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With The Adoption of The Constitutional Document
With The Adoption of The Constitutional Document
With The Adoption of The Constitutional Document
With the adoption of the constitutional document, there are different views among the constitutional theorists: someone says that,
with the adoption of the constitutional document, constituent power dissolves and someone else says that it remains lurking in the
background. It is dormant, in certain circumstances it can re-emerge and re-shape the constitutional order.
Historically, constituent power is conceived in popular terms, it is exercised by the nation. However, constituent power is not
necessarily popular in nature. So we can imagine other subjects exercising constituent power (a dictator, a clerical figure).
CONSTITUTED POWER → refers to the institutions established by constituent power, these institutions are entrusted with the
exercise of public power and having been established by constituent power, constituted power is legally bound, constrained.
Aversive and aspirational dimensions of constitution making: When a new constitution is adopted there are two dimensions to
be observed, aversive and aspirational dimensions visible in certain parts of constitutional texts, particularly in preambles or in
purposive constitutional norms (norms setting out a program or having a content expressing the ideology on the line of the
constitutional text).
AVERSIVE DIMENSION → a document is adopted typically because the previous constitutional regime produced discontent,
the new constitutional text departs from the previous one and expresses, to a different degree depending on the circumstances, a
certain level of rejection or repudiation of the previous constitutional experience. For instance, social state constitutions repudiate
the experience of totalitarianisms and liberal non-democratic constitutionalism.
ASPIRATIONAL DIMENSION → it goes to the aims, at the type of constitutional order it is imaginable and auspicable to be
implemented in the near future.
EX: Both aversive and aspirational elements in the 1996 South African Constitution
Preamble of the South African Constitution (1996)
We, the people of South Africa, “we, the people” (expression borrowed by the US Constitution) = constituent power
Recognise the injustices of our past; aversion towards Apartheid
Honour those who suffered for justice and freedom in our land; reference to the freedom fighters in order to achieve the new constitutional order
Respect those who have worked to build and develop our country; reference to the white minority which was losing in this constitutional-
making process. So there is the recognition of the injustices of the past (aversion) and respect towards the white minority.
Believe that South Africa belongs to all who live in it, united in our diversity *Aspirational part* There is an idea emerging and it belongs to
everyone.
We therefore, through our freely elected representatives, adopt this Constitution as the supreme law of the Republic so as to
Heal the divisions of the past and establish a society based on democratic values, social justice and fundamental human rights; = Aspiration
Lay the foundations for a democratic and open society in which government is based on the will of the people and every citizen is equally
protected by law;
Improve the quality of life of all citizens and free the potential of each person; and
Build a united and democratic South Africa able to take its rightful place as a sovereign state in the family of nations.
May God protect our people [...]
Both aversive and aspirational dimensions coexist.
Continuity and change in constitution-making processes: A process of constitution-making combines elements of continuity
and elements of change. So rarely, the exercise of constituent power is palingenetic, totally regenerated (palingenesis = total
renovation). It’s almost impossible that a new constitution makes tabula rasa of the previous constitutional experience.
What we observe also in the adoption of constitutional texts after the revolution, even in those circumstances, we find a certain
degree of reincorporation of selected constitutional materials from the previous experience because it‘s hard to break entirely with
the past, there are always some elements of continuity. Rosenfeld explains what the dilemma in this regard is: it’s necessary to
make some changes otherwise we would maintain the old document and yet we need a fresh start but not a radical new start. The
new constitutional identity must transform and reincorporate sufficient pre-constitutional material because it is impossible to
break completely with the past experience but it is also desirable not to do so in order to make people familiar with the new
constitutional text.
EX: in 1929 Mussolini signed with the Pope the so-called “Patti Lateranensi '' in which they regulated the troubles between Italy
and the Vatican State. With the birth of the Republic there is a selective reincorporation of previous materials.
One of the previous materials is exactly the Patti Lateranensi, article 7 refers to that international treaty while reframing the
context in which that agreement is going to operate. In 1929, the agreement stated that the Catholic Church was declared the only
religion of State, whereas this was no longer in the new constitutional setting and in 1984, there was an amendment of the Patti
Lateranensi in which it was recognised that Catholicism was not the only religion because Italy is a secular State.
So we have the selective reincorporation of an element and the following recontextualization.
a)Democratic or revolution-based constitution-making processes → the first element is “bootstrapping” related to the story of
Baron of Munchausen. He fell into a swamp, he had to pull the straps of his boots in order to re-emerge. In this context it means
that these constitutional systems emerge without the support of anything else, they are the genuine product of a community that
decides to adopt a constitutional text breaking with the previous constitutional experience, it does not lean on the previous
constitutional experience. It is a political break with the past because when a revolution takes place there is a change of the
constitutional regime. Also a legal break with the past takes place: most of the times revolutionaries act illegally from the
perspective of the previous constitutional order because they do not recognise the legitimacy of the previous order and their
attempt is to break with that.
There are typically two ways in which constituent power can be exercised by the people in a democratic way:
Indirectly → when a constituent assembly or a convention (ad hoc political bodies established to draft a constitutional text and are
not meant to last) is established. Once the constitutional text is adopted, the political bodies organised to draft the constitution, the
task has been fulfilled and there is no need to retain the assembly or the convention. Assembly or conventions are bodies where
people exercise indirectly the constituent power because there are just representatives of the people sitting in a constituent
assembly.
Directly → there are also circumstances in which constituent power is exercised democratically involving directly the people,
when a referendum is held to approve a new constitutional text.
In both circumstances, when people are directly and indirectly involved, we observe, in revolutionary times, a high level of
political mobilisation.
Revolutions are times where people are distracted from their ordinary lives and mobilise because it is a radical moment in politics;
this gives a high degree of political energy to the exercise of constituent power and to democratic constitutions.
These constitutions start with a high degree of energy and legitimacy but have to deal with two distinct problems:
-Securing the loyalty of the loser because otherwise the constitutional text would be perceived as deprived of sufficient
legitimacy.
-The second matter is the fading away of the initial political energy of the original founding fathers. These founding fathers have a
high level of legitimacy which is going to fade away. At that point the constitution will have a legitimacy to not take for granted.
If a democratic constitution succeeds in generating a constitutional culture, it is highly likely it won’t be modified; by contrast if
that culture does not emerge or is wiped out, the constitution will enter a constitutional crisis.
b)Federal processes → constituent power is exercised by autochthonous political actors but these political actors are not political
parties or charismatic leaders. The people are involved in some ways but do not play the key role. The political actors are states
willing to set up a federation. The idea is a coming-together to set up a federation, in the US case, a federal state.
The constituent subjects are the sovereign states conferring sovereign power to a federation, this is the crucial element.
In federal processes we observe the birth of a federal state out of a coming together (coming together = process in which states
that used to be independent, decide to confer sovereignty to the federal state, to a higher level of government).
Fifty states once independent came together to form a federal state, the US.
Federal Big Bang = start of a federation, a political process where what used to be independent states confer their sovereignty to
the newly built federal state and become federated entities.
1st step : independent sovereign states decide to confer power to a federal state with this coming-together.
2nd step : the federal states just established are transformed into federated entities, no longer independent.
Confederation = subspecies of a federation, characterised by the fact that the member units remain sovereign, sovereignty remains
at the periphery. The 13 states are independent, the confederation is set up in order to cooperate and share certain tasks and
competences but they retained sovereign power.
The “Articles of Confederation” operates in two fields: military affairs and economic cooperation so in the 1780s we observe the
process in which independent states set up their own constitution and, at the same time, they ratify the “Articles of Confederation
and Perpetual Union” in order to organise a confederation. The Articles of Confederation was dysfunctional and particularly it
was hard to coordinate policies and to finance the common institutions. Confederations do not have the power to raise taxes to
finance policies and they depend on transfers from the states’ budget but not all the states were compliant with transferring
resources to the confederation, which suffered a lack of resources. In order to fix the issue, a certain set of amendments was
proposed by the members of the “Articles of Confederation” in order to increase the fiscal capacity of the confederation. Yet,
these amendments were rejected and therefore a convention was established. The first convention in Annapolis fails and the
second in Philadelphia is the one that adopted the US Constitution. One of the key-provisions of the “Articles of Confederation”,
article 13. It is the provision that regulates the amendment of “Articles of Confederation”.
The US Constitution emerges out of blatant breach of the “Articles of Confederation”, it is illegal but when constituent power is
exercised it is legally unconstrained and can breach previous norms.
A prominent American constitutional lawyer, Bruce Ackerman has observed that the republic was born as a secessionist
association of nationalists revolting against the “Articles of Confederation”.
These nine states are nationalist because they want to have more power at the centre and are revolting against the previous
institutional arrangement (the Articles of Confederation).
The ratification process, after the Philadelphia Convention, takes place in all the thirteen states and is marked by the conflict
between federalists (in favour of the new Constitution) and anti-federalists (those who wanted to retain the “Articles of
Confederations” and feared the approval of the Constitution would have led to a too powerful central autonomy that would have
resulted in less self-determination for the states).
In the process of ratification, anti-federalists argued that the new institutional setting centralised too much power which was not
sufficiently constrained. As a matter of fact, the text of the US Constitution of 1789 (after the end of the ratification process) did
not include a Bill of Rights, it was a Constitution regulating the institutional setting.
The Constitution was based on a strong separation of powers: vertical (centre-periphery relation in the territorial distribution of
power) and horizontal (between the three branches of government: executive, legislative and judiciary). The idea of this text was
that, just by enforcing the rigid separation of powers, freedom and fundamental rights would be safeguarded (fundamental rights
which were listed in the constitutions of many of the States).
So the anti-federalists complained about this text by arguing that the federal government, about to be established and rooted on the
rigid separation of powers, would encroach on individual freedom such as constitutional (proper of the States) rights or the right to
property.
In order to overcome these critiques, during the ratification process, some federalists promised to adopt an amendment, right after
the ratification of the Constitution. Once the Constitution was ratified (first in nine states, according to art. 7, and then it expanded
progressively), already in 1791, the first twelve amendments of the Constitution were adopted and ratified (including the Bill of
Rights).
In this process there was never discussion about conferring sovereignty to the newly-built federation, so all the working of the
Philadelphia Convention was based on the assumption that States would remain sovereign. The original idea was to “form a more
perfect union”, compared to the “Articles of Confederation”. It was not openly acknowledged that sovereignty would gradually
shift to the centre, to the federal level.
In the aftermath of the Civil War, which started with the election of the abolitionist of slavery Abraham Lincoln, when he is
elected some of the Southern States decide to leave the USA and to establish a confederation of Southern States. This secession
resulted in the Civil War, a period in which the consolidation of the federal state was perfected, prior to that it was open to
discussion whether sovereignty remained at state or federal level.
The trajectory towards the federal Big Bang starts with the ratification of the US Constitution and ends after the American Civil
War.
Perfectly coherent with the definition of constituent power is the breaching of law in key-decisions.
SPAIN (1978)
Spain had a democratic constitution adopted in 1931 characterised by the “left leaning” element (it was democratic but the
ideology was partisan) and the allowance of regional self-determination.
After the Civil War (1936-1939), won by the opposers of the Republic, a dictatorship was founded under Francisco Franco. The
authoritarian regime was grounded on a set of fundamental rules so no new codified constitution was adopted.
At Franco’s death (1975) the authoritarian regime was no longer considered to be sustainable. There is a feeling that a transition is
needed and the political stalemate is offered a way out by two political figures: King Juan Carlos and Adolfo Suarez, both
carrying a good reputation in the eyes of the incumbents of the authoritarian regime. Carlos was chosen by Franco and was very
respected, meanwhile, Suarez had had a decent career inside the regime.
Franco preferred to designate Juan Carlos as future head of state; whereas Suarez had had experience in the previous regime and
was picked personally by Carlos. The idea was to undertake (=intraprendere) a “ruptura pactada”, a negotiated break with the
previous authoritarian regime.
At the time the opponents of the regime were weak because some of them were in jail or had fled the country so the opposition
parties were rather weak.
A revolution could have not occurred and yet the incumbents thought they were declining, the way out was the ruptura pactada.
Suarez, with the support of Carlos, performed some path-breaking moves:
1)He had the Parliament (composed entirely by supporters of Franco), the incumbent regime to commit suicide so he had them
approve the so-called “Ley para la reforma polìtica”, an amendment of Franco’s fundamental rules (on which the regime was
grounded). The Parliament of the Franco regime decided to amend the fundamental rules by approving the Ley para la Reforma
Politica (also approved by a popular referendum), establishing that a new democracy-based Constitution should have been
adopted. The move established legally that a new constitutional regime would be established. The weight of the change became
clear only in 1977 when the opposition parties were legalised.
2)Santiago Carillo was the leader of the Spanish Communist Party (just legalised) and at a press conference of his party he
surrendered every revolutionary idea in favour of the Monarchy. This affirmation is symbolised by the presence of the Spanish
monarchical flag next to the Communist one.
At that point, with the opposition being legalised, general elections were held in 1977 and a new Parliament was established;
there, a parliamentary Committee on Constitutional Matters was founded and entrusted with the task of forming a new
constitutional text. Within the Parliamentary Committee there is a small committee of jurists, called “Ponencia”, who wrote the
blueprint for the new Constitution. The blueprint was approved by Parliament, a referendum was then held.
There is not an abrupt constitutional transition → EXAMPLE OF SEQUENCE OF CONSTITUENT ACTS
The “Ley para la Reforma Política” can be considered a sort of interim constitution, because it amends the previous regime and
sets out the principles to be followed in the subsequent phase (popular sovereignty, protection of fundamental rights and
democracy)
SOUTH AFRICA
The country was part of the British Colonial Empire (Union of South Africa, 1910), it then gained independence in 1931 (Statute
of Westminster) and until the end of WWII it was ruled by the United Party (set lords of British origins) who applied a “bifurcated
regime”, with two constitutions, one applied to the white population and another applied to the non-white population. The “white”
constitution was similar to the British constitution (based on a strong base of sovereignty of Parliament, elected only by the white
setlords); whereas the “non-white” population was under the rule of a governor-general who implemented an authoritarian
regime.
There were two main parties: the United Party (English) and the National Party (Dutch origins).
During the war, the United Party wanted to enter the war and side with Great Britain and the Allies whereas the National Party
was a supporter of the Nazi regime. After the end of the war, the National Party became more prominent and it ruled South Africa
until the 90s.
Under the National Party, two apartheid constitutions are adopted (1961 and 1983): the defining aspect is the disenfranchisement
of the black community (entirely excluded) and the Parliament was tricameral (three chambers: for white population, for the
Indian community and one for the colored population). The three chambers were not at the same level, the white chamber had a
veto power on the decisions of the other two chambers, so predominant over colored and Indians. The Apartheid fell
internationally into disrepute although the phenomenon was supported by Thatcher but then fell into disrepute. So there is a
process, gradually, of unbanning of opposition parties processes (starting from the African National Congress, led by Mandela)
together with a constitutional transition between the National Party and the ANC.
Unlike Spain, the context is violent and on the verge of civil war and there is a first part of this process which is stuck between
violence and unproductivity.
On the one hand, the National Party was willing to make concession (to the ANC) of expanding the Apartheid regime in order to
have a fourth chamber for the black population: they wanted to retain political and economic power. On the other hand, ANC
contrasted this idea because they wanted a genuine democratic constitutional process, grounded on two requisites: general
elections and a government of national unity, to supervise the correctness of the elections.
Negotiations experienced a period of stalemate with a civil war everyday closer, the deadlock is overcome with a political
agreement (codified in the interim Constitution of 1994).
AGREEMENT → the National Party accepts the two requests by the ANC (government of national unity and general elections);
however, the interim Constitution includes other elements:
For the text to be approved, it has to reach a ⅔ majority in the Constituent Assembly
The interim constitution includes 34 principles to follow in drafting the final constitution; the drafting by the Assembly is
bound by these principles
Certification of the new Constitution by the constitutional court → the constitutional court is in charge of reviewing the
final constitution in the light of the 34 principles.
Elections are held, the ANC wins but with 61% of the votes (not the ⅔ majority) so they did not have the requested votes to write
their own constitution under the 34 principles so the party negotiates the content of the Constitution with other political forces.
A first draft of the Constitution was written but it was sent to the constitutional court which rejected it because the 34 principles
had been breached; a second draft was written and accepted by the Constitutional court.
The constitution entered into force without any referendum.
The constitution-making process of South Africa seems contradictory because of the notion that the constituent power operates
unconstrained, not bound by legal norms. Indeed, the constituent assembly was established by the interim constitution and the text
approved by the assembly was bound by the 34 principles established by the interim constitution. So we have a constituent
assembly operating under legal constraints and these constraints have been enforced by the constitutional court vis-à-vis the first
draft. And that draft was amended, and there was a second ruling certifying that this time the new draft complied with the 34
principles.
Do we have to conclude that sometimes constituent power is subject to legal constraints? No, because constituent power was
exercised in 1994, it is a constituent assembly but if it operates under legal constraint it is not genuine constituent power, it is
constituted power although the name is Constituent Assembly.
The interim constitution binds the activity of the Constituent Assembly but the definition of constituent power is not to be
modified, the change in constitutional regime took place with the agreement of the National Party and the ANC.
Constituent power takes place in 1994 and is the result of agreement between NP and ANC, as a matter of law it is constituted
power. There was a constituent assembly but if it operates under legal constraints, it is constituted power even though the name is
Constituent assembly.
The change in constitutional regime occurred thanks to the agreement between NP and ANC and it was codified in the interim
constitution which establishes the principles of the new constitutional order. The constituent assembly is operating under legal
constraints subject to judicial review of legislation. The difference with Italy is that, structurally, the Italian assembly was not
bound by the interim constitution (which had set up the constituent assembly, the activity of the assembly was unconstrained,
there were no binding principles or constitutional court reviewing the product).
In this constitution-making process, the democratic element is rather weak but not absent because the members of the
Parliamentary Council were designated by legislative assemblies operating under the democratic constitutions of the Lander. The
activity of the Parliamentary Council is influenced by foreign political actors which pre-determine the key principles (federalism,
democracy and basic rights) and exercise a surveillance on the whole process.
INFLUENCE OF FOREIGN FORCES → INSTRUCTION → SURVEILLANCE → FINAL APPROVAL
The ratification is by sub-national legislative assemblies.
The original plan of the Allies was that the text should have been called “constitution” and been ratified by the people; however,
the Parliamentary Council departed from this suggestion and decided the text had to be named “Basic Law, Grundgesetz” and be
ratified by the Lander because ratification would better be achieved at a sub-national level.
CANADA (1982)
The first constitutional document is the British North America Act (1867), a legislative act adopted in Westminster by the UK
Parliament, the purpose of which was to establish a Canadian confederation between the three provinces at the time (Canada,
Nova Scotia and New Brunswick).
The confederation was an institutional arrangement to organise a dominion. Canada (eastern part) was a colony, a dominion. Not a
proper confederation because the notion of confederation assumes that the units are sovereign states.
The British North America Act assigned a certain level of self-government to the confederation however the supremacy of the
British was visible.
-Confederation of Canada was subject to the British Crown;
-The citizens were British (Canadian citizenship was not on the table);
-The legislative assembly, established by the British North America Act, was autonomous but British legislation prevailed on key
issues. Foreign policy was run by the British cabinet and the executive power in Canada was appointed by the British cabinet. The
Court of Last Instance was located in London, so the last word on judicial cases was British.
-The source of the legislative and political autonomy of the Canadian confederation was grounded on the British Legislative Act.
The UK Parliament could have easily repealed the instrument of partially autonomous political power, but Canada still remained
not sovereign.
Nonetheless, from 1867 onwards, Canada gradually gained political power and started to assert itself in the international arena as
a distinct unit detached from the British Empire.
For instance, Canada participated autonomously in WWI, it was a distinct member of the League of the Nations, and it achieved
complete legislative independence (1931) with the Statute of Westminster (the decision was approved by the British Parliament)
but remained subject to the Crown and it is still an act of Britain that confers this degree of political autonomy.
However, Canada remains under the British Crown and stays an act of the British Parliament that confers this political self-
determination (conceded, octroyée by Britain).
Was the Statute of Westminster reversible? Yes, it was possible for the British Parliament to amend it but only after the request
and the consent of Canadian authorities.
In 1982, the Constitution Act followed an agreement between the UK Government and the Canadian Prime Minister, Pierre
Trudeau; this act implied the “Patriation” of the Canadian Constitution.
Also the Constitution Act is a British statute, but it implies Patriation because it also includes, among many things such as the
Canadian Bill of Rights, five constitutional amending-clauses establishing the amendment of the Constitution Act is a matter
concerning only the Canadian political institutions without any link to the British Parliament.
In this process, Canada gradually repatriates the Constitution. In this context, constitutional autochthony is achieved through
amendments of the Constitutional text, always approved by the UK Parliament but ultimately Canada achieves complete political
self-determination thanks to those five clauses.
CONSTITUTION AMENDING-POWER
The constitution amending power is a manifestation of constituted power, it is exercised under constitutional constraints, not
politically unconstrained as constituent power.
It is often regulated in constitution-amending clauses, constitutional provisions that set the limits for the amendment of the
constitution.
Constitutional designers include these clauses because they are aware of the fact that their choices need to be updated or corrected
in the light of political and social circumstances.
The exercise of the constitutional amending power is visible in three main circumstances:
a)Specific changes → Constitution amending-clauses can be used to approve specific changes in a constitutional text (ex: voting
age for the Italian Senate, specific feature that has been approved).
b)Major changes → (in 2001 the Italian Constitution was changed concerning the territorial organisation of power). In these
circumstances it is important to understand whether constituted power or constituent power is exercised?
Is a major amendment of the constitution a matter of constituent or constituted power?
There are different opinions:
->As long as constitutional amending-clauses are respected, we are in the domain of constituted power. This view is questionable,
there are certain major changes of the Constitution approved in accordance with constitution amending clauses that are the
exercise of derived/secondary constituent power (=constituent power exercised in accordance with constitutional amending-
clauses but the identity is affected).
Primary constituent power is legally unconstrained (it departs from previous rules). But the fact of being legally unconstrained
does not prevent from following the rules, there are rules and I decide to follow them.
For example, in Spain constituent power is exercised because we have a new constitutional order and yet the new constitutional
order follows the rules of the previous constitutional regime. In certain circumstances, constituent power can be exercised
following the rules. There are two lines of thought on where to trace the distinction between constituent power and constituted
power, it depends on whether the identity of the constitutional regime is respected.
There could be major changes to the constitution that do not modify the constitutional identity (=constituted power, Italian reform
in 2001, because the identity was not transformed).
The Spanish case is a major constitutional amendment entailing a change in constitutional identity.
c) the 3rd function of constitution-amending clauses → they are used in order to engage in a democratic dialogue with
constitutional adjudicators. There are circumstances in which constitutional courts decide cases but the interpretation offered of
the constitutional text is not met with enthusiasm by political actors, there is disagreement between political institutions and the
constitutional court. Because perhaps the constitutional court has interpreted a const. Provision in a way which is unsustainable for
political actors, who have the opportunity to engage a democratic dialogue with const. adjudicators, they can depart from the
decision of the constitutional court but to do so they need to amend the constitution.
EX: in 2010 the Italian constitution court established that art. 29 does not protect same-sex marriages → plausible but
questionable interpretation. Let’s assume there is a broader majority in parliament willing to establish same-sex marriages and the
court has still the same idea, can the parliament adopt ordinary legislation introducing same-sex marriages? No, it would breach
art. 29. They can either amend art. 29 or insert an ad hoc provision saying that same-sex marriages are possible but they need to
trigger the constitution-amending clause. The legitimate way for political institutions to depart from previous constitutional
rulings is to employ the constitution-amending power.
EX: Dredd Scott v Sandford decision by the US Supreme Court → the US Supreme Court established that the constitutional rights
in the Bill of Rights did not protect Afro-American slaves; secondly, the Congress did not have the power to ban slavery.
This ruling is regarded as one of the steps leading to the Civil War. In the context of the Civil War, the US Constitution was
amended: one of these amendments, the 13th amendment of the USC, abolishes slavery so it is a clear departure or overruling of
the Dredd Scott case.
Ex: South Africa or Hungary → a ⅔ majority is easy to achieve. In 2010 suddenly the political party of Orban won the
election with a ⅔ majority and could write a new constitution complying with the previous constitutional principles.
So assessing whether entrenchment is high or low depends on the political system and on the amending culture.
Ex: Flexible constitution in the UK
On paper, it is very easy to amend. However, historically, amendments of the UK constitution have not been frequent
because constitutional principles are flexible but there is/was a constitutional culture that looked at those principles as
something to retain. Therefore entrenchment was not even necessary because on those principles there was a broad
political consensus.
ITALY
Art. 138
Two houses of the Parliament have to vote on the same text twice: the first vote with a simple majority; the second vote, after at least
three months, with absolute majority. Then there are two procedures.
1)Two votes from the Houses of Parl. - three months - second vote: threshold of ⅔ of the votes - no referendum - amendment
2)Two votes from the Houses of Parl. - three months - second vote: no ⅔ majority - no nec. of a referendum (it can be asked by: 5
regional councils, 500.000 signatures by electors and ⅕ of one house of Parl.) - then referendum - const. amend. with a simple
majority
Backup procedure:
No broad agreement - absolute majority. of Parl. - pop referendum (compensating for the lack of political consensus in Parliament)
Either a broad parliamentary agreement or a narrower parliamentary agreement (with absolute majority) and a popular referendum.
Art. 139 → the outcome of the institutional referendum (the Republican form of government) cannot be amended (Eternity Clause →
meant to last forever but the constituent power is not bound by this because it is dormant. The E.C. binds only constituted power).
GERMANY
To amend the GG → amendments explicit - ⅔ majority. in the Bundestag (represents the citizens) and ⅔ majority in the Bundesrat
(represent the gov. of the 16 Lander). The message of this procedure is that what is required is a consensus of political parties and a
broad consensus among the executives of the Lander. Two sources of power: we the people and the Lander, so it is not sufficient to
gather a ⅔ majority. A broad consensus among the executives of the Lander is also needed. Eternity clause → the division of the
federation into Lander (at least two Lander are needed; changes in the boundaries and merges of the Lander are possible but some
articulation is required) and it is impossible to amend the part of the constitution requiring the participation of the Lander in the
legislative process (via the Bundesrat).Other principles protected from the possibility of amendment: art. 1 (human dignity) and art.
20 (federal, democratic and social state nature).What is the source of the Eternity clause? The Frankfurt document, the blueprint of
those principles that cannot be amended (“super-constitution” in Schmitt’s words).
FRANCE
Art. 89
Constitutional amendments shall be proposed by either the president (under the recommendation of the prime minister) or the
members of the Parliament (bicameral, National assembly, representing people + Senate, representing local authorities).
Two procedures available:
1)Approval by the two houses (no entrenchment, simple majority) - popular referendum
32)The President of the Rep. can decide to avoid the first procedure and to convene the Congress with a joint session of the two
houses of parl. (National Assembly + Senate). Members meet in Versaille and then deliberate on the proposed amendment. In order
for it to pass, a ⅗ majority should be cleared. (No referendum but broader political consensus). In case of an invasion or a risk of
secession, the constitution cannot be amended. Eternity clause: the republican form of government shall not be the object of any
amendment.
UNITED STATES
4 procedures to amend the constitution, all four procedures are based on two moments (one in Washington DC and the other one in
the capitals of all fifty states):
1. Congress (House of Repr. + Senate) vote with a ⅔ majority. On the same text of an amendment - in the states, ratification
of ¾ of states legislators
2. ⅔ majority. in Congress - ratification by ¾ of ad hoc conventions set up in each state
3. In Washington DC, a convention (no longer the Congress) is called by a proposal by ⅔ of states legislators - Conv.
established - amendment approved - ratification by ¾ of states conventions
4. In Washington DC, a convention (no longer the Congress) is called by a proposal by ⅔ of states legislators - Conv.
established - amendment approved - ratification by ¾ of states legislators
Limits to constitutional amendments:
no possibility until 1808 to amend the part of the constitution that allowed to trade slaves;
No state shall be deprived of its equal suffrage in the Senate (two senators per state) and unless they consent to this, this is
something untouchable even by triggering art. 5.
SOUTH AFRICA
The South African has several layers of entrenchment, visible in art. 74.
1)Sect. 1 lists the fundamental values → it can be amended (South Africa doesn’t include an eternity clause) but with high thresholds
of consensus: 75% of the members of the National Assembly + the approval of 6/9 provinces represented in the National Council of
Provinces (9 provinces that cast their vote as a unit).
2)Chapter 2 (to amend the Bill of Rights) → ⅔ of national assembly and 6/9 provinces
3)Any other provision of the constitution → ⅔ of national assembly and the 6/9 provinces of NCP but only if the proposed amendment affects
the prerogatives of the provinces.
SPAIN
(Example of total and partial amendment)
Sect. 167 (procedure for partial amendments, lowest level of entrenchment) → ⅗ in each house of parl. + possibility of a referendum
if requested by 1/10 of the members of one house
Backup procedure: if the ⅗ majority. in Senate is not reached, it is sufficient ⅔ of the members of the Congress - absolute maj. in
Senate + possibility of referendum Art. 168 (procedure for total amendments): ⅔ maj. in both houses - total amendment approved -
dissolution of both houses and new elections - ⅔ majority. of the new houses - popular referendum (necessary).
Art. 169 (limitation in the timing of constitutional amendments) → in case of emergency, alarm or a siege the constitution cannot be
amended
EX: In Italy there used to be a political practice on the appointment of the members of the constitutional court by the Parliament, a
tacit agreement on the basis of which the Parliament appointed five members of the Italian Constitutional Court.
In the first Republic there was an agreement between political forces that established the expression of two of the Christian
democrats, one of the Communists, one of the Socialists and one rotating among the smaller parties.
After the end of the 1st Republic that practice was modified, nowadays it has changed again, there used to be an agreement
establishing equal representation between the main political majority and the opposition.
But the original practice was modified because it could be respected since it was not a rule.
2)A second way to change informally the constitution is through judicial rulings, through decisions by Supreme or constitutional
courts modifying the meanings of constitutional norms or even bringing about key constitutional changes (ex: Marbury v
Madison, nowhere in the US Constitution was written the judges could review legislation and yet the Supreme Court inserted this
principle). So we have Constitutional courts that integrate the meaning of the constitution in a remarkable way.
EX: The decision adopted by the Conseil Constitutionnel in 1971 on the Bloc de constitutionnalité: the constitution of 1958
(wanted by De Gaulle) transferred a lot power from the Parliament to the executive (visible in art 34 of the French constitution
which lists the policy fields where the Parliament is authorised to legislate, so the French Parliament does not have a general
legislative power, only in the fields of art. 34).
The 1958 constitution also established a conseil constitutionnel whose main task was to enforce the limits of art. 34, to protect the
executive from the expansion of legislative power. Outside this list, the decision-making power is entrusted with the cabinet
adopting regulations and in order to preserve the prerogatives of the executive (=cabinet), the conseil constitutionnel is entrusted
with the task to review legislative enactments and secure the distribution of power defined in art. 34 is respected.
In 1971 the conseil constitutionnel decided the expansion of its jurisdiction, it was its task to secure the respect of the bloc de
constitutionalité, a judge-made concept (not in the constitution), which includes principles we can find in the preamble of the
1958 constitution and in the constitutional documents such as the Declaration of the Rights of Man and of the Citizen (1789).
In 1971 the conseil constitutionnel, from being a body that had just to secure art. 34, now was also in charge of the task to review
legislative deliberations in the light of fundamental principles referred to constitutional rights. So the text of art. 34 or the text of
the norms concerning the conseil constitutionnel were not touched and yet a key-constitutional change took place informally.
3)the 3rd way to informally change the constitution → informal changes in constitutional moments → theory developed in the
context of US constitutionalism and presupposes a constitution rather difficult to formally amend (if a constitution is too rigid, the
change may take place informally, via other paths alternative to the formal constitution-amending clause). The procedure spelled
out by art. 5 of the US Constitution is rather demanding.
This theory put forward by Ackerman is not shared by everyone, it is disputed but it offers an accurate way to show how that
constitutional system has changed.
Ackerman states that there is a constitution-amending clause in the US but there are other ways to change the US Constitution: it
can be changed in a federal mode (formal change following art. 5) or through the national mode (informal).
-Federal mode → strongly attached to the origins of US Constitutional history where the political centre of gravity were the states,
the federated units. As a matter of fact, to formally amend the constitution, a proposal made by the Congress or the Federal
Convention requires ¾ of the States or the Conventions ratifying (broad consensus at state level).
Ackerman thought this practice reflected the nature of the US political community, a unity of people; citizenship at the beginning
was strongly related to the States and federal citizenship was only secondary.
-National mode :In particular constitutional moments, we observe a high degree of political mobilisation centred in a political
party movement such as the New Deal and the civil rights revolution in the 60’s, both of them found their representation in the
Democratic Party. In these times the political party movement succeeds in gaining control of the three branches of government:
the Presidency, the Congress and the Federal Judiciary.
If this sustained control is protracted, there is the possibility to structurally modify the meanings of existing constitutional norms
through super precedents (decisions by the Supreme Court that change the understanding of constitutional norms) and landmark
legislation (key legislative acts).