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Applied Neuropsychology: Child

ISSN: 2162-2965 (Print) 2162-2973 (Online) Journal homepage: http://www.tandfonline.com/loi/hapc20

Neurocognitive Deficits in Children and


Adolescents Following Maltreatment:
Neurodevelopmental Consequences and
Neuropsychological Implications of Traumatic
Stress

Brian C. Kavanaugh, Jennifer A. Dupont-Frechette, Beth A. Jerskey & Karen A.


Holler

To cite this article: Brian C. Kavanaugh, Jennifer A. Dupont-Frechette, Beth A. Jerskey & Karen
A. Holler (2016): Neurocognitive Deficits in Children and Adolescents Following Maltreatment:
Neurodevelopmental Consequences and Neuropsychological Implications of Traumatic Stress,
Applied Neuropsychology: Child, DOI: 10.1080/21622965.2015.1079712

To link to this article: http://dx.doi.org/10.1080/21622965.2015.1079712

Published online: 06 Apr 2016.

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Download by: [University of California, San Diego] Date: 12 April 2016, At: 08:37
APPLIED NEUROPSYCHOLOGY: CHILD, 0: 1–15, 2016
Copyright # Taylor & Francis Group, LLC
ISSN: 2162-2965 print=2162-2973 online
DOI: 10.1080/21622965.2015.1079712

Neurocognitive Deficits in Children and Adolescents


Following Maltreatment: Neurodevelopmental Consequences
and Neuropsychological Implications of Traumatic Stress
Brian C. Kavanaugh
Psychiatry and Human Behavior, Emma Pendleton Bradley Hospital, Riverside, Rhode
Downloaded by [University of California, San Diego] at 08:37 12 April 2016

Island and Alpert Medical School of Brown University, Providence, Rhode Island, USA

Jennifer A. Dupont-Frechette
Department of Psychology, University of Rhode Island, Kingston, Rhode Island, USA

Beth A. Jerskey and Karen A. Holler


Psychiatry and Human Behavior, Emma Pendleton Bradley Hospital, Riverside, Rhode
Island and Alpert Medical School of Brown University, Providence, Rhode Island, USA

Childhood maltreatment is a significant risk factor for a host of psychiatric, developmental,


medical, and neurocognitive conditions, often resulting in debilitating and long-term
consequences. However, there is no available neuropsychological resource reviewing the
literature on the associated neurocognitive deficits in children and adolescents. This review
comprehensively examines the 23 prior studies that evaluated the intellectual, language,
visual-spatial, memory, motor, and=or attention=executive functions in children and
adolescents following an experience of childhood abuse and=or neglect. Neurocognitive
impairments were frequently reported. Impairments in executive functions were the most
frequent and severe reported impairments, although intelligence, language, visual-spatial
skills, and memory are also at serious risk for compromised development following
maltreatment. However, specific factors such as abuse=neglect duration, severity, type,
and timing during development were all associated with neurocognition. This indicates that
these factors are of greater importance than just the presence of abuse=neglect in identify-
ing risk for neurocognitive compromise. Such neurocognitive deficits appear to be a conse-
quence to the known neurobiological and brain development abnormalities of this
population, suggesting traumatic stress can be a potential cause of neurodevelopmental
disorders. These findings have critical implications for the clinical practice and research
involving children following childhood maltreatment and other types of traumatic stress.

Key words: childhood maltreatment, cognition, executive, neuropsychology, traumatic stress

Childhood maltreatment is defined as a child’s experi- in one in eight U.S. children (12.5%) by 18 years of age
ence of sexual abuse, physical abuse, emotional abuse, (Wildeman et al., 2014). In 2012, U.S. state and local
or neglect (Crooks & Wolfe, 2007). Maltreatment occurs child protective services (CPS) estimated that 686,000
children experienced maltreatment, making it a national
health concern (U.S. Department of Health and Human
Address correspondence to Brian C. Kavanaugh, Psy.D., Emma Services, Administration for Children, Youth, and
Pendleton Bradley Hospital, 1011 Veterans Memorial Parkway,
Riverside, RI 02915. E-mail: Brian_Kavanaugh@Brown.edu
Families, Children’s Bureau, 2013). Despite positive
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TABLE 1
Prior Studies on the Neurocognitive Deficits Following Childhood Maltreatment
Relevant Non-
Maltreatment Maltreatment Significant
Study Authors Sample Exclusion Group Control Group Type Domains Assessed Findings Significant Findings Diagnostic Factors

Augusti and Recruited through IQ < 70 21 children (mean 22 children (mean Physical abuse, IQ & executive No IQ (89.05 vs. Maltx group: Lower No mention of
Melinder CPS and age: 9.48 years; age: 9.50 years; neglect, & functions 95.68), set spatial working psychiatric
(2013) domestic violence 8–12 years; 14 8–12 years; 15 witness shifting, or memory and diagnoses
shelters females) females) recruited domestic inhibition group working memory
through schools violence differences strategy. No
in same area as correlations
maltreatment between executive
group measures and
trauma symptoms
Barrera et al. Recruited from None reported 1. Sexual abuse 37 children (mean Sexual abuse Executive, No group Maltx groups: Lower No effect of PTSD
(2013) non-government with PTSD age: 10.11 years; memory, & differences in inhibitory control on
organization (n ¼ 13; mean 28 females) construction= memory, (errors on neurocognition.
specializing in age: 10.92 years; 8 recruited from a visual-motor cognitive inhibition task) No mention of
sexual abuse; females) 2. Sexual local school skills flexibility, psychiatric
Spanish speaking abuse without problem solving, diagnoses
PTSD (n ¼ 26; or visual-motor= (excluding PTSD)
mean age: 9.88 construction
years; 21 females)
Beers and De Recruited through Birth 14 medication-naı̈ve 15 children who Sexual abuse, Language, No language or Maltx group: Lower Comorbid
Bellis (2002) psychiatry complications= children with were similar in physical abuse, attention, psychomotor attention=executive disorders: MDD,
outpatient prenatal PTSD secondary age, race, SES, & witness executive, processing speed (response DD, SAD, ODD,

2
program exposure, medical to maltreatment and IQ (mean domestic memory, group differences inhibition, ADHD-Inattenti-
illness, head (mean age: 11.38 age: 12.17 years; violence visual-spatial, interference ve Type
injury, obesity= years; 6 females) 7girls), without & psychomotor control, sustained
growth failure, axis I diagnosis functions attention),
IQ < 80, visual-perception,
psychotropic construction, &
medications, delayed memory
anorexia nervosa, recall
PDD,
schizophrenia, &
substance abuse
Carrey et al. Recruited through Intellectual 18 children (7–13 18 children Physical & sexual IQ No non-verbal IQ Maltx group: Lower No mention of
(1995) child protection disability, poor years; 13 females) matched for age, abuse group differences verbal IQ (81 vs. psychiatric
organizations and physical health, sex, and level of 96.4) and overall IQ diagnoses
an outpatient & neurological parental income (88.4 vs. 101.3).
day treatment disorder, serious and education Verbal IQ correctly
center childhood classified 81% of
accidents, & children by abuse
2 þ foster home status. Significant
placements correlation between
verbal and overall
IQ and abuse
severity (composite
of frequency,
duration, and
severity)
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Cowell et al. Selected from local None reported 228 children (89 142 children (60 Physical, sexual, Motor, memory, No executive Maltx group: Lower No mention of
(2015) department of females) females) recruited emotional & executive differences working memory psychiatric
human services as from same abuse & neglect functions between control and inhibitory diagnoses
children with neighborhoods as group and those control.
abuse=neglect maltreated who experienced Maltreatment
history children, with maltreatment during infancy and
comparable during one chronic
demographic developmental maltreatment
factors period. No motor history were
or memory group associated with
differences lower inhibitory
control and
working memory
De Bellis et al. Recruited through IQ < 70, significant 1. Neglect with 45 children (mean Neglect IQ, fine motor, No fine motor Both maltx groups: PTSD symptoms
(2009) advertisements disability, PTSD: 22 age: 7.77 years; language, group differences Lower IQ (92.36 & were correlated
targeted at DSS significant children (mean 4–11 years; 38% visuospatial, 94.51 vs. 101.96), with attention=
agencies medical= age: 8.30 years; female) similar in memory, attention=executive executive and
neurological 4–12 years; 38% age, gender, race, attention, & (problem solving visuospatial
disorder, head female) 2. Neglect and SES, executive and visual functioning.
injury, autism without PTSD: recruited from functions attention), language PTSD severity
spectrum 39 children (mean surrounding (speeded naming, and emotional
disorder, low age: 7.19 years; community comprehension, abuse severity
birth weight, & 3–12 years; 54% and receptive were correlated
prenatal female) vocabulary), with IQ. No
complications visuospatial mention of
(visual-motor, diagnoses
perceptual, spatial), (excluding PTSD)

3
and memory
(verbal and visual)
De Bellis et al. Recruited through IQ < 70, significant 1. With PTSD: 60 105 children (mean Physical, sexual, IQ, fine motor, No fine motor Both maltx groups: Lower construction
(2013) statewide disability, children (mean age: 12.52 years; emotional attention, differences Lower IQ (94.12 & performance
advertisements significant age 11.74 years; 6–17 years; 59 abuse, neglect, language, 95.05 vs. 108.55) found only in the
and recruitment medical= 6–17 years; 37 females) without and witness visuospatial, attention=executive PTSD group.
presentations neurological females) 2. an axis 1 domestic memory, & (sustained PTSD diagnosis
targeted at CPS disorder, head Without PTSD: disorder, from violence executive attention, problem duration was
agencies injury, 38 children (mean schools and functions solving, attention= negatively
schizophrenia= age: 11.87 years; community working memory), correlated with
psychosis, 6–17 years; 19 settings in language (receptive visuospatial
anorexia nervosa, females) surrounding & comprehension), functions. No
autism spectrum catchment area and delayed mention of
disorder, low memory recall. diagnoses
birth weight, PTSD group: lower (excluding PTSD)
prenatal visuospatial
exposure= performance.
complications, & Language and
alcohol or memory were
substance use associated with
disorder sexual abuse
history
DePrince et al. Recruited through None reported 1. Familial-trauma 28 children (mean Physical abuse, Executive None Familial trauma was No mention of
(2009) flyers in social group (n ¼ 44; age: 10.36 years; sexual abuse, & functions associated with diagnoses
service and mean age: 10.70 67% female) witness lower executive (excluding

(Continued )
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TABLE 1
Continued
Relevant Non-
Maltreatment Maltreatment Significant
Study Authors Sample Exclusion Group Control Group Type Domains Assessed Findings Significant Findings Diagnostic Factors

mental health years; 53% recruited through domestic functions PTSD). PTSD
agencies, female) 2. same methods as violence (composite score of symptom severity
community Non-familial- clinical groups working memory, was not
centers, and local trauma group inhibition, auditory associated with
businesses (n ¼ 38; mean attention, and executive
age: 10.05 years; processing speed; functions
57% female) medium effect size)
Fishbein et al. Randomly sampled Prior drug use, 553 children (10–12 None Physical abuse, IQ & executive None Self-reported Abuse history was
(2009) in five public learning disability years) emotional functions personal stressors associated with
schools & special abuse, neglect (including ADHD
education (as well as maltreatment) were symptoms
services school=parental associated with
stressors and lower IQ. Neglect
community was specifically
stressors) associated with
lower IQ and
physical abuse was
associated with
lower cognitive
flexibility
Jaffee and Data from a None reported 1,777 children (46% None Physical abuse, IQ None Children maltreated No mention of

4
Maikovich-- nationally female; mean age sexual abuse, in multiple psychiatric
Fong (2011) representative in months: 35.74; emotional developmental diagnoses
sample of 1–107 months) abuse, neglect, periods had lower
children in the & other abuse IQ than those who
United States experienced abuse=
who have had neglect in only one
contact with CPS developmental
period. The dose of
child abuse and
neglect was
associated with IQ,
as chronic child
abuse and neglect
was associated with
lower IQ
Jones et al. Recruited through None reported 21 children (mean None Sexual abuse IQ None 3=21 participants No mention of
(2004) clinical age: 7.7 years; 5 displayed evidence psychiatric
participation in a months-15 years; of intellectual diagnoses
sexual abuse 86% female) impairment
evaluation within (IQ < 70). FSIQ
a child protection mean for sample:
unit 96.6
Kavanaugh and Chart review of Medical= 1. Maltx with 18 adolescents Physical, sexual, Language & No group Language was No significant
Holler adolescent neurological PTSD (n ¼ 17; (mean age: 15.59 emotional executive differences in associated with differences
(2014b) psychiatric condition mean age: 15.61 years; 13–19 abuse & neglect functions inhibitory control sexual abuse. between groups
inpatient unit years; 13–19 years; 61% or receptive Lower in ADHD, mood,
years; 60% female) within vocabulary confrontational anxiety,
female) 2. Maltx inpatient unit naming was found psychotic,
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without PTSD in the PTSD group. behavioral, and


(n ¼ 18; mean Both maltx groups: autism spectrum
age: 15.19 years; Lower overall disorders.
13–19 years; 61% executive functions, Language was
female) while those with associated with
PTSD displayed PTSD status
lower problem
solving=planning
than those without
PTSD. Executive
functions and
language were
associated with
anxiety=depressive
symptoms
Kavanaugh and Chart review of Medical= 15 adolescents 24 adolescents Physical, sexual, IQ, memory, No group Maltx group: Lower No significant
Holler, adolescent neurological (mean age: 15.74 (mean age: 15.29 emotional language, differences in IQ, language, differences
(2014a) psychiatric condition years; 13–19 years; 13–19 abuse & neglect visual-motor, processing speed visual-motor, between groups
inpatient unit years; 40% years; 37% attention= and memory attention, cognitive in ADHD, mood,
female) female) within executive, & flexibility, and anxiety,
inpatient unit processing visual-motor psychotic,
speed organization. When behavioral, and
controlling for IQ, autism spectrum
only visual-motor disorders.
organization was
lower in maltx
group.

5
Kavanaugh et Chart review of Medical= 49 adolescents 73 adolescents Physical, sexual, Language & Neglect was not Physical and sexual No group
al. (2015) adolescent neurological (mean age: 15.48 (mean age: 15.19 emotional executive associated with abuse was differences
psychiatric condition, years; 13–19 years; 13–19 abuse & neglect functions language= specifically remained after
inpatient unit bipolar disorder, years; 51% years; 66% executive correlated with controlling for
autism spectrum female) female) within the functioning. No cognitive PTSD; 77% of the
disorders, & inpatient unit language group flexibility=set total sample had
psychotic differences shifting and multiple
disorder problem solving= psychiatric
planning, while disorders (84% in
emotional abuse maltx group; 73%
was correlated with in control group)
working memory=
attention
Kirke-Smith et Recruited from None reported 40 children (mean 40 children (mean Emotional abuse, IQ & executive No group Maltx group: Lower Psychiatric
al. (2014) schools for age: 181.92 age: 181.10 emotional functions differences in IQ (100.97 vs. diagnoses in
children with months; ages months; 17 abuse, sexual cognitive 87.37), and after maltx group:
emotional-behav- 11–18 years; 14 females) without abuse, neglect, flexibility= controlling for IQ, ADHD, anxiety=
ioral difficulties females) medical & witness switching group had lower depressive
diagnoses or domestic abuse working memory, disorders, CD=
learning fluency, and ODD, and other
difficulties inhibition disorder
Mezzacappa et Participants in a None reported Therapeutic (school 1. Therapeutic, Physical & sexual IQ & executive No IQ group Within the abuse No mention of
al. (2001) study of the environment), non-abused abuse functions differences (TA group (TA), greater psychiatric
psychometric Abused group group (TN; IQ ¼ 99.9; TN difficulty on a task diagnoses
properties of (TA; n ¼ 25; n ¼ 52; mean age: IQ ¼ 105.7; PS of passive

(Continued )
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TABLE 1
Continued
Relevant Non-
Maltreatment Maltreatment Significant
Study Authors Sample Exclusion Group Control Group Type Domains Assessed Findings Significant Findings Diagnostic Factors

executive control mean age: 10.4 11.2 years) 2. IQ ¼ 100). No avoidance learning
measures years) Public school group differences was associated with
group (PS; n ¼ 48; on tasks of increased age
mean age: 9.8 passive avoidance
years) learning and
inhibitory control
Mills et al. Longitudinal birth None reported 3,796 children with None Child abuse & IQ None Abuse and neglect No mention of
(2011) cohort IQ testing neglect was independently psychiatric
completed at 14 associated with diagnoses
year follow-up lower IQ at age 14
years (4.8 mean
difference)
Nolin and Recruited through Sexual abuse, 1. Neglect with 53 children (mean Neglect & Motor, attention, No language or Neglect groups: No mention of
Ethier (2007) CPS agencies intellectual physical abuse age: 8.8 years; physical abuse executive, memory group Lower visual-motor psychiatric
disability, birth (n ¼ 56; mean 49% female) in memory, differences integration, slowed diagnoses
complications, & age: 9.3 years; the same visual-motor fine motor speed,
neurological 39% female) 2. academic classes integration, auditory attention
disorders Neglect without as clinical group language, & IQ and working
physical abuse participants, memory. Neglect=
(n ¼ 28; mean without physical abuse
age: 8.7 years; significant age= group had

6
46% female) gender=income additionally lower
differences to performance in
clinical groups problem solving,
abstraction, and
planning=problem
solving
Noll et al. Recruited through None reported 84 females (ages 89 females recruited Sexual abuse Receptive None Both groups started No mention of
(2010) CPS agencies as 6–16 at start of via language with similar psychiatric
part of study) advertisements in receptive language diagnoses
longitudinal newspapers and skills, yet abuse
study (18 years) posters in history was
welfare, child associated with a
care and lower rate of
community receptive language
facilities in same development and
neighborhoods an earlier age in
peak language skills
Perna and Review of clinical Neurological 18 children (mean 23 children (mean Physical abuse, IQ, processing No group Maltx group: Lower Psychiatric
Kiefner practice patients history, major age: 11.6 years; age: 11.3 years; emotional speed, memory, differences in IQ, executive functions diagnoses: DBD,
(2013) neurodevelop- 31% female) 33% female) with abuse, & & executive memory, or (working memory, ODD, CD,
mental disorders, similar= significant functions processing speed categories achieved, MDD, GAD,
documented comparable SES neglect failure to maintain AD-NOS
cyanotic episode, to maltx group set, and
major medical perseverations)
conditions, & when controlling
PTSD for IQ
Porter et al. Recruited through Prenatal substance 24 children (mean 24 children (mean Sexual abuse IQ & memory No memory Maltx group: lower Psychiatric
(2005) outpatient mental exposure, age: 10.83 years; age: 10.83 years; differences when verbal IQ (100.99 diagnoses: PTSD,
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health agencies traumatic brain 19 females) 19 females) controlling for IQ vs. 112.71) and GAD, MDD,
injury and recruited through and SES performance IQ ADHD, ODD,
prolonged loss of school district in (103.06 vs. 112.38). Bipolar disorder,
consciousness surrounding area, Low performance anxiety disorder,
(>10 minutes), matched for age, in attention= adjustment
meningitis, race, gender, concentration disorder, DD,
neurological handedness, reactive
disorders, & grade, and attachment
IQ < 80 estimated family disorder
income
Spann et al. Recruited from Axis 1 disorder, 30 adolescents None Physical, sexual, Executive None Perseverative errors None
(2012) local community medical or (mean age: 14.8 emotional functions on a
neurological years; 12–17 abuse; physical problem-solving
disorder, IQ < 70, years; 15 females) & emotional task were correlated
& loss of neglect with the overall
consciousness >5 score on a
minutes childhood trauma
questionnaire.
Perseverative errors
additionally
correlated with
physical abuse and
physical neglect.
Vasilevski and Recruited through IQ < 80, major 39 adolescents 43 adolescents IQ, memory, No language group Maltx group: Lower None
Tucker (2015) admittance to language and (mean age: 14.6 (mean age: 14.52 processing differences inhibitory control,
human services reading deficits, years; 12–16 years), matched speed, working memory,
social welfare major visual and years) for age, gender, visuopercep- learning,

7
facility auditory deficits, IQ, and SES tion, attention= visuospatial
psychiatric or recruited from executive function, and
developmental four government functions, processing speed.
disorders, organ= secondary &language Length of child
systemic disorder schools protection
or traumatic involvement
injury affecting correlated with
central nervous memory
system

Note. CPS ¼ Child Protective Services; IQ ¼ Intelligence Quotient; Maltx ¼ Maltreatment; PTSD ¼ Post-Traumatic Stress Disorder; PDD ¼ Pervasive Developmental Disorder; MDD ¼ Major
Depressive Disorder; DD ¼ Dsythymic Disorder ¼ SAD ¼ Separation Anxiety Disorder; ODD ¼ Oppositional Defiant Disorder; ADHD ¼ Attention-Deficit=Hyperactivity Disorder; DSS ¼
Department of Social Services; GAD ¼ Generalized Anxiety Disorder; DBD ¼ Disruptive Behavior Disorder; AD-NOS ¼ Anxiety Disorder-Not Otherwise Specified.
8 KAVANAUGH ET AL.

outcomes for some children and adolescents (Agaibi & Hurley, 2011; Teicher, Tomoda, & Andersen, 2006).
Wilson, 2005; Carpenter & Stacks, 2009; Howell, 2011; Within the developmental traumatology framework,
Skopp, McDonald, Jouriles, & Rosenfield, 2007), child- originally proposed by De Bellis, a stressor such as child-
hood maltreatment is a significant risk factor for a host hood trauma activates the body’s biological stress
of psychiatric, developmental, medical, and neurocogni- response systems for potentially harmful prolonged per-
tive conditions, often resulting in debilitating and iods of time (e.g., limbic-hypothalamic-pituitary-adrenal
long-term consequences (Crooks & Wolfe, 2007; De axis, sympathetic nervous system, and serotonin system;
Bellis, Spratt, & Hooper, 2011; De Young, Kenardy, De Bellis, 2001; Teicher et al., 2003, 2006). This stress
& Cobham, 2011; Kendall-Tackett, 2010; Pechtel and response causes a shift to occur from a process of brain
Pizzagalli, 2011; Wilson, Hansen, & Li, 2011). development and growth (required during neurodeve-
Given the high rates and the growing research on lopment) to one of preservation and survival (De Bellis
long-term consequences, it was deemed critical to the & Zisk, 2014; Teicher et al., 2003). The neurobiological
field to provide a detailed review of the literature regard- consequences of childhood stress include the elevated
ing the reported neurocognitive deficits in children presence of catecholamines, corticotropin-releasing
following the experience of childhood maltreatment hormones, cortisol, and serotonin in the circulatory
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(i.e., sexual abuse, physical abuse, emotional=verbal system (De Bellis et al., 2011; De Bellis & Zisk, 2014;
abuse, and neglect). Articles considered for inclusion in Lupien et al., 2005; Teicher et al., 2003; Twardosz &
the current study were searched through the databases Lutzker, 2010). As reviewed by De Bellis and Zisk
PubMed and PsycINFO. Inclusion criteria for this (2014), such elevated levels of stress hormones and neu-
review: the study included only children and adolescents rotransmitters during neurodevelopment may contribute
(ages 3–19 years), assessed 1 þ neurocognitive domain to abnormal apoptosis or pruning, delays in myelina-
(e.g., intelligence, memory, executive functions), and tion, inhibition of neurogenesis, or decreases in brain
involved 1 þ type of childhood maltreatment (i.e., physi- growth factors. Thus, the neurobiological response to
cal abuse, sexual abuse, emotional=verbal abuse, and=or childhood maltreatment places these children at risk
neglect). The final review included 23 studies conducted for abnormal brain development.
from 1995–2015. In order to provide a comprehensive Hypothesized to be secondary to the neurobiological
review of neurocognitive functioning, this review stress response, researchers have identified structural
describes the literature on intelligence, executive func- and functional brain abnormalities in children and ado-
tions, language, visual-spatial, memory, and motor= lescents following childhood maltreatment. The majority
psychomotor domains. Prior neurocognitive study of studies examining the influence of childhood stress on
results are provided in Table 1, describing the utilized brain functioning have come from Carrion and collea-
sample size, exclusion criteria, maltreatment=control gues (Carrion, Garrett, Menon, Weems, & Reiss, 2008;
group demographics, type of abuse=neglect examined, Carrion, Haas, Garrett, Song, & Reiss, 2010; Carrion
neurocognitive domains assessed, relevant findings, and et al., 2001; Carrion, Weems, & Reiss, 2007; Carrion,
influence of psychiatric disorder diagnoses. To provide Weems, Richert, Hoffman, & Reiss, 2010; Richert,
support for a neurodevelopmental conceptualization of Carrion, Karchemskiy, & Reiss, 2006). Following child-
childhood stress, we first briefly describe the neurobiolo- hood stress and trauma, such structural imaging studies
gical and brain development in traumatic stress research of children and adolescents have identified decreased
findings, and then provide the review of the neurocogni- total brain volume (Carrion, Weems et al., 2010; De Bellis
tive impairments in children and adolescents following et al., 2002), as well as more specific findings in reduced
childhood maltreatment. Treatment and conceptualiza- volume in the prefrontal cortex and hippocampus
tion implications are described in later sections. (Carrion & Wong, 2012; Hart & Rubia, 2012), as well
as amygdala and corpus callosum (Hart & Rubia,
2012). Functional imaging studies have also identified
NEUROBIOLOGICAL RESPONSE AND BRAIN reduced hippocampal activation during memory-based
DEVELOPMENT tasks and reduced prefrontal cortex activation in inhibi-
tory control tasks (Carrion & Wong, 2012; Hart &
While a comprehensive review of prior neurobiological Rubia, 2012), while additional imaging studies have
and neuroimaging studies is well beyond the scope of this identified structural interregional connectivity abnormali-
article, a basic understanding of such trauma-related con- ties following childhood maltreatment (Hart & Rubia,
sequences provides a framework within which to interpret 2012). Prior studies on the post-event cascade of neuro-
neurocognitive findings. It is known that stress and biological dysregulation and brain abnormalities provide
trauma during childhood can cause severe disruption or strong evidence of an alteration to nervous system devel-
alteration to the child’s ongoing neurodevelopmental opment following childhood stress and trauma (Carrion
process (Anda et al., 2006; Taber, Salpekar, Wong, & & Wong, 2012; De Bellis & Zisk, 2014).
NEUROCOGNITION FOLLOWING MALTREATMENT 9

NEUROCOGNITIVE FUNCTIONING weaknesses have been identified in inhibitory=interference


control, cognitive flexibility, sustained attention, visual=
Intelligence auditory attention, working memory, fluency, planning=
problem solving, and abstraction (Augusti & Melinder,
While the majority of studies identify lowered intellec-
2013; Barrera, Calderon, & Bell, 2013; Beers & De Bellis,
tual functioning in children following maltreatment
2002; Cowell, Cicchetti, Rogosch, & Toth, 2015; De Bellis
compared to healthy control groups, group mean IQ
et al., 2009, 2013; DePrince, Weinzierl, & Combs, 2009;
scores typically fell between the low average (standard
Kavanaugh & Holler, 2014a, 2014b; Kavanaugh,
score ¼ 80–89; Carrey, Butter, Peringer, & Bialik, 1995;
Holler, & Selke, 2015; Kirke-Smith et al., 2014; Nolin
Kirke-Smith, Henry, & Messer, 2014; Perna & Kiefner,
& Ethier, 2007; Perna & Kiefner, 2013; Spann et al.,
2013) to average range (standard score ¼ 90–109; De
2012; Vasilevski & Tucker, 2015).
Bellis, Hooper, Spratt, & Woolley, 2009; De Bellis,
Attention=executive functioning has been associated
Woolley, & Hooper, 2013; Jones, Trudinger, & Craw-
with specific types of maltreatment, as physical abuse
ford, 2004; Mezzacappa, Kindlon, & Earls, 2001; Porter,
has been associated with problem solving (Fishbein
Lawson, & Bigler, 2005). Only one study reported mean
et al., 2009; Kavanaugh et al., 2015) and cognitive
overall IQ in the abuse=neglect group to be within the
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flexibility (Kavanaugh et al., 2015; Spann et al., 2012),


borderline range (standard score ¼ 70–79; Kavanaugh
sexual abuse with problem solving and cognitive flexi-
& Holler, 2014a). Results of this specific study are
bility (Kavanaugh et al., 2015), and emotional abuse
thought to reflect the severity of the sample, as this study
with attention=working memory (Kavanaugh et al.,
is the only study on IQ to be conducted within an acute
2015). Compared to those with a neglect history, chil-
adolescent inpatient psychiatric setting. However,
dren with a neglect and physical abuse history had
groups were not matched on important demographic
additional weaknesses in problem solving, abstraction,
variables, which also likely contributed to differences.
and planning=problem solving (Nolin & Ethier, 2007).
In addition to finding group differences, researchers
Attention=executive functioning has also been associa-
have found specific correlations between intelligence
ted with the presence of PTSD (Kavanaugh & Holler,
and abuse severity (Carrey et al., 1995; De Bellis et al.,
2014b), total amount of PTSD symptoms (De Bellis
2009), developmental period of experienced abuse=
et al., 2009), and self-reported anxious and depressive
neglect (Jaffee & Maikovich-Fong, 2011), type of
symptoms (Kavanaugh & Holler, 2014b). The overall
abuse=neglect experienced (Fishbein et al., 2009; Mills
trauma experience severity and presence of chronic mal-
et al., 2011), posttraumatic stress disorder (PTSD) sever-
treatment (Cowell et al., 2015; Spann et al., 2012) have
ity (De Bellis et al., 2009), and duration of maltreatment
additionally been associated with executive functioning.
(Jaffee & Maikovich-Fong, 2011). In sum, childhood
Further, Cowell et al. (2015) found that maltreatment
maltreatment is potentially associated with lowered IQ
during infancy was associated with lower inhibitory con-
compared to matched control groups, yet IQ frequently
trol and working memory, while there were no identified
remains within the range of typical development.
executive weaknesses (compared to healthy controls) in
Furthermore, research indicates that the severity, type,
those children who only experienced maltreatment dur-
timing, and duration of maltreatment have a significant
ing one developmental period. In sum, significant
influence on IQ, suggesting a continuum rather than
attention=executive weaknesses have been identified in
categorical model may be more appropriate in clinical
children and adolescents following childhood maltreat-
conceptualization.
ment. These impairments appear to be relatively nonspe-
cific, as weaknesses across executive subdomains have
been reported. Specific factors such as the type of
Attention and Executive Functions
maltreatment; amount of maltreatment types; presence
Second only to IQ, attention=executive functions (EF) of PTSD, PTSD, and anxious=depressive symptoms;
are one of the most frequently studied aspects of duration or frequency; and timing during development
neurocognition following childhood maltreatment. Only all appear to have a role in the risk for subsequent
one identified study has not found lower executive attention=executive weaknesses.
performance in children and adolescents following mal-
treatment (Mezzacappa et al., 2001), although authors
Visual–Spatial
noted a greater difficulty on a task of passive avoidance
learning was associated with increased age in the abuse One study has found no visual construction differences
group, suggesting a vulnerability to greater challenges between children and adolescents following maltreat-
during later childhood and adolescence. Alternatively, ment compared to those without a maltreatment history
all other identified studies have found maltreatment- (Barrera et al., 2013). Alternatively, remaining studies
related executive weaknesses. Specific attention=executive have identified lower visual–spatial performance in
10 KAVANAUGH ET AL.

children and adolescents following maltreatment, childhood maltreatment. Five studies have found no
specifically in aspects of visual perception, visual differences in memory functioning between children
construction, and visual-motor integration (Beers & and adolescents following maltreatment compared to
De Bellis, 2002; De Bellis et al., 2009, 2013; Kavanaugh control groups (Barrera et al., 2013; Cowell et al.,
& Holler, 2014a; Nolin & Ethier, 2007; Vasilevski & 2015; Kavanaugh & Holler, 2014a; Nolin & Ethier,
Tucker, 2015). Overall visual-spatial functioning has 2007; Perna & Kiefner, 2013; Porter et al., 2005). Alter-
been associated with PTSD diagnosis duration natively, other group analyses have identified memory
(De Bellis et al., 2013) and severity (De Bellis et al., weaknesses in aspects of verbal=visual immediate and
2009). Furthermore, visual-construction group differ- delayed recall (Beers & De Bellis, 2002; De Bellis et al.,
ences remained significant in one study after controlling 2009, 2013; Vasilevski & Tucker, 2015). In one study,
for the effects of visual-motor integration and visual- PTSD was associated with delayed visual recall
perception, with authors hypothesizing such differences (De Bellis et al., 2009) while in another study overall
likely contains involvement of executive weaknesses memory was associated with sexual abuse (De Bellis
such as planning and organization (Kavanaugh & et al., 2013). Learning retention has also correlated with
Holler, 2014a). In summary, research has identified the length of child protection involvement (Vasilevski
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significant weaknesses in visual-perceptual, visual- & Tucker, 2015). Results indicate that children and
motor, and visual-constructional skills in children and adolescents may experience maltreatment-related verbal
adolescents following maltreatment, with evidence that and visual memory weaknesses, although findings are
these weaknesses can be associated with the severity inconsistent and appear related to the presence of sexual
and duration of PTSD. abuse and length of child protection involvement.

Language Motor/Psychomotor
Multiple studies have found no differences in language Motor and psychomotor functions have also been
skills between children and adolescents following studied in the childhood maltreatment field. Four of
maltreatment compared to control groups (Beers & De the five studies that have examined fine motor speed
Bellis, 2002; Nolin & Ethier, 2007; Vasilevski & Tucker, and dexterity have found no group differences between
2015). Alternatively, group-based differences have been healthy control groups and children and adolescents
identified in aspects of speeded naming, language com- with a history of maltreatment (Beers & De Bellis,
prehension, receptive vocabulary, and confrontational 2002; Cowell et al., 2015; De Bellis et al., 2009; De Bellis
naming (De Bellis et al., 2009, 2013; Kavanaugh & et al., 2013). Alternatively, Nolin and Ethier (2007)
Holler, 2014b). Such language weaknesses have been found that groups of neglected children, with and with-
associated with sexual abuse (De Bellis et al., 2013; out physical abuse, showed slower performance on one
Kavanaugh & Holler, 2014b) as well as the presence of task of fine motor speed compared to a group of healthy
PTSD and anxious=depressive symptoms (Kavanaugh control children. Further, three of four studies found
& Holler, 2014b). One longitudinal study also found no psychomotor processing speed differences between
that while children with an abuse history started groups (Beers & De Bellis, 2002; Kavanaugh & Holler,
with similar receptive language skills compared to 2014a; Perna & Kiefner, 2013), although one study
non-abused peers, they acquired receptive language did identify slowed psychomotor processing speed in a
skills at a significantly lower rate and peaked in recep- group of adolescents following childhood maltreatment
tive language skills at an earlier age than healthy control (Vasilevski & Tucker, 2015). Although the majority of
children (Noll et al., 2010). Prior research has provided studies have found no influence of maltreatment on
mixed results with regard to language abilities following motor=psychomotor functioning, there still remains
childhood maltreatment, with inconsistent findings of dearth of literature and future studies are warranted.
potentially due to the association of language abilities
to sexual abuse, PTSD, and anxious=depressive symp-
Summary
toms. Furthermore, the delayed rate of acquisition and
earlier peak in language development could provide The described studies have identified risk for neurocog-
further explanation for such inconsistent findings. nitive weaknesses in children and adolescents following
childhood maltreatment. Executive functions were the
most frequently involved domain, although vulner-
Memory
ability was identified across the majority of neurocogni-
While memory functioning following stress and trauma tive domains. However, like any risk factor, sustaining
has received extensive attention in the adult literature, an event of child abuse=neglect does not guarantee
there is relatively limited research on memory following neurocognitive impairments. Rather, neurocognitive
NEUROCOGNITION FOLLOWING MALTREATMENT 11

risk should likely be considered within a continuum and behavioral difficulties, a pediatric neuropsychologist is
not within a binary or categorical model (i.e., yes or no). an ideal provider to make the connections between these
Fortunately, many studies also examined factors that areas of development, characterize neurocognitive and
can better predict individual patient risk. Specifically, emotional-behavioral strengths and weaknesses, and
neurocognitive weaknesses were associated with factors guide the treatment of identified weaknesses. As such,
such as maltreatment type, severity, duration, and the pediatric neuropsychologist can be a useful ally to
frequency, PTSD presence, duration, and severity, asso- psychiatrists, social workers, and clinical psychologists
ciated anxious=depressive symptom severity, and the in the management of childhood maltreatment.
developmental period in which maltreatment occurred
(infancy associated with worse outcome). More than
Treatment
the basic presence or absence of maltreatment history,
these are the critical factors (as well as genetic and Evidenced-based psychotherapeutic treatments, such as
environmental factors) involved in potential manifes- cognitive-behavioral therapy, are considered the first
tation of neurocognitive deficits following childhood line of intervention for children following childhood
maltreatment. trauma (following removal of the trauma-inducing
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stimulus; Carrion, Wong, & Kletter, 2013; De Bellis &


Zisk, 2014). Psychopharmacologic treatment can also
effectively treat psychiatric symptoms following child-
NEUROPSYCHOLOGICAL PRACTICE
hood trauma (De Bellis & Zisk, 2014). While psy-
IMPLICATIONS
chotherapeutic interventions have interestingly shown
promise in improving neurocognitive functioning in
Evaluation
adults with post-traumatic stress disorder (PTSD;
Children with a history of maltreatment often present Walter, Palmeiri, & Gunstad, 2010), neurocognitive
with severe emotional-behavioral, social, and academic deficits are not directly treated as part of typical clinical
difficulties. In other childhood disorders, neurocognitive care following childhood trauma. Cognitive training has
functions, such as executive functions, are consistently received increased clinical and research interest for the
found to be associated with short and long-term social, treatment of neurocognitive deficits that frequently
emotional-behavioral, and adaptive functioning (Baum accompany neurological, neurodevelopmental, and psy-
et al., 2010; Bornstein, Hahn, & Suwalsky, 2013; chiatric disorders. Cognitive training or interventions
Gligorović & Buha Ðurović, 2014; Lawson et al., (or rehabilitation=remediation) involves instruction
2014; Park, Yelland, Taffe, & Gray, 2012; Rinsky & and repeated exercise of specific cognitive tasks or
Hinshaw, 2011). Thus, executive functions and other processes, which is expected to improve abilities in the
neurocognitive impairments are likely playing a signifi- targeted neurocognitive domains. Training typically
cant role in the neurobehavioral difficulties of these consists of working directly with a therapist in session
children. It has been recently recommended that chil- or utilizing computerized programs with parental super-
dren should receive a developmental assessment follow- vision (Robinson, Kaizar, Catroppa, Godfrey, &
ing exposure to childhood maltreatment (National Yeates, 2014). These improved abilities are expected to
Scientific Council on the Developing Child, 2005= transfer to untrained tasks, such as improvements in
2014). The identification and understanding of neuro- day-to-day functioning (Robinson et al., 2014;
cognitive impairments in a population such as this one Tajik-Parvinchi, Wright, & Schachar, 2014).
is most appropriately conducted in clinical practice by A recent meta-analysis identified benefits of cognitive
a pediatric neuropsychologist. A neuropsychological interventions in childhood neurological disorders, neu-
evaluation following maltreatment would likely be most rodevelopmental disorders, and acquired brain injuries,
effective if attention=executive functions were areas of with large effects found for attention, working memory,
focus, along with evaluation of other neurobehavioral and memory and small effects in academic achievement
domains, such as emotional-behavioral, language, intel- and attention=working memory behavioral rating scales
lectual, visual-spatial, learning=memory, and motor- (Robinson et al., 2014). While the implementation of
related skills. Given the potential for severe behavioral cognitive training has demonstrated utility in treating
dysregulation during the evaluation, detailed behavioral neurocognitive deficits following physical trauma (i.e.,
observations, qualitative assessment of the task com- traumatic brain injury; Robinson et al., 2014; Slomine
pletion process, and adjustments to the standard session & Locascio, 2009), there are no research studies or clini-
(e.g., frequent breaks, reinforcement protocol) are likely cal programs (to our knowledge) that have examined
to be critical components of an effective interpretation cognitive training following psychological trauma. Prior
and conceptualization. In a population characterized research has indicated a need to examine the utility
by brain development abnormalities and severe of cognitive training in ‘‘high risk’’ populations
12 KAVANAUGH ET AL.

(Wass, 2015), with children that have experienced neurodevelopmental disorders may be due to external or
psychological trauma certainly representing a high-risk environmental factors, such as physical trauma (i.e.,
group. As cognitive training can be most effective when traumatic brain injury) and early exposure to alcohol,
implemented alongside psychotherapeutic treatments infections, and teratogens (Mahone & Slomine, 2008).
for adult schizophrenia (Kluwe-Schiavon, Sanvicente- Due to the disruption to neurodevelopment, neurodeve-
Vierira, Kristensen, & Grassi-Oliveira, 2013), there lopmental disorders are frequently characterized by
may be utility in implementing cognitive training into neuropsychological dysfunction and a chronic course
post-childhood trauma clinical care alongside psy- that persists throughout the lifespan (APA, 2013;
chotherapeutic and psychopharmacologic treatments. Mahone & Slomine, 2008). When compared to those
One of the major limitations of prior research studies established environmentally induced neurodevelopmen-
has been the significant variability in the implemented tal disorders, childhood trauma and its severe
training programs and the characteristics of the many consequences fit well within a neurodevelopmental
programs (Robinson et al., 2014; Tajik-Parvinchi et al., perspective (Perry, 2009). Similar to well-researched
2014). Limond, Adlam, and Cormack (2014) recently neurodevelopmental disorders, childhood trauma
proposed a unified model for pediatric neurocognitive involves the presence of an environmental mechanism
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interventions (PNI), emphasizing the importance of a (i.e., traumatic event) that has a direct influence on the
multi-tiered intervention targeting cognitive, emotional, developing nervous system. We hypothesize that in the
and behavioral functioning within the context of same manner as environmental causes such as lead
ongoing child development. The basic foundation of this exposure, physical trauma, or in utero alcohol exposure,
model involves targeting the psychosocial and systemic childhood psychological trauma can cause neurodeve-
needs of the child, such as implementing parent skills lopmental disruption and the subsequent manifestation
training, behavioral interventions, and psychotherapy. of a neurodevelopmental disorder. This developmental
After addressing this critical foundation, interventions cascade, including the subsequent neurocognitive deficits
target specific neurocognitive impairments, moving described above that emerge during the developmental
from initial interventions in compensatory strategies period, is highly consistent with the current criteria of a
with external support, to evaluative skill training, and neurodevelopmental disorder (APA, 2013), and as such,
independent implementation of compensatory strategies childhood traumatic stress (including maltreatment)
(Limond et al., 2014). It is hypothesized that a model may be most appropriately classified as a potential
such as the PNI model, given its emphasis on the critical environmental cause of neurodevelopmental disorders.
importance of emotional-behavioral factors, would lend In such a re-conceptualization, the severity of childhood
itself well to implementation following the experience of traumatic stress should be considered along a large
childhood maltreatment. However, no studies to date continuum. Certainly not all children with a trauma
have examined the potential utility of cognitive training history will develop a neurodevelopmental disorder,
following childhood maltreatment (or any other trau- including those with a history of high severity, and
matic experiences) and initial research on the topic is traumatic stress only represents a potential risk factor.
significantly needed. As opposed to blindly or carelessly searching for a false
or incorrect explanation of a child’s areas of difficulty, it
will be important for providers to use this framework
TRAUMATIC STRESS AS A PROPOSED cautiously and only in times of absolute certainty.
CAUSE OF NEURODEVELOPMENTAL
DISORDERS
LIMITATIONS
It has been previously suggested that child trauma seque-
lae should be regarded as a complex neurodevelopmental It is also important to note that no studies have conduc-
disorder (De Bellis, 2001). Neurodevelopmental disor- ted pre-abuse, post-abuse studies to evaluate the causal
ders are conditions that involve an early insult or abnor- direction between maltreatment and neurocognitive def-
mality in the developing nervous system and manifest as icits. It is known that children with developmental and
developmental deficits that produce personal social, behavioral disorders are at greater risk for child abuse
academic or occupational impairments (American and neglect (Olson & Jacobson, 2014), potentially
Psychiatric Association [APA], 2013; Mahone & explaining current findings. Furthermore, the majority
Slomine, 2008). These neurodevelopmental disruptions of the reviewed studies utilized very small sample sizes,
can have a genetic (e.g., Fragile  syndrome), environ- potentially limiting the interpretability of such results.
mental (e.g., fetal alcohol spectrum disorder, lead Ideally, future studies will build on initial studies and
exposure), or a multifactorial cause (e.g., cerebral palsy, provide data that indicates a causal direction between
attention-deficit=hyperactivity disorder [ADHD]). Many maltreatment experience and neurocognitive deficits.
NEUROCOGNITION FOLLOWING MALTREATMENT 13

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