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Chorpita Et Al (2011) - Evidence-Based Treatment For Children
Chorpita Et Al (2011) - Evidence-Based Treatment For Children
This updated review of evidence-based treatments fol- expanded considerably since the previous review, yield-
lows the original review performed by the Hawaii Task ing a growing list of options and information available
Force. Over 750 treatment protocols from 435 studies to guide decisions about treatment selection.
were coded and rated on a 5-level strength of evidence Key words: children, dissemination, evidence-based,
system. Results showed large numbers of evidence- services. [Clin Psychol Sci Prac 18: 154–172, 2011]
based treatments applicable to anxiety, attention, aut-
ism, depression, disruptive behavior, eating problems,
Numerous reviews of the child and adolescent treatment
literatures have been conducted over the past 30 years
substance use, and traumatic stress. Treatments were
(Lonigan, Elbert, & Bennett-Johnson, 1998; Silverman
reviewed in terms of diversity of client characteristics,
& Hinshaw, 2008; Weisz, Hawley, & Jensen-Doss,
treatment settings and formats, therapist characteris-
2004; Weisz, Weiss, Han, Granger, & Morton, 1995).
tics, and other variables potentially related to feasibility
Our last comprehensive report (Chorpita et al., 2002)
and generalizability. Overall, the literature has preceded several advances, both in the scope and
methods of review and in the children’s mental health
Address correspondence to Bruce F. Chorpita, Department of literature. The mental health field in general continues
Psychology, University of California, Los Angeles, Box its focus on evidence-based practice, although there has
951563, Los Angeles, CA 90095-1563. E-mail: chorpita@ been continued controversy over definitions (e.g., APA
ucla.edu. Presidential Task Force on Evidence-Based Practice,
2011 American Psychological Association. Published by Wiley Periodicals, Inc., on behalf of the American Psychological Association.
All rights reserved. For permissions, please email: permissionsuk@wiley.com 154
2006; Barkham & Mellor-Clark, 2003; Lilienfeld, 2007; continued growth of the outcome literature, we feel
Weisz, Sandler, Durlak, & Anton, 2006; Westen, that these indicators of effectiveness are becoming
Novotny, & Thompson-Brenner, 2004). We have iden- increasingly important. For example, 10 successful repli-
tified over 140 new randomized clinical trials (RCTs) cations supporting a particular treatment (assuming the
since 2000, more than the total number in our initial absence of predictors of differential outcome) would tell
review (Chorpita et al., 2002). As new perspectives and us little about whether that treatment is better suited for
new findings emerge, we maintain the position articu- a given child than a treatment supported by only two
lated by Stuart and Lilienfeld (2007) as well as others that replications. In the decision-making framework, those
the debate is about how evidence should inform clinical 10 replications are primarily useful to the extent that
practice, not whether it should. they extend the findings to new populations, settings,
That said, the manner in which evidence-guided or contexts. Perhaps one treatment has been tested with
practice has evolved, from one that emphasized lists of children whose characteristics are highly similar to the
treatments to a model of evidence-guided decision sup- child in question and another equally efficacious treat-
port, in which the treatment outcome literature plays a ment has not, thus guiding our decision toward the
critical role for some decisions, but not for others (e.g., more externally valid match. Overall, perhaps the ‘‘evi-
Daleiden & Chorpita, 2005). This distinction is consis- dence-based’’ label is no longer sufficiently informative.
tent with the distinction between evidence-based prac- One other change in emphasis involves the move-
tice in psychology and evidence-based treatments ment toward comprehensiveness as opposed to suffi-
offered by the APA Presidential Task Force on Evi- ciency in organizing reviews of the evidence base.
dence-Based Practice in Psychology (2006): ‘‘EBPP Early work by the APA Division 12 (Task Force on
articulates a decision-making process for integrating Promotion and Dissemination of Psychological Proce-
multiple streams of research evidence … including but dures, 1995) was implicitly characterized by a suffi-
not limited to…’’ summaries of evidence-based treat- ciency heuristic, in which a treatment was declared
ments (p. 273). For example, the issue of treatment evidence based when a minimum criterion had been
selection is perhaps best informed by the treatment exceeded (e.g., two or more RCTs). However, to pro-
outcome literature, but the decision regarding when to duce a representative classification of some of the indi-
end an episode of clinical care might be guided by the cators of effectiveness of treatments, it is important to
outcomes gathered on that child. Thus, reviews of the consider the full literature. Even our initial report,
outcome literature represent a critical information which strove for comprehensiveness relative to con-
source seated in the larger context of an evidence- temporary lists of evidence-based practices for children,
informed decision model that prioritizes different indexed only 115 treatment outcome studies in chil-
sources of evidence as a function of the different deci- dren’s mental health. Ironically, the great increase in
sions being made. the number of published RCTs has led us to focus our
Another shift in the field is an increasing emphasis recent review efforts on those designs exclusively,
on external validity associated with treatment which is a departure from some of our early methodol-
approaches (e.g., Weisz et al., 2004). Although the pio- ogies. Thus, single-subject experimental designs are not
neering work in the area of classification of evidence- represented in this review, despite their value, particu-
based treatments initially emphasized indicators of larly with respect to low base rate or atypical child
‘‘effectiveness’’ (Acceptability, Feasibility, Cost ⁄ Benefit; problems or characteristics. In an attempt to balance
APA Task Force on Psychological Intervention Guide- our ideals for a comprehensive review with the feasibil-
lines, 1995), for years the field has focused on defini- ity issues inherent in that process, we prepared this
tions of evidence-based practice that rely almost updated summary with the primary aim of supporting
exclusively on uniform summaries of indicators of effi- clinical decision making in applied contexts. This
cacy (‘‘leveling systems’’ using number of replications, review builds on existing reviews by (a) organizing
nature of control groups, etc.) with limited or less uni- treatments into broad categories based on procedural
form reviews of indicators of effectiveness. Given the and theoretical similarities, (b) offering a systematic
CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE • V18 N2, JUNE 2011 156
lem domain to yield strength of evidence ratings for
Table 1. Strength of evidence definitions
each treatment.
Level 1: Best Support
I. At least two randomized trials demonstrating efficacy in one or more Treatments Families
of the following ways:
a. Superior to pill placebo, psychological placebo, or another We chose a broad level of analysis for defining treat-
treatment. ments such that interventions sharing a majority of
b. Equivalent to all other groups representing at least one Level 1 or
Level 2 treatment in a study with adequate statistical power (30 components with similar clinical strategies and theoreti-
participants per group on average; cf. Kazdin & Bass, 1989) and
that showed significant pre–post change in the index group as cal underpinnings were considered to belong to a single
well as the group(s) being tied. Ties of treatments that have ‘‘treatment family.’’ For example, rather than score each
previously qualified only through ties are ineligible.
II. Experiments must be conducted with treatment manuals. Cognitive Behavior Therapy protocol for anxiety on its
III. Effects must have been demonstrated by at least two different
investigator teams.
own (we coded over 40 such protocols for this report),
Level 2: Good Support these were collectively considered a single group that
I. Two experiments showing the treatment is (statistically significantly)
superior to a waiting list or no-treatment control group. Manuals, could achieve a particular level of scientific support,
specification of sample, and independent investigators are not with many replications. Guided by stakeholder input,
required.
OR this approach sought a balance of a reliable separation
II. One between-group design experiment with clear specification of
group, use of manuals, and demonstrating efficacy by either: between constructs of interest in the applied setting and
a. Superior to pill placebo, psychological placebo, or another a focus on ‘‘generic’’ as opposed to ‘‘brand-name’’
treatment.
b. Equivalent to an established treatment (see qualifying tie treatment modalities when clear empirical justification
definition above).
Level 3: Moderate Support
for such distinctions did not exist (Chorpita &
One between-group design experiment with clear specification of Daleiden, 2009; Chorpita & Regan, 2009). Although we
group and treatment approach and demonstrating efficacy by either:
a. Superior to pill placebo, psychological placebo, or another realize that proposing definitions of treatment families
treatment. can introduce subjectivity, this position is similar to that
b. Equivalent to an already established treatment in experiments
with adequate statistical power (30 participants per group on of Rogers and Vismara (2008), who stated that in the
average).
Level 4: Minimal Support service of the public, ‘‘it would be helpful for treatment
One experiment showing the treatment is (statistically significantly) givers to point out commonalities between the brand-
superior to a waiting list or no-treatment control group. Manuals,
specification of sample, and independent investigators are not name interventions and others, and to document empiri-
required.
Level 5: No Support
cally the specific generic efficacious practices underlying
The treatment has been tested in at least one study, but has failed to the effects in the brand-name program’’ (p. 31).
meet criteria for levels 1 through 4.
Although some treatment family labels imply a par-
ticular method of delivery (e.g., Play Therapy) or a
particular treatment audience (e.g., Family Therapy),
only. Specifically, a treatment had to meet the strength our methods typically differentiated these treatment
of evidence requirements on a measure that was codes from format codes. For example, relaxation per-
deemed the primary outcome measure for the expected formed with a child and parents together would be
target of the intervention (e.g., depressed mood in a coded in the Relaxation treatment family with Child
study targeting depression). Moreover, coders identified and Caregiver(s) as the format and would not be coded
a single measure from each study determined to be the as Family Therapy (which required explicit use of tech-
‘‘best measure’’ of the target symptoms. In the face of niques related to that theoretical school). Similarly, not
ambiguity, coders were instructed to select those mea- all treatments that used play were classified as Play
sures that had greater frequency of occurrence across Therapy; rather, Play Therapy referred to treatments
the literature (a rough indicator of higher standardiza- that used play as the primary therapeutic intervention
tion and benchmarking ability). All treatments in a strategy. Also, when specific treatments were judged to
study were assigned ‘‘leveling contrasts,’’ which be unique from a family more generally, these proto-
reflected significant outcome differences on this mea- cols were classified into their own families (hence,
sure observed between groups. These contrasts were some family therapy approaches are labeled differently
then aggregated across all studies within a given prob- from the default ‘‘family therapy’’ treatment family).
Wins ⁄ Ties The number of study groups in which a treatment performed better than one or more other study groups (a psychosocial
treatment, medication, combined psychosocial and medication, placebo, waitlist, no treatment, or other control group) or
had a qualifying tie with one or more evidence-based treatments in a randomized trial on the primary outcome measure in
the target symptom domain. For leveling purposes, only one win ⁄ tie was counted per treatment per study.
Year The year of the most recent study producing a win or tie for an intervention in a particular treatment family.
Trainability An estimate of the degree to which an intervention can be trained easily to others. ‘‘High’’ = manual available AND
treatment was successfully used by nondoctoral-level practitioners; ‘‘Moderate’’ = manual available OR treatment was
successfully used by nondoctoral-level practitioners; ‘‘Low’’ = no manual available AND treatment was successfully used by
doctoral-level practitioners only.
Compliance The average percentage of children who did not drop out of the group (or estimated from the study when not reported by
group) (posttreatment n) ⁄ (pretreatment n). For example, if 6 of 30 children drop out during treatment, compliance = 80%.
Gender Whether boys or girls (or both) were in the treatment group; if information was not reported for a specific treatment
condition, the percentage was estimated using information for the entire study; when the lower percentage was greater
than 30%, the term ‘‘both’’ was used. When the lower percentage was below 30%, the treatment was listed as
representing the majority gender only (e.g., studies that had 75% boys would be displayed as ‘‘boys’’).
Age Range in years since birth (or imputed when only grade level reported); when range was not reported, it was estimated by
using the mean age plus or minus 1.5 SD (approximately 87% of a normal distribution); if no SD was reported, the mean
was used as the minimum and maximum age; if information was not reported for a specific treatment group, these numbers
were estimated using information from the entire study.
Ethnicity Presence of each ethnic group within condition; if information was not reported for a specific treatment condition, this
presence was estimated using information for the entire study under the assumption of the independence of ethnicity and
treatment condition.
Therapist The training, if reported, for the main provider(s) involved within each treatment condition.
Frequency The highest and lowest observed frequency of contact with child ⁄ family, reported in sessions per unit time (e.g., ‘‘weekly’’).
Duration The minimum and maximum length of time from pretreatment to posttreatment.
Format Whether the treatment was group, individual, or some other format of therapy, including whether it included parents or
family, etc.
Setting The primary location types in which treatment was delivered; when setting was not reported, it was sometimes inferred based
on aspects of the treatment (e.g., teacher as therapist implied a school setting).
Effect size The mean effect size of the treatment family, averaging across all study groups within that family (including those that did
not win ⁄ tie), where each group effect size is the difference between pre- and posttreatment group means divided by the
pooled pre- and posttreatment standard deviations on the primary outcome measure.
CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE • V18 N2, JUNE 2011 158
reviewer (i.e., the first or second author), who was apy plus Medication, although the effect sizes for these
expected to resolve the discrepancy through a third treatments were relatively small. Notably, the support
coding of the relevant study or protocol code. Also, for for these intervention approaches is not particularly
the official coded record, all fields were given a final recent, which may be in part because the effects of
inspection for accuracy by an expert reviewer and were Self-Verbalization were largely measured on cognitive
subjected to multiple data validation utilities to search tasks, and there has been a shift in research emphasis to
for outliers or other offending values. behavioral and diagnostic outcomes because of the
Reliabilities for age, gender, ethnicity, problem, and emergence of structured diagnostic criteria and
leveling contrasts were previously reported by Chorpita improved measurement of attention. Further, across all
and Daleiden (2009) and found to be good. We chose 16 identified and supported psychosocial and combined
a random subset of the current sample for reliability treatments for childhood attention problems, the num-
comparisons, and for the new variables in this study ber of clinical trials demonstrating the efficacy of each
(setting, therapist type, manual used, pre and post n, treatment is relatively low. Parent Management Train-
means, and SDs, etc.), the reliability coefficients were ing (alone) showed the largest number of successful
also good (j ranged from 0.84 to 1.0, and r ranged studies. All treatments were relatively short term (i.e.,
from 0.88 to 1.0). ranging from 2 to 12 weeks), with the exception of
Behavior Therapy plus Medication, which averaged
RESULTS over one year. The majority of treatments were tested
Anxiety and Avoidance mainly with boys, with only five having been tested in
Review of the treatment outcome studies for childhood studies in which at least 30% of the sample was girls.
anxiety yielded 17 different treatment families with at There were also no studies that included youth above
least some level of empirical support (see Table 3). The 13 years old. Strengths of the evidence base for atten-
vast majority of these studies supported Cognitive tion problems, however, include that the various sup-
Behavior Therapy (CBT) and its variants as well as ported treatments for childhood attention problems
Exposure-based approaches. Not surprisingly, those two span a variety of formats (e.g., group and individual)
treatment approaches showed the greatest amount of and settings (e.g., clinic, home, and school), and are
diversity among participant characteristics, treatment also deliverable by a range of different therapist types
format, treatment setting, and therapist background, and (e.g., prebachelor’s-level therapists, teachers, and doc-
had some of the most up-to-date empirical support as tors). Although our previous review found insufficient
well as large effect sizes. CBT and Exposure were also evidence supporting social skills training, the current
rated as highly trainable treatment approaches. Interest- review identified social skills training at the new level
ingly, a variety of non-cognitive-behavioral treatments of ‘‘minimal support.’’
were identified at the new level of ‘‘minimal support,’’
including hypnosis, psychodynamic therapy, biofeed- Autism Spectrum
back, and play therapy. Although this literature is now Review of the treatment outcome studies for childhood
somewhat dated, these early, isolated successes suggest autism spectrum disorders yielded five different treat-
that further consideration on these diverse approaches ment families with at least some level of empirical sup-
may be warranted (cf. Weisz et al., 2004). port (see Table 5). The best support favored Intensive
Behavioral Treatment and Intensive Communication
Attention and Hyperactivity Training, although the effect sizes were relatively small.
Review of the treatment outcome studies for child- Both of these treatment approaches were rated as highly
hood attention and hyperactivity yielded 16 different trainable, tested among youths of various ethnic back-
treatment approaches with at least some level of empir- grounds, in various format types (e.g., individual and
ical support (see Table 4). The best support was evi- group) and settings (e.g., school, clinic, home, and
denced by Self-Verbalization (rehearsed overt and then community), as well as by different therapist types (e.g.,
covert guiding self-statements) and by Behavior Ther- prebachelor’s-level therapists, master’s-level therapists,
160
Effect
and doctors). The duration of both Level 1 treatments
0.55
0.77
Size
*
*
was at least a year. Another promising characteristic of
these two approaches is that they were both tested on
Setting
School
School
School
Clinic
Clinic
Clinic
boys as young as one and two years old. None of the
five treatment families, however, were successful among
Individual Client
Individual Client
Group Client youth older than 13 years old, and girls were not well
Group Client
Group Client
represented in any of the studies. Although there were
*
Format
20 weeks
12 weeks
17 weeks
Duration
8 weeks
5 weeks
Depression and Withdrawal
Review of the treatment outcome studies for childhood
Semiweekly
Semiweekly
Frequency
Weekly
Weekly
Weekly
MA, MD
Teacher
Other
Other
BA
Caucasian
Caucasian
*
*
Ethnicity
7–9
12–14
6–11
6–15
10–12
Age
Male
Both
Both
Both
*
100
100
96
100
100
100
*
Train
High
Low
Disruptive Behavior
Review of the treatment outcome studies for childhood
1970
1970
1996
1970
1972
1976
Year
1
1
1
1
Level 4: Minimal Support
Emotive Therapy
Play Therapy
Biofeedback
Notes. Train = Trainability. *Information could not be determined from the published reports.
162
Effect continue to support PMT, which also demonstrated the
0.28
0.49
1.67
0.55
1.48
Size largest effect size of any Level 1 treatment. Several treat-
Home, School
Clinic, School
Community
well as across a wide range of ethnicities, in contrast to
Day Care
*
our previous review for which the identified supported
Setting
Clinic,
Clinic
treatments were successful with samples that were pri-
marily boys and limited in ethnic diversity. All six Level
Parent Individual,
Parent and Child,
1,917 days Individual Client,
Individual Client,
Parent Individual
Parent Group,
1 treatments were also rated as highly trainable and were
Parent Group
Parent Group
Parent Group,
5 weeks to Group Client,
Group Client,
Group Client
tested across a wide range of ages (i.e., ages 2–18), for-
Format
13 weeks
Duration
9 weeks
ments for children have been shown to involve risks
1 year
Weekly to
Weekly to
Frequency
Monthly
Daily to
Weekly
Eating Problems
African American, MD, PhD,
Teacher
Other
Other
MA
*
Ethnicity
Notes. Train = Trainability. *Information could not be determined from the published reports.
2–9
3–4
Male
Male
Male
Male
100
93
100
2006 High
2007 High
2009 High
Intensive Communication 3
Substance Use
Level 4: Minimal Support
Cognitive Behavior
Therapy
Training
Training
Notes. Train = Trainability. *Information could not be determined from the published reports.
164
Table 7. Evidence-based treatments for disruptive behavior
165
Table 7. (Continued)
Anger Control 4 1993 Moderate 87 Male 9–21 American Indian or MA, PhD, Other Semiweekly 5–12 weeks Group Client, Corrections, 0.20
Alaska Native, Asian, to Weekly Individual Client School
African American,
Caucasian, Hispanic or
Latino ⁄ a
Relaxation 2 1986 Moderate 100 Both 9–18 * MA Daily to 5 weeks Individual Client Corrections, 0.62
Semiweekly to 80 days School
Therapeutic Foster 2 2005 Moderate 100 Both 12–17 American Indian or Other Daily 174 days Family, Foster Foster Home 0.80
Care Alaska Native, Asian, Care, Individual
Notes. Train = Trainability. *Information could not be determined from the published reports.
166
Effect
ethnic backgrounds and associated with the largest
1.16
0.90
0.41
Size
effect size across all supported treatments for childhood
substance use. The majority of the supported treat-
Setting
Clinic
Clinic
*
ments were rated as highly trainable, demonstrating
promise with respect to their implementation and
Individual Client,
effectiveness in nonclinic settings. In fact, a few of
Parent and
these treatments were successful in schools, and
Format
Family
Family
Child
Motivational Interviewing ⁄ Engagement demonstrated
6 months to effectiveness in a community setting.
1.5 years
6 months
1 year to
Duration
Traumatic Stress
1 year
Weekly to
Weekly to
Frequency
Monthly
high for CBT with Parents, and this treatment was tested
across a wide age range (i.e., youth ages 2–17). Notably,
Caucasian, Middle
Caucasian
Latino ⁄ a
Eastern
11–19
13–20
Female
Female
Female
100
92
70
Moderate
Moderate
Table 8. Evidence-based treatments for eating problems
2007
2007
Year
tings.
Level 2: Good Support
Cognitive Behavior
Treatment Family
Family Therapy
DISCUSSION
Therapy
Notes. Train = Trainability. *Information could not be determined from the published reports.
168
Effect
family groupings as we have chosen to do in this report.
0.79
1.16
0.52
Size
*
This greater number of treatments is attributed to a num-
Corrections,
ber of factors, including the 128 new treatment outcome
studies published since the year 2000, which included a
School
Setting
School
School
Clinic,
Clinic growing body of international treatment outcome
Parent and Child,
Parent Individual research. Methodological changes, including a new, less-
Individual Client
Individual Client,
Group Client
Group Client
new treatment families to the report. We see the current
results as useful in guiding therapists to choose among
Format
4 weeks
weeks
weeks
8–20
Semiweekly
Weekly
Weekly
Weekly
MA, PhD,
Therapist
Other
Other
Caucasian, Hispanic
or Latino ⁄ a, Other
Multiethnic, Other
African American,
African American,
African American,
5–18
8–12
11–13
Female
Female
Both
94
93
100
92
Table 10. Evidence-based treatments for traumatic stress
standards.
We continue to assert that there is more informa-
Moderate
Moderate
High
High
2007
2002
1999
Year
1
1
Level 4: Minimal Support
Psychodrama
Play Therapy
CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE • V18 N2, JUNE 2011 170
important advance in summarizing more completely become increasingly necessary in guiding choices among
the scientific evidence supporting various treatment a list of evidence-based practices that can only get longer
approaches. by current definitions.
Regarding the noted improvements in measurement That said, at this point in time, we see the value of
and other standards in more recent studies, we may need reviews that provide a balanced emphasis on efficacy
to reconsider for future reviews whether to aggregate and effectiveness that will lead to greater availability of
newer, more precise findings with those from studies information relevant to decisions about treatment selec-
that may have used methods that would not be consid- tion and adaptation. This review presents mostly good
ered of sufficient quality today. Such an approach was news: there are hundreds of evidence-based practices
taken in the reviews by APA Division 53 (Silverman & that can be grouped into dozens of treatment families
Hinshaw, 2008), which employed research quality stan- addressing a large array of common childhood mental
dards by Nathan and Gorman (2002) in conjunction health problems. Although notable gaps in the litera-
with Division 12 criteria for defining EBTs. This raises ture remain, there is a clear trend that those gaps are
the kind of trade-offs common to the signal detection being filled and that both providers and families can
paradigm (i.e., filtering out the unwanted noise while look forward to a future involving even more choices
filtering in the desired signal), with more conservative guided by even richer information. The research com-
filters (i.e., those that prioritize filtering out over filtering munity will need to continue to focus on analytic
in) yielding better quality, but fewer studies. As the 2008 methods that will best organize and translate that
Division 53 reviews demonstrate, no single standard is ever-developing knowledge into practice.
likely to fit all contexts (e.g., some reviews used studies
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CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE • V18 N2, JUNE 2011 172