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Processingof Aluminum Dross
Processingof Aluminum Dross
net/publication/268808361
Article in JOM: the journal of the Minerals, Metals & Materials Society · November 2014
DOI: 10.1007/s11837-014-1156-z
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1.—School of Science and Engineering, Reykjavik University, Menntavegi 1, 101 Reykjavik, Iceland.
2.—Innovation Center Iceland, Arleynir 2-8, 112 Reykjavik, Iceland. 3.—e-mail: helgithor@ru.is
This is the history of a modern aluminum dross recycling company, from its
beginnings in the last years of the twentieth century to the present day. The
vision of the founders was to build a local recycling plant and take full
responsibility for sensitive environmental issues by recycling aluminum dross
locally rather than shipping it abroad. The paper tells the history of the
company from the environmental perspective, and gives an overview of some
of the challenges and the decisions that followed from this vision, for instance
the selection of technology. The company developed a closed industrial process
for the recycling of aluminum dross, and the paper discusses some of their
laboratory experiments and industrial trials. An important milestone has now
been reached as the process in its present form is recognized by the environ-
mental authorities in the country. Furthermore, it seems realistic that in the
near future the final product from this process will be comparable to the
product delivered in the processing of salt cake in specialized chemical plants,
but at a fraction of the cost.
aluminum dross is H261: ‘‘In contact with water aluminum oxide and magnesium oxide, a salt
releases flammable gases.’’ A total of 6 precaution- (NaCl), potassium chloride (KCl), and other mate-
ary statements are given, for example p. 232: ‘‘Pro- rials such as carbides, nitrides, and fluorides. Salt
tect from moisture’’ and p. 402 ‘‘Store in a dry cake is either disposed of or recycled in special
place.’’ chemical processes.11,12 Landfill is permitted in the
The environmental authorities expect industry to U.S., but in many countries it is banned or the cost
reduce the generation of hazardous waste as much of it is too high.9,14 Huang13 analyzed the mineral
as possible, and aim for their reuse and recycling. In phases, metal content and metal leachability of salt
1995, Iceland became a member of The Basel Con- cake samples from 10 different facilities in the USA.
vention on the Control of Transboundary Move- The results showed that aluminum (Al), aluminum
ments of Hazardous Wastes and their Disposal.4 oxide, aluminum nitride and its oxides, spinel and
The goal of this agreement is to reduce the genera- elpasolite are the dominant mineral phases in salt
tion and transport of hazardous waste between cake. The average Al content was 14%. Landfilling
countries. This is to be achieved by disposing of means the problem of the disposal of salt cake is
hazardous wastes as close as possible to the point merely postponed. As a consequence, the secondary
where they are created and by handling all haz- aluminum industries in Europe and the USA have
ardous waste according to the standards of envi- been forced to consider recycling technologies for
ronmental protection. Exports of aluminum dross salt cake. Recovery of salt cake takes place in spe-
from aluminum smelters in Iceland fall under the cialized chemical plants and the cost is high. The
Basel Convention. overall goal of recycling salt cake is to reclaim the
It is difficult to speak of a typical composition of salts and deliver solid residues or non-metallic
white aluminum dross, as the ratio of metallic alu- product (NMP) that consists of alumina and other
minum that can be reclaimed may range from 30% to oxides, with some aluminum nitride and aluminum
90%. Although aluminum dross contains aluminum carbide. The NMP can be landfilled or sold, e.g. to
oxide (Al2O3), this aluminum cannot be recycled. cement producers, or used in the production of cal-
Dross also contains aluminum nitride (AlN), which cium aluminate.1,14
is formed when the molten alloy comes into contact In recent years, new recycling processes have been
with nitrogen at a temperature of over 1200°C.5 The developed in which there is no need for the addition of
precise composition is dependent on the granular salt flux. During the early days of Alur, these new
size. Roth6 claims that coarse concentrate white processes were examined and compared. One of these
dross can contain more than 90% aluminum, fines processes, based on the use of plasma technology, was
can contain 20–30% aluminum, and bag house dust developed by Alcan of Canada and has been in use in
can contain less than 15% aluminum. Manfredi the United States and Canada since the second half of
et al.7 make a distinction between granular dross, the last century. Plasma is created in burners that
with 47–69% aluminum and a density of about 1 t/ emit flame at a very high temperature. The burner is
m3, and compact dross with 71–93% aluminum and a placed at the end of the rotatable furnace. The dross is
density of about 2.4 t/m3. Peterson8 points out that then put into the furnace, the door closed, and the
dross can also contain some aluminum carbide and plasma flame ignited. The charge is heated to 700–
cryolite, Na3AlF6, which is often associated with 800°C while the furnace rotates.15,16 Compared with
molten metal coming from electrolysis cells. the traditional RSF process, the flame temperature is
The traditional method for processing aluminum much higher for a plasma furnace and the volume of
dross is the Rotary Salt Furnace (RSF) process. The waste gas much less. In addition, no salt flux is mixed
furnace is a rotating barrel with a burner at one into the process. The drawback of plasma furnaces is,
end. The burner flame heats up the furnace lining, however, that the investment is high, maintenance is
and this heat is transferred to the charge. Salt expensive because of the complicated equipment, and
flux—NaCl or KCl—is mixed with the dross to- electricity prices are high in many parts of the
gether with some additional cryolite or CaF2. The world.1,10
percentage of salt may range up to 50% depending A variation on the plasma furnace is the carbon
on the composition of the dross.1,5,9 The salt flux electrode furnace (Droscar), which was also devel-
protects the metal and prevents reactions with oped in Canada by Hydro Quebec. This furnace is
oxygen and nitrogen. The salt is also believed to not based on a plasma burner but on carbon elec-
help with the separation of the metal and the solid trodes, between which burns a flame of ionized gas.
material. However, there are several drawbacks to The investment is much smaller than for the plasma
this process. It is inefficient on three counts: finan- furnace, the flame temperature is very high as in
cially, in terms of energy efficiency and, in particu- the plasma furnace, and the process is based on the
lar, from environmental perspectives. Up to 1 ton of same basic idea.17 The third process is the universal
residues or salt cake will be created for every ton of rotary tilting furnace (URTF) process or Alurec
aluminum dross.1,9,10 The amount of salt cake and process. This process was developed in collaboration
its chemical composition causes problems, and care between AGA in Sweden, Hooghovens in the Neth-
must be taken that it does not contaminate erlands and Hertwich in Austria. Here a closed
groundwater. Typically it consists of aluminum, furnace rotates while heat is transferred to the
Processing of Aluminum Dross: The Birth of a Closed Industrial Process 2237
1000 14
10
Rey arfjordur
600
8
Grundartangi
6
400
200
Straumsvik 2
0 0
1995
Year
Fig. 1. Development of aluminum production in Iceland (y-axis on left) and the corresponding creation of aluminum dross (y-axis on right) in the
years 2003–2012. Based on official production data from the Icelandic smelters, Fjardaal in Reydarfjordur, Rio Tinto Alcan in Straumsvik and
Nordural in Grundartangi, as well as production data from Alur, alvinnsla.
The environmental assessment was dated May Iceland. The size distribution of the samples is
2000 and the operations were started in Helguvik in shown in Table II.
October 2003. During the commissioning of the fur- The AlN content of the samples was determined
nace, it was discovered that the refractory lining with the Kjeldahl method. For the sample from
supplied would, in fact, not withstand the high tem- smelter 1, the AlN content was 17.2%; for the
peratures of the extra ‘‘afterburning’’ process step. sample from smelter 2, the AlN content was 11.7%.
This solution was therefore not possible. As a result, In earlier stages of the research project, the
the company was already faced with a huge problem material was treated and tested without prior
at the beginning of their operations: how should the crushing. The ground samples were treated by
NMP be processed? These were difficult times in submerging them in a laboratory reactor—in water
Alur’s life. During the first weeks and months, there that was heated in an oil bath—for a period of up to
was complete uncertainty about how to respond 6 h. The water temperature and ammonia coming
properly to this problem. To begin with, the NMP was from the reactor were logged, and the ammonia in
stockpiled after it had cooled. However, it soon be- the water in the reactor was determined after the
came clear that this could not continue because rain experiment was finished. For comparison, regular
water and atmospheric moisture reacted with alu- stirring was carried out in some of the samples,
minum nitride in the NMP and formed ammonia. It while no stirring was performed in other samples.
was clear that knowledge and experience had to be Some of the results from these trials showed that
developed through theory and trials in order to the material is crushed during the regular stirring
identify the best possible solutions to this problem. and, as a consequence, 50% more AlN in the original
sample will react with the water when stirring is
LABORATORY TRIALS done. The test showed that the process—with stir-
ring—reduced the AlN content in the sample from
A number of research papers have reported on
smelter 1 to 4%. In later stages of the research
laboratory and pilot-scale trials where aluminum
project, 1000-g samples of material from both
dross is leached.22–24 Kevorkijan 25 discusses the
smelters were ground to <0.5 mm particle size in a
hydrolysis of AlN in samples of filter dust from an
disk mill. The samples were then treated in the
aluminum smelter in Slovenia. The average grain
reactor as described above, using the same quantity
size was 67 lm. The material was submerged in
of water, and stirring at 500 rpm. After treatment,
boiling water and Kevorkijan used the chemical
the material was divided into fine-grained and
reaction
coarse fractions, and dried. The weighed average
2AlN þ 3H2 O ! Al2 O3 þ 2NH3 (1) content of AlN in the treated sample from smelter 1
was 2.1%, but 2.3% in the sample from smelter 2.
to explain that the wt.% of aluminum oxide in- Crystalline phases were identified with x-ray dif-
creased from 78% to 95% while the wt.% of AlN fraction (XRD), before and after the treatment. The
decreased from 7% to 0%. Fukumoto26 made a de- results are shown in Table III.
tailed assessment of the hydrolysis behavior of
aluminum nitride in various solutions. He found out INDUSTRIAL OPERATION
that a higher temperature and a larger surface area
of AlN produced a more efficient acceleration of the To begin with, this neutralizing of NMP was
hydrolysis. Below a temperature of 351 K, crystal- performed in a primitive way using open containers
line bayerite and NH3 were produced in the hydro- outdoors. However, that method was not acceptable
lysis. A process for converting dross residues to from a safety and environmental point of view. A
useful products is described in a patent from 1991.27 more permanent solution was therefore developed,
In this process, residues from plasma dross pro-
cessing—with aluminum nitride content of at least
5%—are treated with a solution of at least pH 7. Table II. Size distribution of dross samples
Very soon, Alur leaned towards the solution to
treat the NMP by submerging it in seawater under From (lm) To (lm) Smelter 1 (%) Smelter 2 (%)
controlled conditions. In that way, they could en- 90 4.34 3.82
sure that ammonia would be formed in the exo- 90 125 4.63 3.07
thermic reaction between aluminum nitride and 125 250 14.68 12.84
water, and that this ammonia would be contained in 250 355 7.10 8.76
the water. Extensive trials in a laboratory were 355 500 7.27 9.39
carried out in collaboration with the Technological 500 800 7.38 9.47
Institute of Iceland.28 The main objective was to 800 1600 14.00 15.55
investigate whether water treatment of NMP could 1600 2500 11.84 12.81
be used for the destruction of aluminum nitride in 2500 4000 11.43 10.42
4000 8000 17.30 13.72
the NMP, and for the removal of soluble metal salts. 8000 0.00 0.12
Samples of NMP were obtained from the processing Sum 99.97 99.97
of aluminum dross from two primary smelters in
2240 Ingason and Sigfusson
Table III. Phases identified in NMP with XRD before and after water treatment
the lushing pit that the seawater will come into contact with all of
of the lushing pit – regular stirring
Fig. 5. XRD spectra for NMP. (a) A sample of NMP without treatment, (b) a sample taken after treatment in the flushing pit. Arrows indicate the
frequency peaks AlN and show that AlN is significantly reduced with treatment in the flushing pit.
anticipated contents of fluoride in the NMP. A calcium and forms the insoluble CaF2 in the flush-
standard compliance test for leaching of granular ing process. The mechanisms behind these trans-
waste materials (EN 12457-2:2002) revealed that formations are shown in Eqs. (1) and (2).
the concentration of fluoride was above the limits Although not all the aluminum nitride and fluo-
set out in the regulations for landfilling. It is to be ride is transformed in the flushing process, it can be
expected that the NMP contains a certain amount of concluded that this would in fact happen over time
fluoride.8 This has to do with the fact that some bath when the NMP is submerged in seawater. For this
material may be mixed with the dross. The bath reason, it is concluded that using flushed NMP as a
material is high in cryolite, which is used in the filling material in harbor construction work is
electrolysis of alumina, and cryolite contains fluo- harmless to the environment.
ride. It serves the interests of the aluminum smelter
to keep this material in circulation within the plant. DISCUSSION AND CONCLUSION
However some of the cryolite escapes the cycle, ends
The laboratory- and industrial-scale experiments
up with the dross, and is subsequently sent to the
have helped to underpin Alur’s strategy to process
dross recycling facility. In order to look at the fluo-
the NMP in flushing pits. The results from laboratory
ride content in NMP and how this could be dealt
experiments and industrial operations of the flushing
with, a collaboration project was launched with a
process are in line with reported research from
large engineering consultancy, Mannvit. The effect
leaching of aluminum dross.22–26 The process has
of seawater on fluoride concentration in the NMP
been recognized by the environmental authorities in
was examined, and the survey29 pointed out that
Iceland, as can be seen in the official operating permit
the salinity of the seawater is largely due to sodium
for Alur dated September 2011.31 Flushing of NMP is
chloride content. However, seawater also includes
authorized, and it is confirmed that the flushed NMP
other ions in large quantities such as magnesium
is not considered hazardous waste. Flushed NMP is
and calcium, though the fluorine concentration in
used as a construction material, for example in har-
seawater is small. Fluoride salts, such as calcium
bor construction or in road building. This is, however,
fluoride, are harmless because of their insolubility.
only one important milestone for Alur. Utilization of
Fluoride reacts with calcium and magnesium in
flushed NMP must be part of a particular imple-
seawater and precipitates as the insoluble salt CaF2
mentation project, and this method of utilizing the
at pH 8.30 The pH of the sea around Iceland is about
NMP is therefore subject to some uncertainty. Fur-
8.
thermore, using the NMP as a construction material
Ca þ F2 ! CaF2 (2) is a low use form of a material with a lot of potential,
because of its high alumina content.
Alur’s vision is still the same as the vision of the
To examine whether these effects can be seen in entrepreneurs who established the company in
practice, a comparative test was carried out in the 1998. Great experience has been accumulated in the
spring of 2013. Figure 6 shows XRD spectra of NMP 11 years that have passed since the beginning of
samples, before and after the flushing process. The operations in late 2003. The subject of this article
analysis was performed by ISOR—Iceland Geosur- has been the environmental aspects of the opera-
vey. tion; the processing of NMP has always been by far
Two important observations can be made from the the biggest challenge facing the company and the
comparison of the XRD spectra in Fig. 5 and 6. associated costs for labor, experts, trials and dif-
Figure 5 shows that the percentage of AlN de- ferent kinds of chemical analysis from the beginning
creases significantly with treatment in the flushing are enormous. But the company has never given up
pit. Figure 6 shows that the fluoride reacts with in its efforts to develop a lasting and acceptable
2242 Ingason and Sigfusson
Fig. 6. XRD spectra for NMP. (a) A sample of NMP without treatment, (b) a sample taken after treatment in the flushing pit. Arrows indicate the
frequency peaks for calciumfluoride (CaF2), and show that its concentration increases with treatment.
solution for the handling of NMP and to create a 12. L. Falardeau, Dross in the Aluminium Industry (Thane:
closed industrial process that takes care of alumi- Alcan International Ltd., 1994).
13. X.L. Huang, A.E. Badawy, M. Arambewela, R. Ford, M. Barlaz,
num dross from its source in the aluminum smelters and T. Tolaymat, J. Hazard. Mater. 273, 192–199 (2014).
and meets all the requirements of Icelandic envi- 14. H. Shen and E. Forssberg, Waste Manag. 23, 933–949 (2003).
ronmental authorities, as well as the requirements 15. S. Lavoie, C. Dube, and G. Dube, Light Metals 1991, ed. E.L.
of the foreign companies that run primary alumi- Rooy (Warrendale, PA: TMS-AIME, 1991), pp. 981–985.
16. J. Heberlein and A.B. Murphy, J. Phys. D Appl. Phys. 41,
num smelters in Iceland, and last, but not least, a 053001 (2008).
process that results in no waste or landfill but 17. M.G. Drouet, J. Meunier, and C.B. Laflamme, JOM 46 (5),
delivers products that can be used and have a 26–27 (1994).
market value. Such development is ongoing at the 18. H. Gripenberg, M. Muellerthann, N. Jueger, Light Metals
time of writing this paper, in collaboration with 1997, ed. Reidar Huglen (Warrendale, PA: TMS, 1997), pp.
1171–1178.
international and local companies. 19. H.Th. Ingason and Th.I. Sigfusson, JOM 62 (8), 39–43
In fact, it seems realistic in the near future that (2010).
the final product—from the NMP flushing process 20. Alur, alvinnsla ehf (2000) Environmental impact assess-
by Alur—will be comparable to the product deliv- ment for a dross recycling facility (in Icelandic).
21. G.M. Gislason, ‘‘The Environmental Impact of Dumping Pits
ered in the processing of salt cake in specialized for Potlinings and Filterdust from Isal Aluminium Smelter
chemical plants, but at a fraction of the cost. at Straumsvik. A Review of Research Carried Out on the
Biotic Diversity and Accumulation of Heavy Metals and
ACKNOWLEDGEMENTS PAH in Organisms,’’ Report no. 42 (Reykjavı́k, Iceland:
The authors would like to thank Dr. Gudmundur Institute of Biology, University of Iceland, 1998).
22. P.E. Tsakiridis, P. Oustadakis, and S. Agatzini-Leonardou,
Gunnarsson from the Innovation Center in Iceland J. Environ. Chem. Eng. 1, 23–32 (2013).
and Thor Tomasson from Mannvit Engineering for 23. P. Li, ‘‘Innovative Process Solutions Towards Recycling of
their contribution to this work. Century Aluminium Salt Cake from Secondary Aluminium Smelting’’ (Ph.D.
is also acknowledged for good cooperation through thesis) (Stockholm, Norway, KTH Royal Institute of Tech-
nology, 2012), www.diva-portal.org/smash/record.jsf?pid=
the years and a positive attitude towards research diva2:547241. Accessed 6 Aug 2014.
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25. V.M. Kevorkijan, Mater. Manuf. Processes 14, 509–524 (1999).
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