Professional Documents
Culture Documents
WJPPS 23519
WJPPS 23519
WJPPS 23519
Volume 11, Issue 11, XXX-XXX Research Article ISSN 2278 – 4357
Phoke S. V.*1, Etther D. S.1, Ramteke C. R.1, Jaybhaye S. S.1 and Hatkar A. D.1
1
Department of Pharmaceutics, Institute of Pharmacy Badnapur, DBATU University, Jalna-
431203 (MS), India.
2
Department of Pharmacognosy, Bajiraoji Karanjekar College of Pharmacy, Sakoli Dist-
Bhandara 441802.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
INTRODUCTION
Extrusion is a process used to create objects of a fixed cross-sectional profile. A material is
pushed or drawn through a die of the desired cross-section.[1] The two main advantages of
this process over other manufacturing processes are its ability to create very complex cross-
sections and work materials that are brittle, because the material only encounters compressive
and shear stresses. It also forms finished parts with an excellent surface finish. Extrusion may
be continuous (theoretically producing indefinitely long material) or semi-continuous
(producing many pieces).[1,2] The extrusion process can be done with the material hot or cold.
Hollow cavities within extruded material cannot be produced using a simple flat extrusion
die, because there would be no way to support the center barrier of the die. Instead, the die
assumes the shape of a block with depth, beginning first with a shape profile that supports the
center section. The die shape then internally changes along its length into the final shape.[1,4]
Spheronization or Marumerization is a rapid and flexible process where pharmaceutical
products are made into small spheres or spheroids. Spheronized products are relatively dense,
of a uniform in size and shape and have defined surface characteristics. The flow
characteristics of spheres make them suitable for transportation by most systems found in the
pharmaceutical industry. Spheres provide the lowest surface area to volume ratio and thus
pharmaceutical compounds can be coated with a minimum of coating material.[3,4] The
Extrusion Process is useful in several ways; it can improve the product; simplify
manufacturing processes and help to reduce costs.[2] It is well known and widely used in the
pharmaceutical industry but spheronization is becoming increasing recognized in other areas
of industrial materials handling.[2,3]
The extrusion of the product is a required step prior to spheronization. The size of the spheres
is determined by diameter of the extrudate used for the spheronization process. For e.g, in
order to obtain spheres with a diameter of 1 mm, a 1 mm screen is used on the extruder,
although spheres with a slighter bigger diameter will sometimes be obtained. In a
spheronizer, it is possible to obtain spheres with a diameter ranging from about 0.5 to 10 mm
but in practical terms the range 0.7 to 3 mm is considered normal. Larger sizes would have a
poor product appearance (not round) and a low yield of product and smaller sizes would be
difficult to extrude.[1,2,4] Extrusion & Spheronization (ES) is commonly used for the
production of pharmaceutical pellets. This four steps process consists of wet mixing,
extrusion, Spheronization, and drying/coating. The pellets are then encapsulated, tabeleted, or
dosed into sachets. Pharmaceutical pellets range in size from 0.6 to 1.2 mm. Spheronization,
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
also known as Marumerization (Japanese origin), is the third step in the ES process. During
this step, cylindrical extrudates (from the previous step) are converted into spheres unspended
center pieces supported from the back of the die.[3, 5, 6]
HISTORY
In 1797s, Joseph Bramah patented the first extrusion process for making lead pipe. It
involved preheating the metal and then forcing it through a die via a hand driven plunger. The
process wasn't developed until 1820s when Thomas Burr constructed the first hydraulic
powered press. At this time the process was called squirting. In 1894s, Alexander Dick
expanded the extrusion process to copper and brass alloys. Extrusion spheronization was
developed in the early 1960s as a pelletization technique. The extrusion-Spheronization
process is commonly used in the pharmaceutical industry to make uniformly sized spheroids.
It is especially useful for making dense granules with high drug loading for controlled-release
oral solid dosage forms with a minimum amount of excipients.[2, 4, 5]
Pellets
Historically, the word pellet has been used by a number of industries to describe a variety of
agglomerates produced from diverse raw materials. In the pharmaceutical industry, pellets
can be defined as agglomerates of fine powders or granules of bulk drugs and excipients.
They consist of small, free-flowing, spherical or semi-spherical solid units, typically from
about 0.5 to 1.5 mm, and are intended usually for oral administration. The pelletized products
can improve the safety and efficacy of the active agents. These multiple-unit doses are
usually formulated in the form of suspensions, capsules or disintegrating tablets, showing a
number of advantages over the single-unit dosage system.
Pellets are small particles typically created by compressing an original material. Specific
items often termed 'pellet' include.[3]
a) Pelletizing is the industrial process used to create pellets, using a pellet mill or equipment
for extrusion and spheronization (also called marumerization)
b) Spheroids are the process for the manufacture of round and regularly sized pellets by the
process of spheronization.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Step 1: Mixing
The ingredients are generally mixed (or granulated - the process is called granulation) in
either a high-shear granulator or a more simple planetary mixer. Mix of all ingredients is
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
done to get homogeneous powder dispersion or mixer using different types of mixers like
twin shell blender, high shear mixer, tumbler mixer and planetary mixer.
Step 2: Extrusion
The wet mass (or granulation) is extruded on low pressure extruders (such as Dome, Radial,
or basket extruders) to form cylindrical extrudates of a constant diameter (0.6 - 1.2 mm). The
wet mass is wiped through the screen forming soft, pliable extrudates (similar to pasta) which
break by their own weight into shorter unit. The size of the final pellets (spheres) is primarily
determined by the hole diameter of the screen (or die) used in the extrusion step. For example
in order to obtain spheres with a diameter of 1mm, a 1mm screen is used on the extruder,
although spheres with a distribution of 0.8 - 2.5 mm may sometimes be obtained.
Step 3: Spheronization
Spheronization is a batch process. Extrudates are charged to the spheronizer and falls on the
spinning plate. During the first contact of the cylindrical granules with the friction plate, the
extrudates are cut into segments with a length ranging from 1 to 1.2 times their diameter.
These segments then collide with the bowl wall and they are thrown back to the inside of the
friction plate. Centrifugal force sends the material to the outside of the disc. The action of the
material being moved causes the extrudate to be broken down into pieces of approximately
equal length related to the diameter of the extrudate. These cylindrical segments are gradually
rounded by the collisions with the bowl wall and the plate and each other. The ongoing action
of particles colliding with the wall and being thrown back to the inside of the plate creates a
“twisting rope movement” of product along the bowl wall. The continuous collision of the
particles with the wall and with the friction plate gradually converts the cylindrical segments
into spheres, provided that the extrudates are plastic (pliable) enough to allow the
deformation without being destroyed or sticking together. It is essential that this rope
movement is present for an optimal Spheronization. When the particles have reached the
desired level of sphericity, they are then discharged from the spheronizer.[10, 11]
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
More Reproducible Packing into Small Containers
The packing of small sphere into small containers, such as hard gelatin capsules, or larger
packages is much more convenient than other dry forms such as powders or granules.
Eliminate quality problems with variable dosage due to packaging problems with powder.
Minimum Surface Area/Volume Ratio
Spheres provide the lowest surface area to volume ratio and thus pharmaceutical compounds
can be coated with a minimum of coating material. Spheres are a dense material that can
easily be coated with a minimum of coating material.[13]
Optimum Shape for Coating and for Controlled Release
Coating can provide controlled, targeted release at different locations within the body.
Spheres are a dense material that can easily be coated with a minimum of coating material.
Easy mixing of non-compatible products
Spherical particles are easily mixed. Smooth spheres are an ideal base on which to apply a
coating.
Elimination of Dust
The elimination of dust removes the hazards and problems associated with material in this
form. Contamination is reduced. The amount of fines and dust will be reduced during
transport and handling.
Improved Hardness and Friability
Spheronization increases the hardness and reduces friability of granules.
Improved Packing of Beds and Columns
In some chemical processes porous beds or packed columns are used as chemicals reactors
and catalysts. Spherical surfaces allow the reproduction of beds with always the same volume
of void spaces. Modeling and calculations are easier when the products flow around
symmetrical bodies.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Step 4: Drying/Coating
Wet pellets are collected and dried in a vertical fluid bed drier (FBD). The FBD can also be
used to coat the pellets (using a Wurster insert) if so desired.
Screw Extruders
Commonly used in industrial applications
Higher pressure and heat can degrade pharmaceutical products
Gear Extruders
Commonly used in pharmaceutical industry
Produces a relatively higher density extrudate
Gentler on product
Gears are robust and and last longer
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Radial Extruder
The radial and axial type of extruders consists of one or two feed screws that force the
material either through a circumferential screen in the radial type.
Extruder 20 Models
Features
Bench top extruder for laboratory use
Designed for experimental work using small quantities of product
Standard screen 1mm aperture. Other sizes available
All contact parts in 316 stainless steel, PTFE or HDPE
Cabinet in 304 stainless steel
Can be quickly dismantled for easy cleaning
Ideal extruder to use with the Multi Bowl Spheronizer
Extruder 35 Models
Features
A flexible floor standing pharmaceutical production machine that can easily be moved.
Allows flexibility for both development and production.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Extruder 40 Models
Features
All contact parts in 316 stainless steel
Cabinet in brushed 304 stainless steel
Detachable extrusion gears with replaceable extrusion dies for ease of cleaning
Suitable for most low pressure wet extrusion processes
GMP design
Simple control structure requiring low operator training
Product working capacity is suited to the Spheronizer Model 380
Drive shafts mounted in substantial tapered roller bearings, eliminating the need for
bearings at forward end of processing area.
Feeding manually or by auger feed.
Applications in the pharmaceutical, chemical, agricultural, and a wide variety of other
industries.
Special features to meet individual requirements
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Detachable extrusion gears with replaceable extrusion dies for ease of cleaning
Suitable for most low pressure wet extrusion processes
GMP design
Simple control structure requiring low operator training
Product working capacity is suited to the Spheronizer Model 700
Drive shafts mounted in substantial tapered roller bearings, eliminating the need for
bearings at forward end of processing area.
Feeding manually or by auger feed.
Applications in the pharmaceutical, chemical, agricultural, and a wide variety of other
industries.
Special features to meet individual requirements
SPHERONIZATION EQUIPMENT[8,13.15]
Table 2: Summarizing the Different Types of Spheronizer for Pharmaceutical
Production and Development.
Equipment Description Main uses
Laboratory: small quantity
Micro Spheronizer ----
development use
Bench top Bench Top Laboratory experimental /
Spheronizer 120
Spheronizer small scale production
Lab scale bench top Lab/Production Low cost -
Spheronizer 250
Spheronizer high output
Spheronizer 380 --- Quality Spheroids Output
Spheronizer 500 --- Quality Spheroids Output
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
KEY FACTORS
Machine Parameters
In principle the basic machine consists of a round disc with rotating drive shaft, spinning at
high speed at the bottom of a cylindrical bowl. The spinning friction plate has a carefully
designed groove pattern to the base. This is most often cross-hatched, several sizes and other
types available. These discs are designed to increase the friction with the product.
Spheronisation equipment is available from several manufacturers.[5, 17, 16]
Retention Time
Typical Spheronization retention times to obtain spheres range from 2 to 6 minutes. As with
speed this is relatively easy to determine and best obtained by simple trials with specific
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
products. For some products, the strong cohesive forces in the extrudate prevent the extrudate
from breaking up into smaller pieces. If the objective is to reduce dust and not necessarily
obtain perfect spheres than the short contact with the friction plate is sufficient to break the
long extrudate into small segments and round the edges. The edges of cylindrical granules are
the most fragile part and they will generate dust during handling and transportation.
Spheronisation with a short retention time can help to reduce this amount of dust
significantly.[3, 7, 13, 18]
Product parameters[20]
The result obtained in the spheroniser depends on the rheology of the product. The particles
must have enough plasticity to allow deformation under the impact they receive during the
spheronization process, but also must be strong enough to withstand the collisions with the
friction plate, each other and bowl wall without being broken up and destroyed.
The rheology of the product can be changed by varying the formulation (excipients, API
level, moisture), or physically (mixing time, type of mixer, intensity of mxing).
Binders can be used to increase the strength of the granules and reduce the amount of
fines generated during the spheronisation. If too much binder is added and the granules
can become too hard, it will be difficult to obtain good spheres.
Lubricants will increase the plasticity but may also increase the amount of fines generated
during spheronisation.
Water can also be used as a lubricant. If too much water is used, sticking can occur on the
friction plate and bowl wall. It can also happen that the granules will
Stick together, forming big lumps. If the extrudate are too dry, a high amount of fines will
be generated. The optimum moisture content for spheronisation is slightly less than for
extrusion only.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
AUXILIARY EQUIPMENT[20]
Water jacket
Warm or cooling water can be introduced in a jacket. Warm water can be particularly useful
on the chamber wall to drive off moisture that would cause product sticking on that wall.
Cooling the wall will avoid temperature rises in heat sensitive products, although, the average
temperature rise in a spheroniser is generally rather small (normally about 4°C).
Non-Stick Coatings
For some products, the chamber wall and the spheronisation plate can be coated with non-
stick materials if this is necessary for ease of use with sticky materials or cleaning.
CHARACTERIZATION OF PELLETS
Particle size distribution
Particle size distribution should be as narrow as possible. That will ensure minimum variation
in coating thickness; facilitate blending process if blending of different types of pellets is
required. Sieve analysis using sieve shaker is the most widely used method for measuring
particle size distribution.[6] Microscopy is direct method for determining particle size
distribution. Optical microscopy and scanning electron microscope are used to measure the
diameter of pellets.[7, 8]
Surface area
The characteristics of pellets, those controlling the surface area, are mainly size, shape,
porosity and surface roughness.[4] There are three methods of measuring the surface area of
pellets. It can be calculated from the particle-size distribution by measuring/using the mean
diameter, since the surface area is equal to πd2. However, this calculation does not account
for the contributions of the surface area arising from other morphologic characteristics, such
as porosity, surface roughness and shape of the pellets. Therefore, two techniques, i.e. gas
adsorption and air permeability, permit direct calculation of surface area. Air permeability
methods are widely used pharmaceutically for specific surface measurement, especially to
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
control batch to batch variations.[5] The principle resistance to the flow of a Fluid such as air
through a plug of compacted material is the surface area of the material. The gas adsorption
method (commonly known as the BET method) was developed by Brunauer, Emmett and
Teller (1937).[6] In this method the volume of nitrogen that is absorbed by the substrate
contained in an evacuated glass bulb is measured at different pressures, and the results are
plotted as P/V (p0-p) versus p/p0 to generate a linear plot where V is the volume of gas in
cm3 adsorbed per gram of substrate at pressure p and p0 is the saturation vapour pressure of
liquefied nitrogen at the temperature of the experiment. The slope and intercept of the plot
yield the values b and Vm. The specific surface (sw) of the pellets is then obtained by using
the following equation.
SW = 4.35 * Vm
Porosity
The porosity of pellets influences the rate of release of drugs from the pellets by affecting the
capillary action of the dissolved drug. The porosity of the pellets can be measured
qualitatively by scanning electron microscopy (SEM) and quantitatively by mercury
porosimetry.[7] The porosity of pellets can be determined quantitatively also by using optical
microscopy and scanning electron microscopy together with image.[8]
Density
The density of pellets can be affected by changes in the formulation and/or process, which
may affects other processes or factors, such as capsule filling, coating, and mixing. The bulk
density of the pellets can be measured by an automated tapper. True density indicates the
extent of densification or compactness of substances. The true density Allenki et al. /
Pelletization Techniques for Oral Drug Delivery of pellets can be determined by an air-
comparison pycnometer, a helium pycnometer or by the solvent displacement method.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
Tensile Strength
The tensile strength of the pellets is determined by using tensile apparatus with a 5 kg load
cell, the pellets are strained until failure occurs. The load is recorded and the tensile strength
is calculated applying the value for the failure load and the radius of the pellets.
REFERENCES
1. Oberg, Erik; Jones, Franklin D.; Horton; Ryffel, Henry H. New York: Industrial Press,
ISBN 0-8311-2635-3: 2000.
2. L. Lachman, H.A. Lieberman, J.L. Kanig. The Theory and Practice of Industrial Pharmac
(Third Ed.). Lea & Febiger, Philadelphia. ISBN0-81 21-0977-5: 1986.
3. James Swarbick. Encyclopedia of Pharmaceutical Technology Third Edition VOLUME
1. ISBN 0-8493-9396-5.
4. Ervaet C., Baert L., Remon JP. Extrusion-spheronization: a literature review. Int J Pharm,
1995; 116: 131–146.
5. Chris Vervaet, Lieven Baert and Jean Paul Remon. Extrusion-spheronisation:
International Journal of Pharmaceutics; Volume 116, Issue 2, 28 March 1995, Pages 131-
146.
6. Amélie Désiré, Bruno Paillard, Joël Bougaret, Michel Baron, Guy Couarraze. A
comparison of three extrusion systems. Part I: The influence of water content and
extrusion speed on pellets properties: Pharmaceutical Technology, January 2011; 56-65.
7. Gamlen MJ. Pellet manufacture for controlled release. Manuf Chem, 1985; 56: 55-59.
8. T.E. Hellen, Devices GSI. Pharmaceutical Pelletization Technology, Vol.37, page
no.112-117
9. Lyne CW, Johnston HG. The selection of pelletisers. Powder Technol, 1981; 29:
211-216.
10. Reynolds AD.A new technique for the production of spherical particles. Manuf Chem
1970; 6: 39-43.
11. Steckel H, Mindermann-Nogly F. Production of chitosan pellets by extrusion
spheronization. Eur J Pharm Biopharm 2004; 57: 107-13.
12. Breitenbach J. Melt extrusion, from process to drug delivery technology. Eur J Pharm
Biopharm 2002; 54: 107-17.
13. www.Spironizer.com
14. Hellen L., Yliruusi J., Merkku P., Kristoffersson E. Process variables of instant granulator
and spheronizer. Int J Pharm, 1993; 96: 197-204.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │
Phoke et al. World Journal of Pharmacy and Pharmaceutical Sciences
15. Ervaet C., Baert L., Remon JP. Extrusion-spheronization: a literature review. Int J Pharm,
1995; 116: 131–146.
16. Gazzaniga A.., Bruni G.The use of β - cyclodextrin as a pelletization process agent in the
extrusion/spheronization. Drug Dev Ind Pharm, 1998; 24: 869–873.
17. O’Connor RE., Schwartz JB.Spheronization: II.Drug release from drug-diluent mixtures.
Drug Dev Ind Pharm, 1985; 11: 1837–1857.
18. Fielden KE.Newton JM., Rowe RC. The influence of moisture content on spheronization
of extrudate processed by a ram extruder. IntJ Pharm, 1993; 97: 79–92.
19. Ostuka AM., Gao J., Matsuda Y. Effect of amount of added water during extrusion-
spheronization process of pharmaceutical properties of granules. Drug Dev Ind Pharm,
1994; 20: 2977–2992.
20. Hick’s D.C., Freese H.L. Extrusion and spheronization equipment. In: I Ghebre-Sellassie,
Ed. Pharmaceutical Pelletization Technology. New York: Marcel Dekker, 1989; 71-100.
www.wjpps.com │ Vol 11, Issue 11, 2022. │ ISO 9001:2015 Certified Journal │