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UNCLASSIFIED

EXTAC 1012

EXTAC 1012
MARITIME INTERDICTION
FORCE PROCEDURES

MULTI-NATIONAL MARITIME MANUAL

ORIGINATOR: NAVY TACTICAL SUPPORT ACTIVITY

OCTOBER 1996

0410LP0098620

1012-I (Reverse Blank) ORIGINAL


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EXTAC 1012

October 1996

PUBLICATION NOTICE ROUTING

1. EXTAC 1012, Maritime Interdiction Force Operations, is available in the Naval


Warfare Publications Library. It is effective upon receipt.

2. EXTAC 1012 provides the objectives of maritime interdiction force (MIF) opera-
tions, the principles of inspection, and tactical guidance for conducting maritime
interdiction and boarding operations by multinational ships and associated elements
from other services.

3. EXTAC 1012 is unclassified and does not require security protection. It may be
released to non-NATO nations independently by member nations and NATO com-
mands and agencies as required.

Naval Warfare Publications Custodian

Naval warfare publications must be made readily available to


all users and other interested personnel within the U.S. Navy.

Note to Naval Warfare Publications Custodian

This notice will assist you in providing information to cognizant personnel. It is not accountable.

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RECORD OF CHANGES

Identification of Date Entered NATO Effective Date By Whom Entered


Change, (Signature; Rank,
Reg. No. (if any), Grade or Rate;
and Date Name of Command)

1012-V ORIGINAL
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RECORD OF CHANGES

Identification of Date Entered NATO Effective Date By Whom Entered


Change, (Signature; Rank,
Reg. No. (if any), Grade or Rate;
and Date Name of Command)

ORIGINAL 1012-VI
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Maritime Interdiction Force Procedures


CONTENTS
Page
No.

CHAPTER 1 — INTRODUCTION

0101 Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1

0102 Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1

0103 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1

0104 Objectives of Maritime Interdiction . . . . . . . . . . . . . . . . . . . . . . . . . 1-2

0105 International Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2

0106 Mission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2

0107 Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2

0108 Examples of Maritime Interdiction . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2

CHAPTER 2 — CONCEPT OF OPERATIONS

0201 Concept . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1

0202 Command, Control and Communications . . . . . . . . . . . . . . . . . . . . . . 2-1

0203 Communications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-3

CHAPTER 3 — DETECTION AND SURVEILLANCE

0301 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1

0302 Detection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1

0303 Surveillance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2

0304 Sensors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-3

CHAPTER 4 — INTERROGATION, APPROACH AND STOPPING

0401 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1

0402 Shipboard Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1

0403 Interrogation Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1

0404 Approach Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-2

0405 Diversion Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-3

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No.

0406 Stopping Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-4

CHAPTER 5 — BOARDING AND SEARCHING

0501 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1

0502 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1

0503 Boarding Party Composition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1

0504 Boarding Party Boat Crew Composition . . . . . . . . . . . . . . . . . . . . . . . 5-2

0505 Boarding Party Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-2

0506 Preboarding Instructions to Contact of Interest . . . . . . . . . . . . . . . . . . . 5-2

0507 Boarding Party Communications . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-3

0508 Preboarding Briefs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-3

0509 Cooperative Boarding Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . 5-4

0510 Uncooperative and Opposed Boarding Operations . . . . . . . . . . . . . . . . . 5-10

0511 Helicopterborne Assault Force . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-10

CHAPTER 6 — DIVISION PROCEDURES

0601 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1

0602 Voluntary Diversion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1

0603 Involuntary Diversion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1

0604 Opposed Diversion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1

ANNEX A — BOARDING PARTY PERSONNEL EQUIPMENT

A001 Required Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1

A002 Radios . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1

ANNEX B — BOARDING KIT

B001 Contents of Kit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-1

ANNEX C — SAMPLE MERCHANT DOCUMENTS

C001 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . C-1

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ANNEX D — BOARDING PROCEDURES

D001 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-1

D002 Embarkation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-1

D003 Crew Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-2

D004 Inspection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-2

D005 Completion/Debarkation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-2

D006 Tactical Sweep Procedures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-2

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LIST OF ILLUSTRATIONS
Page
No.

CHAPTER 2 — CONCEPT OF OPERATIONS

Figure 2-1. Command and Control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-2


Figure 2-2. Proposed Maritime Interdiction Force Communications Plan . . . . . . . . 2-4

CHAPTER 5 — BOARDING AND SEARCHING

Figure 5-1. Boarding Party Communications . . . . . . . . . . . . . . . . . . . . . . . 5-4

ANNEX C — SAMPLE MERCHANT DOCUMENTS

Figure C-1. Sample Merchant Crew Listing . . . . . . . . . . . . . . . . . . . . . . . . C-2


Figure C-2. Sample Dangerous Cargo Manifest . . . . . . . . . . . . . . . . . . . . . . C-3
Figure C-3. Sample Certificate of Inspection . . . . . . . . . . . . . . . . . . . . . . . C-4
Figure C-4. Sample Certificate of Documentation. . . . . . . . . . . . . . . . . . . . . C-5

ANNEX D — BOARDING PROCEDURES

Figure D-1. The “Fatal Funnel” Concept . . . . . . . . . . . . . . . . . . . . . . . . . D-4


Figure D-2. The “Crisscross” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-7
Figure D-3. The “S.A.S.” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-8
Figure D-4. The “Israeli” Move . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-9
Figure D-5. The “Triangulation” Concept . . . . . . . . . . . . . . . . . . . . . . . . D-11
Figure D-6. Nonverbal Signals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-14
Figure D-7. The “Cover” Concept . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-16
Figure D-8. “Slicing the Pie” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-16
Figure D-9. The “Ladder” Concept . . . . . . . . . . . . . . . . . . . . . . . . . . . . D-17

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LIST OF ACRONYMS

ABO. Assistant boarding officer MIF. Maritime interdiction force

AFC. Assault force commander MIF CDR. M a r i t i m e i n t e r d i c t i o n f o r c e


commander
AMC. Air mission commander
MIF COORD. Maritime interdiction force
BO. Boarding officer coordinator

CIC. Combat information center OSC. On-scene commander

COI. Contact of interest OTC. Officer in tactical command

EEI. Essential elements of information RHIB. Rigid hull inflatable boat

EO. Electro-optical ROE. Rules of engagement

ETA. Estimated time of arrival RSP. Recognized surface picture

ETD. Estimated time of departure SITREP. Situation report

HAF. Heliborne assault force TACAIR. Tactical air

IR. Infrared TAO. Tactical action officer

LPOC. Last port of call

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EXTAC 1012

FOREWORD

1. EXTAC 1012, Maritime Interdiction Force Procedures, provides the objectives of maritime inter-
diction force (MIF) operations, the principles of inspection, and tactical guidance for conducting mari-
time interdiction and boarding operations by multinational ships and associated elements from other
services.

2. This document is unclassified and does not require security protection. It may be released to
non-NATO nations independently by member nations and NATO commands and agencies as required.

3. Comments and recommended changes to this document should be sent directly to the address
listed below:

DIRECTOR
NAVTACSUPPACT
ATTN CODE 40
WASHINGTON NAVY YARD BLDG 200
901 M STREET SE
WASHINGTON DC 20374-5079 USA

4. References:

a. EXTAC 1000, Maritime Maneuvering and Tactical Procedures.

b. EXTAC 1001, International HOSTAC.

c. EXTAC 1002, International HOSTAC — Technical Supplement.

d. EXTAC 1003, Replenishment at Sea.

e. EXTAC 1004, Voice Procedures and Brevity Codewords.

f. EXTAC 1005, Exercise Manual.

g. EXTAC 1006, Structured Messages.

h. EXTAC 1007, Mine Countermeasures.

i. EXTAC 1009, Diving Safety.

j. EXTAC 1010, Non-Combatant Evacuation Operations.

k. EXTAC 1011, Naval Humanitarian Assistance Missions.

l. EXTAC 1013, Regional Naval Control of Shipping.

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CHAPTER 1

Introduction

0101 Purpose 3. The authority establishing the MIF opera-


tion must address the following items in the
EXTAC 1012 provides: resolution:

a. The historical aspect of maritime inter- a. Force. The resolution should pre-
diction, the objectives of maritime inter- scribe the level of force authorized in con-
diction force (MIF) operations, and the ducting the MIF operation. Generally, the
principles of inspection. ROE and national interpretations of the
resolution will prescribe the conditions un-
b. Tactical guidance for conducting mari- der which, and the extent to which, force
time interdiction and boarding operations may be used in enforcing the resolution.
by multinational ships and associated ele-
ments from other services. b. Prohibited Items. The resolution it-
self will specify the prohibited items.
0102 Definition However, when dealing with questionable
cargoes, the MIF commander may require
A MIF operation is the action of denying clarification of the prohibition status of
access to specific ports for import/export specific goods from the sanctioning au-
of goods to a specific nation or nations. thority. For example, if the resolution bans
“petroleum products,” but merchant ships
0103 Overview are encountered carrying oil shale, coal, or
natural gas, the MIF commander may wish
1. Nations periodically use military forces to to clarify what is to be stopped by contact-
influence a country to conform with interna- ing the sanctioning authority through the
tional standards of behavior. Maritime intercep- chain of command. Certain goods are gen-
tion operations are one of these measures, and erally exempt from seizure, such as medi-
are intended to resolve disputes through actions cal and hospital stores, religious objects,
short of armed conflict. They are designed to con- humanitarian relief supplies, and humani-
trol the flow of arms and goods into and out of a tarian-related foodstuffs.
target country. Commanders, commanding of-
ficers, and other key decision-making person- c. Geographic Limitations. Although
nel should have a working knowledge of the the resolution may set the geographic limi-
principles and law of the sea involved prior to tations for the MIF operation and authorize
commencing MIF operations. entry into the target country’s territorial
sea, the decision regarding whether to allow
2. The United Nations will normally establish pursuit into the target country’s territorial
the provisions for an embargo and authorize the sea varies between participating nations.
use of force in its enforcement through a U.N. Se- This decision may be modified based on
curity Council Resolution. The right to impose an political developments during the MIF en-
embargo may also be derived from the customary forcement. Some members may prohibit
international law that defines the right of a nation, any entry into territorial seas, others may
or group of nations, to defend against a threat to the create arbitrary limits on territorial waters,
peace or actual breach of the peace (also termed “in- e.g., 3 nm, and still others may authorize
dividual or collective self-defense”). pursuit to the coastline. This issue is further
complicated by regional geography and the
target country’s maritime claims.

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d. Disposition. Normally, ships are not 0106 Mission


seized during a MIF operation; those car-
rying prohibited items are diverted to an Conduct maritime interdiction of merchant
acceptable port or returned to their port of shipping bound to, through, or out of a designated
origin. However, in recent MIF operations, area in support of political authorities stated ob-
such as Operation Sharp Guard in the Adri- jectives. Implementation of this interdiction is
atic, the U.N. resolution authorized the sei- through the use of multinational combatants
zure and subsequent sale of the violating (ships and/or aircraft) will be used to place board-
vessels and their contraband. ing parties aboard merchant vessels. Force may
be required (i.e., warning shots, nondisabling fire,
4. For MIF operations to be recognized as and disabling fire), which is referred to in this
lawful under international law, the provisions publication as a “takedown.”
thereof must be applied to ships of all nationali-
ties. This means that all ships in transit of the de- 0107 Scope
fined area, including those of one’s own nation,
must be subjected to an inspection. Force may be Multinational force ships must be prepared
utilized, if required, to ensure compliance with in- to conduct MIF operations on short notice. In sup-
terception operations. port of this objective, guidance provided herein is
applicable to all naval commands that may be in-
0104 Objectives of Maritime Interdiction volved in the planning and/or execution of MIF
operations. The information contained herein
There are two objectives of maritime may be useful to personnel of other armed ser-
interdiction: vices who are also tasked to support MIF
operations.
a. Primary. The primary objective is to
determine if a merchant ship is in compli- Note: The procedures and guidance provided
ance with or in violation of the stated rea- are applicable only to peacetime MIF opera-
son for interdiction. tions and do not address procedures for con-
ducting a naval blockade in time of war or
b. Secondary. The secondary objec- declared hostilities.
tive is to gather intelligence about:
0108 Examples of Maritime Interdiction
(1) The merchant ship’s itinerary and
future intentions. Ships from many nations have been tasked
on several occasions to conduct MIF operations in
(2) Military and merchant activity in support of various objectives. Examples of MIF
and around an embargoed nation’s operations are:
ports.
a. Enforcement of United Nations sanc-
0105 International Law tions against Iraq in support of operations
during, and prior to, the Persian Gulf War.
The United Nations, individual nations, or
other recognized political authorities may provide b. Enforcement of United Nations sanc-
authority for MIF operations. Reference sources tions against the former Republics of
are available to commanding officers to amplify Yugoslavia.
international law of the sea.

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CHAPTER 2

Concept of Operations

0201 Concept h. Criteria for contact classification,


cleared vessel, suspect vessel, and possible
1. MIF operations will have great political violator.
interest and, as such, require a highly flexible con-
cept of operations. They may be carried out by 2. Command Responsibilities. The fol-
multinational forces or a single nation in support lowing are the key MIF personnel and their
of specified objectives. Unilateral operations may responsibilities:
be conducted by naval forces alone or as part of
joint operations involving one or all of the armed a. Maritime Interdiction Force Com-
forces. mander. The MIF CDR is the officer in
tactical command (OTC) of all forces
2. Commanding officers should prepare assigned to conduct the MIF operation.
their crews to conduct MIF operations within a
wide variety of command structures and opera- b. Maritime Interdiction Force
tional environments. Local Coordinator. The MIF COORD
is assigned as required to provide com-
0202 Command, Control and mand and control when geography prohib-
Communications its operations in a single geographic area.
There may be a need for a number of MIF
1. The command structure varies according COORDs. They are responsible for:
to the political objectives of the MIF operation,
but resembles the basic structure described in Fig- (1) Conducting MIF operations within
ure 2-1. Geography of the operational area has a the assigned area of interest and exer-
significant impact on the size of MIF force re- cising tactical control of all MIF forces
quired and the amount of decentralization within within the area of interest.
the command structure. In each case, a detailed
operations order will be required that must ad- (2) Assigning boarding and assist
dress, among other things: ships as required.

a. A definition of “Boarding and Inspec- (3) Tasking aircraft or other support-


tion,” as it applies to the resolutions being ing forces as required so that the
enforced. on-scene commander (OSC) can con-
duct a particular merchant boarding.
b. Types of merchant vessels expected to
transit the operations area. (4) Assigning units VHF working
channels and night signal colors, to be
c. Other shipping. used for COI interrogation, in order to
prevent mutual interference.
d. Questions to ask the contact of interest
(COI) before boarding. c. On-Scene Commander. The OSC
is the officer in tactical control at the scene
e. What constitutes reasons for diversion. of all forces assigned to conduct or support
the boarding of a COI. The OSC is nor-
f. What percentages of cargo on various mally the commanding officer of the
types of shipping should be searched. boarding ship.

g. Rules of Engagement (ROE).

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Figure 2-1. Command and Control

d. Assault Force Commander. The to the master of the COI or until he is prop-
AFC is the officer in control of the heli- erly relieved.
borne assault force (HAF) that conducts
the takedown of a COI. The AFC reports to f. Air Mission Commander. The AMC
the OSC for duty as soon as feasible after is the aviation officer assigned as mission
departure from the assembly point. The commander for all aircraft directly support-
AFC is responsible for the actual assault ing the HAF. The AMC is responsible for:
on board the COI. Once control of COI has
been obtained, the AFC retains control of (1) Planning the safe execution of air-
all forces aboard the COI until the OSC di- craft support to the HAF.
rects him to turn control over to the board-
ing officer (BO). (2) Coordinating with the AFC for
conducting all aircraft-related portions
e. Boarding Officer. The BO is the of- of the takedown operation.
ficer in control of the boarding party. He is
responsible for visiting and searching the Note: Surface combat air patrol and other air-
COI. He remains in control of the COI un- craft in the area not directly supporting the
til the OSC directs him to turn control over HAF should report directly to the OSC.

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0203 Communications e. Code words should be established for


key information in the event clear voice
1. The complex nature of MIF operations re- circuits must be utilized.
quires all participating units to pay particular at-
tention to the compatibility of communications f. All units involved in boarding opera-
systems. As the OSC, the surface ship is responsi- tions should have VHF bridge-to-bridge
ble for making adjustments to existing communi- capability.
cations plans to ensure a successful boarding
operation. The diverse variety of portable radios g. Once the boarding has commenced,
currently utilized by armed forces compounds VHF bridge-to-bridge radios should be
this problem. It is unlikely that compatible sys- used as an emergency backup circuit for
tems will be available in the near future, so ships all forces involved.
must be flexible. The following actions can be
taken to minimize problems: h. OSC should ensure all participating
units are thoroughly familiar with circuits
a. All helicopters and maritime patrol air- to be used during the boarding.
craft assigned should be equipped with
bridge-to-bridge capable (maritime band- i. Assault team and boarding party mem-
width) VHF FM radios. bers should conduct frequent radio checks
consistent with the tactical situation.
b. MIF CDR or MIF COORD should assign
designated bridge-to-bridge channels to all j. Extra batteries should be available for
units conducting MIF operations to mini- all portable radios to be used by assault
mize mutual interference. Consideration teams, boarding parties, and boat crews.
should be given to local port and merchant
usage in the area of interest in an attempt to 2. Figure 2-2 provides a recommended com-
find little-used channels for MIF operations. munications plan for MIF operations. If utilized,
encrypted (digitized voice), portable radios should
c. Assault teams and boarding parties be operated in the SECURE mode. Whenever
should be equipped with UHF/VHF portable non-secure radios are utilized, station call signs and
radios to enhance communications within the code words for sensitive information should be pre-
COI. UHF portable radios should preferably pared locally. Use of SATCOM is considered es-
be operating in military UHF-band (225-400 sential for rapid and reliable communications
MHz) to be interoperable with shipborne between MIF CDR, MIF COORD, and OSC.
UHF transceivers.
Note: AFC and aircraft have limited communi-
d. Strict circuit discipline should be cations equipment available and will only be up
required on all boarding and assault on one or two nets at one time. OSC is net con-
nets to ensure rapid transfer of urgent trol on all circuits, except supporting fire and
information. assault nets, which are controlled by the AFC.

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Communications Requirements

Secure
Name Participants Type
(Note)

MIF CDR
MIF Command MIF Coordinator SATCOM/HF Yes
OSC

OSC
BO
ABO
Boarding UHF/VHF Yes
Sweep
Security
Boat

OSC
Air Control UHF/VHF No
All A/C on scene

OSC
AMC
Assault Coordination Sniper UHF/VHF Yes
AFC
Supporting ships and A/C

AFC
Assault Control Sniper Teams UHF/VHF Yes
Assault Elements

Helicopter Pilots
Sniper Teams
Sniper UHF/VHF No
OSC Monitor (if feasible)
AFC Assault Elements

VHF
Emergency All No
Bridge-to-Bridge

Note: Portable radios may be protected or crypto secure.

Figure 2-2. Proposed Maritime Interdiction Force Communications Plan

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CHAPTER 3

Detection and Surveillance

0301 Overview radar coverage or revisiting (with defined inter-


vals) contacts in the area of interest. This plot of
All contacts within the designated surveil- radar contacts must be disseminated to all units
lance area should be tracked, identified, and inter- involved.
rogated for possible boarding. All available
sensors should be used to detect, identify, and col- 2. Objectives of the Recognized Sur-
lect intelligence on merchant shipping within the face Picture. The building of the RSP aims at
assigned surveillance area. Every contact deter- one or more objectives as listed below:
mined to be a COI should be tracked, observed,
and considered to be a potential target for a a. Detecting all surface tracks in an area of
takedown operation. The identification as a COI is interest.
generally determined by the MIF COORD. Main-
taining an accurate database of merchant ships b. Identifying all surface tracks in an area
previously challenged and/or boarded is critical to of interest to a level required by the type of
prevent multiple interceptions of the same ship as operation.
it passes through a geographic area. Merchant
contact information must be systematically c. Identifying a specific and defined COI
shared by all units (not just those assigned to MIF in an area of interest.
duties) operating within the MIF area. Effective
operations are critically dependent on support d. Identifying a specific type of COI in an
from shore authorities to compile, collate, and area of interest.
disseminate information on merchant ship move-
ments. The generation and exchange of a compre- e. Tracking an identified COI or identified
hensive database is a valuable tool. Without contacts in an area of interest.
significantly disrupting trade it is not possible to
search thoroughly every merchant ship entering f. Vectoring a platform (air/surface) to
the area of interest. Therefore, intelligence is vital identify a COI.
to target likely embargo breakers. Forces con-
ducting MIF operations must be prepared for g. Vectoring a platform (air/surface) to in-
ships and/or agents to employ any subterfuge to tercept a COI.
break the embargo. These ploys may include me-
chanical breakdown, declaring false destinations, 3. Size of the Area of Interest. The size
entering cleared ports close to the target area and of an area of interest that can be covered depends
making a quick dash into territorial waters, crew on the following factors:
changes, or multiple changes of ownership.
a. The assets available to execute the
0302 Detection operation.

1. Picture Compilation. In order to build b. The type of sensors available.


the recognized surface picture (RSP), identifica-
tion of all surface contacts in an area of interest c. The objective for the building of the
must be made with positive identification of RSP.
friendly, neutral, and suspect units. Units in-
volved in MIF operations are to produce a plot of d. The environmental conditions in the
all surface contacts, while covering the area of in- area of interest.
terest with a stated percentage coverage against
defined targets. This can be done by continuous e. The target characteristics.

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4. Nonorganic Search Assets. Depending forces may require later. As much intelligence as
on the nature of the MIF operation, the following possible should be collected for future use in case
nonorganic assets may be available to assist in de- the COI becomes noncooperative or hostile. The
tecting merchant traffic that will enter the surveil- tasking in relation with surveillance will depend
lance area: upon the type of MIF operation being conducted:

a. National intelligence sensors. a. Embargo Operations. Identify sus-


pect vessels, determine vessel’s name,
b. Maritime patrol aircraft. flag, destination, origin, cargo, port of reg-
istry, ETD, ETA, ship owner, and agent.
c. Airborne early warning assets.
b. Drug Interdiction. Identify a spe-
d. Carrier or shore-based surveil- cific suspected vessel on which intelligence
lance aircraft. has been obtained, or track all contacts and
determine which contacts are acting suspi-
e. Tactical data link from other units. cious (suspect) and identify those contacts
to the level required by the OTC.
f. Tactical exchange via voice circuits.
c. Locate Suspected Vessels. Iden-
5. Organic Sensors. Organic detection tify a specific vessel as designated by OTC
assets vary from ship to ship. Every effort should or higher command.
be made to maximize all available sensors. The
following sensors may be available: d. Coast Guard/Environmental Patrol.
Identify those contacts that are violating na-
a. Helicopters. Embarked helicopters tional and international laws; register those
should be utilized for radar, visual search, items required for legal prosecution.
and other correlations. Whenever operat-
ing in a multiship effort, air asset coordina- e. Fishery Patrol. Identify those con-
tors should schedule 24-hour airborne/ tacts, considered to be fishery vessels, that
alert helicopters (if available) to support violate national and international laws and
MIF operations. regulations; register those items required
for legal prosecution.
CAUTION f. Refugees. In areas where MIF opera-
tions are conducted, there is also a likeli-
Helicopters should be kept out- hood of refugees attempting to flee the
side of shoulder-fired weapons country that is the subject of the operation.
range unless the MIF CDR deter- Depending on existing policy, patrolling
mines the identification of the ships must be ready to recover refugees
COI is of such importance that from small boats and hand them over to
the possible loss of aircraft and proper authorities.
aircrew is an acceptable risk.
2. Essential Elements of Information.
b. Surface Search Radars and Visual EEIs for conduct of MIF operations should in-
Search (Lookouts). Surface search radars clude, but are not limited to, the following:
and visual search should be utilized. Visual
search should utilize all available equip- a. Number and type (civilian/military) of
ment, such as night vision devices, etc. personnel on board COI and the number,
location, and types of weapons carried.
0303 Surveillance
b. Evidence of topside or portable weap-
1. Surveillance of the COI is vital to collecting ons, such as machineguns or shoulder
intelligence that the boarding party or takedown rockets.

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c. Photographs of cargo on deck, hatches IR equipment depends on the specifica-


that lead into ship, bridge configuration, tions of the IR sensor.
and unusual activity (will greatly assist
takedown forces, if required). b. Identification by visual, IR, or EO
means at a farther distance may be facili-
d. Nature of cargo and how stowed (cargo tated by the ability to compare a contact’s
status). silhouette with a picture or drawing. The
following sources on merchant ships,
e. False waterlines. hulls, and superstructures are presently
available:
0304 Sensors
(1) Lloyd’s Register of Shipping. This
1. Sensors that may be used during MIF oper- publication lists data concerning self-
ations are listed in Figure 3-1. The estimated level propelled seagoing merchants of a
of identification that can be obtained in day or Gross Tonnage of 100 and above. Ex-
night operations is listed. The ranges given for amples of data listed are call signs,
identification to listed levels are only an estimate flag, port of registry, DWT, hull, size,
and should be used for planning purposes. Ranges superstructure, decks, cargo facilities,
based on information and conditions encountered maximum speed.
will need to be updated.
(2) Jane’s Merchant Shipping. This
2. Visual, Electro-Optical, and Infrared. publication lists general data con-
Visual, EO, and IR identification and their corre- cerning merchant shipping, including
sponding ranges will strongly depend on the en- photographs.
vironmental parameters, such as temperature,
humidity, fog, rain, background lights, etc. EO 3. Imaging Radar. Imaging radar is only
devices, either airborne or shipborne, can be used fitted on some US P-3C Orion, S-3B Viking, and
for identification of the ship and survey of the SH-60B Lamps Mk III aircraft. Furthermore, UK
crew during a boarding by night, depending on its Nimrod and Sea King AEW aircraft are equipped
technical characteristics. with Searchwater, which has some imaging capa-
bility. To obtain a good imaging radar picture, the
a. Visual identification by night largely aircraft should be positioned in front or astern of
depends on the astronomical conditions the COI. Identification will take place by compar-
and/or the availability of a procedure ison of hull and superstructure with database
available within approved ROE to employ information.
a searchlight. Identification by name using

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Sensor Possible Level of Identification Range (nm)


DAY NIGHT DAY NIGHT
Visual Type: Type: 10-15 <5
Superstructure Superstructure 5-10 <2
Hull colors Hull colors <5 1-2
Name/homeport Name/homeport 0.5-2 <0.5
Suspicious outfit <0.5 N/A
Electro-Optical N/A Type: N/A 5-10
(LLTV) Superstructure <5
Hull colors UNK
Name/homeport UNK
IR N/A Type: N/A 5-10
(IRDS/FLIR Superstructure 5-10
IR-goggles) Hull colors 1-2
Name/homeport <1
ESM Radar type Radar type RHR RHR
ESM Radar type Radar type RHR RHR
Fingerprinting Name Name
Imaging radar Type: Type: 64-128 64-128
(ISAR) Superstructure Superstructure 32-64 32-64
Acoustic Noise sources Noise sources 1-10 1-10
(NB)

Figure 3-1. Sensor Level of Identification

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CHAPTER 4

Interrogation, Approach, and Stopping

0401 Overview c. SITREP Composer. The SITREP


composer properly formats information to
This phase sets the tone for all boarding ensure all required data is provided.
operations, so mature judgment and caution are
critical. Effort should be made to be cordial, yet 0403 Interrogation Procedures
remain cautious, alert, and in control. This phase
will present a major opportunity to gather intelli- 1. It is imperative that the overall tone of any
gence. If a ship’s helicopter is present, it should be hailing or interrogation be firm, yet cordial and
utilized to the fullest extent possible, in concert nonconfrontational. The bridge watch of the COI
with other aircraft that have been tasked to sup- may not be proficient in English and may have to
port the MIF operation. All helicopters should be locate someone who is; this person may not nec-
equipped with bridge-to-bridge VHF radios to as- essarily be the master. It is important to ensure the
sist with interrogating merchants that are not COI’s master is present during hailing and inter-
within VHF FM range of ships. rogation, even if he does not speak English. Due
to accents and colloquialisms, the responses may
0402 Shipboard Requirements not be easily understood with questions having to
be repeated more than once. The hail should be
1. Watch station manning requirements vary, broken down into short phrases to assist in trans-
depending on surveillance equipment installed. In lation or understanding by the COI’s crew. Re-
general, normal underway watch stations should quest that the COI spell words, if necessary. A list
be augmented to provide extra bridge-to-bridge of ports in the area of operation should be pre-
radio log keepers and increased surveillance ca- pared and used as a ready reference. While main-
pability. Bridge and combat information center taining a polite attitude, remain alert for any
(CIC) VHF monitoring stations should have a delaying tactics.
copy of the questions with blanks. A separate log
should be maintained and a tape recording made, 2. Initial Interrogation.
if possible, of all bridge-to-bridge conversations.
a. A ship or an aircraft may conduct the ini-
2. A Situation Report (SITREP) team should tial interrogation. The purpose of this inter-
be formed and used to prepare timely reporting to rogation is to obtain the information about
seniors in the chain of command during boarding the merchant vessel to determine whether
operations. This team may be comprised of the or not a boarding will be required. Units
following members: should make initial contact with the vessel
on VHF channel 16, having attracted atten-
a. SITREP Team Leader. The SIT- tion by night by the use of appropriate col-
REP team leader acts as a liaison with the ored light. Interrogation procedures are
commanding officer, tactical action offi- then conducted on an assigned VHF work-
cer (TAO), and other key personnel and ing channel. In the absence of specific
relays command perspective to SITREP guidance, the following hail, used in the
composer. Arabian Gulf, is recommended:

b. CIC Liaison. The CIC liaison col- “Merchant vessel ____________, this is
lects, correlates, and relays pertinent infor- (nation) Navy warship/aircraft. Request
mation (i.e., position data, unknown you state your port of origin, your flag,
aircraft, communications received from registry, international call sign, your
other units) to the SITREP composer. cargo, your last port of call, next port of
call, and final destination, over.”

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b. If it is determined that a boarding oper- (6) If boarding by helicopter, advise


ation will not be necessary based on stated master of course and speed to steer, po-
destination, the following may be used to sition boarding team will transfer to,
dispatch the vessel: and actions to be taken by his crew.

“Merchant vessel ___________, this is 0404 Approach Procedures


(nation) Navy warship/aircraft. In view of
your destination, we intend to conduct no 1. The approach maneuver’s purpose should
inspection at this time. You are instructed be obvious while maintaining the secure posture
to proceed directly to your destination of of the boarding ship and should consider possible
_______________. Thank you for your egress routes of the COI.
cooperation.”
2. Single-Ship Approach Procedures.
3. Subsequent Interrogation Prior to The single-ship approach procedures consist of
Boarding. If the decision to board is made, this the following:
should be relayed directly to the COI’s master.
If the COI’s master consents to being boarded, a. The boarding ship should be positioned
the following additional information should be abaft the beam on the windward quarter of
obtained: the COI, if possible, at a safe distance until
the threat of small arms or shoulder-fired
a. The total number of people on board the weapons provides a clear arc of fire for the
COI. forward weapon system and can be as-
sessed. Remaining abaft the beam reduces
b. The preferred location for placement of exposure to ramming attempts while pro-
the pilot’s ladder. viding the best possible view of the bridge
and superstructure.
c. In addition, instruct the COI’s master to:
b. If the operation is being conducted at night,
(1) Have his crew muster in a space in all available night vision devices and optical
open view of the boarding ship and heli- enhancement devices should be employed to
copters (to facilitate counting prior to observe the COI and gather intelligence.
boarding). A prudent master will not
want to abandon key watch stations c. When the OSC is satisfied with the
(i.e., bridge and engineering watch- threat assessment, the boarding ship should
standers). The crewmembers not pres- close the COI as close as sea state and
ent at muster should be clearly stated weather conditions allow.
by the COI’s master.
d. The windward side of the COI should
(2) Turn on all interior lights (and ex- be utilized to provide protection from pos-
terior, if at night). sible chemical attack.

(3) Have all unlocked spaces opened e. During daylight boarding, the sun
as much as possible and keys made should be kept behind the boarding ship to
readily available for all locked spaces. aid in observing the COI while making the
reverse more difficult.
(4) Have all the ship’s papers and crew
identification brought to the bridge. f. The wake area of the COI should be
avoided because of the threat of mines or
(5) If boarding by boat, instruct COI own-ship’s screw fouling objects de-
to slow to bare steerageway and ployed from the COI.
come to a course suitable for board-
ing or to stop, depending on tactical g. Topside spaces should be cleared of all
situation. unnecessary personnel. Personnel remaining
topside on the boarding ship should be

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instructed to observe the COI and report 4. Defensive Considerations. The board-
any activity by the merchant crew to the ing and assist ship should be in an increased readi-
bridge, where an accurate record of activ- ness condition. Manning additional damage control
ity should be maintained. and Condition III (modified battle station) weap-
ons stations should be considered as a minimum.
h. The approach and initial time alongside To facilitate remaining abaft the beam of the COI,
should be characterized by extreme cau- the forward weapons systems should provide the
tion since the true intentions of the COI are threat of main armament, if equipped. Manning of
unknown. other details, such as flight quarters, boarding/
search and rescue boat, and additional high-point
i. Own boats and helicopters should be gunners (the main deck of a lightly laden mer-
kept clear of the line of fire of the manned chant will usually be too high to allow an accept-
weapon systems. able field of fire from normal small arms
positions), may be required. If damage has been
j. Own-ship’s helicopter should never be sustained by the COI, a rescue and assistance de-
so close that spray from rotor wash causes tail should be provided. For safety reasons, all
personnel on deck to get wet. personnel on the deck of the boarding ship should
be kept out of sight of the COI. RHIB prepara-
k. For safety, attempt to keep rigid hull in- tions on the boarding ship should therefore take
flatable boat (RHIB)/motor whale boat place on the side away from the target ship, as
transits as short as possible and downsea. feasible.

3. Dual-Ship Approach Procedures. 5. Helicopter Support Considerations.


The dualship approach procedures consist of the During cooperative boardings, helicopters (if
following: available and suitable) are preferred over the
RHIB because of reduced sea state restrictions
a. The boarding ship should approach in and ability to more quickly embark the boarding
accordance with paragraph 0404.2. team on a vessel with a high freeboard. A helicop-
ter may be used to conduct routine boardings by
b. The second ship (assist ship) should first inserting a security team (by fastrope/rapid
maneuver, when directed by the boarding rope procedures if trained) and then the boarding
ship, to the opposite quarter of the COI. team. If a heliborne assault force (HAF) is to be
The assist ship should remain outside of inserted, the assist ship, if equipped, normally
small arms range in case the boarding ship provides the primary support to the HAF helicop-
takes the COI under fire (remaining clear ter(s). Both ships should maintain a ready deck
of the boarding ship’s firing arc). and manned refueling detail and be prepared for
prolonged flight operations. Boarding ship’s heli-
c. If the assist ship is called upon to pro- copter may be used as a sniper platform or a sur-
vide fire support, the boarding ship should veillance asset.
open distance from the COI to avoid the
field of fire from the assist ship. In effect, 0405 Diversion Procedures
the boarding ship and assist ship switch
positions with respect to range to the COI, 1. Following an interrogation, it may become
while remaining on their respective sides apparent that a ship is carrying illegal cargo
of the COI. and/or is proceeding to a prohibited port. Having
this knowledge may present the option of simply
d. The assist ship should be prepared to diverting the COI to another port, if inbound, or
take over as boarding ship and OSC in case returning to previous port, if outbound, vice con-
the original boarding ship can no longer ducting a boarding operation. Merchant ships
fulfill the duty. may also have to be diverted to an inspection port
or anchorage when weather conditions do not per-
e. Movement of boats, helicopters, and mit boardings, following a boarding when it be-
weapon systems of both ships must be comes apparent that the ship may be carrying
strictly coordinated. prohibited cargo, or when its cargo cannot be eas-
ily checked by the boarding team.

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2. Diversion and Possible Cargo Sei- “Merchant vessel ____________, this is


zure. If the COI is suspected of carrying an ille- (nation) warship. You are released to pro-
gal cargo, and guidelines have been established ceed directly to your destination of (port).
for diverting ships to a prearranged port where Thank you for your cooperation.”
their cargo will be seized, the following direction
should be communicated to the COI’s master: 0406 Stopping Procedures

“Merchant vessel ___________, this is 1. The measures taken to stop a vessel vary
(nation) Navy warship. It is believed that and depend on several factors. ROE and specific
you are carrying cargo that is subject to in- instructions from seniors in the chain of command
terception under (the reason for intercep- must be taken into account. For the purpose of this
tion), and you will not be allowed to manual, it is assumed that the boarding ship is fully
proceed. You may, however, return to your aware of the limits to the magnitude and type of
port of origin at this time. If you do not de- force it may employ. Stopping the COI may not
cide to turn back, you will be directed to mean coming to a stop, but slowing to bare
proceed to (port/anchorage) where this steerageway or “dead slow ahead” (depending on
cargo will be taken into custody. (Nation) engineering configuration and sea state) to support
intends no harm to your ship, your cargo, small boat operations. Ship’s position must be
or your crew. Master and crew will be free closely monitored to prevent the COI from closing
to leave as soon as your vessel has reached territorial waters if the boarding operation is not
its new destination. Please do not resist. conducted while dead in water. In the absence of
Cooperate in this action so that we can other guidance, the following should be used to in-
avoid any damage or injury and ensure the form the master that his ship is to be boarded:
safety of the crew.”
“Merchant vessel ________________, this
3. Diversion to Port of Merchant’s Choice. is (nation) Navy warship. At this time, (na-
If no seizure of cargo is planned, it may be possible tion) intends to exercise its right to board
to allow the COI, if outbound, to return to its previ- and inspect under international law in ac-
ous port or, if inbound, to proceed to a port of its cordance with its previously published no-
choice other than those that are prohibited. De- tice to mariners. (Nation) intends no harm
pending on the situation, either an order or an offer to your vessel, its cargo, or your crew.
to divert to a port of choice may be extended. Please stop/slow your vessel and stand by
to accept (nation) boarding team.”
a. The following is an order to divert:
2. At this point, a cooperative vessel will
“Merchant vessel ____________, this is comply with the request and stop/slow. (If a ves-
(nation) Navy warship. You are not autho- sel refuses to consent to inspection, it must divert
rized to proceed to (intended port) or any (if inbound), return to port of origin (if outbound),
other port in (target country). Please pro- or be taken into custody, as appropriate.)
vide us with your intentions regarding an-
other port of call.” 3. Uncooperative Vessels. The reply from
an uncooperative vessel most likely will be that it
b. The following is an offer to divert: must check with his home office, or that it cannot
stop/slow because of engineering configuration.
“Merchant vessel ____________, this is (na- It must be noted that some ships need more than
tion) Navy warship. You are free to choose an hour to stop. A time limit should then be given to
to divert now to a port not in (target country). the subject vessel. It should be made clear that, at the
If you choose this option, inspection may be end of the given time, if it has not complied, the ac-
avoided. What is your decision?” tions to encourage it to stop will escalate. The fol-
lowing are not the only options available, but
c. If the merchant selects a suitable port, suggest a possible sequence of events. These actions
it will be directed to proceed with the may have to be cleared through the chain of com-
following: mand, depending on the specific guidance in effect.

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4. Levels of Force. The use of force to nationality of the COI whether English is
stop and board a vessel should be predictable, understood. Other commonly used lan-
proportional, and if needed, escalative. The unco- guages at sea may include Spanish, Rus-
operative vessel should be given the opportunity sian, or Arabic.
to comply before the level of force is increased.
This should be reflected in preplanned levels of b. Aggressive maneuvers by ships, tactical
force. These levels are: air (TACAIR) support, or helicopters (if
available). Maneuvering alongside could be
a. Nonviolent: performed, depending on the type of COI,
in a “fish-tail” maneuver: approach with an
(1) Warnings by different types of angle of 45° on the COI’s course, using 1.5
communications. times the COI’s speed. When at 200 yards,
slow to match speed and turn to parallel
(2) Aggressive maneuvering. course. Remain slightly astern of the COI to
enable early observation of course changes
(3) Turning and aiming of fire-control by watching the wake.
radars and/or gunmounts.
6. Deterrence. In the sequence of increas-
b. Deterrence: ing levels of violence, the following methods of
deterrence can be used:
(1) Use of blank pistol or grenades in
the water. a. The following munitions can be used to
deter with harmless means:
(2) Shots across the bow.
(1) Firing blank gun rounds towards
c. Show of force: Use of weapon sys- the bridge of the vessel.
tems/munitions to inflict limited damage
with small caliber guns without causing (2) Throwing thunderflashes or con-
injuries or structural damage. cussion grenades overboard.

d. Disabling fire (structural damage): Use b. If the above methods fail to have any ef-
of weapons systems/munitions to stop the fect, shots across the bow may produce the
COI (target areas include funnel, steering intended results. Shots can be fired by ships,
compartment, or engine room). TACAIR, or helicopter (if available). Guns
should be optically controlled to ensure
e. Counterbattery: proper targeting.

(1) Use of proportional violence to (1) Firing of 20 mm or .50 cal.


prevent the use of violence by the COI. machineguns.

(2) Use of weapons systems or muni- (2) Firing of main battery guns utiliz-
tions to neutralize the hostilities posed ing HE or PD rounds. Rounds should
by the COI. be placed so the effect of the blast does
not damage the COI.
f. Full force: Use of weapon systems or
munitions to sink the COI. 7. Show of Force. If the actions listed
above fail to gain compliance, the vessel is now
5. Nonviolent. considered to be opposing the MIF operation. At
this point, a decision will have to be made by the
a. Voice communications, flashing lights, cognizant authority as to whether to use small arms
flaghoist (in accordance with the Interna- fire, disabling fire, or effect a takedown operation.
tional Signal Book), loudhailer, attention
signal on the ship’s whistle or a horn. The a. Nondisabling Fire. Small arms fire
use of simple, clear, and pronounced Eng- to the bow, the masts, cargo on deck, or
lish is important, as it will depend upon the other area may be directed to persuade

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compliance without seriously damaging the rudder, stern area, or machinery


the COI. A warning should be issued to the spaces, if their location is known.
COI so that the area to be taken under fire may Heat-sensing or IR devices may be
be evacuated. In the absence of other guidance, used to locate the machinery spaces.
the following warning may be used: The ammunition used should be inert
blank load and plug, if feasible.
“Merchant vessel _______________, this Weapons systems should be optically
is (nation) Navy warship. We will now fire sighted.
on your (area to be fired upon). I am now
giving you an opportunity to evacuate (3) Depending on specific guidance,
your crew from the (area to be fired upon) the OSC may need to request instruc-
of your ship. You have one minute to clear tions from the chain of command. The
your crew from (area to be fired upon).” process of informing the chain of com-
mand may take some time, so the posi-
b. Disabling Fire (Structural Damage). tion of the COI should be monitored to
If the decision is made to use disabling fire, ensure he will not enter territorial wa-
several options are available. Care must be ters while the OSC is awaiting a
taken to consider not only the effectiveness response.
in stopping the COI, but also the conse-
quences of taking a specific area under fire. (4) Prior to commencing disabling
fire, a warning, such as the following,
(1) The following, although not all- should be issued to the COI:
inclusive, should be considered when
disabling fire is a possible course of “Merchant vessel ___________, this
action: is (nation) Navy warship. I now intend
to fire on your vessel. I am now giving
(a) Threat of major oil spill from you an opportunity to evacuate your
ship’s service tanks or cargo tanks. crew from the (stern/engineroom/etc.).
You have one minute to clear the
(b) Threat of major fire from en- stern/engineroom/etc.”
gineering space or cargo holds.
e. Self-Defense. The use of force in
(c) Maneuverability of ship fol- self-defense of personnel engaged in inter-
lowing disabling fire. diction operations is authorized when it be-
comes evident that this is the only means by
(d) Possibility of casualties. which personnel on board ships or in boarding
parties can be protected. Use of force should
(e) Damage to cargo. be as a last resort and proportional to the situ-
ation. When using force in self-defense, the
(f) Ability to insert HAF by following factors should be considered:
fast-rope or ship’s boarding party
by small boat following the dis- (1) Accuracy of the weapons(s) to be
abling fire. used.

(g) Proximity of shoals or territo- (2) Capability of the weapon to pene-


rial waters. trate coverage of the enemy.

(h) Weather forecast. d. Takedown Considerations. A take-


down is the act of inserting a HAF aboard
(i) The number of hours of day- the COI to gain control of key stations and
light remaining. force the COI to submit to search by a
boarding party. Shipboard procedures for
(2) If the decision is made to use dis- supporting this type of operation are con-
abling fire, targeted areas may include tained in the following chapters.

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CHAPTER 5

Boarding and Searching

0501 Overview rank. He must be mature, in excellent


physical condition, small arms qualified,
The boarding and search phase is the most and have the complete confidence of the
important and most hazardous phase of MIF oper- ship’s commanding officer.
ations. The procedures in this chapter are de-
signed to provide shipboard personnel with the Note: Lessons learned from Persian Gulf oper-
basic guidance required to conduct boarding op- ations have shown that although executive offi-
erations without assistance. Boarding and search cers possess maturity and trust, they are often
procedures, although hazardous in nature, must too busy to maintain training and weapons
be conducted in a nonthreatening and noncon- qualification required.
frontational manner. Members of the boarding
party must be adaptive and able to think on their b. Assistant Boarding Officer. The
feet. Boarding parties must be relaxed, confident, ABO is usually a commissioned officer
and cordial while remaining mentally and physi- (LT/O-3)/Lieutenant junior grade (LTJG/
cally alert to respond quickly, if required. O-2)/Ensign (ENS/O-1), who should be in
training or who may be qualified as a BO.
0502 Discussion He must be in excellent physical condition,
small arms qualified, and have the confi-
1. The boarding phase is potentially danger- dence of the ship’s commanding officer.
ous in two areas: first, during small boat opera-
tions, getting the boarding team on and off the c. Security Team Leader. The secu-
COI; second, during the actual boarding and rity team leader should be a senior enlisted
search of the COI. member of the boarding ship (Chief Petty
Officer preferred). He must be mature, in
2. Boarding party members may be required to excellent physical condition, and small
climb from their boat up a 10- to 20-meter pilot’s arms qualified.
ladder at night and in poor weather conditions, so
excellent physical conditioning is a must. Ships may d. Security Team. The security team is
have to conduct numerous boardings in a 24-hour a group of five men (usually enlisted).
period. Boarding party members must be mentally They must be mature, in excellent physical
and physically alert at all times. To maximize condition, and small arms qualified.
safety, all boarding party and boat crew members
should be removed from the ship’s watch bills to the e. Sweep Team. The sweep team is a
maximum extent possible, especially if the tacti- group of two of the most experienced and
cal environment requires frequent boardings. mature men on the boarding party (senior
enlisted preferred). They must be mature,
3. Small arms proficiency and formal training in excellent physical condition, and small
are key elements in the safety of all boarding party arms qualified.
members, particularly sweep team members.
2. The following additional boarding team
0503 Boarding Party Composition members may be utilized as desired:

1. The boarding party should be comprised of a. Photographer. The photographer


a minimum of 10 members designated as follows: must be mature, in excellent physical condi-
tion, and small arms qualified. He should be
a. Boarding Officer. The BO is usually familiar with low-light still and video pho-
an officer of at least Lieutenant (LT/O-3) tography, if possible.

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b. Second Sweep Team (Two Men). 1 semi-automatic rifle in the small boat. Weapons
The second sweep team has the same qual- are also required for additional boarding party
ifications as the first sweep team. This personnel, if utilized. All members of the board-
team may augment the security team if ser- ing party, except those carrying shotguns, may
vices of a second sweep team are not carry the standard baton with speed ring, if quali-
required. fied. Weapons should be loaded with the chamber
empty. All boarding party members are required
c. Additional Security Team Members. to be current with their weapons qualifications
The additional security team members have and have exhibited to the commanding officer
the same qualifications as the security team sound judgment and maturity. Every boarding
members. party and boat crewmember shall wear body ar-
mor (if available).
0504 Boarding Party Boat Crew
Composition 0506 Preboarding Instructions to
Contact of Interest
The boat crew should be kept to a mini-
mum of three, if possible, to avoid overcrowding 1. Prior to launching a boat with a boarding
in the boat. Recommended boat crew composition party, the COI shall have complied with the fol-
is as follows: lowing instructions:

a. Coxswain. The best coxswain is re- a. Slowed to a complete stop and is dead
quired because many boardings can be at in water (DIW) or dead slow, if required by
night and in all types of weather and sea seas or proximity to shoal waters.
conditions. He must be mature and profi-
cient with a hand-held radio. b. Rigged pilot’s or Jacob’s ladder (pilot’s
ladder preferred) on leeward side. Mark it
b. Boat Engineer. The boat engineer with light shining toward the water, if at
should be qualified on a rifle to provide night. Once rigged, no one is to be near the
covering fire if boarding party is attacked ladder.
while attempting to embark/debark from
COI. c. Energized all interior lights (exterior
also if at night) and open all unlocked
c. Bow Hook. The bow hook should be spaces.
the best seaman available because of the
demanding nature of boat operations at d. Stated nature and location of any haz-
night and in poor weather conditions. ardous cargo on board.

NOTE e. Mustered all personnel on board in top-


side location (not near boarding ladder)
The BO may act as boat officer. visible from boarding ship. Master will
probably insist on keeping bridge and en-
0505 Boarding Party Equipment gine room manned. He may want to keep
the ship’s cook in galley near meal hours.
1. Annex A contains a detailed list of typical These routine exceptions should be
equipment for boarding party members. Annex B allowed.
contains a detailed list of recommended contents
of the boarding kit. 2. In addition to the above, the COI may be
asked if it has weapons aboard and instructed to
2. Arming of Boarding Party. The boarding secure them inside the vessel. This may, however,
party should be armed with the standard service lead COI crewmembers to consider armed resis-
pistol and/or riot shotgun. At least four members, tance. The boarding ship commanding officer
acting as security forces, should carry riot shot- should make the decision on this matter based
guns in addition to the pistol. Total weapon com- on the current tactical situation.
plement consists of 10 pistols, 4 riot shotguns, and

ORIGINAL 1012-5-2
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0507 Boarding Party Communications (3) Assist ship’s commanding officer,


tactical action officer, and senior war-
1. Protected/digitized voice (not necessarily fare officers.
crypto security) secure UHF portable radios are
recommended; however, secure VHF/FM radios (4) Boarding ship’s tactical action of-
are a suitable substitute. During prolonged ficer and senior warfare officers.
boardings, the use of a backpack or comparable
radio may be desired. When plain voice radios are (5) BO.
used, code words should be established for key in-
formation such as intentions, levels of tension, (6) AMCs (helicopter/surface combat
discrepancies in documentation, and/or cargo and air patrol).
distress. A minimum of six radios is required. Sta-
tions, call signs, and type of information sent are (7) AFC (Naval Special Warfare,
shown in Figure 5-1. Marine Special Operations, etc.).

2. Standard radiotelephone procedures should b. Issues to be addressed and resolved dur-


be used. All transmissions must be brief in order to ing this briefing should include, but are not
allow for urgent transmissions from sweep or secu- limited to:
rity teams. When communicating over nonsecure
radios, avoid using the ship’s own name (i.e., (1) Intelligence brief on COI.
“Neversail one, this is Neversail”).
(2) Possible threats.
3. The OSC develops and promulgates lost
communications and distress visual signals. (3) ROE (to deal with each threat iden-
tified for every platform involved).
NOTE
( 4 ) C o d e w o r d s ( n o t a l r e a dy
Do not use ship’s name in boat call promulgated).
sign.
(5) Emergency signals and procedures.
0508 Preboarding Briefs
3. Boarding Team Brief. The boarding
1. At a minimum, two preboarding (the com- team brief is a working-level briefing that ad-
mand and control and boarding team) briefs dresses the actual conduct of the boarding about
should be conducted prior to each boarding opera- to take place. This briefing is normally held on
tion. Additional briefings may be required as the board the boarding ship. However, portions may
tactical situation dictates. be relayed to the assist ship via secure voice, if
multiple boarding parties are anticipated.
2. Command and Control Preboarding
Briefs. The command and control preboarding a. Participants in this briefing include, but
brief is a command-level briefing to address criti- are not limited to:
cal command and control issues that will vary
from boarding to boarding. This briefing is nor- (1) OSC (ship’s commanding officer).
mally conducted over secure voice circuits, but
should include face-to-face interface if multina- (2) Tactical action officers and senior
tional or takedown operations are planned. warfare officers who will be on watch
during the boarding.
a. Participation in this briefing should in-
clude (as applicable), but is not limited to: (3) Key weapons control personnel for
topside gunners.
(1) MIF CDR or MIF COORD.
(4) Entire boarding party.
(2) OSC.

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Title Call Signs Information


Commanding Officer “Control” Controls boarding team via
(CO) the BO and ship’s boat via
coxswain, as required.
Boarding Officer “Boarding Controls the sweep team(s)
(BO) Officer” and ship’s boat while keep-
ing CO informed
Assistant Boarding “ABO” Controls security detail.
Officer (ABO) Assists BO.
Security Team “Security” Informs ABO of security
Leader matters.
Sweep Team “Sweep (#)” Informs BO of progress
Leader (#) and/or problems.
Boat “Gig, RHIB, or Motor Receives orders.
Coxswain Whale Boat” Reports boat status.

Figure 5-1. Boarding Party Communications

(5) Entire boat crew. (9) Code words.

(6) Air controller. (10) Overall mission plan.

b. Issues to be addressed and resolved (11) Emergency signals and


during this briefing should include, but are procedures.
not limited to:
(12) Communication check
(1) Intelligence brief on COI, includ- procedures.
ing vessel characteristics.
(13) Actions to be taken while on board
(2) Last port of call. in the event of an emergency, to include
fire, flooding, and casualties.
(3) Home port.
0509 Cooperative Boarding Procedures
(4) Next port.
1. A cooperative boarding is defined as a
(5) Type of cargo. boarding where the master and crew of the COI
respond to hailing, the merchant vessel heaves to
(6) Specific intelligence desired from and accepts the boarding party, and the inspection
COI. proceeds without incident.

(7) Possible threats. 2. Small Boat Operations.

(8) ROE for each threat and each a. When directed by the OSC, the board-
weapon (topside gunners, helicopter ing party will embark in the ship’s boat for
sniper/gunner, boarding team mem- transfer to the COI. Because of severe
bers). ROE to be thoroughly briefed speed limitations and exposure of the
prior to each operation. boarding party, the motor whale boat is the

ORIGINAL 1012-5-4
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least desirable choice and should only be security team leader must clear him prior to his
used when neither the gig nor a RHIB is approach.
available. Standard boat fenders are of lit-
tle use and may pose a hazard during 4. Boarding Officer Procedures. Once
alongside operations. Larger boat fenders, aboard the COI, the BO, the ABO, one security
which may be purchased or made up lo- team member, and the photographer, if assigned,
cally from three or more standard boat will proceed to the pilothouse to meet with the
fenders lashed together, should be used to ship’s master. The remainder of the boarding
prevent damage to boats during boarding party will muster the crew and remain with them.
operations. The ship should maneuver to Sample introduction to the master is as follows:
make a lee for the launch of the small boat.
Once clear, the ship must maneuver to “I am the senior (nation) officer present,
maintain visual observation of the COI and I intend to inspect your cargo. Please
and provide covering fire, if required. follow all instructions. Your cooperation
Careful consideration of winds, seas, navi- will be necessary to conduct this inspec-
gation hazards, territorial waters, and pos- tion. We would like to see your manifest
sible sudden maneuvers by the COI are first, and then we will inspect the cargo.
required. When a small boat is used to Please inform your crew of our intent and
transfer the boarding team, it might be effi- for their own safety, direct them not to in-
cient to place an armed protection team in terfere with the inspection team. Please tell
a second boat. them to remain calm and to help us avoid
any misunderstanding or confrontation.
b. The coxswain must ensure he remains All crewmembers are safe, and no harm is
clear of the COI wake to avoid any ob- intended. Thank you for your cooperation.”
structions from the COI. Once the board-
ing party is on board the COI, the boat a. Sample safe haven offer (if appropri-
should be directed to a safe position from ate) is as follows:
which a rapid response can be made in
case of an emergency. The position should “If you fear persecution in for per-
be included as a part of the boarding team mitting boarding of your vessel in compli-
brief conducted prior to launching the ance with (reason for interception),
boat. The boat engineer should be quali- (nation) will assist you in finding safe ha-
fied on a rifle and prepared to provide cov- ven outside .”
ering fire for the boarding party as they
climb aboard the COI. 5. Examination of Documents.

3. Boarding the Contact of Interest. One a. The documents examined are only one
of the most hazardous phases of boarding operations of the “tools” available to help reach a con-
is the embarking of the boarding team from the boat clusion regarding the true nature of a
to the COI. Getting off the boat and climbing a 10- to ship’s identity, crew, and cargo.
20-meter ladder up the side of a merchant vessel is
hazardous in the best of conditions. MIF operations b. All the documents encountered can be
may require this act to be conducted at night and/or in very easily forged or altered, or details
moderately foul weather conditions. Security team (cargo) may be deliberately omitted.
personnel should board first and secure the area
around the ladder. Once the area is secure, the re- c. Based upon training and experience,
mainder of the boarding party should follow. In the accept or reject the documentation
interest of safety, no more than two boarding party presented.
members should be allowed on the ladder at one
time. If the ship’s first mate or another ship’s officer d. Regardless of whether or not the docu-
approaches to greet the boarding party, the mentation is believed to be true, conduct a
search of the vessel.

1012-5-5 ORIGINAL
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e. A general plan of the ship can be invalu- 1) Manifests must be com-


able to the boarding officer when planning plete. As a minimum, the fol-
the search and disposition of his team. lowing should be clearly
identifiable:
f. The following documents should al-
ways be examined: a) Port of onload.

(1) Certificate of Registry. The b) Intended port of offload.


original is required to be aboard. The
certificate indicates ship’s nationality, c) Shipper’s name and com-
and lists owner’s name, address, etc. plete address.

(2) Certificate of Charter. The d) Consignee’s name and


original is required if ship is chartered. complete address.
The certificate lists chartering party by
name, address, etc., and gives details e) Type and amount of
of the charter’s duration. cargo(s).

(3) Crew and Passenger List. f) Container sizes and ID


The original is required to be aboard. numbers for containerized
The list details passenger and crew cargo.
names, nationalities, etc.
2) Look for obvious signs of
(4) Ship’s Log. The log is required omission, forgery, and alter-
to be aboard. Some ships have an origi- ations such as:
nal and smooth log. Check both for
discrepancies. a) Missing information.

(5) Cargo Manifest. b) Poor-quality Xeroxes.

(a) The manifest is required to be c) Information “whited out”


aboard if the ship is carrying or crossed out.
cargo.
d) Manifests and bills of
(b) The master should have the lading that do not match.
original manifest; however, in some
cases, a Xerox and/or telex copy (e) Make note of manifest items:
may be acceptable. (Seek guidance
from higher authority if unsure 1) That are obvious mili-
what is acceptable.) tary cargo, regardless of
destination.
(c) Check for more than one mani-
fest. Sometimes, they are sepa- 2) Having any military ad-
rated by port of offload, and the dress, regardless of the cargo
master may only offer the papers item.
for cargo bound for the restricted
port. Review all cargo manifests, 3) Having any military value,
regardless of stated or “intended” such as chemicals, metals, or
destinations. raw rubber.

(d) Look for the following: 4) Listed as medical supplies.

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5) Destined for any embassy or (4) Consular’s declaration of inno-


embassy officials. These are not cence of cargo. This declaration is rare.
automatically protected under If it is found, it means that cargo aboard
diplomatic immunity and may has been inspected by government offi-
generally be searched. cials and has not been found to be in vi-
olation for reason of operation. Despite
(6) Bills of Lading. These bills are the presence of this document, a search
not required to be aboard. When avail- of the ship’s cargo should be
able, they generally contain more de- conducted.
tailed information regarding the cargo,
its origin, and destination. If available, h. Examples of common documents may
cross-check these bills against the be found in Annex C.
manifest.
6. Decision to Divert.
(7) Da n g e ro u s Ca rg o Mani-
fest. This is generally kept separate from a. To recommend diversion of a COI, the
the regular manifest and usually must be BO must firmly understand the principles
requested. It should list the IMO classifica- of contraband and free goods. The final de-
tion of the cargo. Careful consideration cision is normally made further up the
should be given before boarding vessels chain of command; however, the BO’s
carrying chemicals or dangerous sub- recommendation is critical in aiding se-
stances in order to prevent exposing the niors in making the proper decision.
boarding team to potential health risks.
b. The BO should move to a location
(8) Cargo Stowage Plan. For the where his communications cannot be over-
proper inspection of cargo, especially heard before discussing this and other sen-
in locating containers or break-bulk sitive matters. Code words should be
cargo. developed locally for key information and
briefed prior to boarding operations for
(9) Passports/Seaman Books. contingency where nonsecure communi-
Should be compared to the presented cations are required.
crew list.
7. Log Entries. The BO may be required to
(10) Navigational Charts. Gives make log entries in the COI’s deck log.
confirmation of the voyage so far and
the voyage to the next port. 8. Control of the Boarding Party. In gen-
eral, the BO will exercise control of the boarding
g. Additional documents that may be party through the ABO. If required, a separate
examined are: UHF/VHF protected voice circuit may be utilized
between BO, OSC, and small boat. This is nor-
(1) Radio log and/or telex messages, mally accomplished by selecting a separate chan-
which can help confirm or deny the nel on the same portable radios used by other
master’s claims. boarding party members. The disadvantage of sep-
arate circuits for BO and ABO is the loss of con-
(2) Port clearance paper, which can nectivity within the boarding party when BO and
help substantiate claims to last port of ABO are separated. Additional guidance for
call (LPOC). boarding team is contained in Annex D.

(3) Bill of health, which may substan-


tiate claims to LPOC.

1012-5-7 ORIGINAL
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9. Sweep Team Procedures. which is an inspection device, may as-


sist in determining the contents of a
a. The function of a sweep team is to con- sealed container. Reseal all sealed con-
duct the actual search of the COI. As criti- tainers and deliver broken seals to the
cal positions on the boarding party, the master while using a form to document
importance of selecting the most experi- the container opened. Identify the gen-
enced men cannot be overly emphasized. eral contents and list the seal number is-
Specific guidance for sweep team person- sued by the inspector.
nel is contained in Annex D.

b. Initial Sweep. An initial security WARNING


sweep will be conducted to determine if
there are any unaccounted-for weapons or
personnel on board the COI and to look for Do not touch military equipment or
obvious safety hazards. Results of the se- anything that appears to be possible
curity sweep are reported to the BO who explosives, fuses, or detonators and
will check with the crew list to make sure report them immediately to the BO.
that the location of crew and passengers is If in doubt, call for assistance.
clearly determined. The BO will direct the
sweep teams to conduct a search of all or NOTE
part of the cargo areas based on the cargo
documentation presented by the ship’s As time progresses during prolonged
master and other relevant information. MIF operations, more creative smug-
gling techniques will most likely be
c. Sweep of Cargo Holds/Tanks employed by merchants attempting
(Search Phase). Extreme caution must to get prohibited cargo to/from the
be exercised by the sweep team when en- targeted nation(s).
tering cargo holds or tanks. Lighting is of-
ten poor or nonexistent; ladders may be (3) Additional safety equipment will
structurally weak or damaged; decks and be brought aboard in the boarding kit.
ladders may be oily; noxious or hazardous Safety is paramount and will not be
vapors may be present (especially in sacrificed for any reason.
tanks); air may be oxygen deficient; cargo
may not be securely stowed; and other 10. Security Team Procedures.
hazards exist separate from the threat of
armed resistance. It is important that mem- a. The security team is responsible for
bers of the boarding party never open any containing the COI’s crew during the
hatch, door, package, container, etc. This boarding. It has extended personal contact
is to avoid injury of the boarding party by with crewmembers and, as such, should be
badly stowed containers, boxes, or holds. sensitive to the large variety of cultural
and religious backgrounds often found on
(1) Have master or ship’s officer open merchant crews. It is not uncommon for
all doors and hatches and enter all women and children to be among the as-
spaces first. Ensure a COI officer is sembled crew of the COI. Security team
present when sealed containers are members must exercise mature judgment
opened. COI may provide able-bodied in dealing with the COI’s crew. The pres-
seamen to assist in opening containers. ence of dogs and free-roaming animals on
board poses a physical and health threat to
(2) Sealed containers may not con- the boarding team and should be avoided.
tain the cargo with which they are la- Request that the master lock up all animals
beled, so check with the BO before for the duration of the boarding.
continuing the search. A boresight,

ORIGINAL 1012-5-8
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b. Intelligence Collection. Prolonged (e) Place a security team member


contact with crewmembers other than the in position above the assembled
master should be used to discreetly gather crew/passengers where he can
information about the ship’s previous ac- observe the entire group, if
tivities and schedule. Any discrepancies possible.
from the information provided in the
preboarding brief or unusual activity (f) Keep crew/passengers a safe
should be reported to the BO. Care should distance from security team mem-
be taken to prevent the master or other bers to prevent being over-
crewmembers from overhearing the re- powered or disarmed.
port. Previous lessons learned suggest the
single code word “clear” may be used to (g) Plan ahead for restroom use.
inform the BO that there is sensitive infor- Boarding operations have lasted in
mation to pass. Once the BO is ready to re- excess of 8 hours in the past.
ceive the report, he will indicate he is
clear, and the report may be completed. (h) De-escalate tense situations
immediately.
c. Dealing With the COI Crew/
Passengers. Merchant vessels often (i) Look for possible “planted”
have multinational crews. The ship’s offi- military or intelligence personnel
cers are normally familiar with, if not flu- among the crew.
ent in, English, and other English speakers
may be aboard. Previous records show that (j) Try to relax the crew/
during the vast majority of boardings, the passengers.
crew/passengers are cooperative and only
desire the boarding to go smoothly so they (k) Be cordial and polite at all times.
can get back to their routine. This does not
mean that the security team should assume (l) Allow meals and disrupt
the crew will not be hostile. Caution, alert ship’s routine as little as
observation, and sound judgment are es- possible.
sential. Whenever feasible, at least three
men should move together to provide (m) During extended boardings,
cover for one another. The following lists consider moving crew or passen-
provide some do’s and don’ts developed gers to their cabins, mess decks, or
from lessons learned in previous boarding other controllable areas of com-
operations. fort. If done, direct them to stay in
place and maintain security in
(1) Do perform the following: passageways.

(a) Be firm, but polite in issuing (n) Bring along an interpreter, if


instructions. possible.

(b) Utilize the COI’s chain of (2) Do not perform the following:
command. Have the master or
ship’s officers give orders to the (a) Threaten or provoke the crew
crew/passengers. or passengers.

(c) Be sensitive to the religious (b) Accept food or drinks.


customs of the crew/passengers,
keeping safety of the boarding (c) Fail to be on guard. (The situa-
party in mind. tion may change rapidly.)

(d) Be very cautious when dealing


with women and children.

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(d) Allow any crew or passen- a. Command and Control Struc-


gers to leave the assembly area ture. Command and control of the HAF by
unescorted. the OSC remains consistent, while com-
mand and control within the assault force
(e) Give away any information may vary. The AFC will report to the OSC
that may be useful to the COI or as soon as feasible after departing the as-
the embargoed nation. sembly point to coordinate takedown prep-
arations. All supporting aircraft and/or
(f) Discuss boarding party proce- small boats will be under control of the
dures or intentions. OSC from the time the assault force arrives
onscene until it is detached by the OSC.
(g) Hesitate to call for assistance Whenever feasible, a face-to-face pretake-
if any indications exist that a prob- down brief will be held on board the board-
lem may be developing. ing ship. The AFC will control the actual
assault teams and will coordinate with the
0510 Uncooperative and Opposed AMC or boat coxswain the use of support-
Boarding Operations ing aircraft and small boats. Supporting fire
from a sniper helicopter will be under direct
If a COI is either uncooperative or has control of the AFC. Supporting fire from
been determined to be opposing a boarding, it surface ships or other aircraft will be di-
may be necessary to conduct a takedown opera- rected by the AFC.
tion prior to normal boarding. A takedown is ac-
complished by placing a heliborne assault force b. Communications. Communication
(HAF) on board to force a COI to stop, secure it equipment available to the assault force
prior to search by a normal boarding party, or varies, and the surface ship must be flexi-
come to the aid of a boarding party that has been ble and creative in the choice of equipment
confronted by a hostile force. A takedown should to be used. Reliable communication be-
not be attempted from a small boat because of the tween the OSC, AFC, sniper helicopter,
vulnerability of the assault force during boarding. small boat(s), support helicopter, surface
The objective of the takedown will vary accord- combat and patrol aircraft, and assist
ing to the mission, but in most cases, it will be ship(s) is critical to success of the take-
utilized to secure the ship control and communi- down operation. Figure 2-2 displays nor-
cation spaces of the COI. The actual procedures mal communication circuits required to
for the conduct of takedown operations exceed support takedown operations.
the scope of this document and will not be ad-
dressed herein. Historical data indicates that Note: AFC and aircraft have limited communi-
takedown operations are only required in a very cations equipment available and will only be up
small percentage (less than one percent) of the on one or two nets at one time. OSC is net con-
boardings conducted during normal MIF opera- trol on all circuits, except supporting fire and
tions. Command and control of the HAF and the assault nets, which are controlled by the AFC.
relationship of the assault force to the normal
boarding party is addressed below. 2. Coordination of Assault Force and
Boarding Party. Two scenarios may exist
0511 Helicopterborne Assault Force that require use of a takedown force.

1. Command, Control and Communica- a. The first is one in which the assault
tions of the Heliborne Assault Force. The force is first to board the COI to secure it.
HAF may consist of elements from Navy Special In this scenario, the normal boarding party
Forces teams, Marine Special Operations teams, or will embark the COI when directed by the
a variety of other forces from the armed services. OSC. The AFC remains in charge of the
Command and control structures and communica- COI until directed by the OSC to turn con-
tions equipment available vary depending on the as- trol over to the BO. In this situation, the
sault force used. Surface ships must be prepared boarding party will normally have addi-
to support a wide variety of possible options. tional security personnel assigned. The

ORIGINAL 1012-5-10
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assault force will normally remain on that are compatible with the boarding
board the COI until search of the vessel is party’s, if not already so equipped, to allow
complete. A common voice circuit be- for direct communications during the
tween the BO, OSC, and AFC is not nor- takedown. Location and identification
mally required. data on members of the boarding party
still on board the COI will be given to the
b. The second scenario is one in which the AFC and briefed to all assault force mem-
normal boarding party or a portion of it is bers and snipers. Once the takedown com-
still on board the COI prior to arrival of the mences, the AFC will assume control of
assault force. This situation requires more any boarding party members on board the
complex coordination. A pretakedown COI. The AFC will remain in control of the
face-to-face brief is critical and should be COI until directed to transfer control to the
conducted if at all feasible. The AFC and BO.
assault team leader should be given radios

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CHAPTER 6

Diversion Procedures

0601 Overview party personnel operating equipment. Whenever


an involuntary or opposed diversion is effected, the
The BO should ensure the COI’s master is BO must communicate this transfer of control to
aware that the final decision for diversion is made by the master of the COI. The master should be in-
higher levels in his chain of command and that he is structed to relay this word to his crew. Request the
merely carrying out the directions of higher authority. master to assist and instruct his crew to do like-
There are three possible COI diversion scenarios that wise. The BO should then make an entry into the
the BO may encounter after the decision has been COI deck log to record this course of action.
made to divert the COI. They are voluntary diversion,
involuntary diversion, and opposed diversion. 2. The following is a list of considerations to
take into account when communicating how the
0602 Voluntary Diversion diversion will be conducted to the master during
an involuntary or opposed diversion:
A voluntary diversion is one in which a
voluntary agreement by the COI’s master to di- a. Follow the merchant’s chain of com-
vert is obtained. The diversion usually requires mand when issuing orders requiring a re-
little extra effort on the part of the BO. Having ac- sponse from the merchant’s crew.
quired the COI master’s agreement to divert from
his intended port of call or to return to last port of b. Emphasize to the COI’s master that this
call, the BO may request permission from the is not a personal confrontation.
OSC to depart and return to the parent ship.
Tracking and monitoring of the COI should be the c. Be firm, but polite when issuing orders.
responsibility of the boarding ship until this re-
sponsibility is passed to another unit. The MIF d. Never threaten through gestures or by
CDR or MIF COORD determines when tracking pointing weapons at COI crewmen.
and monitoring of the COI is no longer required.
e. Stay on guard.
0603 Involuntary Diversion
0604 Opposed Diversion
1. An involuntary diversion is one in which
the master or crew of the COI are uncooperative, 1. An opposed diversion is one in which a
but force has not been required to gain compliance. takedown force was required to gain compliance.
Diversion of this COI may require a concerted ef- Deadly force may have been used prior to the
fort on the part of the BO and the boarding party. boarding party’s arrival. The COI’s crew should
The boarding party may be required to take physi- be fairly subdued and may also be in a state of
cal control of the COI and man the ship’s naviga- shock. As time elapses, however, and their com-
tion and engineering watch stations. If operating in posure returns, their conduct may become very
a multiship environment, the MIF CDR or MIF uncooperative. The ship’s crew may not volun-
COORD should designate prearranged ship’s con- tarily assist the boarding party in accomplishing
trol parties utilizing anyone experienced in mer- any task. However, the COI’s master may be con-
chant operations. There have been instances where vinced to elicit help from the COI crew to ensure
the COI’s master and crew have retired to their no further ship damage is incurred and thereby es-
staterooms and left the boarding party in total con- cape criticism from his home office.
trol of the COI. The master was finally persuaded
to come back on the bridge and instruct his crew to 2. Boarding Party in an Opposed Di-
aid the boarding party in operating the ship to pre- version. The BO requires an exceptionally large
vent any damage caused by ignorance of boarding boarding party (20 to 30 men) to establish an

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underway watch bill that will provide security for c. Boarding party sleeping quarters.
all in the boarding party. Two-man watch teams
are required to ensure security. The recommended
minimum watch stations include: WARNING
a. Bridge and main accesses to the bridge.
The important thing to remember
b. Main engineering spaces and accesses. during an opposed diversion is to
constantly stay on guard.

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ANNEX A

Boarding Party Personnel Equipment

A001 Required Equipment (13) Tear gas canisters (if required,


sweep and security team members only).
1. Boarding party personnel equipment in-
cludes the following: (14) Individual first-aid kit.

a. Life vest: d. Uniform:

(1) Sterns (best option), Mae West (in- (1) Coveralls (no rank insignia).
flatable), or Kapok.
(2) Ball cap (no rank insignia).
(2) Chemlite.
(3) Steel-toed safety shoes.
(3) Whistle.
e. Extra weapons:
(4) Strobe (optional).
(1) Shotgun (minimum of four mem-
b. Body armor: Type IIIA (best option), bers of security team).
Kevlar vest, or Flak vest.
(2) Rifle (boat engineer).
c. Equipment belt:
2. In addition to the equipment above, the BO
(1) Service pistol and holster and ABO should have the following additional
equipment:
(2) Handcuffs/case
a. Radio/Holder
(3) Baton/holder (if trained)
b. Checklists.
(4) Flashlight/holder
A002 Radios
(5) Magazines/pouches
1. At least six UHF secure voice portable radios,
(6) Canteen/pouch or VHF FM secure radios if UHF is not feasible.

(7) Paper/pens 2. Hand-held radio distribution:

(8) Leather gloves a. OSC.

(9) Goggles b. BO.

(10) Respirator c. ABO.

(11) Sunglasses d. One sweep team member from each


team.
(12) Gas mask (if required, all board-
ing party members) e. Security team leader.

f. Boat coxswain.

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ANNEX B

Boarding Kit

B001 Contents of Kit n. Respirators (type used by spray paint


teams).
1. The boarding kit includes the following:
o. Goggles.
a. Tape recorder.
p. Evidence tags/tape.
b. Tape measures (25 feet and 100 feet).
q. Twenty-meter line with snap hooks
c. Sounding tape. (used to hoist kit aboard COI).

d. Extra batteries (radio and flashlight). r. Camera (polaroid) and extra film.

e. Tin snips. s. Sunscreen.

f. Bolt cutters. t. First-aid kit.

g. Pry bar. u. Checklists.

h. Flex cuffs (plastic handcuffs). v. Spare radio and holder.

i. Inspection mirror. 2. Miscellaneous equipment includes the


following:
j. Bore scope for visual inspection of
sealed spaces/containers (not weapons a. Emergency egress breathing device
bore scope). (EEBD) for each member.

k. Surgical gloves. b 35 mm camera for detailed still


photographs.
l. Container seals (boxcar seals).
c. Video camera.
m. Clipboard/note pads and pen.

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ANNEX C

Sample Merchant Documents

C001 Overview intended to be comprehensive, but rather to pres-


ent a sample of some of the documentation that
This annex contains samples of some of may be presented by the master of a COI. The BO
the common documents found aboard merchant should carefully examine all documents for dis-
vessels (Figures C-1 through C-4). This is not continuities or evidence of tampering.

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Figure C-1. Sample Merchant Crew Listing

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Dangerous Cargo Manifest Page 1 of 5

M/V Morning Star Official Number L827651 Nationality: Korean

Shipping I.D. Hazard Number & Gross Stowage


Name Number Class Description Weight Location

Coconut Meal Pellets FLAMMABLE 100 BAGS 10,000 LBS


SOLID

P-CHLORBENZOYL UN2113 ORGANIC 452 DRUMS 90,400 LBS


PEROXIDE PEROXIDE

SODIUM CYANIDE SOLID UN2645 POISON B 2000 BOXES 10,000 LBS

HYDROGEN UN1049 FLAMMABLE 350 CYLINDERS 9,450 LBS


GAS

DIMETHYL ETHER UN1033 FLAMMABLE 40 CYLINDERS 2,000 LBS


GAS

PERACETIC ACID UN2131 ORGANIC 60 BOXES 3,500 LBS


SOLUTION PEROXIDE

DIETHYL UN1667 FLAMMABLE 70 DRUMS 5,000 LBS


DICHLOROSILANE LIQUID

ZINC ARSENATE UN1712 IRRITANT 55 DRUMS 4,000 LBS

GASOLINE UN1203 FLAMMABLE 100 DRUMS 10,000 LBS


LIQUID

Figure C-2. Sample Dangerous Cargo Manifest

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Figure C-3. Sample Certificate of Inspection

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Figure C-4. Sample Certificate of Documentation

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ANNEX D

Boarding Procedures

D001 Introduction Note

MIF boarding operations are potentially These three principles not only apply
hazardous and require attention to detail by all to guards, but should be fully em-
boarding party members. ployed by all boarding party members
as they move throughout the COI.
D002 Embarkation
3. Boarding Party Introduction. The
1. Initial Embarkation. The security team boarding party will normally be greeted by the
should board first and set up security in the vicinity of COI’s first mate or another officer. The BO
the ladder prior to the embarkation of the remainder should introduce himself and ask to speak to the
of the boarding party. The boat engineer (equipped ship’s master. The BO should introduce himself
with a rifle) should be positioned to provide cover for the to the COI’s master and clearly state the proce-
boarding party as it embarks. The COI’s pilot ladder dures that will be used to conduct the boarding.
may be in poor condition, so no more than two men Every effort should be made to relay to the mas-
should be on the ladder at the same time. Remain clear of ter that the boarding team is simply following
the area under the pilot ladder during embarkation to orders and that no harm to his vessel or crew is
avoid objects that may fall from other members on intended. The BO must be cordial, yet maintain
the ladder. Once the boarding party is on board, use control of the conversation.
the 20-meter line with snap hook to hoist the board-
ing kit and any other bulky equipment on board. 4. Command Presence. Command pres-
ence is the psychological process (conduct,
2. Security Positioning. The following speech, and procedure) the BO uses to convince
three principles for establishing security positions others that he can deal with the situation. The
must always be considered: BO’s initial instructions may possibly make all
the difference. He should advise the master and
a. Observation. Security positions should crew of his expectations from the outset.
be selected that provide unencumbered ob-
servation of the entire area. Consider 5. Boarding Party Safety. The safety of
climbing onto a deckhouse or other high the boarding party is paramount. It is essential
point to provide maximum visibility. The that the presence, if any, of weapons aboard the
security position should be established so COI be determined as soon as possible. (The OSC
that every guard is within the field of view may have inquired about weapons aboard the COI
of at least one other guard. prior to the arrival of the boarding party.) Recom-
mended courses of action for dealing with weap-
b. Line of Fire. Security positions ons aboard the COI are as follows:
should provide a clear line of fire in the di-
rection of the threat at all times. Personnel a. Secure weapons in the boarding bag.
moving within the security area should be
careful not to mask the line of fire of estab- b. Post a guard on the weapons.
lished security positions.
c. Lock the weapons in a safe place.
c. “Triangulation.” Forming triangu-
larly oriented security positions should d. Separate weapons and ammunition and
provide overlapping fields of view while secure them on the body (least desirable
providing a relatively clear line of fire for method).
all members.

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D003 Crew Control and personnel sweep should include an inspection


of all common spaces and man-sized compart-
Every member of the boarding party ments aboard the vessel.
must display the command presence described
above when dealing with the crew of the COI. 2. The security and personnel sweep normally
The following principles for crew control have should be performed by the sweep team. The mas-
been established from experience gained during ter should be informed by the BO of a sweep with a
U.S. law enforcement operations and during the statement similar to “Captain, a couple of men will
Persian Gulf Conflict: now make a sweep of your vessel to check for ob-
vious safety hazards, verify the identity of your
a. Adjust the security response as vessel, and account for all crew members. They
necessary. will not disturb the personal effects of your crew.”
The importance of a good sweep cannot be overly
b. Keep the COI’s crew together. emphasized. There have been repeated instances
where security sweeps have discovered that the
c. Observe the COI’s crew for signs of master lied about the number of persons on board
anger or resistance. and found people hiding in staterooms, bilges, and
even in holds. Additionally, unreported weapons
d. Be aware of and recognize changes in the and safety hazards are not uncommon and may be
degree of risk. If the degree of risk becomes discovered with a proper sweep.
unacceptably high, don’t hesitate to call for
help or depart the vessel and wait for help. 3. In any high-risk board, two aspects of tactical
competence are tested: the physical mechanics of the
D004 Inspection movements made and the decision-making or tactical
thinking that initiates them. In searching a vessel for
Based upon previous intelligence, check- unaccounted personnel who may be primed to attack,
ing the documentation and identification of the be competent in both aspects.
COI will help to determine the type of sweep or
search to be conducted. 4. Tactical sweep procedures include observ-
ing proper safety precautions, light and sound
D005 Completion/Debarkation discipline, appropriate entry and movement tech-
niques, and a thorough examination of the vessel.
1. Upon completion of the boarding, the fol- The following mental preparations are impor-
lowing options are recommended for the return of tant for safety:
weapons:
a. Never feel completely safe in securing
a. Leave weapons and ammunition sepa- any vessel. Complacency tempts fate. Al-
rately with the master. ways think and expect an attack, then base
actions on tactics that will counter it.
b. Leave them where they were found.
b. Keep in mind that no tactical concept is
2. The security team is the last to leave the perfect. (Each involves a tradeoff: sacrificing
COI. Caution must be exercised by the entire something to gain something else.) If a proce-
boarding party not to become lax or let its guard dure does not work favorably, then think of
down during the debarkation of the COI. something else. Remember that it is impossi-
ble to achieve total immunity from risk. Em-
D006 Tactical Sweep Procedures ploy proven techniques that minimize risk.

1. A security and personnel sweep is a func- c. Be flexible. As each new problem on


tion of the operational environment. The sweep the search is approached, assess the threat
should be routinely performed at the onset of every potential it presents and select the tactical
boarding. A sweep is done to locate and neutralize techniques that buy the greatest safety in
all weapons, search for unaccounted personnel, that location at that time. Think about each
and detect all obvious safety hazards. The security situation before moving into it. Be able to

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change plans completely as matters pro- g. A small notebook for recording infor-
gress and things are encountered. mation such as serial numbers, etc.

d. Do not try to search a vessel alone. A 8. When deciding to enter a vessel on a per-
sweep team of two is required to search sonnel sweep, enter as tactically sound as any
most vessels with any degree of safety. A subsequent movement inside. Keep in mind that a
very large vessel will require additional hostile suspect can always be waiting just on the
personnel. other side. Always expect the unexpected and al-
ways do the unexpected. If someone is waiting,
5. When entering a compartment that may be his territory is being moved into.
occupied by an hostile suspect, the risk of injury is
increased. If there is any other reasonable option, 9. Approaching and Entering a Com-
don’t go in. partment. During any search, a key consideration
is the proper use of search patterns. While moving
6. The greatest hazard when boarding is the up or down stairways or ladders, along hallways,
ability of a person to hide and wait in an almost and through rooms, keep the back toward, but
limitless number of spaces. Within the maze of slightly away from the bulkhead. Although the hos-
doorways, passageways, ladders, furnishings, tile suspect may be able to shoot through some bulk-
cargo, closets, false compartments, nooks and heads, this search pattern will generally provide the
crannies in a vessel, the natural odds overwhelm- closest thing to cover available for the backside. Not
ingly favor the hunted over the hunter. Yet, de- exposing the back will cause a comfortable feeling
spite the infinite variables presented by a vessel at and provide the ability to concentrate on advancing.
sea, be tactical in approaching any of them. It is Remember, the potential threat locations are ahead.
true that there is no “standard vessel,” but there Be physically constructed to do the best fighting for-
are standard movements that can be adapted to the ward. If a team member finds himself in a compart-
multitude of tactical problems encountered on a ment where he feels as if his back is not covered,
vessel. chances are that he has failed to do something sig-
nificant earlier.
7. Have the appropriate equipment when
searching a vessel. In addition to the items on the a. The “Fatal Funnel.”
belt, consider carrying:
(1) The “fatal funnel” concept (see
a. A piece(s) of cord with a loop on the Figure D-1) is usually thought of in
end for tying to doorknobs. terms of standing in or through the
opening. If a suspect is hiding along
b. A tactical mirror. (A good mirror (for the same wall that the door is on, his
sweeps) can be made by gluing a convex arc of visibility through the opening
“fisheye” mirror to a regular inspection door may be such that he can see (and
mirror with a telescope handle. The mirror shoot) even if someone is standing to
can then be used in lieu of the “quick peek” the side of the actual doorway. To be
in all tactical sweep situations.) truly clear of the “fatal funnel,” stand
as far back from the doorway as possi-
c. Extra cuffs (thumb or flex cuffs). ble while it is being opened.

d. An ear mike for the radio. (2) When crossing a doorway, espe-
cially if the door is open, consider leap-
e. A pen light in case the bulb burns out on ing rather than walking or crawling. It is
the primary flashlight or it may be used as noisier, but creates a faster moving tar-
a door prop. (Rubber door stops can also get. Be sure to start up and end well to
be carried for this purpose.) the sides of the door frame. Don’t
mimic movie police by swinging into
f. A small roll of masking tape for mark- the center of the doorway with the weapon
ing previously searched compartments. pointed into the room, then pivoting to
the other side. That slow-motion

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Figure D-1. The “Fatal Funnel” Concept

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move prolongs exposure to the “fatal (a) Team members should take up
funnel.” When going to move, move positions on opposite sides of the
quickly. When going to shoot, shoot door.
quickly. Do not try to accommodate
both with the same tactic. (b) The man opposite the hinges
should open and inspect behind the
(3) Be certain to avoid doing a tactical door.
sweep alone, whenever possible. How-
ever, if it becomes necessary to go (c) Both team members should
alone, keep the following in mind: inspect the area visible using
“quick peeks” as necessary to en-
(a) If a compartment whose door sure thorough coverage of the
opens inward is in the path, ap- compartment.
proach the door on the side oppo-
site the hinges. (d) Team members should enter
the compartment using one of the
(b) Take cover behind the bulk- techniques described on the fol-
head and quietly, but forcefully lowing pages.
shove the door open. If possible,
look through the crack between the (e) If the door opens out, the man
door and the bulkhead to see if any- on the knob side should loop a cord
one is behind the door. Inspect as around the knob and throw the end
much of the compartment as possi- to his partner, staying back along
ble from the covered position. the wall as far as possible from the
doorway, reaching out full arms
(c) Inspect the remaining area of the length, and unlatching the door.
compartment by rapidly extending
the head just far enough to see, then (f) After having pulled back and
quickly ducking back. This is re- readied his weapon, the other man
ferred to as a “quick peek.” When should pull the door open.
doing a “quick peek,” do so at a
higher or lower than normal level by (g) If the door opens in, the per-
stooping or standing on the tiptoes. son on the knob side should try to
unlatch the door. First, he should
(d) When approaching a compart- open the door an inch, back away,
ment whose door opens outward, and listen for a moment. Next, he
approach the door on the side op- should shove the door open with
posite the hinges. Take cover be- enough force to strike the wall or a
hind the bulkhead and quietly pull person hiding behind it.
the door open. Inspect as much of
the compartment as possible from (h) When entering the door, the
the covered position. following should be performed:

(e) Inspect the remaining area of the (1) Strive for speed, surprise, and
compartment by doing a “quick safety.
peek.” If the door is already open,
approach on the hinged side. (2) “Quick peek” before moving, then
get in and get low, protect the back,
(4) When operating as a two-man and get the area of responsibility under
team, remember the following: control as quickly as possible.

(3) Don’t “dally” in the doorway.

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(4) For speed, move in high with noth- “crisscross” is an effective nondynamic
ing lower than a slight crouch. (Going room entry because, unlike the “button-
in low with the knees radically bent hook,” it is possible to see the destination
will be too slow.) Move in high, then before getting there.
get low.
d. The “S.A.S.” The S.A.S (see Figure
(5) Once across the threshold, get D-3) can be used as a non-dynamic room
away from the door. entry when it is impossible to stand on both
sides of the door. It is a technique where
(6) In essence, use a pattern, a tactical two or more men position themselves
way of entering in minimum time with “heel to toe” on one side of the door, and
minimum exposure. Patterns are not one man holds onto the belt of the man in
absolutes, and getting in fast is more front of him. On signal, both men simulta-
important than executing a perfect en- neously rush into the room. As each man in
try movement. Some of the more com- line enters the compartment, he lets go of
mon methods are described below. the belt and positions himself at a predeter-
mined location inside the room.
b. The “Buttonhook.” The “buttonhook”
can be used when working alone or in a e. The “Israeli.” Many sweep teams do an
two-man team. After visual inspection “Israeli” move (see Figure D-4) before
from outside the door, quickly enter the they enter a compartment. The position for
compartment, hooking away from the door a “quick peek” into a compartment is the
and keeping back to the bulkhead while same position as for an “Israeli” move. On
entering. In a two-man team, normally en- signal, immediately follow a “quick peek”
ter together on signal. If the doorway is too with another “quick peek” with handgun
narrow to enter together, decide by signal being the “third eye.” In other words,
who will go first, and then quickly enter swing only the gun hand into the compart-
one after the other. In cases where furni- ment from the barricade position, sweep-
ture or other objects obstruct the view of ing the area of responsibility, then move
the entire room, after entering, slowly move back outside to set up for a standard entry.
further into the room keeping the back to-
wards the bulkhead until the compartment f. For all entry techniques, if the right hand
seems to be safe. Two-man teams usually is the stronger hand and the right side of the
work down opposite bulkheads. Com- doorway is being entered, switch weapon to
monly on vessels, doorways are located at the left hand. This minimizes exposure of
the ends of passageways, thereby prevent- the body in case it becomes necessary to en-
ing both men from getting on either side of gage a suspect hiding against the wall. The
the door. In this instance, wrap around the same holds true for a left-handed person on
door to the other side of the wall (one at a the left side of a doorway.
time, from the same side of the door and
keeping the backs close to the frame). g. All entry tactics, while infinitely better
than impulsively rushing the room, are
c. The “Crisscross.” The “crisscross” (see tricky to perform and require practice.
Figure D-2) is the entry of choice for a dy-
namic entry. With the door closed, take up 10. Tactical Movement. Nothing is
positions on opposite sides of the door. On more important to surviving vessel sweeps
signal, the man opposite the hinges opens than the principle of concealment that can
the door and using the door as a shield dur- minimize the risk. This can help in construct-
ing the initial 70° of the arc, quickly enters ing a systematic plan rather than relying on
the compartment, assuming a position to random movement. Yet, ironically, when con-
the side of the doorway. Once clear of the ducting tactical sweeps, often many of these tac-
doorway, the second man enters to the op- tical principles cannot be applied because of
posite side of the room. When the doorway constraints in manpower, the impulses of hu-
is too narrow to enter simultaneously, the man nature, or the realities of vessel design.

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Figure D-2. The “Crisscross”

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Figure D-3. The “S.A.S.”

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Figure D-4. The “Israeli” Move

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Adhere to these principles as if they were the Command the crewman to come. Do not
moral principles of life and appreciate their value. approach what may turn out to be an armed
Try to adhere to them as often as possible and un- crewman waiting.
derstand that there will be times when they will
have to be compromised because of uncontrolla- e. Adversary’s Field of View. While
ble elements. At the very least, be aware when moving, think constantly about the cover
they are violated and why. The following are and the adversary’s field of view. Could a
some specific tactical movement strategies: crewman be hidden in a spot from which
he could see (or shoot)? As a tactical mini-
a. Clearing the Room. After entering mum, never enter a field of view that a
a room and establishing the areas of re- partner cannot cover.
sponsibility, clear the room with the same
amount of safety used to enter it. Threat lo- f. Positioning. Remain aware of own
cations typically include under beds, be- position relative to where a crewman may
hind large pieces of furniture, in closets, or be and the position relative to that of the
around corners within the room. Look es- partner. Partners getting into each other’s
pecially for doors that are open and door- crossfire is a major risk, especially in the
ways that lead to adjoining rooms. The close quarters of a vessel and where high
primary area of interest will be that spot stress tends to keep them engrossed in the
which, if a hostile person were hiding search process.
there, would give him the greatest opportu-
nity to attack. g. “Bunching Effect.” Avoid the
“bunching effect,” the tendency to cluster
b. The Most Immediate Threat. Al- together in the illusion of safety in prepara-
ways take care of the most immediate tion to move, enter, or search. The closer
threat first, even if it is not the greatest partners are, the easier it is for an adversary
threat. The “rules of the room” says one to shoot both of them. Tactical separation
ought to always move around the perime- buys time for proper reaction. However,
ters of rooms with back to the wall. In real- partners should not distance themselves
ity, furnishings or other obstacles often apart to a point where they cannot keep in
prevent this, especially on vessels. In large visual contact. They should be able to see
holds, mess decks, or other large spaces, it each other at all times, except in extreme
is tactically sound for decreasing the circumstances.
chance of exposing the back to a suspect.
Stay low to reduce the possibility of being h. “Triangulation.” Strive for the prin-
a target. ciple of “triangulation” (see Figure D-5),
which promotes tactical separation, mini-
c. Stationary/Moving Man. No mat- mizes crossfire and bunching, and maxi-
ter which partner chooses to negotiate the mizes the impact of defensive fire by
same side of the room or along opposite directing it to a central point. To under-
sides, only one should move at a time. The stand “triangulation,” think of the potential
other should provide security. Usually, the hiding places in the field of view as being
stationary man performs most of the at the apex of a triangle. Ideally, both part-
searching. The moving man will be able to ners should be positioned so as to form the
open closet doors or lift void covers so the other corners of the triangle relative to
stationary officer can see into them. each of these hiding places. If a threat pre-
sents itself, it is then possible to direct fire at
d. Weapon Preparation. While mov- it from different angles, while the adver-
ing, ready weapon to meet force with sary will be forced to separate his fire
force. Forcefully challenge noises or power in order to hit both partners. While
movement not identifiable from the near- moving to clear areas of responsibility, one
est cover by saying (for example), “You in partner shifts his position to maintain trian-
the closet! Come out! Hands first!” gulation on new potential threat locations.

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Figure D-5. The “Triangulation” Concept

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(1) Two movement techniques that the compartment where he’s hiding.
accommodate this principle of “trian- Breathing alone may be enough to alert him.
gulation” are “follow the leader” and It is amazing how acute the senses can be
“leapfrog.” They are described as when someone is hiding and waiting for
follows: someone. Don’t help him by jangling keys,
jingling coins in the pocket, carrying
(a) “Follow the leader” is a tech- squawky radios, or wearing watches with
nique where one man moves, alarms.
then stops, then the second man
moves to his position (maintain- f. Minimize noise by using the sides of the
ing tactical separation). The sec- feet to lightly feel the floor, rolling forward
ond man also has rear guard with the whole length of the outer edge of
responsibilities. the foot before putting any weight on it.

(b) “Leapfrog” is a technique g. Consider eliminating “visual noise,”


where one man searches an area, such as ball caps with protruding bills. At
then signals when it has been se- least turn it around backward if it is worn
cured. The second man then at all. Besides announcing the team’s pres-
moves past him into a new area ence in maneuvers like the “quick peek,” a
and secures it. hat bill will restrict the peripheral vision
and may discourage the team from looking
(2) These two methods are used at up, an important and often neglected part
various times during a vessel search. If of searching.
one partner insists on moving about in
a careless manner, the other partner h. Get rid of the “loudness” of unneces-
should cover and not be lured into join- sary odors, too. The scent of cologne can
ing him in untactical movements. give locations away as easily as being
heard.
11. Movement Strategies During a Search.
Employ the following during a search: i. Search with a gun on hand. It is disad-
vantageous enough to encounter a threat
a. Make sure that only one man moves at a without being slow to respond by having
time. (One covers while one moves.) This to draw a weapon. Keep the following in
principle ensures that someone is always mind:
maintaining control and is prepared to pro-
vide reliable defense. (1) When standing or moving, avoid
the “Movie cop” syndrome by holding
b. Look before leaping. Spot a covered or the gun beside the head. There is a risk
concealed position and plan the route to it of shooting off a partner’s head.
prior to moving. Move by short bounds
from one covered or concealed location to (2) Move with the gun pulled back
another. Keep low and don’t hesitate to snugly in a two-hand hold against the
creep or crawl. waist, at the belt buckle, and with the
muzzle pointed slightly downward.
c. Take full advantage of shadows and Having the gun in this position pro-
dark areas after making certain that no one vides good stability, even to release
is hiding in a potential moving spot. one hand to open doors or balance
against a rocking ship. Then, if a threat
d. Shift slowly while moving. Don’t wave comes unexpectedly from either side,
the arms or rapidly turn the head. the team member(s) will be on target
(referred to as the “third eye” concept).
e. Be conscious of self-made noises. The
crewman will probably know of the team’s (3) Employ the “third eye” concept be-
presence, especially once the team enters cause as the body turns toward a threat,

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the gun (lined up in the center) turns, too. k. After clearing a room, be sure that all
This turning is the essence of instinct doors and accesses behind have been
shooting: what the gun sees as a “third closed and locked, if possible, before mov-
eye,” it can hit. ing on. Place pieces of masking tape across
the top of the door and collect them when
j . When searching for a suspect: passing these places on the way out. Also,
make sure that none of the tape has been
(1) Avoid passing any potential hid- disturbed.
ing place without first checking and se-
curing it. Do not dismiss any space for l. If a barricaded crewman is encountered
being too small or too unlikely. Moti- and cannot be talked out, try to wait him
vated by the fear of being caught, hu- out, smoke him out, or starve him out. Do
mans can squeeze into amazingly not try to go in and get him. Leave that to
small spaces. the professionals. Lock him in, if possible,
or post a guard and leave him.
(2) When searching an area of a vessel
without having found someone, keep 12. Tactical Communications.
the senses sharp by thinking “I didn’t
find anyone” and not “There is no one a. Most communications with other sweep
in there.” team members during the conduct of a
sweep should be accomplished by using
(3) While searching, pause frequently nonverbal signals. See Figure D-6 for a few
and just listen. Remember, the crew- of the standard signals and their meanings.
man is excited and under stress, too.
He may make a noise because his b. Decisions dealing with who will go
throat is dry, or he may get a muscle first, who will be high, who will be low,
cramp. etc., are made simply by pointing and di-
recting with the hands. Normally, the per-
(4) Do not rush the search. Because son in charge of a sweep team initiates the
the mind may be accelerating under communication.
stress does not mean the movements
have to accelerate to match. c. The sounds partners make while com-
municating should be soft, also. Instead of
(5) If a person is found, perform the speaking out loud (a “hard” sound that can
following: easily be pinpointed), whisper (a “soft”
sound whose precise location cannot be so
(a) Move him to a secure area. easily placed). Obviously, if a threat is im-
minent, shout out loud so there is no doubt
(b) Handcuff and search him for that the warning is heard. While moving
weapons (one team member only, through the interior of the vessel, keep in
while the other provides cover). mind that everyone may not always hear or
see the same things, even though it may
(c) Move the suspect topside via a seem impossible that they wouldn’t.
path that has been cleared or call
for another sweep team to get him. d. In addition to the above, employ the
following:
(d) Remember that if both team
members leave the area, they will (1) Be sure that communication does
have to search their way to their not require either partner to look away
previous location. Finding one from his area of responsibility. Hand
unaccounted-for crewman should and head signals should be used only
be a flag to search for more. when they can be seen in direct or pe-
ripheral vision while attention is kept on
the potential threat location. Normally,
the man in front uses hand signals,

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Figure D-6. Nonverbal Signals

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while the man at the rear whispers, be- should enter at a time. Again, one
cause his whisper will project forward. man should move and one should
If in front, resist the impulse to look cover. While moving around, al-
back to see if the other person got the ways try to keep some cover in
message. When either partner receives sight: a place to retreat if trouble
a message, whisper or signal back to explodes.
the other person that the message was
received. Signals need to be very sim- (c) When traversing narrow pas-
ple so they won’t be forgotten or con- sageways and spaces, one team
fused under stress. member should go first (crouching
low) while the other covers him.
(2) Do not rub against walls while When the first man gets to his des-
moving from one spot to another due to tination, the other may advance.
possible exposure and ricochet fire. To
avoid being ambushed or surprised by (d) While moving up a ladder (see
someone on a different level, take care Figure D-9), one team member
to check openings above and below should slide up the ladder on his
while moving. In a situation where back, using his heels to push him-
close attention must be given to the self. The second team member
level above, cover the area into which should provide cover to the front.
the team is moving (see Figure D-7) When moving down the ladder,
while one partner, walking backwards take one or two steps down, expos-
and guided by the other partner, covers ing only the feet, then do a “quick
the higher level away from the area into peek” before proceeding. Use a
which the team is moving. If a possible mirror to look into a compartment
threat is detected, the team should take to prevent being exposed.
cover and confront the threat.
(e) Remember that there are two
(3) Enter the passageways cautiously objectives when approaching a
because they are ready-made for an search: To move through the pas-
ambush. Due to the possibility of an sageway to reach a more distant
ambush, employ the following: area that was intended to be en-
tered and searched, or to position
(a) Take a “quick peek” to clear one’s self in the passageway to en-
the passageway before entering it. ter a room that opens off the
Instead of peeking around a cor- passageway.
ner, move to the opposite wall and
peek out. (If someone is just 13. Tactical Lighting.
around the corner, this will maxi-
mize the distance between them (1) One method of expanding the field
and the team member(s).) of view is through the manipulation of
light in darkened locations. Where
(b) Utilize the “slicing the pie” there is controllable lighting, move
option (see Figure D-8) while en- from dark areas into lighted ones and
tering passageways or a corner and never the reverse, if possible. If, prior to
a threat may be on the other side. entering a compartment, it is impossi-
When near the corner, move away ble to turn on its lights, turn the lights
from the wall as far as possible, out in the occupied room. Do not form a
face the corner, and, while shuf- silhouette by moving with bright light
fling to the side, gradually increase behind. Light switches in most com-
the arc of visibility around it. Once partments are opposite the hinge side
the decision has been made to en- of the door about chest height off the
ter the passageway, only one man floor. Don’t linger around the switch

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Figure D-7. The “Cover” Concept

Figure D-8. “Slicing the Pie”

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Figure D-9. The “Ladder” Concept

too long, though; the other guy proba- (3) When performed properly, a per-
bly knows where it is, too. son inside the compartment can only
see a bright light near the top of the
(2) Use the following procedures prior door. Use of this technique and “slic-
to entering compartments in which the ing the pie” should provide a look at
lights cannot be turned on: most of the compartment.

(a) Take cover together on the (4) When moving about a dark com-
same side of the doorway with the partment, consider using the “harries”
partner standing and facing the flashlight technique. The flashlight is
wall as far back from the doorway held with the back-of-flashlight hand
as possible and holding his flash- meeting the back-of-gun hand. The
light pointing into the compart- two press together to create dynamic
ment near the top of the doorway. tension that stabilizes the pistol. De-
pending on hand and flashlight shape,
(b) Lay on the deck and peek into the light button may be controlled by
the compartment with weapon the little finger, index finger, or thumb.
ready. On signal from one partner, The idea is to flash momentarily,
the other partner should turn the change position, and do it again, leav-
light on. ing the light out while moving. Re-
gardless of the illumination created,
(c) Send signals to the partner by before passing any corner or entering
pulling either up, down, left, or any doorway, see what may be waiting
right on his pants leg. The partner on the other side.
should then correspond by slowly
moving the flashlight in the direc-
tion of the pull.

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INDEX
Page Page
No. No.

A Contact of interest, boarding . . . . . . . . . 5-5


Control of boarding party . . . . . . . . . . . 5-7
Air mission commander . . . . . . . . . . . 2-2 Cooperative boarding procedures . . . . . . 5-4
Approach procedures. . . . . . . . . . . . . 4-2 Coordination of assault force and
Area of interest, size of . . . . . . . . . . . . 3-1 boarding party . . . . . . . . . . . 5-10
Arming of boarding party. . . . . . . . . . . 5-2 Coordinator, maritime interdiction force . . . 2-1
Assault force: Coxswain. . . . . . . . . . . . . . . . . . . 5-2
And boarding party, coordination of . . . 5-10 Crew control . . . . . . . . . . . . . . 5-9, D-2
Commander . . . . . . . . . . . . . . . . 2-2
Assistant boarding officer . . . . . . . . . . 5-1 D

B Debarkation, completion and . . . . . . . . D-2


Defensive considerations. . . . . . . . . . . 4-3
Boarding . . . . . . . . . . . . . . . . . . . 5-1 Definition . . . . . . . . . . . . . . . . . . 1-1
Kit . . . . . . . . . . . . . . . . . . . . . B-1 Detection . . . . . . . . . . . . . . . . . . . 3-1
Officer . . . . . . . . . . . . . . . . 2-2, 5-1 Deterrence . . . . . . . . . . . . . . . . . . 4-5
Procedures . . . . . . . . . . . . . . 5-5, D-1 Disabling fire (structural damage) . . . . . . 4-6
Team brief . . . . . . . . . . . . . . . . . 5-3 Disposition . . . . . . . . . . . . . . . . . . 1-2
Boarding party: Diversion procedures . . . . . . . . . . 4-3, 6-1
Coordination of assault force and . . . . . 5-10 Divert, decision to . . . . . . . . . . . . . . 5-7
In an opposed diversion . . . . . . . . . . 6-1 Documents:
Introduction . . . . . . . . . . . . . . . . D-1 Examination of . . . . . . . . . . . . . . 5-5
Personnel equipment . . . . . . . . . . . A-1 Sample merchant . . . . . . . . . . . . . C-1
Boat engineer. . . . . . . . . . . . . . . . . 5-2 Drug interdiction . . . . . . . . . . . . . . . 3-2
Bow hook. . . . . . . . . . . . . . . . . . . 5-2 Dual-ship approach procedures. . . . . . . . 4-3
Bunching effect. . . . . . . . . . . . . . . D-10
E
C
Electro-optical sensors . . . . . . . . . . . . 3-3
Cargo holds/tanks, sweep of . . . . . . . . . 5-8 Embargo operations . . . . . . . . . . . . . 3-2
Cargo seizure, diversion and possible . . . . 4-4 Embarkation . . . . . . . . . . . . . . . . . D-1
CIC liaison . . . . . . . . . . . . . . . . . . 4-1 Equipment, boarding party . . . . . . . 5-2, A-1
Clearing the room. . . . . . . . . . . . . . D-10 Essential elements of information . . . . . . 3-2
Command: Examples of maritime interdiction . . . . . . 1-2
Presence. . . . . . . . . . . . . . . . . . D-1
Responsibilities . . . . . . . . . . . . . . 2-1 F
Command and control preboarding brief . . . 5-3
Command, control and communications . . . 2-1 Fatal funnel . . . . . . . . . . . . . . . . . D-3
Of helicopterborne assault force . . . . . 5-10 Field of view, adversary’s . . . . . . . . . D-10
Commander, maritime interdiction force . . . 2-1 Fishery patrol. . . . . . . . . . . . . . . . . 3-2
Communications . . . . . . . . . . . . . . . 2-3 Force. . . . . . . . . . . . . . . . . . . 1-1, 4-5
Boarding party . . . . . . . . . . . . . . . 5-3
Tactical . . . . . . . . . . . . . . . . . D-13 G
With helicopterborne assault force . . . . 5-10
Compartment, approaching and entering . . D-3 Geographic limitations . . . . . . . . . . . . 1-1
Completion and debarkation . . . . . . . . . D-2
Composer, SITREP . . . . . . . . . . . . . 4-1 H
Composition, boarding party . . . . . . . . . 5-1
Boat crew . . . . . . . . . . . . . . . . . 5-2 Helicopter support considerations . . . . . . 4-3
Concept . . . . . . . . . . . . . . . . . . . 2-1 Helicopterborne assault force . . . . . . . . 5-10

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I R

Imaging radar. . . . . . . . . . . . . . . . . 3-3 Radios . . . . . . . . . . . . . . . . . . . . A-1


Infrared sensors . . . . . . . . . . . . . . . 3-3 Recognized surface picture, objectives of . . . . 3-1
Initial: Refugees . . . . . . . . . . . . . . . . . . . 3-2
Embarkation . . . . . . . . . . . . . . . D-1
Interrogation. . . . . . . . . . . . . . . . 4-1 S
Sweep . . . . . . . . . . . . . . . . . . . 5-8
Inspection . . . . . . . . . . . . . . . . . . D-2 Safety of boarding party . . . . . . . . . . . D-1
Intelligence collection . . . . . . . . . . . . 5-9 Scope . . . . . . . . . . . . . . . . . . . . . 1-2
International law . . . . . . . . . . . . . . . 1-2 Search, movement strategies during . . . . D-12
Interrogation procedures . . . . . . . . . . . 4-1 Searching. . . . . . . . . . . . . . . . . . . 5-1
Involuntary diversion. . . . . . . . . . . . . 6-1 Security:
Positioning . . . . . . . . . . . . . . . . D-1
L Team and leader . . . . . . . . . . . . . . 5-1
Team procedures . . . . . . . . . . . . . 5-8
Self-defense . . . . . . . . . . . . . . . . . 4-6
Lighting, tactical . . . . . . . . . . . . . . D-15 Sensors . . . . . . . . . . . . . . . . . . . . 3-3
Log entries . . . . . . . . . . . . . . . . . . 5-7 Shipboard requirements . . . . . . . . . . . 4-1
Show of force. . . . . . . . . . . . . . . . . 4-5
M Single-ship approach procedures . . . . . . . 4-2
Small boat operations. . . . . . . . . . . . . 5-4
Mission. . . . . . . . . . . . . . . . . . . . 1-2 Stationary/moving man. . . . . . . . . . . D-10
Movement, tactical . . . . . . . . . . . . . D-6 Stopping procedures . . . . . . . . . . . . . 4-4
Subsequent interrogation before boarding. . . . 4-2
N Surveillance . . . . . . . . . . . . . . . . . 3-2
Suspected vessels, locate . . . . . . . . . . . 3-2
Nondisabling fire . . . . . . . . . . . . . . . 4-5 Sweep:
Nonorganic search assets . . . . . . . . . . . 3-2 Procedures, tactical . . . . . . . . . . . . D-2
Nonviolent . . . . . . . . . . . . . . . . . . 4-5 Team. . . . . . . . . . . . . . . . . . . . 5-1
Team procedures . . . . . . . . . . . . . 5-8
O
T
Objectives of maritime interdiction. . . . . . 1-2
On-scene commander . . . . . . . . . . . . 2-1 Takedown considerations . . . . . . . . . . 4-6
Opposed: Team leader, SITREP . . . . . . . . . . . . 4-1
Boarding . . . . . . . . . . . . . . . . . 5-10 Threat, most immediate. . . . . . . . . . . D-10
Diversion . . . . . . . . . . . . . . . . . 6-1 Triangulation . . . . . . . . . . . . . . . . D-10
Organic sensors . . . . . . . . . . . . . . . 3-2
Overview . . . . . . . . . . . . . . . . . . . 1-1 U

P Uncooperative:
Boarding . . . . . . . . . . . . . . . . . 5-10
Passengers, dealing with . . . . . . . . . . . 5-9 Vessels . . . . . . . . . . . . . . . . . . 4-4
Patrol, coast guard/environmental . . . . . . 3-2
Photographer . . . . . . . . . . . . . . . . . 5-1 V
Picture compilation. . . . . . . . . . . . . . 3-1
Port of merchant’s choice, diversion to . . . . 4-4 Visual sensors . . . . . . . . . . . . . . . . 3-3
Positioning . . . . . . . . . . . . . . . . . D-10
Preboarding: Voluntary diversion . . . . . . . . . . . . . 6-1
Briefs . . . . . . . . . . . . . . . . . . . 5-3
Instructions to contact of interest. . . . . . 5-2 W
Prohibited items . . . . . . . . . . . . . . . 1-1
Purpose. . . . . . . . . . . . . . . . . . . . 1-1 Weapon preparation . . . . . . . . . . . . D-10

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LIST OF EFFECTIVE PAGES

Effective Pages Page Numbers

Original 1012-I (Reverse Blank)


Original 1012-III (Reverse Blank)
Original 1012-V thru 1012-XI (Reverse Blank)
Original 1012-XIII (Reverse Blank)
Original 1012-1-1, 1012-1-2
Original 1012-2-1 thru 1012-2-4
Original 1012-3-1 thru 1012-3-4
Original 1012-4-1 thru 1012-4-6
Original 1012-5-1 thru 1012-5-11 (Reverse Blank)
Original 1012-6-1, 1012-6-2
Original 1012-A-1 (Reverse Blank)
Original 1012-B-1 (Reverse Blank)
Original 1012-C-1 thru 1012-C-5 (Reverse Blank)
Original 1012-D-1 thru 1012-D-17 (Reverse Blank)
Original 1012-Index-1, 1012-Index-2
Original 1012-LEP-1 (Reverse Blank)

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