density, the ELF,
be directly evaluated based on wavefunction and occupation LOL, MCBO and Mayer bond order are not additive, namely
number of orbitals. The ELF-π was proposed specifically for their values cannot be exactly decomposed as sum of con-
understanding localization and delocalization character of π tributions from individual orbitals, but this point does not
electrons; it has been widely employed in studying aromatic- affect their practical usefulness in studying π electronic
ity [24, 25]. The only difference between the ELF and ELF-π structure. Only for completely planar systems, it can be
is that the latter only takes π orbitals into account. shown that separation of MCBO and Mayer bond order as
There are several functions closely related to ELF and sum of σ and π contributions is rigorous.
show similar distribution character, but with different defini- A key difficulty of applying above valuable analyses
tions and underlying ideas. These functions include strong in investigating π electrons of practical systems is how to
covalent interaction (SCI) [26], phase-space-defined Fisher quickly and unambiguously identify occupied π orbitals.
information density (PS-FID) [27], localized orbital locator Usually, the aforementioned functions or quantities are cal-
(LOL) [28, 29], region of slow electrons (RoSE) [30] and culated based on molecular orbitals (MOs). For planar sys-
so on. Among which, the LOL has already been popular, it tems, the π MOs can be identified according to the standard
often shows a more clear picture than ELF. In addition, its definition, namely there should be a nodal plane along the
variant, LOL-π, has been successfully used to investigate geometric plane of the system. Unfortunately, for large sys-
delocalization channel of π electrons [7]. tems, manually identifying all occupied π MOs by visually
inspecting their isosurfaces is often a quite laborious task.
• Multicenter bond order (MCBO) and Mayer bond order For non-planar systems, the situation is much more involved.
The MCBO is a method frequently employed in the lit- Due to unavoidable mixing between σ and π orbitals, it is
erature to study the strength of multicenter electron con- difficult and sometimes impossible to judge if a MO could
jugation and aromaticity [31–34]. The general expression be regarded as π type.
of normalized MCBO is shown as follows The main aim of present work is to propose a simple
| |1∕n but robust way of automatically identifying π orbitals and
|∑ ∑ ∑ ∑ |
IABCDEF…K = | … (𝐏𝐒)ab (𝐏𝐒)bc (𝐏𝐒)cd … (𝐏𝐒)ka | thus making aforementioned π electron analysis methods
| |
|a∈A b∈B c∈C k∈K | applicable to systems with arbitrary geometric characters.
where P and S correspond to density matrix and overlap The new algorithm described in this work has been imple-
matrix, respectively. The A, B, C… are indices of atoms, mented in our wavefunction analysis code Multiwfn [38],
while a, b, c… denote indices of basis functions centered at which is freely available at http://sobereva.com/multiwfn.
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Theoretical Chemistry Accounts (2020) 139:25 Page 3 of 12 25
Since all analysis methods mentioned above have already terms of orbital picture should be performing orbital locali-
been well supported by Multiwfn, implementation of the zation to yield localized molecular orbitals (LMOs) first,
new automatic π orbital identification technique into Mul- and then identifying π type of LMOs according to certain
tiwfn makes all of the analyses for wide variety of practical criterion defined based on LMO feature. Our suggested pro-
systems unprecedentedly easy. cess of judging if an orbital could be attributed as π type is
The rest part of this article is organized as follows: In given below
Sect. 2, we introduce the idea and implementation details
of our π orbital identification method; in Sect. 3, we outline (1) Calculating orbital composition to determine the atoms
the framework of π electron analysis protocol in Multiwfn having the largest and second largest contributions,
code. In Sect. 4, some illustrative applications are given to which will be referred to as A and B, respectively.
demonstrate the reliability, universality and practical value (2) If contribution of A to the orbital is larger than a thresh-
of the π orbital identification algorithm and the π electron old (85%), then the orbital should be viewed as single-
analysis protocol. In the final section, we summarize this center and thus be ignored.
article and make a few remarks. (3) Calculating orbital density, namely |φ(r)|2, at two
probe points with coordinate of 0.7RA+ 0.3RB and
0.3RA + 0.7RB, where RA and RB are coordinates of
2 Algorithm of automatically identifying atoms A and B, respectively, see Fig. 1 for graphical
π orbitals and evaluating orbital π illustration.
component (4) If orbital density at the two probe points is simultane-
ously lower than a threshold (0.01), then the orbital is
For a completely planar or nearly planar system, identify- finally identified as π type.
ing its π MOs is relatively easy. Assume that all atoms are
in XY plane, it is naturally expected that an ideal π MO The idea of defining the above rules and the reason for
should purely composed of pz atomic orbitals. In order to introducing the density threshold are easy to understand:
tolerate the situation with slight out-plane structure distor- If an ideal π orbital forms between two atoms, since this
tion, we define following rules to detect π MOs. All MOs kind of orbital has a nodal plane along the bond, the orbital
that simultaneously satisfy these two conditions should be density at the two probe points placed along the linking line
considered to be π type. between the two atoms should be exactly zero. However,
when the two atoms are not in a planar local region (for
(1) Absolute value of coefficient of any S, PX, PY type of example, the C–C bond in fullerene), σ and π orbitals will
Gaussian type function (GTF) is less than 0.1 not be strictly separable due to unavoidable σ–π mixing, and
(2) Orbital composition contributed by all PZ type of GTFs correspondingly, the orbital density along the linking line is
is higher than 80%. For simplicity, SCPA method [39, not fully vanished; hence, a threshold must be set to tolerate
40] is used to estimate the composition. this circumstance.
Once indices of π MOs or π LMOs have been determined
For evidently non-planar or highly distorted systems, according to the procedure described above, before conduct-
defining a general rule of identifying π MOs is never so ing analyses of π electronic structure, the only additional
straightforward, and it is frequently observed that numerous thing should do is setting occupation number of all other
MOs exhibit severe σ–π hybrid character. In this case, the orbitals to zero and accordingly reconstruct density matrix.
best and may be the only way to represent the π electrons in It is worth to emphasize that analyzing π electrons based on
Fig. 1 Illustration of a π LMO
of 1,3-butadiene. The two cyan
spheres display the probe points
of orbital density between the
two carbon atoms at a boundary
C–C bond
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25 Page 4 of 12 Theoretical Chemistry Accounts (2020) 139:25
LMOs is essentially as reasonable as analyzing them based well known that diffuse functions often make SCPA analysis
on MOs. All the analysis methods mentioned in Sect. 1 only meaningless [39], and therefore Hirshfeld or Becke method
involve density matrix or real-space functions with defini- should be adopted instead when the basis set contains dif-
tive physical meaning, and therefore the analysis results are fuse functions.
invariant to unitary transformation between π MOs and π A useful byproduct of the π LMO identification algorithm
LMOs [41], in other words, the results are identical irrespec- is the quantitative estimation of orbital π character. The π
tive of representing π electrons in terms of MOs or LMOs. component of a given orbital could be obtained via orthogo-
Totally three empirical parameters are involved in our π nal projection technique:
orbital identification method for non-planar case, namely 𝜋LMO
the single-center contribution threshold, the orbital density ∑
𝛩i𝜋 = 100% × c2j,i
threshold and the position of probe points at the interatomic j
linking line. According to our experiences and tests, the cur-
rent setting has the best compatibility with wide variety of the cj,i is projection coefficient from the orbital i to π LMO j:
systems and orbitals. �� � �
�
Our method of identifying π LMOs is compatible with cj,i = ⟨j � i⟩ = C𝜇,i C𝜈,j 𝜒𝜇 � 𝜒𝜈
�
Pipek–Mezey [42], Edmiston–Ruedenberg [43] and natural 𝜇 𝜈
localized molecular orbital (NLMO) [44] orbital localiza- where χ is symbol of basis function. The orbital π com-
tion methods because their resulting LMOs show separated ponent is useful in many theoretical chemistry studies. For
character of σ and π for multiple-bonds [45]. It is important example, percentage π–π* transition character in an electron
to note that Foster-Boys localization method [46] should excitation process can be studied based on the π component
not be used in conjunction with our identification method, of the mainly involved MOs.
since Foster-Boys localization represents a multiple-bond
as multiple “banana bonds,” which shows strong hybrid σ
and π characters.
There is no unique method of computing orbital compo- 3 Protocol of π electron analysis in Multiwfn
sition [39]. Hirshfeld, Becke, SCPA and Mulliken orbital code
composition analysis methods are currently supported by
Multiwfn for the automatic π orbital identification purpose. Based on the new identification method for π orbitals, we
Despite that the Hirshfeld and Becke methods are more propose a standard protocol for realizing π electron analysis,
robust for evaluating atom contributions to orbitals [39], it as shown in Fig. 2. All ingredients have been supported by
is found that the SCPA method, which has negligible com- our Multiwfn code. The basic process of using Multiwfn
putational cost, works equally well in identifying π orbitals, to carry out π electron analysis as well as some details of
and therefore it is more recommended to use. However, it is implementation is described below.
Fig. 2 Flowchart of standard π
electron analysis protocol
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Theoretical Chemistry Accounts (2020) 139:25 Page 5 of 12 25
(1) Loading wavefunction file If the system is non-planar In addition, if one would like to calculate π component of
and thus orbital localization is needed, the inputted specific set of orbitals, in the π orbital identification inter-
wavefunction file must contain basis set definition and face, another wavefunction file should be provided, and the
coefficient matrix with respect to basis functions.fch/. identified π LMOs will be automatically used to evaluate
fchk file, Molden input file (.molden) and some other percentage π character for selected orbitals in the second
files could be employed as input file in this situation. wavefunction file.
If the system is planar and thus MOs can be directly
subjected to π orbital identification, then.wfn and.wfx
formats can also be used. 4 Illustrative applications
(2) Orbital localization For non-planar or distorted sys-
tems, the loaded MOs should be transformed to LMOs In the next subsections, we take a few systems to illustrate
by the orbital localization module of Multiwfn. Com- the reliability, applicability, flexibility and practical value of
monly only localizing occupied MOs is adequate. the π electron analysis protocol described above. All quan-
Without special reason, the Pipek–Mezey localization tum chemistry calculations were conducted by Gaussian 16
method should be adopted, not only because it has abil- A.03 program [49]; Multiwfn 3.7(dev) code [38] was used
ity to separate σ and π characters, but also it is the most for wavefunction analysis. Default parameters for identifica-
inexpensive orbital localization method. Of course, tion of π orbitals were used for all studies, and SCPA and
orbital localization could be skipped if the system is Pipek–Mezey methods were chosen to evaluate orbital com-
planar. position and localize occupied MOs, respectively. Unless
(3) Identifying π orbitals In Multiwfn, the module for otherwise specified, generation of wavefunction and geom-
identifying π orbitals is quite general and flexible, the etry optimization were conducted at the B3LYP/6-31G*
type of supported orbital is not limited to MO or LMO, level [50, 51]. Increasing the quality of basis set or altering
and others such as natural orbital (NO) [45], natural exchange–correlation functional do not detectably affect the
transition orbital (NTO) [47] and natural bond orbital analysis results. Despite Multiwfn has a built-in interface
(NBO) [48] are also acceptable. Users will be asked for directly viewing isosurface of real-space functions, all
to choose the character of the present orbitals, and isosurface graphs were rendered by VMD program [52] to
the two different algorithms described in last section gain better visual effect.
are, respectively, used to identify the orbitals showing
delocalized character (e.g., MO, NO, NTO) and those 4.1 π electron distribution on nanotube fragment
showing localized character (e.g., LMO, NBO). The
interface of this module provides many options so that The first example is a saturated nanotube fragment of (6,6)
users can customize relevant parameters, set constraint chirality, and there are totally 84 carbon and 24 hydrogen
on π orbital searching, choose method for computing atoms. All occupied MOs recorded in.fch file yielded by
orbital composition and so on. Gaussian program were subjected to orbital localization.
(4) Modifying orbital occupancy status In order to study On an Intel four-core CPU (i7-2630QM) this process only
π electrons in the subsequent analyses, contribution takes less than 1 min. The time spent for identification of π
due to σ orbitals should be excluded. In Multiwfn, LMOs is negligible (no more than 1 s). Totally 42 occupied
real-space functions such as electron density and ELF π LMOs were finally identified under default setting. This
are evaluated based on orbital wavefunctions and their observation is fully in line with chemical intuition, namely
occupation numbers, while most other analyses such each carbon atom contributes a π electron, and thus the 84
as MCBO and Mulliken population analysis are calcu- π electrons due to the 84 carbons correspond to 42 closed-
lated based on density matrix. In this stage, Multiwfn shell orbitals.
asks users to set occupation number of the identified π After setting occupation number of all σ LMOs to zero to
orbitals or that of other orbitals. To analyze π electrons, eliminate their contributions to subsequent analyses, elec-
users should choose to clean the occupation number tron density grid data were calculated to characterize distri-
of σ orbitals. After that, Multiwfn correspondingly bution of π electrons. The isosurface map of ρπ = 0.04 a.u. is
updates density matrix. shown as Fig. 3a. From the occurrence region and shape of
(5) π electron analysis Since both orbital occupation num- the isosurface, it is clear that the actual distribution of the π
bers and density matrix currently only reflect π elec- electrons has been faithfully revealed, and well demonstrat-
trons, all wavefunction analyses performed by the users ing that the protocol of identifying π orbitals and analyzing
directly correspond to the analyses of π electrons. π electrons proposed in this work is reasonable. This figure
also implies that the density of π electrons is higher on the
inner side of the carbon nanotube than on the outer side,
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25 Page 6 of 12 Theoretical Chemistry Accounts (2020) 139:25
The 6-helicene consists of six connected six-membered car- Fig. 4. From the difference in MCBO-π values, one can eas-
bon rings and has highly curled structure. For such a com- ily conclude that the π electrons at the two terminal rings
plicated system, it is quite difficult to manually identify all formed more evident six-center delocalization than the
appropriate orbitals for revealing its π electronic structure, other rings; this conclusion is in good agreement with that
while our protocol makes π electron analysis of this mol- observed from the LOL-π isosurface.
ecule quite easy and convenient. Figure 4 shows isosurface As mentioned earlier, based on the identified π LMOs,
map of the LOL-π constructed based on the automatically the quantitative π component of MOs could be evaluated.
identified π LMOs, and isovalue of 0.55 is adapted because The percentage π character of four arbitrarily selected
in this case the map is able to distinguish delocalization MOs of the 6-helicene is shown in Fig. 5. In order to verify
extent of the π electrons on different rings. From the figure, whether or not the calculated values are really reasonable,
it can be seen that the LOL-π map successfully revealed the isosurface maps of the MOs are also shown together
delocalization channel of the π electrons. From the figure, it for comparison purpose. From Fig. 5, it can be seen that
can also be inferred that the two rings at the two ends have the MO65 shows largest σ–π mixing among the four MOs,
stronger six-center conjugation, because under the current and its π component is only 58.2%. This point is also
isovalue setting, the LOL-π isosurfaces over the two ter- understandable from the orbital isosurface map; as high-
minal six-membered rings are fully connected, while the lighted by the red circles, its isosurface exhibits apparent
isosurfaces over the other rings are partially disconnected. σ character at the two ends of the system. Both the iso-
We also calculated MCBO based on the density matrix surface map of MO78 and the quantitative value (78.4%)
solely contributed by the π LMOs and labeled the result on show that MO78 possesses relatively higher π character
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Theoretical Chemistry Accounts (2020) 139:25 Page 7 of 12 25
than MO65. The MO82 has π character of 99.1%, indeed, 4.3 π Mayer bond order and topology analysis
in the regions where its isosurface appears the orbital of ELF‑π of corannulene
always has a clear nodal plane along the ring. Obviously,
the MO82 completely conforms to the common definition Corannulene is a kind of bowl like polycyclic aromatic
of π orbital and can be regarded as a perfect π MO. This hydrocarbon, and its structure, aromaticity and reactivity
example fully demonstrated that our proposed method for have been thoroughly investigated recently [53]. In this
estimating orbital π component is reliable, thus when one example, the ELF-π analysis and π Mayer bond order were
is looking for the MOs exhibiting significant π feature, it is carried out based on our π electron analysis protocol, and
no longer necessary to tediously inspect orbital isosurfaces the isosurface map of ELF-π and bond order data are shown
one by one. in Fig. 6.
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25 Page 8 of 12 Theoretical Chemistry Accounts (2020) 139:25
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Theoretical Chemistry Accounts (2020) 139:25 Page 9 of 12 25
the process of identifying π LMOs for present system, a 4.6 [Pt(trpy)(C≡CPh)]+ cationic complex: π orbitals
constraint was applied to request the program to ignore all involving d atomic orbitals
LMOs located on the cytosine moiety. The fully vanished
isosurface on the cytosine moiety in Fig. 8 proved the suc- The final example is [Pt(trpy)(C≡CPh)]+, whose ground
cess of the customized constraint, demonstrating that the state geometry is nearly planar, see Fig. 9. The ligands
spatial range in which π electrons are investigated can be show strong global π conjugation character, and therefore it
fully controlled. is expected that the d atomic orbitals of the central Pt atom
may be somewhat involved in the π orbitals. In this section,
Fig. 9 Optimized geometry of
[Pt(trpy)(C≡CPh)]+ cationic
complex and its three localized
molecular orbitals, which are
mainly contributed by d type
of atomic orbitals of Pt atom
and have partial delocaliza-
tion character. Isovalue of 0.02
is used to render the orbital
isosurfaces. The composition of
Pt atom in the orbitals evaluated
by Hirshfeld method is given in
the parenthesis
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25 Page 10 of 12 Theoretical Chemistry Accounts (2020) 139:25
we check whether or not the participation of the d electrons localized molecular orbitals (LMOs) have a highly local-
in the π orbitals can be revealed by our new method. ized feature and identifying type of LMOs is usually much
From Fig. 9, it can be seen that in the [Pt(trpy)(C≡CPh)]+ easier than that of MOs, we proposed an algorithm to auto-
there are three LMOs mostly contributed by the d atomic matically identify π LMOs; based on which, we designed
orbitals of the Pt atom; however, they also partially delo- a standard protocol of performing π electronic structure
calize to ligand atoms, as vividly shown by the shape of analysis and implemented it in our wavefunction analysis
orbital isosurfaces and quantitatively exhibited by the orbital code Multiwfn. Several application instances fully demon-
compositions. According to the nodal plane character, these strated the robustness of the automatic π orbital identifica-
LMOs may also be regarded as π orbitals. We found that tion method as well as the value of the analysis protocol.
when Hirshfeld method is used to compute orbital compo- Our method and code make applying popular electronic
sitions and default thresholds for identifying π orbitals are structure analysis methods such as ELF, LOL, MCBO and
employed, only π LMOs in ligands can be recognized, the Mayer bond order for π electrons of wide variety of chemi-
resulting LOL-π isosurface map is given as Fig. 10a. How- cal systems unprecedentedly convenient.
ever, if the condition for determining single-center orbit- As a byproduct of the π LMOs identification process,
als is tightened, namely increasing the orbital composition we also proposed a scheme of quantitatively evaluating π
threshold from the default 85% to 90%, then the three LMOs character for arbitrary kind of orbitals. This quantity could
shown in Fig. 9 will also be identified as bonding π orbitals, be useful at many aspects in theoretical chemistry studies.
making the weak π interaction between the ligand atoms For example, π component of natural transition orbitals
and the three d atomic orbitals of the Pt atom detectable [47] may be used for quantitatively estimating percentage
in the LOL-π map, as exhibited in Fig. 10c. This instance π–π* and n–π characters in electronic transitions, while
demonstrates that our π orbital identification method is also π component of MOs may be employed as a criterion for
applicable when d atomic orbitals are involved as long as screening active orbitals involved in the complete active
proper thresholds are employed. space self-consistent field (CASSCF) calculation [45].
Considering the length of the article, operation steps
of the π electron analyses in Multiwfn are not explicitly
5 Summary given in the text; however, the users can easily and quickly
learn how to use the code to perform these analyses by fol-
There have been a large number of valuable analysis lowing the detailed tutorials in the program manual [59].
methods that may be used for characterizing π electrons, It is worth to mention that although the default param-
unfortunately in most cases analyzing π electronic struc- eters of identifying π orbitals work well for all of our test
ture is inconvenient and even impractical, especially for systems, it is still possible that in rare cases one or more
large or non-planar ones, because it is often quite diffi- π LMOs cannot be properly recognized, in that case the
cult to quickly and properly select orbitals that specifi- users are encouraged to slightly adjust the parameters by
cally describe π electrons. Considering the fact that the corresponding options until the result meets expectation.
Fig. 10 Isosurface map of
LOL-π of [Pt(trpy)(C≡CPh)]+
a Isovalue is set to 0.35, default
thresholds for identifying π
LMOs are employed. b Isovalue
is also set to 0.35, but the
orbital composition threshold
for determining single-center
orbitals is increased from the
default 85% to 90%. c The same
as (b), but isovalue is lowered
to 0.18 to better reveal the π
interaction between the ligand
atoms and the Pt atom
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Theoretical Chemistry Accounts (2020) 139:25 Page 11 of 12 25
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25 Page 12 of 12 Theoretical Chemistry Accounts (2020) 139:25
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98:11623 Publisher’s Note Springer Nature remains neutral with regard to
52. Humphrey W, Dalke A, Schulten K (1996) VMD: visual molecu- jurisdictional claims in published maps and institutional affiliations.
lar dynamics. J Mol Graph 14:33
53. Deng Y, Yu D, Cao X, Liu L, Rong C, Lu T, Liu S (2018) Struc-
ture, aromaticity and reactivity of corannulene and its analogues:
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