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Reforming Federalism
Reforming Federalism
Christopher T. Barner
Structural
The structural problem, as we have seen previously, involves a government unable to regulate
itself. Restructuring the government so that it can run effectively will not solve all of the issues facing
the country, but will make the others easier to solve. The only truly viable way to make the government
fully self-governing again must be to shrink it. There are several alternatives that may be proposed to
avoid this, but none will be effective enough to meet the need.
One option that may be suggested is to expand the number of members of the House of
Representatives and possibly the Senate as well. However, increasing the number of members of
Congress will merely dilute the power of the individual members to address problems that they may find
while overseeing the functioning of the bureaucracy. It would also raise the cost of the government
even higher than at present.
Reorganizing the bureaucracy in an attempt to make it more efficient is also unlikely to be
successful. The reorganization of the public security agencies within the federal government into the
Department of Homeland Security in 2002 was the largest government reorganization since the
beginning of the Cold War. While the reorganization helped with information sharing between agencies,
there was no change achieved as vast as what would be needed to reform the government.
The only real solution, then, is to shrink the bureaucracy. This cannot be done in a meaningful
way without decreasing the number or effectiveness of services that the federal government supplies.
Fortunately, the federal system that is the basis of the Constitution provides an obvious solution – states
should take care of the tasks that most directly relate to their citizens’ everyday lives, leaving truly
national tasks to the federal government. In order to sustain the important tasks handled by the
government during such a transition, the decisions as to how the power is to be turned over to the
states and exactly which functions of governance belong to the national government are issues that
must be worked out in advance.
Handing power back to the states, however, brings up an issue – the fact that meaningful
methods of political feedback from the states to the federal government no longer exist. Establishing a
method that gives states a say in the functioning of the government at a national level will likely require
a Constitutional amendment repealing the 17th Amendment and reestablishing state appointment of
Senators. No other feedback mechanism is likely to be so effective, and without such a mechanism the
imbalance between state and federal power is likely to rise to the surface again in the future.
Addressing the structural problems afflicting the federal government are probably the most
frightening to the average citizen. It may seem like such changes are shaking the very foundations of the
nation. However, the changes that are being considered are simply a return to a system that functioned
well for many years. Looking at the whole of our history, it is the current way of doing things that is
strange and new. As any country must, we tried a change we thought would be beneficial. It has become
clear that these changes have not worked. It would be foolish to keep something broken instead of
returning to what worked before it.
Economic
The second problem we face is economic. We have already seen the massive size of the federal
budget, deficit, and national debt. One thing we have not discussed is the cost of servicing the national
debt. In order to keep borrowing and spending money, the government must pay the interest each year
on the money it has borrowed. As of 2022, the government is paying $724 billion on these interest
payments per year. This is a part of federal spending that cannot be cut – failure to pay interest on loans
means that the government has defaulted, and would make it harder to borrow more money in the
future. Additionally, more than two-thirds of this debt is held by the public, meaning that nonpayment
would be harming regular people. Moreover, a default – even a partial one – on America’s $31 trillion in
debt would likely crash the world economy.
The more money the government must pay in interest on its debt, the less it is able to pay for
the duties it is supposed to be performing. Without raising taxes to do this, it must borrow even more
money – increasing its interest payments further. At some point the debt will become unsustainable,
and the government will be forced to default. Unfortunately, experts believe that there is no way to tell
in advance when the debt will become unsustainable: economist Raymond Hill has said, “We will only
know how much is too much when it is too late.”
Besides this potential debt bomb, however, there are other economic issues at play. Federal
regulations are expensive – companies and individuals must spend considerable time, effort, and money
complying with them. While it is difficult (if not impossible) to determine how much this amounts to,
many estimates put the figure in the range of $1.5 trillion to $2 trillion per year. It is likely that these
regulations further depress the economy by tens or hundreds of billions of dollars per year by distorting
the choices that investors make when driving innovation.
Scaling back the federal government will not make our debt go away, though it may make it
easier for us to deal with it. As the states take over taxing for tasks previously handled by the federal
government, they can customize these programs to their own needs. The gains in efficiency that should
be possible in this way will free up money to start paying back the debt that we have run up. As state
taxes rise, it should be possible to decrease federal taxes by an even greater amount. Even just scaling
the federal government back to the point where it no longer has to borrow money to keep operating
will stop the increase of the debt, and allow us more time to deal with it. The new regulations that the
states make when they take over duties previously handled at the national level also have the
opportunity to cut regulatory costs imposed on individuals and businesses – large and small alike –
spurring economic growth.
Political
The changes in the political sphere that will be needed will be numerous as well. First, it will be
necessary to pass federal regulation allowing previously federal duties to be devolved to the states. In a
hyper-partisan environment like the one that has grown up over the last few decades, getting everyone
to agree will be no small feat. All parties must engage with one another in a fair-minded attempt to
decide what will work best for everyone, as well as what tasks should go to the states and which must
remain centralized. What can serve as a motivation for both sides, however, is the fact their policy
preferences may have more of a place in a reestablished federal system than they do in the current
system.
Under a state-centric system, each state will need to determine how to perform its new duties,
and each may choose differently. What works for one state is unlikely to work perfectly for all other
states. Some states will doubtless expand government’s role in some areas, and others will decrease it.
If a state tries a system and it doesn’t work, they can change it and try again. If a state finds a system
that works particularly well, other states can adopt it and adapt it to their own needs. Instead of having
a single poorly-coordinated laboratory of governance, the nation will have fifty government in slightly
different situations – all serving as laboratories of democracy to determine how best to serve their
people. In such a system, differences in policies and ideas are more welcome and are more likely to get a
fair try than might be the case in a single, nationwide system. Those with new ideas would then have the
opportunity that they would never have under a central federal system to prove that they work.
Once the details of the transfer of power back to the states can be worked out, a major political
change will have to occur. The central government will no longer be dominant over the states – instead
it will operate on a different plane. Separating state tasks from federal means that experts in some fields
(for instance military policy) will gather at the federal level, while experts in other fields (social services,
for example) will work at the state level. Politicians at the federal level will find their area of supervision
smaller, but they will have greater ability to guide and oversee the actions of the bureaucracy. At the
state level, politicians will find themselves with wider areas of responsibility. For this they will be
compensated by less interference from the federal government, more ability to control taxation and
spending, and the fact that the bureaucracies they will be overseeing will be of a much more
manageable size than the federal bureaucracies have been.
Distributing the power more evenly among the states instead of having it centralized at the
federal level will also decrease the power of business interests and economic and social elites to sway
policy. The need to lobby in fifty states rather than in a single city will substantially dilute their power,
making the voices of the people more important in their representatives’ decision-making. Politicians
who put more of their efforts into lining their own pockets and hobnobbing with the rich and powerful
are the only ones likely to object to this change. The priority will move back to representing their
constituents.
Social
The final area where change will be needed will be in the social sphere. It may seem odd to say
that in order to change the government we must also change our ways of thinking and behaving, but it is
a fundamental truth. In many ways, a representative or democratic government is a direct creation of
the minds of the individuals within its boundaries.
We hand over to government the tasks that we are unable or unwilling to do ourselves. Tasks
that we are unable to do with our own strength are good things for governments to do. However, when
we are unwilling to make our own difficult decisions and instead hand our free will over to the
government, we create a monster. Government is created by people to serve them, not to rule them. As
the federal government has grown in power, we as free individuals have shrunk. We must see
government for what it really is, instead of as a distant and mystical creature that acts for its own
inscrutable reasons. Demanding that government be responsive to “We the People” is not only a right –
it is an obligation.
We need to live our own lives, and make our own difficult choices. Fortunately, as power shifts
to the states, the states will need help from their citizens to reshape themselves. Not all of the choices
will be easy, but when they happen closer to home and with more input from us, they will be more truly
our choices.
7. Constitutional Amendment
The Constitution, being the fundamental law of United States, creates the structure of the
federal system. Any changes to this structure – as opposed to changes to the laws implemented within
the structure – need to be made by amending the Constitution. Before we discuss any proposed changes
to the Constitution, we should look at the amendment process. There are two ways in which
Constitutional amendments may be proposed, and two ways in which they may be ratified.
The first method of proposal for a Constitutional amendment is for two-thirds of both houses of
Congress to pass the text of the proposed amendment. This often (but not always) includes a sunset
provision, meaning that it expires if it is not ratified before that date. The two-thirds proportion of both
houses is a significant hurdle to clear, particularly in recent years when control of both chambers has
been fairly evenly divided. However, this has been the only method of proposal used since the creation
of the Constitution.
The second method of proposal is for two-thirds of the states (currently 34) to apply to Congress
for a convention to deliberate on amending the Constitution. This method has never been used, and so
it is unclear exactly how such a convention would work. The ability of the convention to propose
amendments may be nearly unlimited. While the states and Congress could theoretically put limits onto
the convention regarding the areas to be amended, there is no guarantee that the convention would
have to comply. After all, the most similar event in our political history was the convention called in
1787 to revise the Articles of Confederation. Instead of revising them, the group (which was to become
known to history as the Constitutional Convention) created an entirely new governmental framework –
the United States Constitution.
When proposals have been made by either method, they must be ratified by the states in one of
two ways. The ratification process does not allow the text of the proposed amendment to be changed,
only ratified or rejected. The first method of ratification is the simplest, and the one that has been used
for all but one of the 27 amendments to the Constitution that have been adopted so far. This method is
for the state legislatures of three-fourths of the states (currently 38) to vote to ratify the amendment.
This is the simpler method because the legislatures already function, and they must simply debate the
text of the amendment and vote.
The second method of ratification is for ratifying conventions in three-fourths of the states to
vote to approve the amendment – thus bypassing the state legislatures. This is somewhat more
complicated, because the rules for these differ from state to state. Some states have standing laws
regulating how conventions are to be convened, while others would need to pass a law specifically for a
proposed convention. The states differ also in their methods of selecting a convention. Some permit the
citizens to vote for delegates to the convention in a special election, while others do not. This method
has only been used once – to pass the 21 st Amendment. This amendment nullified the 18 th Amendment,
which had created Prohibition only 14 years earlier.
While the methods for adopting amendments vary, the amendments themselves must have a
few characteristics. First of all, they must be worded very carefully. The Constitution is extremely
difficult to amend, and doing so to fix a mistake or a poorly-planned change is a major waste of effort
and time. The importance of the Constitution as the fundamental law of the United States and its role in
structuring the government also make it important that an amendment does exactly what it intends,
without any unforeseen problems.
Amendments to the Constitution should also be limited to fundamental issues. There are
numerous examples around the world of constitutions that are extremely long, overly-complicated, and
which lead to unnecessarily complex interpretive and enforcement systems. The United States
Constitution was originally 4,500 words long; with amendments it is just shy of 7,600 words long. The
average length of a state constitution is about 39,000 words, reflecting the broader duties intended to
be performed by the states compared to the national government. However, some states and nations
have constitutions that run into the hundreds of thousands of words, making them extraordinarily
complex.
There are a number of structural issues that have been pointed out in our previous discussions
that would be difficult to correct without the use of the amendment process. Care must be taken when
amending the Constitution, however, and such action should be thoroughly considered in advance so
that it does not create new problems while providing a remedy for the old. With an understanding of
the amendment process, we can now look at some potential amendments, as well as the considerations
that must be taken when creating them.