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Steinmetz and The Concept of Phasor-A Forgotten Story
Steinmetz and The Concept of Phasor-A Forgotten Story
Steinmetz and The Concept of Phasor-A Forgotten Story
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J Control Autom Electr Syst
DOI 10.1007/s40313-013-0030-5
Abstract The history of the concept of phasor is often Another way to introduce such concept, mathematically
neglected when it is introduced in textbooks on circuits. more formal, is presented in Nilsson and Riedel (2009),
The presentation does not emphasize the historical aspects, where the authors define a phasor transform, intended to
which is natural. This paper intends to recover the origi- transform one generalized sinusoid in a complex number.
nal and creative way the concept of complex numbers, then Textbooks on physics which cover the subject do not inno-
almost unknown to engineers, was applied to electric circuits vate in what was described above (Feynman et al. 1963).
in sinusoidal steady-state. As usual in physics and engineer- The concept of phasor was created through a different
ing, the theory of phasor could have been anticipated by ear- process, if compared with the pedagogical schema chosen
lier researchers, if they had followed their original reason- by several authors dealing with the topic. This creation had
ings. Maxwell and Heaviside had proved the meal, but could two anticipations before taking its definitive shape. The first
not, or were not interested in writing the recipe. appears in a almost forgotten Maxwell’s (1868) paper that
presents, for the first time (Blanchard 1941), the solution of
Keywords Phasor · Steady-state · Circuit theory. the current in a series R LC circuit, feeded by an alternating
sinusoidal voltage source. The other one appears in a Oliver
Heaviside’s paper, published by the Royal Society of London
1 Introduction (Heaviside 1893b).
The genesis of a concept is, many times, different from
Textbooks on circuit analysis, in general, treat the subject later formulations, so as to make the reader completely
of the sinusoidal steady-state in a standard form, with two unaware of the original path followed by the pioneer. These
possible variations. The first approach is to consider a rotat- pathways are going to be the object of the present paper.
ing vector, with angular velocity equal to the frequency of the It is intended, at first, to describe the unique way in which
sinusoidal wave it intends to represent, making the horizontal Maxwell addresses the problem, showing how his genius
projection of this vector to correspond to the instantaneous took him to a solution very similar to the modern method.
value of this wave, at the instant of time at which the pro- It is observed a possible anticipation of the idea of using
jection is taken (Johnson et al. 1990; Kerchner and Corcoran complex number in the treatment of sinusoidal steady-state.
1977; Sadiku 2008; valkenburg 1974). Three curiosities are presented. The first is the inter-
esting story of an article in which appears for the first
time the concept of phasor, then presented in the AIEE
A. E. A. Araújo
(American Institute of Electrical Engineering) meeting—
Universidade Federal de Minas Gerais-UFMG,
Belo Horizonte, Minas Gerais, Brazil IEEE grandmother’s institution—and not published in the
e-mail: araujo@cpdee.ufmg.br meeting proceedings, for lack of funds. The second is the
apparent inexistence of a relationship between Steinmetz and
D. A. V. Tonidandel (B)
Heaviside, two electrical engineering giants who, living in
Universidade Federal de Ouro Preto-UFOP,
Ouro Preto, Minas Gerais, Brazil the same period—end of 19th, beginning of 20th century—,
e-mail: tonidandel@decat.em.ufop.br apparently did not know each other’s work. The third is the
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book contains a chapter devoted to differential equations, ‘There are two kinds of electric currents in industrial
both ordinary as well as partial. A historical outlook of the use: Direct currents and alternating currents. The direct
operational calculus and its evolution in terms of the Laplace current continuously flows in the same direction and
transform can be found in Tonidandel and Araújo (2012b). its action calculated numerically in a simple manner.
What is intriguing is that a Steinmetz colleague, Ernest The alternating current is a current which continu-
Julius Berg, eminent engineer and professor, assistant and ously changes: It rises from nothing to a maximum,
successor of Steinmetz in charge of the Department of Elec- then decreasing again to nothing, reverses direction and
tric Engineering of the Union College, in Schenectady, New decreases again in zero, again reverses and starts again
York, was a great admirer of Heaviside and his mathemat- in the first direction, and so on, reversing usually 120
ical methods. He even published, in 1929, an interesting times in a second. Both types of current were used since
book about operational calculus (Berg 1929) which con- the early days of electrical engineering, and there was
tains a short biography of Heaviside, then recently deceased, no difficult in making calculations with the direct cur-
wherein it is possible to realize all his admiration for the rent: it had a direction and a value, which could be
English genius. measured by an ammeter’.
Although the objective of this paper is not to follow the
history of how the concept of phasor was being incorpo- Steinmetz continues:
rated in the books on circuit analysis, it is interesting to note
‘But the alternating current had no value and no direc-
that another Heaviside disciple was the first author to record,
tion; its value continuously changed, and so the direc-
in a book, the technique developed by Steinmetz. And it is
tion, and in all calculations with alternating current,
no coincidence that this book presented, for the first time,
instead of a simple mechanical value of the direct cur-
the complete theory of the Laplace transform, that would
rent theory, the investigator had to use a complicated
come to replace the Heaviside’s Operational Calculus. It is
function of time to represent the alternating current,
the John Carson’s (1926) classic book on the theory of elec-
and the theory of alternating current apparatus thereby
tric circuits, published in 1926. In the book, Carson, treating
became so complicated that the investigator never got
the sinusoidal steady-state of circuits, develop the symbolic
very far. In the meantime the practical electrician who
compact solution for the current, including the same nota-
built and ran alternating current machinery, put an
tion used by Steinmetz for his methodology, as it will be
ammeter in the alternating current circuit and found
seen later. He also cites, in the bibliography, two works of
that some ammeters (those having permanent magnets)
Steinmetz.
showed nothing, but other ammeters showed a value,
and that they called the value of the alternating current.
It is what we now call the “effective” or rms value of
4 A Non-Published Paper
the alternating current. The practical engineering so got
a numerical value of the alternating current, but you
The Steinmetz’s (1893) paper that introduces the concept of
could not make any calculation with it. For instance,
phasor was published only four years after presented and the
two such alternating currents combined gave a resul-
method developed in it, which Steinmetz named ‘symbolic
tant current, which usually was smaller than the sum of
method’, remained unknown until 1897, when the author
the currents and sometimes even smaller than either of
published a book on the theory of circuits (Steinmetz 1897).
the currents’.
According to Steinmetz himself: ‘there was no money to pub-
lish in the Congress paper, and the paper remained unpub- Here is, in clear terms, what difficulties challenged the
lished for years, and the symbolic method unknown. In the engineers of the time and why a method of treating time-
meanwhile, I developed it further in its application to all varying waves was essential for the development of Elec-
kinds of alternating-current apparatus or phenomena, and trical Engineering. It is possible to realize, by the impasses
presented it in a number of papers before the AIEE’ (Rem- described by Steinmetz, the importance of the theory of pha-
scheid 1977). sors created by him.
To understand how a sinusoidal wave was a challenge for the Steinmtez associates, in his book (Steinmetz 1897), a char-
engineers of the end of 19th century, it is illustrative to follow acteristic circle to all sinusoid of the form
the Steinmetz’s explanation on the perplexities of the time.
He used to say (Remscheid 1977): i(t) = I cos(ωt − θ )
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Fig. 4 Caracteristic circle of sinusoid of amplitude OC and phase A sinusoidal wave i(t) = I cos(ωt − θ ) can be written as
angle θ.
i(t) = I cos(ωt − θ )
= I cos θ cos ωt + I sin θ sin ωt .
i 1 (t) = O B cos(ωt − θ1 ) e
i 2 (t) = OC cos(ωt − θ2 ) ,
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Both concepts reached their rigorous mathematic formu- sinusoidal wave, which Steinmetz no longer mentions. Next,
lation in the 19th century. This formulation can be perhaps he observes that the sinusoid a + jb is perpendicular to the
resumed by the works of Augustin-Louis Caichy, on the the- sinusoid √−b + ja. He claims, then, that this can only occur
ory of complex functions (around 1820–1830), and the works if j = −1 and if the multiplications by this factor mean a
of Josiah Willard Gibbs and Oliver Heaviside, on the vector rotation of 90◦ .
calculus (around 1880–1890). Cauchy presented two mem- Wessel, in the 18th century, followed a similar path, with
oirs before the French Academy of Science: one in 1814, less assumptions. Wessel’s reasoning, in terms set by Stein-
dealing with definite integrals, published in 1827 (Cauchy metz, assumes that the multiplication by j means a rotation
1827). The other in 1825, on indefinite integrals with com- of 90◦ in a segment positively oriented, from left to right
plex limits, published separately in the same year (Cauchy (b = 0, in the Steinmetz wave). Thus, the segment j · a will
1825). For a complete record of the contributions of Cauchy be vertical, oriented upwards. If now one multiplies j · a by
in the establishment of the theory of complex functions, see j, there will be a further rotation of 90◦ and the resultant seg-
Smithies (1997). Gibbs and Heaviside have developed the ment will be negatively oriented, in the opposite direction to
vector calculus almost simultaneously. Gibbs published his the original segment. The equality
vector theory in form of a handout for use of his students,
in 1881 (Gibbs 1881). Heaviside developed his theory as he j 2 a = −a
needed it. He published, however, a complete record of his is satisfied, which proves that
vector algebra in his work on electromagnetic theory, in three √
volumes. Such record appears in the first volume of the col- j = −1 .
lection and takes more than one-third of it (Heaviside 1893a).
Therefore, when Steinmetz formalizes the concept of pha- Steinmetz, taking this old path, introduces the concept
sor and articulates it to the concept of vector, he instantly ties of complex numbers in circuits analysis and additionally
it to the concept of complex number and it is instructive answers to the perplexities of the practical electricians about
to follow him in this last link: from vector to the complex the alternating currents.
number. He rebuilt, in a sense, the old work of a pioneer, Before the presentation of Steinmetz’s paper of 1893, the
almost entirely unknown, chairman of the section said: ‘We are coming more and more
√ that initially revealed the geo- to use these complex quantities instead of using sines and
metric significance of −1. This pioneer is Casper Wessel
(1745 † 1818)2 , which curiously was a Norwegian surveyor cosines, and we find great advantage in their use for calculat-
and not a professional mathematician. It is not possible to ing all problems of alternating currents, and throughout the
know if Steinmetz, having almost finished a Ph.D. in mathe- whole range of physics. Anything that is done in this line is
matics, had known the obscure work of this surveyor, because of great advantage to science’. And the future proved him
there are no references of this in his book. right.
Steinmetz, after proving that the sum of sinusoids could
be accomplished through the addition of vectors - that he
formalizes thus: sine waves are combined, or resolved by 8 Other Possible Contributions: Fourier and Thomson
adding or subtracting, their rectangular components - goes on
and adds, “To distinguish the horizontal and vertical compo- A curious historical conjecture concerns to a possible contri-
nents of sine waves, we may mark, for instance, the vertical bution of Fourier to the concept of phasor. After all, Fourier
component with a distinguishing index, as the letter j, and with his series and transform showed the importance of the
thus represent the sine wave by the expression: sinusoidal functions in the analysis of complex physical prob-
lems. Currently, by the way, it is usual to present a Fourier
I = a + jb
series—in the decomposition of a periodic function—as a
which now has a meaning, that a is the horizontal and b the weighted sum of complex exponentials, which resembles the
vertical component of the sine wave I , and that both compo- phasorial notation. Would not have Fourier, therefore, antic-
nents are to be combined in a resultant wave of intensity ipated somehow the concept of phasor, even in relation to
Maxwell?3
i = a 2 + b2 Fourier have exhaustively studied problems of conduction
and phase θ = arctan ab . ” of heat, having considered solids in one, two or three dimen-
It is remarkable that the capital letter I is called wave, but sions. In section II (First example of using the trigonometric
it is in reality the diameter of the characteristic circle of the series in heat theory), Chapter III (Propagation of Heat in a
2 For a description about the contribution of Wessel for the complex 3 A link between the works of Fourier, Laplace, and Heaviside is pre-
analysis, see first chapter of Crowe (1985). sented in Tonidandel and Araújo (2012a).
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∞
u(x, y) = cm e−mx cos my
m=2n+1
n=0
= c1 e−x cos y + c3 e−3x cos 3y + . . . .
where l = π2 . Basically, Fourier considered u(x, y) a peri- This paper has sought to rescue a little bit of the history of the
odic function with period 2l = π . creation of the concept of phasor, following the methods and
To solve the problem, Fourier established the basic pro- procedures of its creator and showing how the advancement
cedures of the method of separation of variables (Churchill of engineering, in late nineteenth and early twentieth cen-
1963) and of the principle of superposition of solutions, to turies, was linked to the incorporation in the field of highly
consider the general solution as a sum of all particular solu- sophisticated developments of mathematics and physics of
tions, the day.
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As one can see, with the historical overview described Heaviside, O. (1893a). Electromagnetic theory (Vol. 1). Limited.
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Heaviside, O. (1893b). On operators in physical mathematics. Proceed-
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Kerchner, R., & Corcoran, G. (1977). Circuitos de corrente alternada
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