Professional Documents
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Devices of Future Excellence Detaching Excellence
Devices of Future Excellence Detaching Excellence
https://doi.org/10.1093/reseval/rvac018
Special Issue Paper
Abstract
The global diffusion of the graduate school organizational model has shifted the way future academic
excellence is identified from a paternalistic master–disciple relationship to a collective organizational
decision. ‘Eminent men’ used to recruit PhD students on the firm belief that they could identify excel-
lence and integrate it in their own scientific endeavor. Graduate schools formalize such judgments and
transform them into an organizational decision. They establish admission devices to assure criteria-
based collective decisions. To understand this shift, the article draws on the example of two German
graduate schools that proclaim to search for outstanding doctoral candidates. As a latecomer in the
transformation to graduate schools, the German case allows to observe the shift in statu nascendi. The
article highlights the distinct role multi-site admission devices play. In both cases, they redistribute
agency and excellence through the construction of competitive social fields. Documents, grades, com-
mittee deliberations, interviews, and excel files mobilize a social space in which applicants are qualified
as acting holistically and competitively against each other in order to identify those most likely of future
excellence. Admission is not predefined but the result of a cascade of socio-material fielding practices
that purify a comparative social space, qualify applicants competitively, and infuse them with site-
specific agency that increasingly authenticates them as field actors. Building on the work of Michel
Callon and colleagues, we understand such formatting of future excellence as field agencements.
I approached the honorable man in June 1914 in a frock coat and paternalistic relationship between master and disciple that has trad-
top hat as it was suitable for a student at that time and was greeted itionally shaped doctoral education in Germany. Everything, from
by him at his home Am Hohenweg; the mansion still stands today. the professor’s forehead, the student’s clothing to the mansion
Of his professorial appearance, with a hoary beard and a thin reced- underlines the status difference in this relationship. It is built on two
ing hairline, the well-formed, slightly bulged-out forehead and the premises: Husserl sees in Plessner a follower of his analytical ap-
sunken-in temples were the most enthralling. He received the young proach—phenomenology—and, with a wink, a potential genius.
and intimidated visitor with warmth and paternal friendliness and Excellence at that time was an attribute of position (cf. Peter 2014:
indicated that he personally welcomed and supported his decision to 34ff) but one that emanated from the master to the disciple through
leave Heidelberg and to pursue his doctorate in Göttingen. . . . The a process of socialization.
phenomenology provided ‘room for a thousand geniuses’ Husserl While professors today are rarely approached in frock and top
told me right at my first visit, with a slightly ironic wink hat, the underlying premises have remained firmly in place. German
professors choose their PhD students based on subjective judgments.
(transl.1 Plessner 2003: 344, 352)
They recruit on the firm belief that they can identify excellence and
Famous sociologist Helmuth Plessner’s description of the first en- integrate it in their own scientific endeavor.
counter with his to-be doctoral advisor (in German Doktorvater ¼ This understanding of identifying excellence is widespread in
doctoral father) Edmund Husserl exemplifies in great detail the academia (Lamont 2009). It however is only one criterion of many
C The Author(s) 2022. Published by Oxford University Press.
V 1
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2 Research Evaluation, 2022, Vol. 00, No. 0
in recruiting PhD students. In most countries, the identification of constitutionally granted freedom of research and teaching, profes-
future excellence is framed and mediated through formal organiza- sors cannot be instructed to supervise PhD students. Even if the lat-
tional procedures of universities. The global diffusion of the organ- ter fulfill the formal requirements, supervision, and with that
izational model of the graduate school (Nerad and Heggelund 2008; admission, remains a professorial decision to which no formal crite-
Nerad and Evans 2014) has detached the recognition of excellence ria apply.2 To this day, admission to the PhD has remained a ‘blind
from a paternalistic master–disciple relationship and transformed it spot’ in law that leaves it to a presupposed ‘basic trust in the integ-
into a collective organizational decision. In Germany, graduate rity of all actors’ involved (Gärditz 2015: 284, 288).
schools have been in place only since the mid-2000s. German uni- The growth of the research associate was not paralleled by an
versities are still organized around chairs and PhD students are typ- equal growth of professorial positions. Between 1972 and 2020, the
research program to analyze the functioning of markets. Rather devices and sites, ‘a coordinated action around a strategic goal as . . .
than bifurcating between an economic science that invokes concep- in the case of market agencements’ (Callon 2021: 361). Callon thus
tions of markets and economic rationality and the social embedded- integrates a form of power-analysis into the study of markets.
ness of markets, Michel Callon and colleagues aim at thinking the Agencement explicates the success of integrating an economic state-
scientific, social, and material aspects that institute distinct markets ment into its socio-technical context. It denotes a process that builds
as entangled (C¸alışkan and Callon 2009). Starting with concrete on trials, tools, equipment, valuation systems, procedures, etc. In
markets—such as strawberry or derivative markets—they investi- this sense, it is agencement that renders a device economic—as mar-
gate how these operate: ‘their design, implementation, management, ket device (Muniesa, Millo and Callon 2007: 3; C¸alışkan and Callon
extension and maintenance—in short . . . their dynamics’ (C¸alışkan 2010: 9).
objects are either standardized (the machine) or folded into actors as very extensive, we put a lot of effort into it. And yes, you can say
qualities (cf. Mitterle 2022). that . . . we get the best. (Professor, Scheelheim Graduate School,
In this way these ‘transaction free zones’ transcend their com- Interview 1, lines 126–31)
petitive purpose and are not just barista championships. Each cafe We have a very, very strict admission process, very competitive.
. . . And when you look at the students we have attracted and
that adheres to the standards operates as a device to imagine this dis-
accepted, then this is an extremely good selection, we have ex-
tinct social space. They are not merely ‘zones’ but empirical manifes-
tremely good students at Gen-Ius. . . . We have no mainstream
tations of the psychological and sociological concept of the social people, we have people who think interdisciplinarily . . . we sim-
field. Deriving from magnet theory, fields have become analytical ply have exceptionally smart students. (Professor, Gen-Ius
forms of reducing complex interrelations to their social components Graduate School, Interview 19, lines 163–75)
Total Female Social sciences Natural sciences Total Female Humanities Social sciences
Faculty 5 0 2 3 5 1 2 3
Administration 3 3 – – 1 1 – –
PhD students 3 2 1 2 7 4 2 5
Total 11 5 3 5 13 6 4 8
multiple ways in which the schools construct themselves as sites of pretty clearly in these things. Of course, they can also be forged
excellence. Following the way academics make their decisions, how etc. That is possible, too. But somehow you can see a lot in them.
they integrate standardized admission documents, use calculation (Professor, Gen-Ius Graduate School, Interview 24, lines 134–40)
devices, and attribute legitimacy, the case descriptions abductively
In stark contrast to the differentiated list of prerequisites, the
explicate that the graduate schools attribute excellence through the
first comparison of applicants in the admission procedure does not
factual construction of a competitive social field.
rely on distinct criteria but diffuse characteristics of Gen-Ius.
Professors holistically reconstruct the person through documents:
4. Fielding devices I: holistic reviews, drawing on the statement of purpose, an interesting personality, the
matching with the graduate school, or a lack of structure can be
commensuration, and authentification
‘pretty clearly’ identified. They can ‘see’ whether applicants ‘really
Gen-Ius is a Graduate School of Excellence that combines disciplines have the interest and competency to look beyond the rim of their
from the social sciences and the natural sciences. The school was tea-cup’, as a professor (Gen-Ius Graduate School, interview 16,
founded to establish not only a new interdisciplinary research field lines 233–4; emphasis added) exclaims. Even the research idea is
but also a new discipline. The admission procedure begins by requir- seen as a mere expression of the applicant’s ability. The various
ing applicants to provide a dossier of documents designed to present texts, images, and references are folded into ‘the person behind this
themselves: a CV, a research proposal, a statement of purpose, a statement’.
standard-language test, and letters of recommendation. These pre- To allow for comparison among applicants, not all potential in-
requisites for being considered as applicant take an increasingly formation is accessible, but the format allows for excessive combin-
rationalized and standardized form. They allow to address various ation. It is also strongly advised that applicants talk to potential
competencies of the applicants and to render them comparable in a supervisors beforehand which provides additional contextual infor-
competitive admission setting. As Hamann and Kaltenbrunner (in mation. In this sense, the setting provokes agency among the frag-
this issue) show, CVs have changed from a narrative to dense but mented selves: the way each primarily document-constructed
easily navigable bullet points that provide a wide perspective on pro- individual is able to perform a stable and authentic personality—one
fessional accomplishments, or—as we will see—voids. that does not lack a ‘clear idea’ or seem ‘forged’—relates to its com-
The research proposal, while generally expected in the social sci- petitors and perceptions of agency through those selecting (Rothe
ences and humanities, is uncommon in the natural sciences. There, 2013: 64).
doctoral candidates are usually recruited to conduct third-party In the ways such situated and fragmented experience allows to val-
funded research projects within a professor’s research group. The idate a competitive selection, it is complicit in transforming admission
dissertation emerges as the research project progresses. For the ad- into a social field. The endeavor roots in early 20th century
mission process, the research proposal allows to formally compare Gestaltpsychologie which assumed that from structured experimental
applicants from natural and social sciences while also projecting ex- social field settings, holistic personality traits could be derived
cellence and selectivity for the program. (Highhouse 2002). The careful analysis of documents, group inter-
Admission heavily expands into individual timeframes before the action, or interviews thus allows to perform and judge authentic behav-
actual selection process, urging applicants to create differentiated ior of applicants. More than that, in contrast to the psychoanalysis of
dispositions that are directed at this procedure. This qualification impulses or to assuming individual predispositions—as it was common
for admission is what allows to span a common comparative space in the 1940s and 1950s—Gestaltpsychologie contended that personal-
of information and testable selves for the purpose of preselecting ity traits could only be derived and understood in situ. Early propo-
applicants. The first stage of the admission procedure draws on pro- nents of this approach—such as field theorist Kurt Lewin—developed
fessorial members of the school to review the dossier. It is predomin- test formats that were the forefathers of what today is known as assess-
antly paper-based: ment centers (Horn 2002; Rothe 2013). Such review formats are
directed at identifying distinct leadership traits or at least personnel suf-
There is a person behind this statement of purpose. What does
this person want to do? Well, on two pages you can somehow al-
ficiently fit to the task, not future research excellence. Gen-Ius admis-
most immediately see, is this an interesting person, is this person sion does not spell out how future excellence might be assumed. In this
maybe in the wrong place here, or in the right place, or is it some- sense, it is more likely that the selection procedure did not build on psy-
how somebody who wants to do something here but has no clear chological expertise—in fact lacking the participation of expert psy-
idea what exactly that could be. That is something you can see chologists as it is common in assessment centers—but mimetically
6 Research Evaluation, 2022, Vol. 00, No. 0
borrowed elements common to admissions in US graduate education. At the field site of the preselection committee meeting, a reviewer
The admission thus highlights the expansion and legitimacy of proce- and potential PhD-supervisor’s judgment is tested and reproduced in
dures to measure situated and competitive action (fields) for judging front of an audience. Professor Vandenberg challenges Professor
abilities despite a lack of evidence that these procedures serve the pur- Wellingshausen’s judgment that having published before starting a
pose adequately (cf. Highhouse and Kostek 2013). The admission de- PhD contradicts the identification of future excellence. Professor
vice at Gen-Ius is loosely built on a paper-based, individual-centered Wellinghausen contextualizes his review by relating his own experi-
selection process known as ‘holistic review’ (Stevens 2009: 186ff). ence from the informal preselection interview (‘pompadour’) with a
Holistic review—again rooted in the situational phenomenology of formulation from the proposal (‘shape tomorrow’s science’), and the
Gestaltpsychologie—became the state-of-the-art admission practice at CV (age, missing publications). The lack of publications in his CV is
committee is opened to the faculty and all members have the oppor- contrast, Candidates 7 and 14, both ranked ninth with the same
tunity to judge for themselves whether the applicants are able to ‘in- score, cannot be accepted both. Professor Pander aims to resolve the
spire through [their] proposal which [they] have to present’. The issue with a vote on Candidate 14 but the discussion shifts to requa-
‘person behind’ the proposal becomes manifest to be judged in a lifying the applicant. By sheer coincidence, it turns out that
competitive setting as true to the proposal. This setting also allows Candidate 14 was a disciple one professor sought to place in the
to explicate how interdisciplinarity is tested. While it remains un- school. The case thus highlights how through an alignment of field
clear how a distinct PhD proposal could be judged through sites the master–disciple-relationship is reframed in a field
reviewers from different disciplines, the way committee members agencement.
address interdisciplinarity is by interrogating how applicants see Professor Kaiser and the Professors Deichmann and Heinemann
are turned down simply because they did not conform to the formal applicants if they get an especially strict reviewer. She would
criteria. double-check those with exceptionally bad grades (zero points).
Similar to Gen-Ius, Scheelheim emphasizes the importance of the (Observation transcript, first meeting of selection committee,
research proposal to identify future research quality. The process Scheelheim Graduate School)
however differs. Rather than combining the documents for a holistic Different to Gen-Ius, the grades do not institute a common order
review that authenticates an applicant’s motivation and claim,
from which those to be invited for interviews are picked. Each com-
Scheelheim singles out the proposal for evaluation. Purified from
mittee member assembles a list of nine candidates and seven substi-
any information about origin, (inter-)disciplinary background, and
tutes for the preselection meeting. While acknowledging that each
motivation, the nameless applicants are enrolled as their research
proposal is qualified ‘differently’, the sheer number of applicants
advice to ensure transparency, the professorial committee members the research proposal. Only at the preselection meeting is the pro-
negate formal criteria and decision schemes and carry forth the hol- posal translated into a quality of the applicant.
istic perspective the interviews had established: ‘We want to talk Thus, not every site constructs a field among applicants, but it
about names—now!’ (observation transcript, second meeting of se- provides evaluations that at a later stage qualify applicants as actors
lection committee, Scheelheim Graduate School). Having material- in a distinctively engineered social field. Despite multiple differences
ized as persons in the interviews, the applicants cease to be across the cases and sites, four common processes can be identified.
addressed by their topic and are called by their names. This is mir- The first purifies a social space to allow for comparison (purifica-
rored by the grading scale that is used in the final discussion. tion) and the second structures and engineers qualities of applicants
Different to Gen-Ius, Scheelheim does not operate with grade points to characterize and compare them against each other (qualification).
education look similar across the globe and among increasingly Discourses, Policies, and Strategies of Excellence and Stratification in
rationalized universities, the cases discussed here show that there is Higher Education, pp. 299–324. Cham: Palgrave Macmillan.
Bloch, R., Gut, M., Klebig, K., and Mitterle, A. (2015) ‘Die Auswahl der
not a common understanding for selecting the best PhD students.
Besten? Auswahlverfahren an Sich Stratifizierenden Einrichtungen Und
Each example institutes an admission device that operates on its
Programmen im Hochschulbereich’, in Helsper, W. and Krüger, H.-H. (eds)
own logics: across the schools the criteria are specified according to Auswahl der Bildungsklientel. Zur Herstellung von Selektivität in
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But compared to the way Husserl approached his disciple in an Sozialwissenschaften.
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