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Behavioural Brain Research 332 (2017) 164–171

Contents lists available at ScienceDirect

Behavioural Brain Research


journal homepage: www.elsevier.com/locate/bbr

Research report

Habenula and interpeduncular nucleus differentially modulate predator T


odor-induced innate fear behavior in rats

Daniel Vincenza,c,1, Kerstin E.A. Werneckeb,c,1, Markus Fendtb,c, Jürgen Goldschmidta,c,
a
Leibniz Institute for Neurobiology, Department Systems Physiology of Learning, 39118 Magdeburg, Germany
b
Institute for Pharmacology and Toxicology, Otto-von-Guericke University, 39120 Magdeburg, Germany
c
Center for Behavioral Brain Sciences, Magdeburg, Germany

A R T I C L E I N F O A B S T R A C T

Keywords: Fear is an important behavioral system helping humans and animals to survive potentially dangerous situations.
Avoidance Fear can be innate or learned. Whereas the neural circuits underlying learned fear are already well investigated,
Risk assessment the knowledge about the circuits mediating innate fear is still limited. We here used a novel, unbiased approach
Defensive strategy to image in vivo the spatial patterns of neural activity in odor-induced innate fear behavior in rats. We in-
Lesion
travenously injected awake unrestrained rats with a 99m-technetium labeled blood flow tracer (99mTc-HMPAO)
Habenulo-interpeduncular system
during ongoing exposure to fox urine or water as control, and mapped the brain distribution of the trapped tracer
using single-photon emission computed tomography (SPECT). Upon fox urine exposure blood flow increased in a
number of brain regions previously associated with odor-induced innate fear such as the amygdala, ventromedial
hypothalamus and dorsolateral periaqueductal grey, but, unexpectedly, decreased at higher significance levels in
the interpeduncular nucleus (IPN). Significant flow changes were found in regions monosynaptically connected
to the IPN. Flow decreased in the dorsal tegmentum and entorhinal cortex. Flow increased in the habenula (Hb)
and correlated with odor effects on behavioral defensive strategy. Hb lesions reduced avoidance of but increased
approach to the fox urine while IPN lesions only reduced avoidance behavior without approach behavior. Our
study identifies a new component, the IPN, of the neural circuit mediating odor-induced innate fear behavior in
mammals and suggests that the evolutionarily conserved Hb-IPN system, which has recently been implicated in
cued fear, also forms an integral part of the innate fear circuitry.

1. Introduction In laboratory rodents, predator-related odors are often used to elicit


innate fear behaviors. Upon exposure to these odors (e.g., fur, urine or
The emotion fear promotes the survival of humans and animals as feces) naive laboratory rodents show a number of defensive responses
they enable them to appropriately respond to threatening stimuli [1]. [5,6]. Evidence has been provided that the rodent amygdala, tradi-
However, too much fear or inappropriate fear is maladaptive, and al- tionally studied in paradigms of learned fear [1,7,8], also participates in
tered activation patterns in brain regions mediating fear behavior in odor-induced innate fear behavior [9–11]. Studies in zebrafish, in
rodents are known to be related to anxiety disorders in humans [2]. contrast, have pointed to an involvement of the habenulo-inter-
During the last decades, numerous studies revealed the neural cir- peduncular system in odor-induced fear behavior [12,13]. In teleosts,
cuitry underlying fear and demonstrated that the brain fear system is the medial division of the dorsal pallium is discussed as a homologue of
highly conserved [1,3,4]. Notably, the focus of these studies was most the mammalian amygdala [14,15], but an elaborated telencephalic
often on learned fear which has led to a much better understanding of structure like the mammalian amygdala is lacking. In line with these
learned fear than of innate fear. The neuronal circuits mediating innate comparative anatomical considerations a recent study in mice has re-
fear behaviors are still incompletely understood, and the knowledge vealed an involvement of the projection of the lateral habenula (LHb) to
about the evolution of these circuits, their relationship to circuits in- the laterodorsal tegmentum (LDTg) in innate fear [16]. The projection
volved in learned fear as well as their potential role in psychiatric from the Hb to the interpeduncular nucleus (IPN) was not of interest in
diseases in humans is limited. this study but was shown to be involved in cued fear in mice [17].


Corresponding author at: Leibniz-Institute for Neurobiology, Brenneckestraße 6, 39118 Magdeburg, Germany.
E-mail addresses: daniel.vincenz@lin-magdeburg.de (D. Vincenz), kerstin.wernecke@yahoo.de (K.E.A. Wernecke), markus.fendt@med.ovgu.de (M. Fendt),
juergen.goldschmidt@lin-magdeburg.de (J. Goldschmidt).
1
Authors contributed equally.

http://dx.doi.org/10.1016/j.bbr.2017.05.053
Received 17 February 2017; Received in revised form 9 May 2017; Accepted 24 May 2017
Available online 26 May 2017
0166-4328/ © 2017 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/BY-NC-ND/4.0/).
D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

These findings raise the question how extensive extra-amygdalar routes catheter was filled with catheter lock solution (Cath-Loc HGS, SAI In-
are for the processing of innate fear in mammals. fusion Technologies, USA) to prevent clogging. After implantation,
We here aimed at elucidating the neuronal circuits underlying animals were given at least one day to recover from surgery.
predator odor-induced innate fear behavior using a novel, unbiased in For tracer injections during ongoing behavior the jugular vein ca-
vivo imaging approach [18]. We intravenously injected the blood flow theter was connected to a rotatable swivel (Quick Connect Balance
tracer 99m-technetium hexamethylpropylene amine oxime (99mTc- Swivel, SAI Infusion Technologies, USA) via a saline-filled teflon tube
HMPAO) in awake behaving rats during exposure to fox urine or water (“Tefzel-tube”, CS-Chromatographie Service GmbH, Langerwehe,
as control condition. 99mTc-HMPAO is a lipophilic complex that, after Germany, OD: 1/16 inch ID: 0.5 mm, length 55 cm). A syringe con-
crossing the blood-brain barrier, is rapidly converted to a hydrophilic taining the 99mTc-HMPAO solution was placed in a syringe pump
99m
Tc-compound which is trapped in the brain [19]. We mapped the (Harvard Instruments, Holliston, Massachusetts, USA) and connected to
brain distribution of the trapped tracer using single-photon emission the swivel using a second 40 cm long 0.9% NaCl filled teflon tube.
computed tomography (SPECT) in anesthetized animals after stimula- Injections were made at flow rates of 80 μl per min. Since the tube
tion. 99mTc-HMPAO-SPECT is similar in rationale to 18F-2-fluoro-2- system was filled with ca. 200 μl saline, it took ca. 2.5 min for the tracer
deoxyglucose positron emission tomography (18F-FDG-PET) but, due to to reach the ratś circulation after switching on the syringe pump. After
the short plasma half-life of 99mTc-HMPAO, the temporal resolution can 5 min continuous 99mTc-HMPAO injection the teflon tube and the ca-
be higher with 99mTc-HMPAO-SPECT. In addition, in rodents SPECT can theter were cleared with saline for 2.5 min. The images thus represent
provide higher spatial resolution than PET [20]. the average blood flow from minute 2.5 to ca. 7.5 within the ten minute
In contrast to 18F-FDG, which can be injected as a bolus before the period of ongoing behavior.
behavioral experiments start, 99mTc-HMPAO must be injected con- During testing, rats wore a harness (Covance Infusion Harness,
tinuously during stimulation of the animals or ongoing behavior, re- Instech Laboratories Inc., Plymouth Meeting, Pennsylvania, USA) to
spectively. We developed an approach for repeated continuous tracer which they had been habituated. This harness served as catheter pro-
injections in awake behaving mice via jugular vein catheters [19,21], tection to prevent twisting or blocking of teflon tube or catheter.
and here introduce this approach in rats. We found that the blood flow All rats were injected and imaged twice. In the first session rats were
patterns differed markedly between fox urine exposure and the control exposed for 10 min to 1 ml water, in the second session, at least 48 h
condition. In particular, we observed highly significant changes in later, to 1 ml fox urine (Maine Odor Solutions, Maine, USA). The re-
blood flow in the IPN and Hb suggesting that both nuclei take part in a spective odor sample was pseudorandomly pipetted into one of the
network of brain structures mediating odor-induced innate fear beha- glass bowls.
vior in mammals. We confirmed these findings by correlating regional The syringes for injection were filled with 400 μl 250 MBq freshly
cerebral blood flow (rCBF) changes with behavioral variables and prepared [18] 99mTc-HMPAO (CeretecTM, GE Healthcare, Buchler,
performing behavioral lesion studies. Braunschweig, Germany). After injection the remaining 99mTc in the
syringe and in the teflon tube was measured with a radionuclide cali-
2. Materials and methods brator (Aktivimeter Isomed 2010, Nuklear Medizin-Technik Dresden
GmbH, Germany). On average 200.3 ± 1.8 MBq were injected. 6.6%
2.1. Animals of the initial dose remained within the syringes and 3.5% within the
teflon tubes.
Eighty-eight male rats were used (SPECT: 13 Wistar rats, 20 After completion of each experiment, rats were immediately an-
Sprague-Dawley (SD) rats, individual housing; lesions: 55 SD rats, esthetized with 4% isoflurane, transferred to the SPECT/CT (computed
group housing). We started our SPECT study with Wistar rats and tomography)-scanner and scanned under gas anesthesia (1.5–2.0%
continued the study with SD rats since this rat strain shows a more isoflurane in 2:1 O2:N2O volume ratio).
robust behavioral response to predator odors [22,23]. All rats
(200–350 g) were housed in temperature- and humidity-controlled 2.4. SPECT/CT scanning
rooms (22 ± 2 °C; 50–55%) with a 12 h light/dark cycle (lights on at
6:00 a.m.). Tap water and food pellets were available ad libitum. All A four-head NanoSPECT/CT™ scanner (Mediso, Hungary) was used
experiments were conducted during the light phase and were in ac- for co-registered SPECT/CT scanning. SPECT scans of the rat head were
cordance with International guidelines for the care and use of labora- made using nine-pinhole apertures with 1.5 mm pinhole diameters with
tory animals in experiments (2010/63/EU) and approved by the local a nominal resolution ≤ 1.2 mm. In total, 24 projections were acquired
ethical committee. during a scan time of 2 h. Axial field of view (FOV) was 38.9 mm.
Measured photopeaks were set to the default values of the NanoSPECT/
2.2. Odor exposure test CT™ (140 keV +/− 5%, for 99mTc). SPECT-images were reconstructed
at an isotropic voxel size of 333 μm using the aperture manufacturer’s
Behavioral testing took place in identical testing boxes software (HiSPECT™, SCIVIS, Goettingen). CT scans (45 kVp, 177 μA,
(45 cm × 45 cm × 60 cm) constructed from opaque PVC as previously 270 projections, 500 msec per projection, 96 μm pixel size) were ac-
described [11]. The boxes were equipped with overhead observation quired from the same FOV as the SPECT-images. CTs were re-
cameras for video recording and contained four glass bowls (44 mm constructed with the manufactureŕs software (InVivoScope™ 1.43) with
diameter, 25 mm high) one in each corner. The testing boxes were isotropic voxel-sizes of 200 μm. All animals received two CT-scans per
thoroughly cleaned with soapy water after each test and ventilated with SPECT-imaging session, one before and one after the SPECT-scans to
clean air. control for movements between start and end of the imaging session.

99m
2.3. Tc-HMPAO injection during ongoing behavior 2.5. Lesion studies

Rats used in the SPECT-imaging experiments were habituated in After one day of habituation, baseline behavioral responses to 1 ml
daily 10 min sessions to the testing box with empty glass bowls and to water and 1 ml fox urine were assessed for 10 min in two pre-surgery
the experimental procedure. Following three days of habituation, each test sessions. Only one odor was tested per day (odor order and odor
rat was implanted with a silicon catheter (Gaudig Laborfachhandel corner were pseudorandomized). Then, rats underwent stereotactic
GbR, Sülzetal-Osterwedding, Germany; OD: 1.3 mm, ID: 0.5 mm, total surgeries (see below). The animals were randomly assigned either to a
catheter length 11 cm) into the right external jugular vein [24]. The sham-operated control group or to a Hb/IPN-lesioned group. Post-

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D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

surgery test sessions began earliest three days after surgery. These comparing water versus fox urine exposure. Statistical analysis and
sessions were identical to the pre-surgery test sessions. smoothing (median filter with a 3 × 3 × 3 kernel) was done with the
The behavioral data analysis was limited to the first five min of Magnan™-Software (version 2.4, BioCom GbR, Germany). In ac-
testing in the lesion study and to five min tracer injection (min 2.5–7.5) cordance with previous small-animal radionuclide imaging studies,
in the SPECT experiments. Using EthoVision XT software for video uncorrected P-values were used [26–28]. SPECT/MR fusion images
tracking (Noldus Information Technologies, Wageningen, Netherlands), were made in Osirix™ and arranged for illustration using Photoshop™
the percentage of time an animal spent in the odor quadrant (as a (version CS6). For the analysis of correlations between tracer content
measure of avoidance behavior) was calculated. Numbers of contacts and behavioral data the significant (P < 0.01) areas of the P-map were
with the glass bowl containing the odor sample (as a measure of risk used as VOIs to obtain the average tracer contents of the different brain
assessment behavior) were scored manually. Extremely inactive ani- structures. The tracer content in Hb and IPN were correlated with the
mals (> 75% time in one quadrant) were excluded from behavioral percentage of time spent in the odor quadrant and the number of
analysis. contacts to the odor source. Correlations were calculated and illustrated
with GraphPad Prism (Version 6, GraphPad Software Inc., La Jolla,
2.6. Electrolytic lesions USA).

Rats were anesthetized with 2.0–2.5% isoflurane (5% for induction) 2.8.2. Lesion studies
in oxygen (2.4 l/min) and fixed in a stereotactic frame. Electrolytic The behavior (avoidance of the odor sample, contacts with the odor
lesions of the Hb or the IPN were made using stainless steel electrodes sample) of the sham-operated and Hb/IPN-lesioned groups was com-
(TeWa acupuncture needle, B-type, Suhl, Germany, 0.30 mm in dia- pared separately for the pre- and post-operative test sessions by two-
meter) insulated with varnish except for the ∼500 μm long tip. The way repeated measures analyses of variance (ANOVA) with group as a
electrode was lowered to the Hb (−3.7 mm rostral, ± 0.6 mm lateral, between-subject factor and odor (water vs. fox urine) as a within-sub-
−5.4 mm ventral to bregma) or to the IPN (-6.3 mm rostral, −9.4 mm ject factor. Significant ANOVAs were followed by Holm-Sidak’s mul-
ventral to bregma). Bilateral lesions were then generated by passing a tiple comparisons tests. Behavioral data were expressed as means
∼0.1 mA anodal current through the electrode tip for 10–15 s. The + standard errors of the mean. For all statistical evaluations, a
current was provided by a pulse stimulator (A-M Systems, Model 2100, P < 0.05 was considered statistically significant. All analyses were
Sequim, USA) and monitored by a digital multimeter (Metex carried out using GraphPad Prism.
Corporation, M-3610B, Seoul, Korea). At the end of the surgery, the
incision was closed by a suture and the animals were allowed to recover 3. Results
for at least three days. For the sham-operated control animals, the
electrode was lowered to the same coordinates in the brain, but no 3.1. Fox urine induced changes in regional cerebral blood flow
current was applied.
Voxel-wise statistical analysis of global-mean normalized 99mTc-
2.7. Histology content revealed highly significant changes in tracer-distributions in a
number of different brain areas. In the pooled data from both strains
After completion of behavioral testing, sham-operated and Hb/IPN- (Fig. 1) as well as in the SD rats (Supplementary Fig. 2) highly con-
lesioned animals were sacrificed. Brains were rapidly removed and spicuous reductions in tracer content at very high significance levels
fixed. Coronal sections corresponding to the Hb and IPN were sliced were present in the IPN (Fig. 1K, arrowhead) as well as increases in the
and Nissl-stained. The extent of complete tissue destruction or gliosis Hb (Fig. 1G). Significant decreases in tracer content in the IPN and
was verified under a light microscope and mapped on schematic increases in the Hb were also found in Wistar rats, but significance
Paxinos and Watson [25] brain atlas sections. levels were generally lower in this group of thirteen animals.
P-values differed for left and right side in the Hb and other nuclei. In
2.8. Statistical analysis SD rats voxels below threshold at P < 0.05 were found bilaterally with
slightly different locations within left and right Hb. Left-right differ-
2.8.1. SPECT-data ences in significance levels are regularly reported in the Hb in human
SPECT/CT images were aligned to a rat brain MR-template using the 18F-FDG-PET and fMRI studies [29–31]. The reasons for these asym-
MPI-Tool™-Software (Advanced Tomo Vision, Germany). The MR- metries have remained unclear.
template was an in-house template that had been tested for alignment Besides the significant differences in the IPN and Hb, we found, in
with CTs in ongoing studies and in the present study (Supplementary the pooled data, significant changes in the following brain regions:
Fig. 1). It was manually segmented from a rat head MR data set ob- Tracer contents increased at significance levels of P < 0.01 and peaks
tained with a 4.7 T Bruker Biospec 47/20 scanner equipped with a BGA of P < 0.001 in the right olfactory bulb (Fig. 1A), in a region centered
09 (400 mT/m) gradient system (40 axial T2-weighted spin-echo on the glomerular layer of the right accessory olfactory bulb extending
images were measured using a RARE sequence, TR 5150 ms, TE 15 ms, into the frontal association cortex (Fig. 1B), left prelimbic cortex
slice thickness 0.8 mm, inter slice distance 0.8 mm, FOV 40 × 40 mm, (Fig. 1C), right anterior insular cortex/piriform cortex (Fig. 1D), left
matrix 256 × 256, RARE factor 8, averages 6). infralimbic cortex, a region at the border of left caudatoputamen and
CT-images of every rat were aligned to the template MR-images ventral pallidum most closely corresponding to the interstitial nucleus
based on skull-landmarks. The coordinates of the aligned CTs were used of the posterior limb of the anterior commissure (IPAC) (Fig. 1F), right
to align the SPECT-data to the MR-image. Our MR template has a ventromedial hypothalamus (VMH) (Fig. 1H), right amygdalopiriform
slightly different angle in the rostrocaudal axis compared to the Paxinos transition area (APir) and adjacent posterior cortical (PCo) amygdala
and Watson atlas [25] brain, i.e. dorsal and ventral parts of a section do (Fig. 1J, arrowhead), right parietal association cortex (Fig. 1J, arrow)
not fit exactly to one single bregma level in the Paxinos and Watson and right reticular formation/brainstem. Further activations without
atlas. We indicate in the figures the bregma levels according to the peaks of P < 0.001 were found in the right dorsolateral periaqueductal
regions of interest (e.g. Hb or IPN). The SPECT-brain data were seg- gray (dlPAG) extending into the adjacent superior colliculus (Fig. 1L).
mented using a whole-brain VOI (volume of interest) and cut out of the Significant decreases in tracer content at levels of P < 0.01, again
SPECT-data with the Osirix™ software (Pixmeo, Switzerland). All brain with peaks of P < 0.001, were found in the right striatum (Fig. 1E),
SPECT-data sets were intensity-normalized to the same global mean left primary somatosensory cortex, right primary somatosensory cortex,
using the MPI-Tool™ software. A voxelwise paired t-test was performed left ventral posteromedial thalamic nucleus (Fig. 1I), right primary

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D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

Fig. 1. Probability maps (P-maps) indicating sig-


nificant changes in normalized 99mTc-content in rats
(n = 33) under fox urine exposure versus water ex-
posure (control condition). P-maps (uncorrected) are
shown at two different significance levels in order to
illustrate locations of significance peaks and spatial
extent of significant voxels below threshold. Sections
are arranged from rostral (A) to caudal (N). Numbers
indicate coordinates relative to bregma corre-
sponding to the Paxinos and Watson atlas (Paxinos
and Watson, 2009). For each section, P-maps at
P < 0.01 are shown on the right and P-maps at
P < 0.001 on the left. Color look-up tables for both
maps are shown in A. Significant decreases in nor-
malized 99mTc content during fox urine exposure in
comparison to the control condition are color-coded
from blue to violet, significant increases in red to
yellow. (For interpretation of the references to colour
in this figure legend, the reader is referred to the web
version of this article.)

visual cortex (Fig. 1L), left lateral entorhinal cortex (Fig. 1M), a region 3.3. Lesions of the Hb induce a shift from avoidance to approach behavior
peaking on the left dorsal tegmentum (DTg) extending into the adjacent
dorsal raphe and rostral laterodorsal tegmentum (LDTg) (Fig. 1N) and We next addressed whether electrolytic lesions of either the Hb or
in the left ventral cochlear nucleus. Further deactivations, without the IPN alter the defensive strategy chosen by the rats during exposure
peaks of P < 0.001, were found in primary and secondary motor to fox urine. Avoidance and approach behavior in response to the odor
cortices, right nucleus accumbens core, right lateral posterior thalamic was assessed before and after lesioning the Hb or the IPN. A sham-
nucleus and in the cerebellar vermis peaking at bregma −10.8. operated control group was submitted to the same testing procedure to
We did not analyze in detail the patterns of voxels below threshold control for general effects of the surgical procedure and behavioral
at lower significance levels (P < 0.05). In both data sets the area of changes occurring due to habituation to the test situation. Rats in the
decreased tracer content in the IPN extended at these significance levels lesion groups typically encompassed complete lesions of intermediate
into peri-interpeduncular regions covering the interfascicular nucleus and posterior parts of either the Hb or the IPN with the most anterior
rostrally, the ventral tegmental area (VTA) laterally and the linear part of these structures being barely damaged (Fig. 3D, Fig. 4D, Sup-
nucleus of the raphe dorsally. A significant increase with few voxels plementary Fig. 3, Supplementary Fig. 4).
below threshold was found in the right medial amygdala. Before lesioning the Hb or the IPN, rats assigned to either the sham
or lesion groups avoided the odor quadrant containing fox urine
(Fig. 3A and Fig. 4A; ANOVAs, factor odor: Ps = 0.0003) and there
3.2. Habenular activity correlates with predator odor-induced fear were no group differences (Ps > 0.59). After the surgery and recovery
responses for a few days, rats that received sham operations of either the Hb or
the IPN still expressed avoidance behavior towards fox urine
We next examined whether rCBF changes in the Hb and the IPN, (Ps < 0.05). In contrast, rats with electrolytic lesions of either the Hb
respectively, correlated with the defensive behaviors observed during or the IPN showed a significant reduction in avoidance behavior to-
exposure to fox urine. The correlation analysis showed that fox urine- wards fox urine (ANOVA, group x odor interaction: Hb: P = 0.04; IPN:
induced rCBF changes in Hb were negatively correlated with fox urine- P = 0.02; Figs. Fig. 33A and Fig. 44A).
induced avoidance behavior (Fig. 2). Thus, the more rCBF in the Hb Furthermore, fox urine and water evoked similar levels of odor
increased during exposure to fox urine the less strongly the odor contacts, i.e. approach behavior to the odor sample, in the different
quadrant was avoided (r2 = 0.56, P = 0.05). Vice versa, rCBF changes lesion groups and their respective sham-operated control groups before
in Hb were positively correlated with the number of contacts with the performing the surgery (Figs. Fig. 33B and Fig. 44B; Ps > 0.24). This
fox urine odor source, i.e. approach behavior (Fig. 2; r2 = 0.64, was still the case after the surgery in sham-lesioned animals
P = 0.03). For rCBF changes in the IPN, no such correlations were (Ps > 0.43). However, rats with lesions of the Hb (P = 0.0009) but
found (avoidance: r2 = 0.03, P = 0.73; contacts: r2 = 0.27, P = 0.23; not of the IPN (P = 0.79) expressed more approach behavior, i.e.
data not shown). contacted the fox urine sample more often in comparison to the water
sample (group x odor interaction: Hb: P = 0.02, IPN: P = 0.33). These

Fig. 2. Fox urine-induced fear responses correlate with rCBF changes


in the Hb. During 99mTc-HMPAO injections, avoidance behavior (%
time rats occupied the odor quadrant) and approach behavior
(number of odor contacts) to fox urine or to the water control was
analyzed (only in 7 SD rats with active behavioral profiles). For all
parameters, percent difference values for the two exposure conditions
were calculated. The dots represent individual animals and the lines
the linear fit with 95% confidence intervals.

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D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

Fig. 3. Hb lesions changed the defensive strategy in rats. Results are


shown for both sham-operated (n = 18) and Hb-lesioned (n = 12)
rats for pre-surgery and post-surgery testing during exposure to water
(white bars) and fox urine (blue/red bars). *P < 0.05, **P < 0.01,
Holm-Sidak’s multiple comparisons tests after significant effects in
two-way repeated measures ANOVAs. Representative photo-
micrographs showing Nissl-stained coronal sections through the Hb of
a sham-operated (C) and a Hb-lesioned rat (D).

experimental data indicate that the Hb and the IPN differently con- flow tracer during a five-minute period within sessions of ten minutes
tribute to the processing of innate defensive responses in rats: Hb le- duration. The SPECT-images can be seen as representing, using blood
sions induced a switch from an avoidance strategy to an approach flow as a proxy, the average spatial patterns of neural activity from
strategy whereas IPN lesions only blocked avoidance behavior but had minute 2.5 to min 7.5 within these ten-minute exposure times. We
no effects on approach behavior. found significant increases in 99mTc-content upon fox urine exposure as
compared to the control condition in the VMH, parts of the amygdala
4. Discussion (APir and PCo), Hb and dlPAG, as well as decreases in the IPN, dorsal
tegmentum (DTg and LDTg) and entorhinal cortex.
In the present study, we used 99mTc-HMPAO SPECT-imaging of rCBF To the best of our knowledge, our study is the first in vivo imaging
for analyzing the spatial patterns of neural activity in the brains of rats study providing data on brain-wide activation patterns in awake, be-
exposed to the predator odor fox urine. We continuously injected the having rodents exposed to a predator odor. Previous studies have used

Fig. 4. IPN lesions impaired fox urine-induced avoidance behavior.


Results are shown for both sham-operated (n = 14) and IPN-lesioned
(n = 11) rats for the pre-surgery and post-surgery testing during ex-
posure to water (white bars) and fox urine (blue/red bars).
*P < 0.05, Holm-Sidak’s multiple comparisons tests after significant
effects in two-way repeated measures ANOVAs. Representative pho-
tomicrographs showing Nissl-stained coronal sections through the IPN
of a sham-operated (C) and a IPN-lesioned rat (D).

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D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

immediate early gene mapping techniques [32–34] or functional mag- compartment of the experimental arena in which the Hb was stimulated
netic resonance imaging (fMRI) in restrained rats [35–37]. Our findings [49]. The RMTg has recently been described as a “GABA brake for the
of activations in the VMH, APir, PCo and dlPAG are in agreement with dopamine systems”, i.e. it inhibits the dopamine neurons in the VTA
behavioral studies using local pharmacological or optogenetic manip- and the substantia nigra [50]. Of interest for the present study is that
ulations [8,11,38,39]. The participation of the Hb in the innate fear lesions of the RMTg impair avoiding (freezing) but increase ap-
circuitry has very recently been suggested [16] and is strongly sup- proaching (defensive burying) behavioral responses to TMT [51]. This
ported by our data. However, the deactivation of the IPN upon exposure RMTg lesion effect is of very similar quality to the Hb lesion effect
to a predator odor is, to the best of our knowledge, a novel finding. observed in the present study.
Notably, in some brain areas described to be involved in predator In our study target regions of both the MHb and LHb are char-
odor processing, e.g. the dorsal premammillary nucleus and the medial acterized by decreases in rCBF upon exposure to fox urine. CBF and
amygdala [9,38], significant changes in blood flow could not be de- neural activity are closely coupled [52], but it is still unclear to what
tected or significance levels and number of voxels below threshold were degree the flow changes in a given region reflect changes in presynaptic
low. Limitations in sensitivity and spatial resolution may account for metabolism or postsynaptic activities of local interneurons or projection
this, e.g. partial volume effects masking flow responses in small groups neurons. The interpretation of flow changes in Hb and IPN is further
of neurons or lower contrasts between stimulus and control conditions. complicated by the fact that both nuclei are anatomically complex
A reason for these negative findings could, however, also be that neural structures composed of several subnuclei [53,54] that may differen-
responses were absent or smaller and/or variances higher due to dif- tially contribute to the flow changes in the entire nucleus.
ferences in study design. A critical difference between our study and Both the MHb and LHb send excitatory projections to their target
previous studies investigating predator odor effects on rodent behavior regions [16,55]. It is generally assumed that the well-established in-
is that different odor samples were used. Many of the previous studies hibitory effect of LHb-stimulations on dopaminergic VTA neurons is
[10,16,24,32,34,37,40] used trimethylthiazoline (TMT), a component primarily mediated by excitatory projections to GABAergic neurons in
of the fox anal gland secretion (but see ref. [8] for the use of bobcat the VTA or RMTg [50,55]. This pathway has been implicated in reward,
urine and ref. [33] for the use of cat urine). Partly, TMT was used in aversion and more recently in risk assessment [56]. Anatomically si-
very high doses (e.g., 100 μl) and these high TMT concentrations have milar, an excitatory LHb projection to inhibitory interneurons in the
been discussed to have noxious in addition to the fear-inducing prop- LDTg was found to be involved in innate fear processing [16]. The rCBF
erties [41–43]. Consequently, the then observed brain-wide activation decrease in the DTg and VTA that we observe in our study may thus
pattern may not only reflect odor-induced fear but also pain perception. reflect the net effect of an activation of GABAergic neurons in these
TMT can induce fear behavior at very low doses (5 nl [44]) but un- regions. The LHb receives afferents from the prelimbic cortex [57]
fortunately such low doses were never tested in c-fos or other brain where we found an increase in rCBF, suggesting an involvement of a
imaging experiments. We are confident that these low doses represent cortico-habenular-tegmental pathway in odor-induced innate fear be-
much more natural threat situations, as is also the case if natural pre- havior. Tegmental nuclei, both dorsal and ventral, send efferents to the
dator odors like urine samples or cat fur odor [33,45,46] are used. An IPN [58–61]. The reduction in rCBF in the IPN may thus be an indirect
additional advantage of the more physiological concentrations and of effect of LHb projections on tegmental areas. Alternatively or in addi-
the use of natural odor samples is that a larger repertoire of behavioral tion, it might also be explained by a reduction of excitatory cholinergic
defensive responses can be observed [5]. These defensive responses can input from the MHb that has recently been shown to increase freezing
range from escape and avoidance behavior via freezing and hiding to conditioned stimuli [17].
behavior to risk assessment behavior like stretched back attends or The anatomical connectivity makes it likely that the highly inter-
contacting the odor [e.g., [5,9–11,22,33,38,44]]. In the present ex- connected Hb, IPN and dorsal and ventral tegmental nuclei influence
periment, two main defensive strategies in response to fox urine were each other and act as a complex network in odor-induced innate fear
seen: (a) avoidance of the odor source and (b) approach to the odor behavior. It has been emphasized previously [17] that the Hb-IPN
source which is considered to be risk assessment behavior [5,47,48]. pathway provides an extra-amygdalar route in the processing of con-
We found that with increasing blood flow in the Hb approach behavior ditioned fear as there are no known direct connections between either
increased whereas avoidance behavior decreased. It is noteworthy that Hb or IPN and the amygdala. The present data support this view but it
such correlation analyses between behavioral parameters and neural should be noted, that a number of brain regions, where we found sig-
activity in post-hoc selected brain regions are not easily done in rodents nificant changes in blood flow, are connected to both, the amygdala-
with fMRI studies since the behavioral repertoire of rodents in the MRI hypothalamus-PAG pathway as well as to the Hb or IPN, making it
scanner is severely limited even in the awake state. unlikely that information flows in amygdalar and extra-amygdalar
To further characterize the role of the Hb in innate fear processing, routes are independent of each other. The prelimbic cortex, for in-
we tested whether a functional Hb is necessary to express the two de- stance, as one input source of the LHb receives afferent projections from
fensive strategies (approach/avoidance) we observed during behavioral the amygdala [62], and the VTA as an LHb target projects to the
testing. We chronically lesioned the Hb and exposed the rats to fox amygdala [63]. LHb output can indirectly also affect PAG activity via
urine. Sham-lesioned animals expressed mainly avoidance behavior to modulation of serotonergic neurons [64]. The PAG in turn receives
the fox urine samples which was occasionally interrupted by approach afferents from the LTDg [65] that is reciprocally connected with the IPN
behavior. Notably, animals with Hb lesions no longer avoided fox urine [58,60,61]. In view of ipsilateral glutamatergic and contralateral G-
but instead increased approach behavior. This indicates that Hb lesions ABAergic projections of different IPN-subnuclei to the LTDg, Quina and
obviously induce a change in the defensive strategy of rats, a shift from colleagues in a recent tracing study [61] hypothesized that the MHb-
an avoidance strategy to an approach strategy. To the best of our IPN system may be involved in directional locomotion. This hypothesis
knowledge, this is the first evidence that the Hb is involved in the remains to be tested but it illustrates how subsets of nuclei within the
choice of behavioral defensive strategies. As with Hb lesions, IPN le- network of brain regions that we detected in our study might pre-
sions blocked avoidance behavior to fox urine. However, IPN lesions ferentially mediate or influence a particular behavioral component in
did not affect approach behavior. This implies that the Hb-IPN axis odor-induced innate fear behavior.
seems to be only involved in avoidance behavior to a predator odor, In summary, we here used SPECT to image in vivo the brain-wide
while approach behavior might be regulated by other Hb projections. spatial patterns of the average cerebral blood flow in awake, freely
Our findings agree with data showing that optogenetic stimulation moving rats exposed to a predator-odor. Our study demonstrates the
of the pathway from the Hb to the rostromedial tegmental nucleus value of this novel approach as it confirms established brain regions
(RMTg) induces acute and learned avoidance behavior to the known to be involved in odor-induced innate fear behavior but also

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D. Vincenz et al. Behavioural Brain Research 332 (2017) 164–171

identifies regions that were found only very recently or were hitherto Genetically-induced retrograde amnesia of associative memories after neuroplastin
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