Professional Documents
Culture Documents
Patrick Peacebuilding Statebuilding and Liberal Peace
Patrick Peacebuilding Statebuilding and Liberal Peace
Peacebuilding, Statebuilding
and Liberal Peace
The violent intrastate conflicts in many parts of Africa and other parts of
the developing world that coincided with the end of the Cold War
witnessed an increasing change in both the norms and practice of inter-
national response to violent intrastate conflict, involving both state and
non-state actors. In response to this, the UN took a leading role in
multidimensional peace support operations that were aimed at preventing
a return to conflict and promoting durable peace in situations including
Namibia (1989), Cambodia (1991–1992), Mozambique (1992–1994),
Bosnia and Herzegovina (1995–2002), El Salvador (1991–1995), Haiti
(1993–1996, the Central African Republic (1998–2000), Sierra Leone
(1999–2005) and East Timor (1999–2002). Since the UN’s traditional
peacekeeping approach primarily sought to minimize interstate conflict
through monitoring ceasefires between hostile states, it could not match
the emerging post-Cold War peace and security challenges in low-income
countries. Peacebuilding could no longer be limited to keeping warring
parties from returning to conflict, but also addressing the root causes of
conflict including promoting development. Underdevelopment became
increasingly linked with violent conflict and insecurity in low-income
countries. This was later linked to security and terrorism, particularly, in
the so-called collapsed, failed, failing and weak states. The development of
the concept of statebuilding in the 1990s should be seen as a response to
the challenges that such states posed. Moreover, the 11 September 2001
terrorist attacks on the USA witnessed the international community
CONCEPTUALIZING ‘POST-CONFLICT’
The concept ‘post-conflict’ has been used in various senses and at times in
a confusing way. As Lambach (2007) points out, the challenge about the
concept of post-conflict relates to the fact that the prefix ‘post-’ is a
temporal signifier that is attached to a noun ‘conflict’ that does not have
a fixed temporal content. For him, an outcome of this is that the idea of
post-conflict leads to a mental dichotomy that transforms ‘conflict’ into a
synonym of war and post-conflict into a synonym of peace. In this dichot-
omy, the idea of ‘conflict’ relates to situations in which organized groups
engage in acts of violence against each other. For instance, a state against a
rebel movement, and this is conducted in accordance with a dominant
conflict narrative, whereas, post-conflict would mean the end of such
violence, and a return to normalcy and peace (Lambach 2007).
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 41
POST-CONFLICT PEACEBUILDING
During the Cold War the UN did not give political currency to the concept
of peacebuilding. Its emphasis was more on preserving the territorial integ-
rity of conflicting states through monitoring ceasefire agreements, creating
buffer zones and peacekeeping, among others, partly as a result of conflict-
ridden power politics between the USA and USSR, and their allies during
the Cold War. The end of the Cold War coincided with an increase in
intrastate conflicts and civil wars that posed a serious new threat to
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 43
international peace and security as well as human welfare. At the same time,
it provided the UN and other international actors with an opportunity to be
involved in efforts aimed at ending such violent conflicts within states in
different parts of the developing world. It appeared peace could now be
enforced as the impediment (the Cold War) to its enforcement had ended.
Media images of untold suffering of civilians in states from Africa to the
Balkans to Central Asia experiencing violent intrastate conflict played a
crucial role helping such societies to receive high-level international atten-
tion. Since the conflicts posed serious threats to international peace and
security, it was vital for the UN Security Council to respond to them and
take the lead in dealing with them. The dramatic increase in UN peace
support operations in the immediate aftermath of the Cold War witnessed
the first African UN Secretary General, Boutros Boutros-Ghali of Egypt
establishing the UN Department of Peacekeeping Operations (DPKO) in
1992 with the role to adequately manage the peace support operations.
Although in 1965 the UN General Assembly founded the Special
Committee on Peacekeeping Operations, the establishment of the DPKO
saw the institutionalization of peacekeeping within the UN.
On 31 January 1992, the UN Security Council held a summit meeting
for the first time at the level of Heads of State and Government.
Concerned about the new threats to international peace and security
brought by the end of the Cold War, the Security Council included in
its agenda the need to address ‘the responsibility of the Security Council in
the maintenance of international peace and security’ (UN Security
Council 1992). The Security Council tasked Boutros-Ghali to prepare
an analysis and recommendations on how the UN could strengthen and
improve its capacity to maintain international peace and security in the
post-Cold War period. On 17 June 1992, Boutros-Ghali submitted to the
Security Council a report entitled, An Agenda for Peace: Preventive
Diplomacy, Peacemaking and Peacekeeping (hereafter, An Agenda for
Peace) in which he looked at the changing context of international rela-
tions and provided recommendations on how to improve the UN’s capa-
city to enhance international peace and security.
Although the term ‘peacebuilding’ is not recent, in his An Agenda for
Peace, Boutros-Ghali brought it to the UN agenda. The document had a
great influence on our understanding of the enterprise of peacebuilding
and as such, it is not surprising that it is often celebrated as a landmark
document in the development of contemporary peacebuilding. Boutros-
Ghali defined peacebuilding as ‘action to identify and support structures
44 LIBERAL PEACE AND POST-CONFLICT PEACEBUILDING IN AFRICA
which will tend to strengthen and solidify peace in order to avoid a relapse
into conflict’ (Boutros-Ghali 1992). Furthermore, he differentiated
between peacebuilding, preventive diplomacy, peacemaking and peace-
keeping suggesting ways in which the concepts can be effectively used.
Peacebuilding was associated with post-conflict activities that aimed at
consolidating peace. It included the following activities: ‘rebuilding
the institutions and infrastructures of nations torn by civil war and strife;
and building bonds of peaceful mutual benefit among nations formerly
at war’ as well as addressing ‘the deepest causes of conflict: economic
despair, social injustice, and political oppression’ (Boutros-Ghali 1992).
Peacebuilding would also encompass such activities as ‘disarming the
previously warring parties and the restoration of order, the custody and
possible destruction of weapons, repatriating refugees, advisory and train-
ing support for security personnel, monitoring elections, advancing efforts
to protect human rights, reforming or strengthening governmental insti-
tutions, and promoting formal and informal processes of political partici-
pation’ (Boutros-Ghali 1992). The concept peacebuilding has often been
associated with the multidimensional UN peace support operations in the
early to mid-1990s in countries including Mozambique, Somalia, Angola,
El Salvador, Cambodia, Namibia, the former Yugoslavia and Haiti.
In his Agenda for Development, Boutros-Ghali stresses the importance of
economic and social development as means to promoting lasting peace. In
the Supplement to an Agenda for Peace, Boutros-Ghali defines the essential
goal of peacebuilding as ‘the creation of structures for the institutionaliza-
tion of peace’ (Boutros-Ghali 1995). In this report, he asserts that addres-
sing the root causes of conflict is crucial for building lasting peace.
Peacebuilding would mean not only the elimination of armed conflict but
also addressing its root causes in order to promote the resolution of disputes
without resorting to violence. Boutros-Ghali saw a link between democracy,
development and peace since ‘democracy provides the long-term basis for
managing competing ethnic, religious, and cultural interests in a way that
minimizes the risk of violent conflict’ (1995).
However, with time, new challenges and complex realities on the
ground led to new understandings and development of the concept of
peacebuilding within the UN, academia, leading states, non-governmental
and bilateral organizations. As Call and Cousens rightly point out:
their transition from war to peace, and help prevent states from collapsing
and assist states avoid a relapse into conflict; and (2) a Peacebuilding Support
Office to act as a secretariat of the UNPBC. Thus, it was proposed that the
UNPBC would focus on the prevention of conflict, and post-war recovery as
well as deal with the challenges of coordinating international peacebuilding
efforts. In this regard, the High Level Panel called on international financial
institutions, regional and sub-regional organizations, and the principal
donor countries to participate in the UNPBC’s deliberations, thus support-
ing its peacebuilding efforts.
In his report, In Larger Freedom: Toward Development, Security and
Human Rights for All (2005), the UN Secretary-General supported the
panel’s proposal to create a UNPBC. At the September 2005 UN World
Summit in New York, heads of state and government agreed to create the
UNPBC, and two bodies that would back it – a Peacebuilding Support
Office and a Peacebuilding Fund. Paragraph 97 of the 2005 World
Summit Outcome document states the following:
promote liberal market democracies, and has closely worked with neo-
liberal institutions such as the World Bank.
In the UN policy documents and the work of the PBC discussed above,
peacebuilding has come to mean a number of things: strengthening the
rule of law, enhancing development, promoting justice, building democ-
racies, ending overt violence, reconciliation and stability, among others,
aimed at strengthening and solidifying peace in order to avoid a relapse
into conflict. Despite the expansion and modification of the concept of
peacebuilding in these policy documents as well as an upsurge in peace-
building activities since the early 1990s, the concept of peacebuilding has
remained elusive and contested, among academics and policymakers.
While there have been disagreements on the role of external actors in
post-conflict societies, there tends to be a consensus on their significance
in supporting peacebuilding activities in such societies.
PEACEBUILDING DEBATES
Questions have been raised regarding the roles and responsibilities of
external actors in peacebuilding operations who often determine or have
significant influence on the final outcome of the peacebuilding process –
whether they should act as mere facilitators of peacebuilding processes or
use more intrusive approaches if this helps promote lasting peace or end
overt violence. While some scholars have put emphasis on minimalist
peacebuilding approaches aimed at ending overt violence, others have
argued for maximalist approaches that aim at addressing root causes of
conflict and structural violence, such as social injustice and poverty
(Newman 2009a). The narrow approach is security-oriented since it
emphasizes the prevention of a return to violent conflict with the aim of
promoting stability and order subordinating other values such as justice,
development, emancipation and empowerment to the preservation of
internal security, whereas, the maximalist approach is social-oriented
since it places emphasis on addressing underlying causes of conflict (see
Call 2008b). Many scholars and practitioners tend to advocate a narrow
definition of peacebuilding which states that its main objective should be
that of maintaining a ceasefire since for them it is more realistic and quite
feasible (Newman 2009a). For these proponents, peacebuilding should be
considered a success when a ceasefire is achieved and does not collapse.
Yet, a focus on maintaining a ceasefire may help in avoiding overt violence,
but does not address underlying causes of conflict with a likelihood of a
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 49
strikes a middle ground that includes the lack of recurrence of warfare as well
as some sustained, national mechanism for the resolution of conflict –
signified by participatory politics. Participatory politics does not equate to
liberal democracy, but refers to mechanisms for aggrieved social groups to
feel that they have both a voice and a stake in the national political system.
This standard is difficult to measure but excludes stable, authoritarian, and
clearly illegitimate governments. (Call 2008b: 6–7)
well-being of their own populations. Some of the weak states have lost
their monopoly over the use of violence to warlords, militia groups and
terrorists.2 Recent events in the Middle East and North Africa have shown
that the seemingly strong states such as Syria, Iraq and Libya are capable of
failing in situations of violent internal conflict. In all the three states
various armed groups (including external non-state actors) are competing
and fighting for the control of the state. As states are consumed by internal
violence, they cease providing basic services and security, especially human
security to their citizens. Such states cannot control their territories and
are characterized by a lack of respect for the rule of law, human rights
abuses, weak institutions, destroyed infrastructure, political instability,
humanitarian emergencies, criminal gangs, arms and drug trafficking and
a loss of domestic legitimacy (Fukuyama 2004; Rotberg 2004) with
extreme and stubborn forms of poverty persisting in such countries
(Collier 2007).
In response to the challenges posed by fragile and weak states, interna-
tional organizations such as the UN and its agencies including UNDP
have established programs and initiatives to create functioning and legit-
imate state institutions thought to be essential for achieving durable peace.
Post-9/11 saw UN-led peacebuilding missions being deployed for longer
periods in situations such as Sierra Leone and Liberia as long-term com-
mitment was essential in dealing with the challenges that these post-war
situations experienced. In 2008 the UNDP launched the ‘Statebuilding
for Peace’ project to empower ‘national and local actors to develop and
implement strategies that address fragilities and enhance responsiveness
and resilience of states for sustainable peace’ (UNDP 2009a: 5).The
Organization for Economic Cooperation and Development (OECD) in
its Principles for Good International Engagement in Fragile States and
Situations considers a focus on statebuilding as the main objective in
enhancing state stability and order (2007). The World Bank’s World
Development Report 2011 states its central message as ‘strengthening
legitimate institutions and governance to provide citizen security, justice
and jobs is crucial to breaking cycles of violence’ (2011: 2).
Moreover, since early 2013, the EU has been using State Building
Contracts (SBCs) to provide budget support to conflict affected states as
well as fragile states. It has signed SBCs with African countries including
South Sudan, Mauritania, Liberia and Mali. In South Sudan, the SBC was
never implemented since the country relapsed into internal conflict in 2013.
In May 2015, the EU signed a SBC contract worth €50.8 million with the
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 55
provision of basic services (water and health) to citizens and restore the
rule of law for the entire population. The specific objectives of the SBC for
Mali are to:
While the EU and other international agencies and leading states that
promote statebuilding have viewed statebuilding as the surest means to
bring out of turmoil states such as Mali, like most war-torn societies, the
impact of external statebuilding and assistance on Mali is uncertain.
APPROACHES TO STATEBUILDING
There are two different approaches to the state: the institutional approach3
and the ‘legitimacy’ approach (Call 2008b; Lemay-Hebert 2009). An
institutional approach to statebuilding focuses on building effective state
institutions in post-conflict environments as a remedy for the ‘weirdness’
or ‘abnormality’ found in weak and failed states that is absent in strong
states. This approach largely draws from the Weberian notion of statehood
which views a state as a political entity that has monopoly over the
legitimate use of violence. Since the institutional approach places emphasis
on building the capacity of state institutions, it tends to ignore customary
institutions (Call 2008b). In addition to service delivery, another impor-
tant element of the state, according to the institutional approach, is the
state’s capacity to institutionalize its diverse organizations. Call (2008b: 8)
defines institutionalization as ‘the process by which a cluster of activities
acquires a persistent set of rules that constrain activity, shape expectations,
and prescribe roles for actors’. Institutionalization is believed to enhance
the durability of the state and its institutions, and even the death of a
leader would not result in the collapse of the state. However, Call (2008b)
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 57
LIBERALISM
International organizations, powerful states and international financial orga-
nizations have used the liberal rhetoric to justify international peace support
operations, and peacebuilding and statebuilding programs in societies emer-
ging from civil war. It is thus crucial to briefly discuss the notion of liberal-
ism bearing in mind that there is no consensus on the exact meaning of the
concept. A number of scholars have provided an understanding of the
concept based on themes that frequently recur in orthodox discussions of
the concept. These themes, as Mac Ginty states, include
In contrast, Dworkin (2002: 128) has argued that liberals are committed
fundamentally to a particular conception of equality that supposes that
‘government must act to make the lives of those it governs better lives, and
it must show equal concern for the life of each’. Here we see two conflict-
ing views about liberalism, one emphasizing a certain conception of
equality, and the other liberty. As such, it is difficult to define liberalism
via its concepts (Williams 2009).
Although liberalism has been primarily a product of Western historical
experiences, its proponents assume that it is suitable in any context. This
argument for the universality of liberalism and the legitimacy that the
democratic peace theory has given to liberal democracy has led Western
policymakers to export liberal democracy to illiberal states using the
rhetoric of emancipating ‘those “vanquished” by illiberal regimes’
(Williams 2006: 1) so as to enable them to join the liberal international
order of democratic states. The ‘vanquished’ in the context of interna-
tional peacebuilding are those people who live in societies emerging from
violent internal conflicts experiencing what Mitt Romney, the Republican
presidential nominee for the US 2012 presidential elections, called during
his presidential campaign ‘unspeakable darkness’. Drawing on the demo-
cratic peace thesis, Romney pointed out that in order to ‘save’ the world
from such ‘unspeakable darkness’, the USA needed to return to its ‘demo-
cratic ideals because a free world is a more peaceful world’.
Williams (2006: 2) contends that ‘liberal thinkers and latterly states
have increasingly come to believe that they can bring about an “end” to
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 63
LIBERALISM AS A PROJECT
Drawing on Margaret Canovan’s (1990) argument that liberalism is ‘a
project to be realized’, Williams and Young have argued that the broad
reform project of Western states and development agencies aimed at
reforming most African states can be conceived as a liberal project. In
this sense, liberalism is not just a body of theorizing but also a political
project of social transformation (Williams and Young 2012; Williams
2009, 2010; Young 2002, 2003) – a project of transforming troubled
African societies into ‘liberal’ societies. This liberal project reflects liberal
ways of thinking about the state and its relationship with society and
economy. As has been mentioned, liberalism places high value on auton-
omous individuals and such individuals are capable of making rational
decisions that are not a threat to others, at the same time, their decisions
can still allow them to pursue their own interests in an efficient manner.
64 LIBERAL PEACE AND POST-CONFLICT PEACEBUILDING IN AFRICA
CIVIL SOCIETY
Civil society is a widely used and discussed concept within contemporary
social science and policy circles. Despite this, no precise definition of the
concept exists. It is generally understood as a sphere of voluntary
(uncoerced) action around shared values, interests and purposes
(Pouligny 2005). As Williams and Young (2012: 8) write, the traditional
liberal story offers three crucial elements of civil society: (1) it is an
example of liberal commitments to equality and freedom and in this
arena individuals have the freedom to pursue their own interests in free
association with others; (2) as an arena for criticism, open and free debate,
it acts as a check and balance on the power of the state. Given the state’s
(and its agents) ability to undermine freedom, it is crucial that it is limited
and hold to account, civil society does play this role; (3) it is an arena for
the cultivation of particular attitudes and personal virtues such as civic
engagement, accountability, tolerance, self-reliance and cooperation, cru-
cial for sustaining liberal social life. Williams and Young, further assert:
The third issue relates to the question of the exact kinds of public interest
that civil society should shape or influence: to what extent can civil society
be relied upon to support a liberal order or to what extent should liberals
seek other guarantees, for instance, the state, that lie outside of the domain
of civil society? (Williams 2010; Williams and Young 2012). These
66 LIBERAL PEACE AND POST-CONFLICT PEACEBUILDING IN AFRICA
THE STATE
Liberals fear that the state can abuse the power it possesses. That is, there are
fears and concerns, for example, that state power can be used for repression,
inhibiting individuals’ freedom to pursue their own interests. Yet, as
Williams (2010) contends, in almost all liberal thought, the state continues
to be the primary vehicle for achieving liberal goals and practices. Within the
Western liberal theory, the state is considered as both weak and strong.
Some liberal theorists have tended to link liberalism with neutrality. For
such theorists, the principle of neutrality is said to be a central element of
liberal political theory that provides an understanding of liberalism as well as
distinguish it from other political theories (Alexander and Schwarzschild
1987). A neutral state is conceived of as weak. In this sense, the state is
envisaged as ‘purely an enabler, little more than a neutral mechanism
providing the security to allow free, equal individuals to pursue their life
projects unhindered by others’ (Young 2003: 3). Since in a society indivi-
duals hold varying conceptions of the good and as a ‘neutral mechanism’,
the state (and its laws) must not limit the freedom of individuals in ways that
favor one particular notion of the good.
As such, a strong state is conceived of as a potential threat to
individual rights and freedoms. Threats to individual freedoms are
said to be twofold: (1) there is the possibility that state agents may
abuse institutions of the state and the stronger the state, the higher the
likelihood of abuse; and (2) the state may attempt to advance a certain
kind of social order without the consent of citizens, which might
represent some values that undermine individuals’ rights and freedoms
(Young 2003; Williams 2010). It is argued that such threats can be
countered by establishing some measure of restraint on the state’s
exercise of power and a limit to its scope. This happens via institutional
strategies viewed as mechanisms to establish limits on arbitrary state
power, thus mitigating the fears of abuse of state power and ensuring
that the state does not undermine individual freedoms. Historically,
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 67
within the liberal tradition, this has taken the form of ‘a universal legal
code to which state officials are also subject, and [ . . . ] a complex of
institutions now generally referred to as liberal democracy and compris-
ing universal suffrage, political parties, rights of political participation
and so on’ (Young 2003: 3). At the same time, liberals have argued for
a strong state which is not captured by social forces. Such a strong state
ought to a certain extent be detached from social interests as well as
not overcome by them. It must be a capable state, that is, it must be in
a position to impose and maintain a certain kind of domestic order – a
liberal democratic order – ensuring that it inculcates certain kind of
values and depositions in people. This requires a strong, responsive and
effective state that is capable of establishing and defending liberal
values, institutions and policies (Young 2003: 3–4).
As Williams (2010) and Young (2003: 4) argue, these tensions and
contradictions regarding the state – ‘accountable but captured, autono-
mous but not oppressive, neutral but interventionist’ – cannot be resolved
on a purely theoretical level, rather, ‘they can only be made sense of as a
project, a project the nature of which is sharply illuminated by the debate
about Africa because liberal capitalism is not yet hegemonic there and the
processes by which such hegemony is constructed cannot be easily
obscured as in the West’ (also see Taylor 2007). Western states and
development agencies have reproduced these ambiguities in their peace-
building and development projects in Africa. Williams and Young’s work is
crucial in helping us understand international peacebuilding as a ‘liberal
peace project’ of social transformation in post-conflict situations. The
liberal peace project is aimed at transforming fragile post-conflict states
into peaceful and stable liberal entities (as will be shown in this book, in
the context of Sierra Leone) via a set of policies and programs that
promote the rule of law, democratization, individual human rights, good
governance, fighting corruption, market-based economic reform, devel-
opment, a vibrant civil society, and a stable and secure liberal state. The
two main goals of these initiatives are to prevent a return to conflict and
the creation of conditions for building sustainable peace in the country.
It is crucial to point out that the view that international peacebuilding is
liberal peace-oriented is controversial. More recently, some studies have ques-
tioned whether international peacebuilding interventions are essentially liberal
or liberal peace-oriented (see for example, Zaum 2012; Selby 2013). The
notion of liberal peacebuilding has been portrayed as ‘a fallacy and a myth’
(Selby 2013: 58), and that it must therefore be abandoned as the ‘breadth of
68 LIBERAL PEACE AND POST-CONFLICT PEACEBUILDING IN AFRICA
the concept and the wide variety of interventions that it encompasses suggest
that it does not offer a useful analytical lens for understanding contemporary
peacebuilding efforts’ (Zaum 2012: 130). Selby contends that ‘states, strategy
and geopolitics continue, as ever, to be crucial determinants of [contemporary
peace] processes; and that the influence of liberalism, and the degree of global
consensus over the liberal peace, are significantly overstated within liberal
peacebuilding discourse’ (Selby 2013: 65). Joshi et al. (2014) have rejected
arguments that the notion of liberal peacebuilding does not really exist. Their
study uses data from the Kroc Institute’s Peace Accord Matrix (PAM) project7
to show that liberal peace actually exists, at least in relation to the inclusion of
liberal goals of good governance, human rights, security sector reform, rule of
law and democracy in peace accords. This book concurs with the argument
that liberal peacebuilding (in its various forms) actually exists.
CONCLUSION
The 1990s witnessed the rise of violent intrastate conflicts in many parts of
Africa and other parts of the developing world, which coincided with the end
of the Cold War. This saw an increasing change in both the norms and practice
of international response to civil wars, involving both state and non-state
actors. During this period, the issue of ‘state collapse’ and ‘state failure’
became an issue of international concern, witnessing an ideological turn in
relation to the UN peace operations. Moreover, this period witnessed the
emergence of an international consensus that failed or collapsed states and
non-state actors posed a serious threat to international peace and security
more than aggressive powerful states. This resulted in the argument that
building effective and legitimate liberal states would deal with such a threat
as well as promote self-sustaining peace in war-torn societies. In each of the
war-torn societies, international peacebuilding actors introduced post-conflict
peacebuilding initiatives based on the liberal peace tenets with little attention
being paid on the local context, and such peacebuilding processes have
produced mixed outcomes, thus generating an interesting debate within the
academy and policies circles.
NOTES
1. Even when Boutrous-Ghali wrote his Agenda for Peace in 1992, it was not
really clear what peacebuilding was. This is reflected, for instance, in the
development of UN policy documents on peacebuilding such as An Agenda
3 PEACEBUILDING, STATEBUILDING AND LIBERAL PEACE 69