Professional Documents
Culture Documents
Extac 1012 Mio
Extac 1012 Mio
Extac 1012 Mio
EXTAC 1012
EXTAC 1012
MARITIME INTERDICTION
FORCE PROCEDURES
OCTOBER 1996
0410LP0098620
October 1996
2. EXTAC 1012 provides the objectives of maritime interdiction force (MIF) opera-
tions, the principles of inspection, and tactical guidance for conducting maritime
interdiction and boarding operations by multinational ships and associated elements
from other services.
3. EXTAC 1012 is unclassified and does not require security protection. It may be
released to non-NATO nations independently by member nations and NATO com-
mands and agencies as required.
This notice will assist you in providing information to cognizant personnel. It is not accountable.
RECORD OF CHANGES
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CHAPTER 1 — INTRODUCTION
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LIST OF ILLUSTRATIONS
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LIST OF ACRONYMS
FOREWORD
1. EXTAC 1012, Maritime Interdiction Force Procedures, provides the objectives of maritime inter-
diction force (MIF) operations, the principles of inspection, and tactical guidance for conducting mari-
time interdiction and boarding operations by multinational ships and associated elements from other
services.
2. This document is unclassified and does not require security protection. It may be released to
non-NATO nations independently by member nations and NATO commands and agencies as required.
3. Comments and recommended changes to this document should be sent directly to the address
listed below:
DIRECTOR
NAVTACSUPPACT
ATTN CODE 40
WASHINGTON NAVY YARD BLDG 200
901 M STREET SE
WASHINGTON DC 20374-5079 USA
4. References:
CHAPTER 1
Introduction
a. The historical aspect of maritime inter- a. Force. The resolution should pre-
diction, the objectives of maritime inter- scribe the level of force authorized in con-
diction force (MIF) operations, and the ducting the MIF operation. Generally, the
principles of inspection. ROE and national interpretations of the
resolution will prescribe the conditions un-
b. Tactical guidance for conducting mari- der which, and the extent to which, force
time interdiction and boarding operations may be used in enforcing the resolution.
by multinational ships and associated ele-
ments from other services. b. Prohibited Items. The resolution it-
self will specify the prohibited items.
0102 Definition However, when dealing with questionable
cargoes, the MIF commander may require
A MIF operation is the action of denying clarification of the prohibition status of
access to specific ports for import/export specific goods from the sanctioning au-
of goods to a specific nation or nations. thority. For example, if the resolution bans
“petroleum products,” but merchant ships
0103 Overview are encountered carrying oil shale, coal, or
natural gas, the MIF commander may wish
1. Nations periodically use military forces to to clarify what is to be stopped by contact-
influence a country to conform with interna- ing the sanctioning authority through the
tional standards of behavior. Maritime intercep- chain of command. Certain goods are gen-
tion operations are one of these measures, and erally exempt from seizure, such as medi-
are intended to resolve disputes through actions cal and hospital stores, religious objects,
short of armed conflict. They are designed to con- humanitarian relief supplies, and humani-
trol the flow of arms and goods into and out of a tarian-related foodstuffs.
target country. Commanders, commanding of-
ficers, and other key decision-making person- c. Geographic Limitations. Although
nel should have a working knowledge of the the resolution may set the geographic limi-
principles and law of the sea involved prior to tations for the MIF operation and authorize
commencing MIF operations. entry into the target country’s territorial
sea, the decision regarding whether to allow
2. The United Nations will normally establish pursuit into the target country’s territorial
the provisions for an embargo and authorize the sea varies between participating nations.
use of force in its enforcement through a U.N. Se- This decision may be modified based on
curity Council Resolution. The right to impose an political developments during the MIF en-
embargo may also be derived from the customary forcement. Some members may prohibit
international law that defines the right of a nation, any entry into territorial seas, others may
or group of nations, to defend against a threat to the create arbitrary limits on territorial waters,
peace or actual breach of the peace (also termed “in- e.g., 3 nm, and still others may authorize
dividual or collective self-defense”). pursuit to the coastline. This issue is further
complicated by regional geography and the
target country’s maritime claims.
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CHAPTER 2
Concept of Operations
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d. Assault Force Commander. The to the master of the COI or until he is prop-
AFC is the officer in control of the heli- erly relieved.
borne assault force (HAF) that conducts
the takedown of a COI. The AFC reports to f. Air Mission Commander. The AMC
the OSC for duty as soon as feasible after is the aviation officer assigned as mission
departure from the assembly point. The commander for all aircraft directly support-
AFC is responsible for the actual assault ing the HAF. The AMC is responsible for:
on board the COI. Once control of COI has
been obtained, the AFC retains control of (1) Planning the safe execution of air-
all forces aboard the COI until the OSC di- craft support to the HAF.
rects him to turn control over to the board-
ing officer (BO). (2) Coordinating with the AFC for
conducting all aircraft-related portions
e. Boarding Officer. The BO is the of- of the takedown operation.
ficer in control of the boarding party. He is
responsible for visiting and searching the Note: Surface combat air patrol and other air-
COI. He remains in control of the COI un- craft in the area not directly supporting the
til the OSC directs him to turn control over HAF should report directly to the OSC.
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Communications Requirements
Secure
Name Participants Type
(Note)
MIF CDR
MIF Command MIF Coordinator SATCOM/HF Yes
OSC
OSC
BO
ABO
Boarding UHF/VHF Yes
Sweep
Security
Boat
OSC
Air Control UHF/VHF No
All A/C on scene
OSC
AMC
Assault Coordination Sniper UHF/VHF Yes
AFC
Supporting ships and A/C
AFC
Assault Control Sniper Teams UHF/VHF Yes
Assault Elements
Helicopter Pilots
Sniper Teams
Sniper UHF/VHF No
OSC Monitor (if feasible)
AFC Assault Elements
VHF
Emergency All No
Bridge-to-Bridge
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CHAPTER 3
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4. Nonorganic Search Assets. Depending forces may require later. As much intelligence as
on the nature of the MIF operation, the following possible should be collected for future use in case
nonorganic assets may be available to assist in de- the COI becomes noncooperative or hostile. The
tecting merchant traffic that will enter the surveil- tasking in relation with surveillance will depend
lance area: upon the type of MIF operation being conducted:
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CHAPTER 4
b. CIC Liaison. The CIC liaison col- “Merchant vessel ____________, this is
lects, correlates, and relays pertinent infor- (nation) Navy warship/aircraft. Request
mation (i.e., position data, unknown you state your port of origin, your flag,
aircraft, communications received from registry, international call sign, your
other units) to the SITREP composer. cargo, your last port of call, next port of
call, and final destination, over.”
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(3) Have all unlocked spaces opened e. During daylight boarding, the sun
as much as possible and keys made should be kept behind the boarding ship to
readily available for all locked spaces. aid in observing the COI while making the
reverse more difficult.
(4) Have all the ship’s papers and crew
identification brought to the bridge. f. The wake area of the COI should be
avoided because of the threat of mines or
(5) If boarding by boat, instruct COI own-ship’s screw fouling objects de-
to slow to bare steerageway and ployed from the COI.
come to a course suitable for board-
ing or to stop, depending on tactical g. Topside spaces should be cleared of all
situation. unnecessary personnel. Personnel remaining
topside on the boarding ship should be
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instructed to observe the COI and report 4. Defensive Considerations. The board-
any activity by the merchant crew to the ing and assist ship should be in an increased readi-
bridge, where an accurate record of activ- ness condition. Manning additional damage control
ity should be maintained. and Condition III (modified battle station) weap-
ons stations should be considered as a minimum.
h. The approach and initial time alongside To facilitate remaining abaft the beam of the COI,
should be characterized by extreme cau- the forward weapons systems should provide the
tion since the true intentions of the COI are threat of main armament, if equipped. Manning of
unknown. other details, such as flight quarters, boarding/
search and rescue boat, and additional high-point
i. Own boats and helicopters should be gunners (the main deck of a lightly laden mer-
kept clear of the line of fire of the manned chant will usually be too high to allow an accept-
weapon systems. able field of fire from normal small arms
positions), may be required. If damage has been
j. Own-ship’s helicopter should never be sustained by the COI, a rescue and assistance de-
so close that spray from rotor wash causes tail should be provided. For safety reasons, all
personnel on deck to get wet. personnel on the deck of the boarding ship should
be kept out of sight of the COI. RHIB prepara-
k. For safety, attempt to keep rigid hull in- tions on the boarding ship should therefore take
flatable boat (RHIB)/motor whale boat place on the side away from the target ship, as
transits as short as possible and downsea. feasible.
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“Merchant vessel ___________, this is 1. The measures taken to stop a vessel vary
(nation) Navy warship. It is believed that and depend on several factors. ROE and specific
you are carrying cargo that is subject to in- instructions from seniors in the chain of command
terception under (the reason for intercep- must be taken into account. For the purpose of this
tion), and you will not be allowed to manual, it is assumed that the boarding ship is fully
proceed. You may, however, return to your aware of the limits to the magnitude and type of
port of origin at this time. If you do not de- force it may employ. Stopping the COI may not
cide to turn back, you will be directed to mean coming to a stop, but slowing to bare
proceed to (port/anchorage) where this steerageway or “dead slow ahead” (depending on
cargo will be taken into custody. (Nation) engineering configuration and sea state) to support
intends no harm to your ship, your cargo, small boat operations. Ship’s position must be
or your crew. Master and crew will be free closely monitored to prevent the COI from closing
to leave as soon as your vessel has reached territorial waters if the boarding operation is not
its new destination. Please do not resist. conducted while dead in water. In the absence of
Cooperate in this action so that we can other guidance, the following should be used to in-
avoid any damage or injury and ensure the form the master that his ship is to be boarded:
safety of the crew.”
“Merchant vessel ________________, this
3. Diversion to Port of Merchant’s Choice. is (nation) Navy warship. At this time, (na-
If no seizure of cargo is planned, it may be possible tion) intends to exercise its right to board
to allow the COI, if outbound, to return to its previ- and inspect under international law in ac-
ous port or, if inbound, to proceed to a port of its cordance with its previously published no-
choice other than those that are prohibited. De- tice to mariners. (Nation) intends no harm
pending on the situation, either an order or an offer to your vessel, its cargo, or your crew.
to divert to a port of choice may be extended. Please stop/slow your vessel and stand by
to accept (nation) boarding team.”
a. The following is an order to divert:
2. At this point, a cooperative vessel will
“Merchant vessel ____________, this is comply with the request and stop/slow. (If a ves-
(nation) Navy warship. You are not autho- sel refuses to consent to inspection, it must divert
rized to proceed to (intended port) or any (if inbound), return to port of origin (if outbound),
other port in (target country). Please pro- or be taken into custody, as appropriate.)
vide us with your intentions regarding an-
other port of call.” 3. Uncooperative Vessels. The reply from
an uncooperative vessel most likely will be that it
b. The following is an offer to divert: must check with his home office, or that it cannot
stop/slow because of engineering configuration.
“Merchant vessel ____________, this is (na- It must be noted that some ships need more than
tion) Navy warship. You are free to choose an hour to stop. A time limit should then be given to
to divert now to a port not in (target country). the subject vessel. It should be made clear that, at the
If you choose this option, inspection may be end of the given time, if it has not complied, the ac-
avoided. What is your decision?” tions to encourage it to stop will escalate. The fol-
lowing are not the only options available, but
c. If the merchant selects a suitable port, suggest a possible sequence of events. These actions
it will be directed to proceed with the may have to be cleared through the chain of com-
following: mand, depending on the specific guidance in effect.
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4. Levels of Force. The use of force to nationality of the COI whether English is
stop and board a vessel should be predictable, understood. Other commonly used lan-
proportional, and if needed, escalative. The unco- guages at sea may include Spanish, Rus-
operative vessel should be given the opportunity sian, or Arabic.
to comply before the level of force is increased.
This should be reflected in preplanned levels of b. Aggressive maneuvers by ships, tactical
force. These levels are: air (TACAIR) support, or helicopters (if
available). Maneuvering alongside could be
a. Nonviolent: performed, depending on the type of COI,
in a “fish-tail” maneuver: approach with an
(1) Warnings by different types of angle of 45° on the COI’s course, using 1.5
communications. times the COI’s speed. When at 200 yards,
slow to match speed and turn to parallel
(2) Aggressive maneuvering. course. Remain slightly astern of the COI to
enable early observation of course changes
(3) Turning and aiming of fire-control by watching the wake.
radars and/or gunmounts.
6. Deterrence. In the sequence of increas-
b. Deterrence: ing levels of violence, the following methods of
deterrence can be used:
(1) Use of blank pistol or grenades in
the water. a. The following munitions can be used to
deter with harmless means:
(2) Shots across the bow.
(1) Firing blank gun rounds towards
c. Show of force: Use of weapon sys- the bridge of the vessel.
tems/munitions to inflict limited damage
with small caliber guns without causing (2) Throwing thunderflashes or con-
injuries or structural damage. cussion grenades overboard.
d. Disabling fire (structural damage): Use b. If the above methods fail to have any ef-
of weapons systems/munitions to stop the fect, shots across the bow may produce the
COI (target areas include funnel, steering intended results. Shots can be fired by ships,
compartment, or engine room). TACAIR, or helicopter (if available). Guns
should be optically controlled to ensure
e. Counterbattery: proper targeting.
(2) Use of weapons systems or muni- (2) Firing of main battery guns utiliz-
tions to neutralize the hostilities posed ing HE or PD rounds. Rounds should
by the COI. be placed so the effect of the blast does
not damage the COI.
f. Full force: Use of weapon systems or
munitions to sink the COI. 7. Show of Force. If the actions listed
above fail to gain compliance, the vessel is now
5. Nonviolent. considered to be opposing the MIF operation. At
this point, a decision will have to be made by the
a. Voice communications, flashing lights, cognizant authority as to whether to use small arms
flaghoist (in accordance with the Interna- fire, disabling fire, or effect a takedown operation.
tional Signal Book), loudhailer, attention
signal on the ship’s whistle or a horn. The a. Nondisabling Fire. Small arms fire
use of simple, clear, and pronounced Eng- to the bow, the masts, cargo on deck, or
lish is important, as it will depend upon the other area may be directed to persuade
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CHAPTER 5
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b. Second Sweep Team (Two Men). 1 semi-automatic rifle in the small boat. Weapons
The second sweep team has the same qual- are also required for additional boarding party
ifications as the first sweep team. This personnel, if utilized. All members of the board-
team may augment the security team if ser- ing party, except those carrying shotguns, may
vices of a second sweep team are not carry the standard baton with speed ring, if quali-
required. fied. Weapons should be loaded with the chamber
empty. All boarding party members are required
c. Additional Security Team Members. to be current with their weapons qualifications
The additional security team members have and have exhibited to the commanding officer
the same qualifications as the security team sound judgment and maturity. Every boarding
members. party and boat crewmember shall wear body ar-
mor (if available).
0504 Boarding Party Boat Crew
Composition 0506 Preboarding Instructions to
Contact of Interest
The boat crew should be kept to a mini-
mum of three, if possible, to avoid overcrowding 1. Prior to launching a boat with a boarding
in the boat. Recommended boat crew composition party, the COI shall have complied with the fol-
is as follows: lowing instructions:
a. Coxswain. The best coxswain is re- a. Slowed to a complete stop and is dead
quired because many boardings can be at in water (DIW) or dead slow, if required by
night and in all types of weather and sea seas or proximity to shoal waters.
conditions. He must be mature and profi-
cient with a hand-held radio. b. Rigged pilot’s or Jacob’s ladder (pilot’s
ladder preferred) on leeward side. Mark it
b. Boat Engineer. The boat engineer with light shining toward the water, if at
should be qualified on a rifle to provide night. Once rigged, no one is to be near the
covering fire if boarding party is attacked ladder.
while attempting to embark/debark from
COI. c. Energized all interior lights (exterior
also if at night) and open all unlocked
c. Bow Hook. The bow hook should be spaces.
the best seaman available because of the
demanding nature of boat operations at d. Stated nature and location of any haz-
night and in poor weather conditions. ardous cargo on board.
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(8) ROE for each threat and each a. When directed by the OSC, the board-
weapon (topside gunners, helicopter ing party will embark in the ship’s boat for
sniper/gunner, boarding team mem- transfer to the COI. Because of severe
bers). ROE to be thoroughly briefed speed limitations and exposure of the
prior to each operation. boarding party, the motor whale boat is the
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least desirable choice and should only be security team leader must clear him prior to his
used when neither the gig nor a RHIB is approach.
available. Standard boat fenders are of lit-
tle use and may pose a hazard during 4. Boarding Officer Procedures. Once
alongside operations. Larger boat fenders, aboard the COI, the BO, the ABO, one security
which may be purchased or made up lo- team member, and the photographer, if assigned,
cally from three or more standard boat will proceed to the pilothouse to meet with the
fenders lashed together, should be used to ship’s master. The remainder of the boarding
prevent damage to boats during boarding party will muster the crew and remain with them.
operations. The ship should maneuver to Sample introduction to the master is as follows:
make a lee for the launch of the small boat.
Once clear, the ship must maneuver to “I am the senior (nation) officer present,
maintain visual observation of the COI and I intend to inspect your cargo. Please
and provide covering fire, if required. follow all instructions. Your cooperation
Careful consideration of winds, seas, navi- will be necessary to conduct this inspec-
gation hazards, territorial waters, and pos- tion. We would like to see your manifest
sible sudden maneuvers by the COI are first, and then we will inspect the cargo.
required. When a small boat is used to Please inform your crew of our intent and
transfer the boarding team, it might be effi- for their own safety, direct them not to in-
cient to place an armed protection team in terfere with the inspection team. Please tell
a second boat. them to remain calm and to help us avoid
any misunderstanding or confrontation.
b. The coxswain must ensure he remains All crewmembers are safe, and no harm is
clear of the COI wake to avoid any ob- intended. Thank you for your cooperation.”
structions from the COI. Once the board-
ing party is on board the COI, the boat a. Sample safe haven offer (if appropri-
should be directed to a safe position from ate) is as follows:
which a rapid response can be made in
case of an emergency. The position should “If you fear persecution in for per-
be included as a part of the boarding team mitting boarding of your vessel in compli-
brief conducted prior to launching the ance with (reason for interception),
boat. The boat engineer should be quali- (nation) will assist you in finding safe ha-
fied on a rifle and prepared to provide cov- ven outside .”
ering fire for the boarding party as they
climb aboard the COI. 5. Examination of Documents.
3. Boarding the Contact of Interest. One a. The documents examined are only one
of the most hazardous phases of boarding operations of the “tools” available to help reach a con-
is the embarking of the boarding team from the boat clusion regarding the true nature of a
to the COI. Getting off the boat and climbing a 10- to ship’s identity, crew, and cargo.
20-meter ladder up the side of a merchant vessel is
hazardous in the best of conditions. MIF operations b. All the documents encountered can be
may require this act to be conducted at night and/or in very easily forged or altered, or details
moderately foul weather conditions. Security team (cargo) may be deliberately omitted.
personnel should board first and secure the area
around the ladder. Once the area is secure, the re- c. Based upon training and experience,
mainder of the boarding party should follow. In the accept or reject the documentation
interest of safety, no more than two boarding party presented.
members should be allowed on the ladder at one
time. If the ship’s first mate or another ship’s officer d. Regardless of whether or not the docu-
approaches to greet the boarding party, the mentation is believed to be true, conduct a
search of the vessel.
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(b) Utilize the COI’s chain of (2) Do not perform the following:
command. Have the master or
ship’s officers give orders to the (a) Threaten or provoke the crew
crew/passengers. or passengers.
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1. Command, Control and Communica- a. The first is one in which the assault
tions of the Heliborne Assault Force. The force is first to board the COI to secure it.
HAF may consist of elements from Navy Special In this scenario, the normal boarding party
Forces teams, Marine Special Operations teams, or will embark the COI when directed by the
a variety of other forces from the armed services. OSC. The AFC remains in charge of the
Command and control structures and communica- COI until directed by the OSC to turn con-
tions equipment available vary depending on the as- trol over to the BO. In this situation, the
sault force used. Surface ships must be prepared boarding party will normally have addi-
to support a wide variety of possible options. tional security personnel assigned. The
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assault force will normally remain on that are compatible with the boarding
board the COI until search of the vessel is party’s, if not already so equipped, to allow
complete. A common voice circuit be- for direct communications during the
tween the BO, OSC, and AFC is not nor- takedown. Location and identification
mally required. data on members of the boarding party
still on board the COI will be given to the
b. The second scenario is one in which the AFC and briefed to all assault force mem-
normal boarding party or a portion of it is bers and snipers. Once the takedown com-
still on board the COI prior to arrival of the mences, the AFC will assume control of
assault force. This situation requires more any boarding party members on board the
complex coordination. A pretakedown COI. The AFC will remain in control of the
face-to-face brief is critical and should be COI until directed to transfer control to the
conducted if at all feasible. The AFC and BO.
assault team leader should be given radios
CHAPTER 6
Diversion Procedures
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underway watch bill that will provide security for c. Boarding party sleeping quarters.
all in the boarding party. Two-man watch teams
are required to ensure security. The recommended
minimum watch stations include: WARNING
a. Bridge and main accesses to the bridge.
The important thing to remember
b. Main engineering spaces and accesses. during an opposed diversion is to
constantly stay on guard.
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ANNEX A
(1) Sterns (best option), Mae West (in- (1) Coveralls (no rank insignia).
flatable), or Kapok.
(2) Ball cap (no rank insignia).
(2) Chemlite.
(3) Steel-toed safety shoes.
(3) Whistle.
e. Extra weapons:
(4) Strobe (optional).
(1) Shotgun (minimum of four mem-
b. Body armor: Type IIIA (best option), bers of security team).
Kevlar vest, or Flak vest.
(2) Rifle (boat engineer).
c. Equipment belt:
2. In addition to the equipment above, the BO
(1) Service pistol and holster and ABO should have the following additional
equipment:
(2) Handcuffs/case
a. Radio/Holder
(3) Baton/holder (if trained)
b. Checklists.
(4) Flashlight/holder
A002 Radios
(5) Magazines/pouches
1. At least six UHF secure voice portable radios,
(6) Canteen/pouch or VHF FM secure radios if UHF is not feasible.
f. Boat coxswain.
ANNEX B
Boarding Kit
d. Extra batteries (radio and flashlight). r. Camera (polaroid) and extra film.
ANNEX C
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ANNEX D
Boarding Procedures
MIF boarding operations are potentially These three principles not only apply
hazardous and require attention to detail by all to guards, but should be fully em-
boarding party members. ployed by all boarding party members
as they move throughout the COI.
D002 Embarkation
3. Boarding Party Introduction. The
1. Initial Embarkation. The security team boarding party will normally be greeted by the
should board first and set up security in the vicinity of COI’s first mate or another officer. The BO
the ladder prior to the embarkation of the remainder should introduce himself and ask to speak to the
of the boarding party. The boat engineer (equipped ship’s master. The BO should introduce himself
with a rifle) should be positioned to provide cover for the to the COI’s master and clearly state the proce-
boarding party as it embarks. The COI’s pilot ladder dures that will be used to conduct the boarding.
may be in poor condition, so no more than two men Every effort should be made to relay to the mas-
should be on the ladder at the same time. Remain clear of ter that the boarding team is simply following
the area under the pilot ladder during embarkation to orders and that no harm to his vessel or crew is
avoid objects that may fall from other members on intended. The BO must be cordial, yet maintain
the ladder. Once the boarding party is on board, use control of the conversation.
the 20-meter line with snap hook to hoist the board-
ing kit and any other bulky equipment on board. 4. Command Presence. Command pres-
ence is the psychological process (conduct,
2. Security Positioning. The following speech, and procedure) the BO uses to convince
three principles for establishing security positions others that he can deal with the situation. The
must always be considered: BO’s initial instructions may possibly make all
the difference. He should advise the master and
a. Observation. Security positions should crew of his expectations from the outset.
be selected that provide unencumbered ob-
servation of the entire area. Consider 5. Boarding Party Safety. The safety of
climbing onto a deckhouse or other high the boarding party is paramount. It is essential
point to provide maximum visibility. The that the presence, if any, of weapons aboard the
security position should be established so COI be determined as soon as possible. (The OSC
that every guard is within the field of view may have inquired about weapons aboard the COI
of at least one other guard. prior to the arrival of the boarding party.) Recom-
mended courses of action for dealing with weap-
b. Line of Fire. Security positions ons aboard the COI are as follows:
should provide a clear line of fire in the di-
rection of the threat at all times. Personnel a. Secure weapons in the boarding bag.
moving within the security area should be
careful not to mask the line of fire of estab- b. Post a guard on the weapons.
lished security positions.
c. Lock the weapons in a safe place.
c. “Triangulation.” Forming triangu-
larly oriented security positions should d. Separate weapons and ammunition and
provide overlapping fields of view while secure them on the body (least desirable
providing a relatively clear line of fire for method).
all members.
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change plans completely as matters pro- g. A small notebook for recording infor-
gress and things are encountered. mation such as serial numbers, etc.
d. Do not try to search a vessel alone. A 8. When deciding to enter a vessel on a per-
sweep team of two is required to search sonnel sweep, enter as tactically sound as any
most vessels with any degree of safety. A subsequent movement inside. Keep in mind that a
very large vessel will require additional hostile suspect can always be waiting just on the
personnel. other side. Always expect the unexpected and al-
ways do the unexpected. If someone is waiting,
5. When entering a compartment that may be his territory is being moved into.
occupied by an hostile suspect, the risk of injury is
increased. If there is any other reasonable option, 9. Approaching and Entering a Com-
don’t go in. partment. During any search, a key consideration
is the proper use of search patterns. While moving
6. The greatest hazard when boarding is the up or down stairways or ladders, along hallways,
ability of a person to hide and wait in an almost and through rooms, keep the back toward, but
limitless number of spaces. Within the maze of slightly away from the bulkhead. Although the hos-
doorways, passageways, ladders, furnishings, tile suspect may be able to shoot through some bulk-
cargo, closets, false compartments, nooks and heads, this search pattern will generally provide the
crannies in a vessel, the natural odds overwhelm- closest thing to cover available for the backside. Not
ingly favor the hunted over the hunter. Yet, de- exposing the back will cause a comfortable feeling
spite the infinite variables presented by a vessel at and provide the ability to concentrate on advancing.
sea, be tactical in approaching any of them. It is Remember, the potential threat locations are ahead.
true that there is no “standard vessel,” but there Be physically constructed to do the best fighting for-
are standard movements that can be adapted to the ward. If a team member finds himself in a compart-
multitude of tactical problems encountered on a ment where he feels as if his back is not covered,
vessel. chances are that he has failed to do something sig-
nificant earlier.
7. Have the appropriate equipment when
searching a vessel. In addition to the items on the a. The “Fatal Funnel.”
belt, consider carrying:
(1) The “fatal funnel” concept (see
a. A piece(s) of cord with a loop on the Figure D-1) is usually thought of in
end for tying to doorknobs. terms of standing in or through the
opening. If a suspect is hiding along
b. A tactical mirror. (A good mirror (for the same wall that the door is on, his
sweeps) can be made by gluing a convex arc of visibility through the opening
“fisheye” mirror to a regular inspection door may be such that he can see (and
mirror with a telescope handle. The mirror shoot) even if someone is standing to
can then be used in lieu of the “quick peek” the side of the actual doorway. To be
in all tactical sweep situations.) truly clear of the “fatal funnel,” stand
as far back from the doorway as possi-
c. Extra cuffs (thumb or flex cuffs). ble while it is being opened.
d. An ear mike for the radio. (2) When crossing a doorway, espe-
cially if the door is open, consider leap-
e. A pen light in case the bulb burns out on ing rather than walking or crawling. It is
the primary flashlight or it may be used as noisier, but creates a faster moving tar-
a door prop. (Rubber door stops can also get. Be sure to start up and end well to
be carried for this purpose.) the sides of the door frame. Don’t
mimic movie police by swinging into
f. A small roll of masking tape for mark- the center of the doorway with the weapon
ing previously searched compartments. pointed into the room, then pivoting to
the other side. That slow-motion
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move prolongs exposure to the “fatal (a) Team members should take up
funnel.” When going to move, move positions on opposite sides of the
quickly. When going to shoot, shoot door.
quickly. Do not try to accommodate
both with the same tactic. (b) The man opposite the hinges
should open and inspect behind the
(3) Be certain to avoid doing a tactical door.
sweep alone, whenever possible. How-
ever, if it becomes necessary to go (c) Both team members should
alone, keep the following in mind: inspect the area visible using
“quick peeks” as necessary to en-
(a) If a compartment whose door sure thorough coverage of the
opens inward is in the path, ap- compartment.
proach the door on the side oppo-
site the hinges. (d) Team members should enter
the compartment using one of the
(b) Take cover behind the bulk- techniques described on the fol-
head and quietly, but forcefully lowing pages.
shove the door open. If possible,
look through the crack between the (e) If the door opens out, the man
door and the bulkhead to see if any- on the knob side should loop a cord
one is behind the door. Inspect as around the knob and throw the end
much of the compartment as possi- to his partner, staying back along
ble from the covered position. the wall as far as possible from the
doorway, reaching out full arms
(c) Inspect the remaining area of the length, and unlatching the door.
compartment by rapidly extending
the head just far enough to see, then (f) After having pulled back and
quickly ducking back. This is re- readied his weapon, the other man
ferred to as a “quick peek.” When should pull the door open.
doing a “quick peek,” do so at a
higher or lower than normal level by (g) If the door opens in, the per-
stooping or standing on the tiptoes. son on the knob side should try to
unlatch the door. First, he should
(d) When approaching a compart- open the door an inch, back away,
ment whose door opens outward, and listen for a moment. Next, he
approach the door on the side op- should shove the door open with
posite the hinges. Take cover be- enough force to strike the wall or a
hind the bulkhead and quietly pull person hiding behind it.
the door open. Inspect as much of
the compartment as possible from (h) When entering the door, the
the covered position. following should be performed:
(e) Inspect the remaining area of the (1) Strive for speed, surprise, and
compartment by doing a “quick safety.
peek.” If the door is already open,
approach on the hinged side. (2) “Quick peek” before moving, then
get in and get low, protect the back,
(4) When operating as a two-man and get the area of responsibility under
team, remember the following: control as quickly as possible.
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(4) For speed, move in high with noth- “crisscross” is an effective nondynamic
ing lower than a slight crouch. (Going room entry because, unlike the “button-
in low with the knees radically bent hook,” it is possible to see the destination
will be too slow.) Move in high, then before getting there.
get low.
d. The “S.A.S.” The S.A.S (see Figure
(5) Once across the threshold, get D-3) can be used as a non-dynamic room
away from the door. entry when it is impossible to stand on both
sides of the door. It is a technique where
(6) In essence, use a pattern, a tactical two or more men position themselves
way of entering in minimum time with “heel to toe” on one side of the door, and
minimum exposure. Patterns are not one man holds onto the belt of the man in
absolutes, and getting in fast is more front of him. On signal, both men simulta-
important than executing a perfect en- neously rush into the room. As each man in
try movement. Some of the more com- line enters the compartment, he lets go of
mon methods are described below. the belt and positions himself at a predeter-
mined location inside the room.
b. The “Buttonhook.” The “buttonhook”
can be used when working alone or in a e. The “Israeli.” Many sweep teams do an
two-man team. After visual inspection “Israeli” move (see Figure D-4) before
from outside the door, quickly enter the they enter a compartment. The position for
compartment, hooking away from the door a “quick peek” into a compartment is the
and keeping back to the bulkhead while same position as for an “Israeli” move. On
entering. In a two-man team, normally en- signal, immediately follow a “quick peek”
ter together on signal. If the doorway is too with another “quick peek” with handgun
narrow to enter together, decide by signal being the “third eye.” In other words,
who will go first, and then quickly enter swing only the gun hand into the compart-
one after the other. In cases where furni- ment from the barricade position, sweep-
ture or other objects obstruct the view of ing the area of responsibility, then move
the entire room, after entering, slowly move back outside to set up for a standard entry.
further into the room keeping the back to-
wards the bulkhead until the compartment f. For all entry techniques, if the right hand
seems to be safe. Two-man teams usually is the stronger hand and the right side of the
work down opposite bulkheads. Com- doorway is being entered, switch weapon to
monly on vessels, doorways are located at the left hand. This minimizes exposure of
the ends of passageways, thereby prevent- the body in case it becomes necessary to en-
ing both men from getting on either side of gage a suspect hiding against the wall. The
the door. In this instance, wrap around the same holds true for a left-handed person on
door to the other side of the wall (one at a the left side of a doorway.
time, from the same side of the door and
keeping the backs close to the frame). g. All entry tactics, while infinitely better
than impulsively rushing the room, are
c. The “Crisscross.” The “crisscross” (see tricky to perform and require practice.
Figure D-2) is the entry of choice for a dy-
namic entry. With the door closed, take up 10. Tactical Movement. Nothing is
positions on opposite sides of the door. On more important to surviving vessel sweeps
signal, the man opposite the hinges opens than the principle of concealment that can
the door and using the door as a shield dur- minimize the risk. This can help in construct-
ing the initial 70° of the arc, quickly enters ing a systematic plan rather than relying on
the compartment, assuming a position to random movement. Yet, ironically, when con-
the side of the doorway. Once clear of the ducting tactical sweeps, often many of these tac-
doorway, the second man enters to the op- tical principles cannot be applied because of
posite side of the room. When the doorway constraints in manpower, the impulses of hu-
is too narrow to enter simultaneously, the man nature, or the realities of vessel design.
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Adhere to these principles as if they were the Command the crewman to come. Do not
moral principles of life and appreciate their value. approach what may turn out to be an armed
Try to adhere to them as often as possible and un- crewman waiting.
derstand that there will be times when they will
have to be compromised because of uncontrolla- e. Adversary’s Field of View. While
ble elements. At the very least, be aware when moving, think constantly about the cover
they are violated and why. The following are and the adversary’s field of view. Could a
some specific tactical movement strategies: crewman be hidden in a spot from which
he could see (or shoot)? As a tactical mini-
a. Clearing the Room. After entering mum, never enter a field of view that a
a room and establishing the areas of re- partner cannot cover.
sponsibility, clear the room with the same
amount of safety used to enter it. Threat lo- f. Positioning. Remain aware of own
cations typically include under beds, be- position relative to where a crewman may
hind large pieces of furniture, in closets, or be and the position relative to that of the
around corners within the room. Look es- partner. Partners getting into each other’s
pecially for doors that are open and door- crossfire is a major risk, especially in the
ways that lead to adjoining rooms. The close quarters of a vessel and where high
primary area of interest will be that spot stress tends to keep them engrossed in the
which, if a hostile person were hiding search process.
there, would give him the greatest opportu-
nity to attack. g. “Bunching Effect.” Avoid the
“bunching effect,” the tendency to cluster
b. The Most Immediate Threat. Al- together in the illusion of safety in prepara-
ways take care of the most immediate tion to move, enter, or search. The closer
threat first, even if it is not the greatest partners are, the easier it is for an adversary
threat. The “rules of the room” says one to shoot both of them. Tactical separation
ought to always move around the perime- buys time for proper reaction. However,
ters of rooms with back to the wall. In real- partners should not distance themselves
ity, furnishings or other obstacles often apart to a point where they cannot keep in
prevent this, especially on vessels. In large visual contact. They should be able to see
holds, mess decks, or other large spaces, it each other at all times, except in extreme
is tactically sound for decreasing the circumstances.
chance of exposing the back to a suspect.
Stay low to reduce the possibility of being h. “Triangulation.” Strive for the prin-
a target. ciple of “triangulation” (see Figure D-5),
which promotes tactical separation, mini-
c. Stationary/Moving Man. No mat- mizes crossfire and bunching, and maxi-
ter which partner chooses to negotiate the mizes the impact of defensive fire by
same side of the room or along opposite directing it to a central point. To under-
sides, only one should move at a time. The stand “triangulation,” think of the potential
other should provide security. Usually, the hiding places in the field of view as being
stationary man performs most of the at the apex of a triangle. Ideally, both part-
searching. The moving man will be able to ners should be positioned so as to form the
open closet doors or lift void covers so the other corners of the triangle relative to
stationary officer can see into them. each of these hiding places. If a threat pre-
sents itself, it is then possible to direct fire at
d. Weapon Preparation. While mov- it from different angles, while the adver-
ing, ready weapon to meet force with sary will be forced to separate his fire
force. Forcefully challenge noises or power in order to hit both partners. While
movement not identifiable from the near- moving to clear areas of responsibility, one
est cover by saying (for example), “You in partner shifts his position to maintain trian-
the closet! Come out! Hands first!” gulation on new potential threat locations.
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(1) Two movement techniques that the compartment where he’s hiding.
accommodate this principle of “trian- Breathing alone may be enough to alert him.
gulation” are “follow the leader” and It is amazing how acute the senses can be
“leapfrog.” They are described as when someone is hiding and waiting for
follows: someone. Don’t help him by jangling keys,
jingling coins in the pocket, carrying
(a) “Follow the leader” is a tech- squawky radios, or wearing watches with
nique where one man moves, alarms.
then stops, then the second man
moves to his position (maintain- f. Minimize noise by using the sides of the
ing tactical separation). The sec- feet to lightly feel the floor, rolling forward
ond man also has rear guard with the whole length of the outer edge of
responsibilities. the foot before putting any weight on it.
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the gun (lined up in the center) turns, too. k. After clearing a room, be sure that all
This turning is the essence of instinct doors and accesses behind have been
shooting: what the gun sees as a “third closed and locked, if possible, before mov-
eye,” it can hit. ing on. Place pieces of masking tape across
the top of the door and collect them when
j . When searching for a suspect: passing these places on the way out. Also,
make sure that none of the tape has been
(1) Avoid passing any potential hid- disturbed.
ing place without first checking and se-
curing it. Do not dismiss any space for l. If a barricaded crewman is encountered
being too small or too unlikely. Moti- and cannot be talked out, try to wait him
vated by the fear of being caught, hu- out, smoke him out, or starve him out. Do
mans can squeeze into amazingly not try to go in and get him. Leave that to
small spaces. the professionals. Lock him in, if possible,
or post a guard and leave him.
(2) When searching an area of a vessel
without having found someone, keep 12. Tactical Communications.
the senses sharp by thinking “I didn’t
find anyone” and not “There is no one a. Most communications with other sweep
in there.” team members during the conduct of a
sweep should be accomplished by using
(3) While searching, pause frequently nonverbal signals. See Figure D-6 for a few
and just listen. Remember, the crew- of the standard signals and their meanings.
man is excited and under stress, too.
He may make a noise because his b. Decisions dealing with who will go
throat is dry, or he may get a muscle first, who will be high, who will be low,
cramp. etc., are made simply by pointing and di-
recting with the hands. Normally, the per-
(4) Do not rush the search. Because son in charge of a sweep team initiates the
the mind may be accelerating under communication.
stress does not mean the movements
have to accelerate to match. c. The sounds partners make while com-
municating should be soft, also. Instead of
(5) If a person is found, perform the speaking out loud (a “hard” sound that can
following: easily be pinpointed), whisper (a “soft”
sound whose precise location cannot be so
(a) Move him to a secure area. easily placed). Obviously, if a threat is im-
minent, shout out loud so there is no doubt
(b) Handcuff and search him for that the warning is heard. While moving
weapons (one team member only, through the interior of the vessel, keep in
while the other provides cover). mind that everyone may not always hear or
see the same things, even though it may
(c) Move the suspect topside via a seem impossible that they wouldn’t.
path that has been cleared or call
for another sweep team to get him. d. In addition to the above, employ the
following:
(d) Remember that if both team
members leave the area, they will (1) Be sure that communication does
have to search their way to their not require either partner to look away
previous location. Finding one from his area of responsibility. Hand
unaccounted-for crewman should and head signals should be used only
be a flag to search for more. when they can be seen in direct or pe-
ripheral vision while attention is kept on
the potential threat location. Normally,
the man in front uses hand signals,
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while the man at the rear whispers, be- should enter at a time. Again, one
cause his whisper will project forward. man should move and one should
If in front, resist the impulse to look cover. While moving around, al-
back to see if the other person got the ways try to keep some cover in
message. When either partner receives sight: a place to retreat if trouble
a message, whisper or signal back to explodes.
the other person that the message was
received. Signals need to be very sim- (c) When traversing narrow pas-
ple so they won’t be forgotten or con- sageways and spaces, one team
fused under stress. member should go first (crouching
low) while the other covers him.
(2) Do not rub against walls while When the first man gets to his des-
moving from one spot to another due to tination, the other may advance.
possible exposure and ricochet fire. To
avoid being ambushed or surprised by (d) While moving up a ladder (see
someone on a different level, take care Figure D-9), one team member
to check openings above and below should slide up the ladder on his
while moving. In a situation where back, using his heels to push him-
close attention must be given to the self. The second team member
level above, cover the area into which should provide cover to the front.
the team is moving (see Figure D-7) When moving down the ladder,
while one partner, walking backwards take one or two steps down, expos-
and guided by the other partner, covers ing only the feet, then do a “quick
the higher level away from the area into peek” before proceeding. Use a
which the team is moving. If a possible mirror to look into a compartment
threat is detected, the team should take to prevent being exposed.
cover and confront the threat.
(e) Remember that there are two
(3) Enter the passageways cautiously objectives when approaching a
because they are ready-made for an search: To move through the pas-
ambush. Due to the possibility of an sageway to reach a more distant
ambush, employ the following: area that was intended to be en-
tered and searched, or to position
(a) Take a “quick peek” to clear one’s self in the passageway to en-
the passageway before entering it. ter a room that opens off the
Instead of peeking around a cor- passageway.
ner, move to the opposite wall and
peek out. (If someone is just 13. Tactical Lighting.
around the corner, this will maxi-
mize the distance between them (1) One method of expanding the field
and the team member(s).) of view is through the manipulation of
light in darkened locations. Where
(b) Utilize the “slicing the pie” there is controllable lighting, move
option (see Figure D-8) while en- from dark areas into lighted ones and
tering passageways or a corner and never the reverse, if possible. If, prior to
a threat may be on the other side. entering a compartment, it is impossi-
When near the corner, move away ble to turn on its lights, turn the lights
from the wall as far as possible, out in the occupied room. Do not form a
face the corner, and, while shuf- silhouette by moving with bright light
fling to the side, gradually increase behind. Light switches in most com-
the arc of visibility around it. Once partments are opposite the hinge side
the decision has been made to en- of the door about chest height off the
ter the passageway, only one man floor. Don’t linger around the switch
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too long, though; the other guy proba- (3) When performed properly, a per-
bly knows where it is, too. son inside the compartment can only
see a bright light near the top of the
(2) Use the following procedures prior door. Use of this technique and “slic-
to entering compartments in which the ing the pie” should provide a look at
lights cannot be turned on: most of the compartment.
(a) Take cover together on the (4) When moving about a dark com-
same side of the doorway with the partment, consider using the “harries”
partner standing and facing the flashlight technique. The flashlight is
wall as far back from the doorway held with the back-of-flashlight hand
as possible and holding his flash- meeting the back-of-gun hand. The
light pointing into the compart- two press together to create dynamic
ment near the top of the doorway. tension that stabilizes the pistol. De-
pending on hand and flashlight shape,
(b) Lay on the deck and peek into the light button may be controlled by
the compartment with weapon the little finger, index finger, or thumb.
ready. On signal from one partner, The idea is to flash momentarily,
the other partner should turn the change position, and do it again, leav-
light on. ing the light out while moving. Re-
gardless of the illumination created,
(c) Send signals to the partner by before passing any corner or entering
pulling either up, down, left, or any doorway, see what may be waiting
right on his pants leg. The partner on the other side.
should then correspond by slowly
moving the flashlight in the direc-
tion of the pull.
INDEX
Page Page
No. No.
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Page Page
No. No.
I R
P Uncooperative:
Boarding . . . . . . . . . . . . . . . . . 5-10
Passengers, dealing with . . . . . . . . . . . 5-9 Vessels . . . . . . . . . . . . . . . . . . 4-4
Patrol, coast guard/environmental . . . . . . 3-2
Photographer . . . . . . . . . . . . . . . . . 5-1 V
Picture compilation. . . . . . . . . . . . . . 3-1
Port of merchant’s choice, diversion to . . . . 4-4 Visual sensors . . . . . . . . . . . . . . . . 3-3
Positioning . . . . . . . . . . . . . . . . . D-10
Preboarding: Voluntary diversion . . . . . . . . . . . . . 6-1
Briefs . . . . . . . . . . . . . . . . . . . 5-3
Instructions to contact of interest. . . . . . 5-2 W
Prohibited items . . . . . . . . . . . . . . . 1-1
Purpose. . . . . . . . . . . . . . . . . . . . 1-1 Weapon preparation . . . . . . . . . . . . D-10
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