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Developmental Psychology Copyright 1991 by the American Psychological Association, Inc.

1991, Vol. 27, No. 2,321-329 0012-1649/9i/$3.00

Children's Reasoning About Three Authority Attributes:


Adult Status, Knowledge, and Social Position
Marta Laupa
University of California, Berkeley

The study examined the development of authority concepts with regard to three attributes of
authority figures: adult status, knowledge, and social position. Subjects (40 male, 40 female) in
Grades 1-7, from schools with programs that place children in positions of authority, were inter-
viewed to assess their evaluations ofcommands from single individuals possessing different author-
ity attributes and their choices between different individuals who gave opposing commands. Sub-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

jects weighted both social position and knowledge more heavily than adult status in judging legiti-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

macy and obedience and in choosing between individuals giving opposing commands. Children
are not primarily oriented toward obedience to adults but are able to conceptualize the social-or-
ganizational role of authority, as well as authorities' relevant knowledge. Their understanding
of authority is linked to the development of underlying concepts of social organization and in-
stitutions.

Psychologists have long been interested in the influence of not judge authorities to have absolute power but make judg-
authorityfigures,especially parents and teachers, on children's ments about their legitimacy on the basis of the nature of the
social development and behavior (Baumrind, 1968,1975). Re- commands they give. For example, Damon (1977) found that
cently, researchers have recognized the importance of under- children accepted parental commands regarding acts like
standing how children themselves think about authority rela- cleaning one's room but did not accept commands to steal or
tions. Children's concepts of authorities and their commands cause harm. Tisak (1986) found that children judged parents as
werefirstdirectly studied by Damon (1977) and then by others more legitimate in making rules prohibiting stealing than ones
(Laupa & Turiel, 1986; Smetana, 1988; Tisak, 1986; Weston & regulating family chores or children's friendships. The fact that
Turiel, 1980). This body of research has demonstrated that chil- children reject authorities when they issue commands that
dren's authority concepts are complex and differentiated. Chil- would cause harm is an indication that in their reasoning chil-
dren take into account the type of command issued, the attri- dren are not solely oriented toward obedience to authority but
butes of the authority figure, and the social setting when mak- draw boundaries regarding what they consider to be acceptable
ing authority judgments. There are three attributes of authority acts.
figures that have been shown to be central to children's author- A second finding of recent studies is that in making legiti-
ity judgments and that have not been given much attention in macy judgments children take into account psychological and
previous research: adult status, knowledge, and social position.
social attributes of authorities. Damon (1977) found that chil-
The present study investigates the degree to which children are
dren accept peers in positions of authority because they have
capable of distinguishing these attributes and how these attri-
special knowledge or skills. In addition, Laupa and Turiel
butes are coordinated in their authority judgments.
(1986) found that children take into account social-organiza-
Recent findings are in contrast to the traditional view that tional position (e.g., whether the individual was hired for or
young children have a one-sided orientation toward adults as chosen to do the job) in making judgments of legitimacy. These
authorities that is based on a reverence for age, size, and power findings suggest that children are not oriented toward one par-
(Piaget, 1932/1965). Studies have shown, first, that children do ticular attribute of an individual in making judgments of legiti-
macy but focus on different attributes in different contexts.
This article was based on Marta Laupa's doctoral dissertation at the The finding that children reason about the social position of
University of California, Berkeley. Portions of this article were pre- authorities shows that authority is conceptualized by children
sented at the meetings of the Society for Research in Child Develop- within the context of a social system. This aspect of children's
ment in Baltimore, (April 1987) and the Jean Piaget Society meeting in reasoning has not been investigated thus far, probably because
Philadelphia (June 1988). This research was supported by National studies have looked at children's reasoning about authority
Institute of Mental Health Grant 5T32HDO7181. within the context of family and interpersonal relationships
I would like to thank the principals, John Healy and James Turner, (Damon, 1977; Selman, 1980; Smetana, 1988; Youniss & Smol-
and the teachers, staff, and students of Washington Elementary School lar, 1985). Although an understanding of authority does involve
and Lincoln Middle School, Alameda, California, for their coopera-
tion in this research.
knowledge of authority interactions within interpersonal rela-
Correspondence concerning this article should be addressed to tionships, it also involves knowledge of social systems and insti-
Marta Laupa, who is now at the Graduate School of Education, tutions and the hierarchical relations of individuals within
UCLA, Los Angeles, California 90024. them. Our characterization of children's authority concepts
321
322 MARTA LAUPA

needs to be broadened to include their understandings of social interrelated issues of interest. First, to what extent do children
organization. understand and differentiate the three attributes? Second, what
Although children's reasoning about authority with respect to attributes are important to children in making judgments
command type has been explored extensively in recent years, about individuals' legitimacy as authorities? Third, how are
their reasoning about the three factors of adult status, knowl- these attributes weighed by children when put in opposition?
edge, and social position needs further exploration. We know The research was conducted in an elementary school and a
that children rely on these attributes in making authority judg- middle school that had peers in positions of authority. This
ments. For example, children take into account the social posi- made it possible to interview children who had experience with
tion of a teacher at school when judging his or her legitimacy. a system that placed children in positions of authority. In addi-
We do not know the extent to which young children are capable tion, it provided a context in which authorities have well de-
of distinguishing these attributes; do children know that there fined social positions, so that children's reasoning about this
are adults who do not have a social position at school? We also attribute could be assessed.
do not know how children of different ages coordinate different The interview included questions about a situation in which
attributes in their reasoning about authority. For example, is children argue about turn-taking on the school playground.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

social position or knowledge alone enough to confer legitimacy The turn-taking situation was used for three reasons. First, it
This document is copyrighted by the American Psychological Association or one of its allied publishers.

on an authority, or must she or he have both knowledge and has been used in a previous study (Laupa & Turiel, 1986) in
social position? which it was shown that subjects would accept this as a situation
Children's reasoning cannot be globally characterized as fo- in which intervention by an outside party is necessary and de-
cused solely on a single attribute at any given age level. However, sirable in order to resolve the dispute. Second, it provided a
children of different ages may differ in the importance they give context in which different commands could be presented which
to different attributes, alone or in combination. Evidence of this lead to the same end point. That is, the dispute could be re-
is found in the Laupa and Turiel study (1986), which was done solved by telling one child to go first and the other next, with
at a primary school in which children were given positions of both children taking a turn at the activity. Thus subjects could
authority over their peers during recess. This school provided a be asked to compare two individuals issuing opposing, but
setting in which to investigate children's reasoning about peer equivalent, commands (one chooses one child to go first, the
and adult status of authorities where children held positions of other the other child). In this way we could assess how children
authority very much like that of adults. Subjects in this study compare individuals with different authority attributes, allow-
were asked to choose between individuals with different combi- ing subjects to focus on the attributes themselves and not on
nations of attributes who gave opposing commands. All sub- features of the command. Third, the event is one which occurs
jects gave preference to a child with a social position over an often on the playground at school and is often resolved by an
adult without social position (a peer authority over an adult who authority issuing an arbitrary command.
does not work for the school). However, there was an age differ-
ence in responses to a comparison of an adult without a social
position to a child without a social position. In this case, first Method
grade children chose the adult, while fifth grade children were Subjects and Setting
equally divided between the two. Although all these subjects
recognized adult status as a legitimizing attribute, younger chil- The subjects were 80 children, 60 from a public elementary school
dren gave it more weight in the absence of social position. This and 20 from a public middle school, each of which had a peer authority
indicates that although subjects at all ages may recognize these program. The subjects were not in peer authority positions and con-
legitimizing attributes, their relative importance may change sisted of 10 boys and 10 girls from each of four grades:firstgrade (M= 7
with age. years), third grade (M = 8 years, 8 months),fifthgrade (M= 10 years, 10
months), and seventh grade (M = 13 years, 1 month). The subjects were
A related issue is the degree to which children are able to of mixed ethnic backgrounds (Black, Hispanic, and White). The sub-
differentiate these three attributes in their reasoning about au- jects from the elementary school were primarily from working-class
thority. With respect to the age difference mentioned above economic backgrounds, and the subjects from the middle school were
(that young children give priority to individuals on the basis of primarily from middle-class economic backgrounds.
adult status), the younger children may have been making an In the elementary school the peer authorities, referred to as conflict
inference that the adult has superior knowledge and not focus- managers, were fourth and fifth graders who were taught a problem-
ing on her adult status, per se. It is possible that young children solving method for resolving arguments that might occur among chil-
do not differentiate these attributes in'their reasoning and are dren on the playground during lunch and recess periods. In the middle
school the peer authorities, referred to as the honor patrol, were seventh
thus unable to conceive of an adult or an individual with social
and eighth graders who were taught to approach students in any grade
position as lacking knowledge. who were violating the rules during lunch and recess and give them
The aim of the present research was to examine the develop- written citations.
ment of children's concepts of authority in relation to their un-
derstanding of social organizations and social systems. This
was done by focusing on the three attributes that are ones chil- Design and Procedures
dren spontaneously generate when questioned about adult and Children were administered an interview in which they were asked
peer authorities at home and in the institution of the school: to judge individuals with different attributes who intervene in an argu-
adult/peer status, knowledge, and social-organizational posi- ment about turn-taking between children on the school playground. In
tion (Damon, 1977; Laupa & Turiel, 1986). There were three each case the individual chooses one child to take the first turn, the
AUTHORITY CONCEPTS 323

other the second turn. For elementary school subjects the situation directly asked whether failure to take turns is or is not all right and why.
described two children who simultaneously arrive at a slide and argue For all children, responses were coded as to positive or negative evalua-
as to who will use it first. For middle school subjects the situation tion of the transgression (i.e., the act would or would not be all right to
described two children who simultaneously arrive at the line for ice do in the absence of a school rule). Justifications for the evaluations
cream in the cafeteria and argue as to who will go first. were scored by using a system formulated previously by Davidson,
The aim of the study was to investigate children's capacity to weigh Turiel, and Black (1983; see Results for categories used in this study).
and coordinate authority attributes in making judgments of legitimacy Commands of single individuals. To ascertain children's judgments
and obedience. Because children's authority judgments already have about the legitimacy of authority commands and rationales for obe-
been shown to vary in accord with the type of command issued (Laupa dience, they were then presented with separate stories and questions
& Turiel, 1986), the present study was designed to examine not how about eight individuals with varying attributes. In the successive story
authority attributes interact with the type of command in children's variations the names of the children and the day of occurrence were
judgments but how children differentiate and coordinate important changed so that subjects would not interpret it as one continuing event
authority attributes apart from the type of command issued. with a succession of persons attempting to intervene. The individuals
We presented to subjects individuals who issue commands in con- were a teacher, a peer authority, an incompetent teacher, an incompe-
crete situations. We asked about specific situations, rather than ques- tent peer authority, a former teacher, a former peer authority, a lady,
and a child. These eight individuals include every possible combina-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tioning children abstractly (e.g., "This is a teacher. Can a teacher tell


tion of the three attributes of adult status, knowledge, and social posi-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

you what to do?"), because it has been shown by previous research


(Laupa & Turiel, 1986; Smetana, 1988; Tisak, 1988; Weston & Turiel, tion. For example, the teacher has all three attributes: adult status,
1980) that children's judgments vary to a great extent dependent on the knowledge, and social position. The peer authority has knowledge and
specific type of command issued by authorityfigures.In order to study social position but lacks adult status, and so forth.
children's capacities to distinguish authority attributes, we designed Each individual was described in detail to the subject. The individ-
the interview in such a way as to maximize subjects' reliance on author- uals presented as incompetent (incompetent teacher and incompetent
ity attributes and minimize their reliance on aspects of the command peer authority) were described as new on the job and lacking the knowl-
in making their authority judgments. We used a "neutral" event, turn- edge to handle arguments among children. The individuals lacking
taking, which enabled subjects to focus solely on the attributes of the social position (former teacher and former peer authority) were de-
individual and not on the type of command issued, (e.g., whether or not scribed as "last year's teacher" and "last year's peer authority" who no
the command conflicts with moral demands), when making their au- longer hold an authority position. The lady was described as a lady who
thority judgments. lives across the street from the school, who is not a teacher, and who has
By using one event we were able to present many combinations of no children. The child was described as a child who attends the school.
authority attributes for subjects to compare. Furthermore, this type of Pictures were used with subjects in Grades 1-5 in order to facilitate
event allowed us to present different individuals giving opposing but understanding. The subjects were questioned as necessary in order to
equivalent commands, for purposes of comparison of individuals with ascertain their understanding of the individual's attributes or lack of
different attributes. Given this study's purpose of assessing children's attributes (e.g., "This is Mrs. Roberts. She is a new teacher. This is her
competence, the conclusions that could be drawn from the use of one first day. Did you know that sometimes teachers are brand new and it is
event would depend on the findings. Whereas findings of lack of dif- their first day? She is so new that she does not know what to do when
ferentiation would be difficult to interpret in the absence of a range of children have arguments on the playground. Are there ever teachers
events, positive findings would yield information regarding children's who don't know what to do when children argue? Is she a teacher? Does
ability to differentiate and coordinate authority attributes. she know what to do when children argue?"). The interview continued
Children were interviewed individually for approximately 50 min. when the subject indicated that he or she knew the attributes of the
Interviews were administered to some first and third graders in two person presented.
sessions. Assessments were divided into three components. First, the In each story the individual intervening told one of the children to go
children's evaluations of turn-taking were assessed in order to deter- first in line.' Following each story variation, children were asked (a) to
mine whether subjects judged it important that both children get a evaluate the command ("Do you think it is all right that X told them
turn. Second, a set of questions dealt with the legitimacy of and obe- that?"), (b) to explain what gives the command legitimacy ("How come
dience to commands by eight individuals who varied with respect to X can tell them that?"), (c) whether the command should be obeyed
the presence or absence of the three attributes of adult status, knowl- ("Should they do what X tells them?"), and (d) the reasons for obedience
edge, and social position. These questions were used in order to deter- ("Why should they do what X tells them?"). Thus, the legitimacy and
mine which attributes, alone or in combination, are considered neces- obedience questions each had two components: (1) judgments (yes/no)
sary by subjects to confer legitimacy on an individual issuing a com- and (2) justifications (why?). Each subject was presented with the indi-
mand. Third, children's choices in six paired comparisons between viduals in a randomly determined order.
different persons giving commands were assessed. These included Evaluations of the legitimacy of the command and responses to
persons who varied with respect to the three attributes of interest. whether the command should be obeyed (Component 1) were coded as
These questions were used in order to determine which attributes are positive, negative, or inconsistent (subject changes mind repeatedly or
most important to subjects in making judgments of legitimacy and cannot come to a decision). The reasons provided for the evaluations of
obedience. legitimacy and obedience (Component 2) were scored with the coding

Assessments and Coding ' Some subjects rejected the type of command given by the individ-
ual on the grounds that it was not a fair resolution to the problem.
Evaluation of turn-taking. Assessments were first made of subjects' When this occurred, it was always stated by the subject when presented
evaluations of turn-taking. They were asked whether there is a school with the first question about the first individual presented. In these
rule regarding the act, and, if so, whether a transgression (failure to cases a different resolution to the problem was posed on the basis of
take turns) would be all right in the absence of a rule, and why. An what the subject stated would be a fair resolution. The rest of the inter-
alternative assessment was used with those children who stated, in view was conducted with this resolution in place of the origi-
response to the first question, that there was no school rule. They were nal one.
324 MARTA LAUPA

system summarized in Table 1. Justifications were of three types: au- one attribute and differ with respect to the other two (e.g., in #1 the lady
thority orientation (those pertaining to the person giving the com- and the former peer authority both lack social position—the lady has
mand, such as the person's position in a social organization); act orien- adult status but not knowledge, and the former peer authority has
tation (pertaining to the nature of the act commanded or its conse- knowledge but not adult status). These comparisons were made in
quences); and punishment avoidance. When a child used more than order to determine the priority that subjects give to each attribute when
one justification, the justification of the authority orientation type it is put in opposition to each of the others.
was coded, if one was given. This was done because the primary focus Responses to the paired comparison questions were coded as to
of the study was children's use of and reasoning about the three author- choice of one person or inconsistent (inability to choose, vacillation, or
ity attributes. Otherwise, the predominant justification (i.e., the most statement that the two are equivalent). Justifications for the choices
extensive and elaborated) was coded. were coded with the scoring system used for the single individual as-
Paired comparisons. Assessments of the eight individuals were fol- sessment.
lowed by story variations that described two persons intervening and Coding reliability. Coding reliability was assessed by randomly se-
giving opposing commands (two persons come up to the children at the lecting 20% of the protocols for coding by a second judge. The statisti-
same time). The opposing commands constituted choosing different cal significance of the percentage agreement for each question was
children to go first. The paired comparisons provided a means for tested with Cohen's coefficient for agreement of nominal scales (Co-
assessing the role of age, knowledge, and social position of persons hen, 1960). Interjudge agreement for act evaluation was 94%. For justi-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

giving commands in children's authority judgments in a situation in fications for act evaluation it was 75% (Cohen's K was significant at p<
which the opposing commands are equivalent (each resolves the dis- .05). For judgments of single individual questions, interjudge agree-
pute with each child's getting a turn). Six paired comparisons were ment was 91% (12 of 16 questions were significant at p < .05). For
presented to all subjects: justifications to single individual questions, it was 75% (all questions
1. Lady versus former peer authority were significant at p < .05). For judgments of comparison questions,
2. Incompetent teacher versus peer authority interjudge agreement was 86% (8 of 9 questions were significant at p <
.05). For justifications to comparison questions, it was 79% (8 of 9
3. Lady versus incompetent peer authority questions were significant at p < .05).
4. Former teacher versus peer authority
5. Incompetent peer authority versus former peer authority
Results
6. Incompetent teacher versus former teacher. Children's responses to each question were tested, with non-
In each comparison the two individuals are equivalent with respect to parametric techniques, for both age and sex differences. Chi-

Table 1
Justification Categories
Category Definition and example
Authority orientation
Acceptance of authority Simple assertion that a person in the role has authority. ("A conflict
manager can do that because that is his duty.")
Adult status Authority derived from adult status. ("A teacher can tell them what to do
because she is a grown-up.")
Knowledge attributes Authority derived from knowledge that comes with an authority role.
("The teacher is smart and teaches you in class." "The honor patrol has
training.")
Social position Authority derived from a position within the social system. ("The principal
is in charge of the playground." "The conflict manager works at the
school.")
Nondifferentiation Inability to conceive of, or rejection of, the possibility of the individual
presented as being without the particular nondifferentiated attribute.
("Yes, the brand new teacher is so new that she doesn't know how to
solve problems . . . it is OK for her to tell them what to do because she
knows how to solve it." "She can do it because she was hired, and so
she must have the training.")

Act orientation
Other's welfare Reference to the interests of others and prevention of harm. ("They should
stopfightingso no one gets hurt.")
Appeal to fairness Maintenance of a balance of rights between persons. ("He can't use the
slide all by himself because other kids might want to go on it too.")
Pragmatics Focus on the solution of a particular problem. ("They should do what the
teacher says because she is only trying to solve the problem.")

Punishment avoidance Reference to the person's ability to punish. ("You have to do what the
teacher says, or she will get you in trouble.")
AUTHORITY CONCEPTS 325

Table 2 made comparisons among the eight questions about single indi-
Positive Responses (in Percentages) by Grade for Single- viduals in order to test for the effect of individual attributes (a
Individual Legitimacy Questions binomial test was used in cases where fewer than 10 subjects
changed responses from one question to the other). Compari-
Grade sons were made of individuals matched on adult status and
Individual 1 Total knowledge and differing only in social position. All tests were
significant: teacher to former teacher, x 2 0, N= 33) = 31.03, p <
Teacher 100 100 100 100 100 .005; peer authority to former peer authority, x2(l, N = 39) =
Peer authority 100 100 100 100 100 37.03, p < .005; incompetent teacher to lady, x2(l, N = 41) =
Incompetent teacher" 100 75 85 100 89
Incompetent peer authority 95 80 75 95 86 28.20, p < .005; and incompetent peer authority to child, x2(l>
Former teacher" 85 30 60 60 59 N = 46) = 30.63, p < .005. This shows an increase in positive
Former peer authority 70 45 50 40 51 evaluations for an individual with the addition of social posi-
Lady" 75 25 30 50 45 tion.
Child 60 25 30 50 41
Similarly, individuals differing only in knowledge were com-
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" Significant age differences (U < 12.72, p < .01). pared. Two comparisons were significant, teacher to incompe-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

tent teacher (binomial, p = .004) and peer authority to incom-


petent peer authority, x 2 0, iV = 11) = 9.09, p < .005, showing
more positive evaluations with the addition of knowledge for
square tests of all questions showed no sex differences within individuals holding a social position.
grade or with grades combined; thus, sexes were combined in Comparisons were also made of individuals differing only in
further analyses. Planned comparisons among questions were adult status. None were significant: teacher to peer authority
performed with nonparametric techniques for repeated mea- (no change), incompetent teacher to incompetent peer author-
sures. Because of the large number of tests performed, alpha ity, x20> N = 12) = 0.08, ns; former teacher to former peer
was set at .01 in order to control for Type I error. authority, x2(l, JV = 22) = 1.14, ns; and lady to child, x2(U N =
28) = 1.14, ns. This indicates that the addition of adult status to
Evaluation of Turn-Taking any individual does not result in an increase in positive evalua-
Children negatively evaluated the transgression used in the tion.
stories. Eighty-nine percent of subjects considered the failure to
take turns to be wrong even in the absence of a rule regulating Commands of Single Individuals:
it. Almost all (97%) of the reasons given for the evaluations were Legitimacy Justifications
act-orientation justification categories, primarily (74%) reasons
Subjects' justifications are consistent with their judgments
of fairness.
overall; responses differed according to individuals' attributes.2
(Only justifications with percentages of at least 10% are re-
Commands of Single Individuals: Legitimacy Judgments ported here.) For those individuals with social position and
Assessments were made of evaluations of the legitimacy of knowledge (teacher and peer authority), justifications were 31%
commands of single individuals. Table 2 shows the percentage acceptance of authority, 34% social position, and 25% knowl-
of positive evaluations given by subjects for each of the eight edge attributes. For those individuals with social position and
individuals. A significant majority of subjects (86%-100%) ac- without knowledge (incompetent teacher and incompetent peer
cepted the legitimacy of commands from the four individuals authority), justifications were 31% acceptance of authority, 37%
holding a social position: the teacher, x 2 0, N= 79) = 79.00, p > social position, 11% non-differentiation, and 10% act orienta-
.005; the peer authority, x2U, N = 79) = 79.00, p > .005; the tion. For those individuals with knowledge and without social
incompetent teacher, x2U, N = 80) = 48.05, p > .005; and the position (former teacher and former peer authority), justifica-
incompetent peer authority, x2(l, N = 80) = 42.05, p < .005. tions were 45% knowledge attributes and 32% act orientation.
Subjects' acceptance of the legitimacy of commands from indi- For those individuals without social position or knowledge
viduals without social position ranged from 41%-59%. In each (lady and child), justifications were 67% act orientation and
case, this does not differ significantly from a chance distribu- 14% adult status.
tion: former teacher, x2(l, N= 80) = 2.45, ns; former peer au- Justifications of the nondifferentiation type indicate sub-
thority, x 2 (l, N = 80) = 0.05, ns; lady, x 2 0, N= 80) = 0.80, ns; jects' lack of understanding, or rejection, of the individuals
and child, x 2 (l, N = 80) = 2.45, ns. presented. They are given principally by the youngest (1st
A test of multiple comparison of proportions based on an grade) and oldest (7th grade) subjects (90%). (See Table 1.) These
arcsine transformation (Marascuilo & McSweeney, 1977)
showed significant age differences in positive responses to the 2
Two percent of justifications were uncodable, and 77% (10/13) of
legitimacy question for the incompetent teacher, former these were in response to questions about individuals without social
teacher, and lady (U > 12.72, p < .01). Post hoc comparisons position. Two percent of subjects did not give a clearly positive or nega-
showed third graders more likely thanfirstgraders to give nega- tive response and are not included in these results. Fifty-eight tests
tive responses for both the former teacher (Z = 3.76, p < .01) were done on age differences in use of justifications categories over
and the lady (Z = 3.31, p < .01). each question. Seven percent were significant at the .01 level and
Using a McNemar test (Marascuilo & McSweeney, 1977), we showed no systematic pattern.
326 MARTA LAUPA

responses are given principally to questions about individuals Commands of Single Individuals:
with social position and without knowledge, the incompetent Obedience Justifications
teacher and incompetent peer authority (75%). Ninety-three
percent of these responses are nondifferentiation of knowledge Justifications to obedience questions are similar to those for
from social position. These subjects stated that if the individual legitimacy in the use subjects make of different attributes.3
has a social position, she or he must possess knowledge. (Only justifications with percentages of at least 10% are re-
With respect to negative responses, the majority are given to ported here.) For those individuals with social position and
those individuals without social position. Rejection of the knowledge (teacher and peer authority), justifications were 26%
former teacher and former peer authority is justified by lack of acceptance of authority, 13% social position, 16% knowledge,
acceptance of authority (37%) and lack of social position (58%). 15% act orientation, and 22% punishment orientation. For
Rejection of lady and child is justified by lack of acceptance of those with social position and without knowledge (incompetent
authority (32%), lack of social position (27%), and lack of knowl- teacher and incompetent peer authority), justifications were
edge (33%). When the incompetent teacher and incompetent 32% acceptance of authority, 19% social position, 19% act orien-
peer authority are rejected, it is for lack of knowledge (94%). tation, and 18% punishment orientation. For those with knowl-
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edge and without social position (former teacher and former


This document is copyrighted by the American Psychological Association or one of its allied publishers.

peer authority), justifications were 11 % acceptance of authority,


Commands of Single Individuals: Obedience Judgments 25% knowledge, and 42% act orientation. For those without
knowledge or social position (lady and child), justifications
Assessments were made of evaluations of obedience to com- were 73% act orientation.
mands of single individuals. A significant majority of subjects With respect to negative responses, the majority are given to
(92%-100%) stated that the commands should be obeyed when those individuals without social position. They are justified by
given by an individual with a social position: the teacher, x2(l, lack of acceptance of authority (49%) and lack of social position
N=19) = 79.00, p < .005; the peer authority, x2(l, N=79) = (36%). In the few cases when the incompetent teacher and in-
79.00, p < .005; the incompetent teacher, x2(h N=19) = 67 .46, competent peer authority were rejected, it was for lack of knowl-
p < .005; and the incompetent peer authority, x 2 0, N = 79) = edge (86%).
60.27, p < .005. A significant majority of subjects also judged
that the former teacher should be obeyed, x2(l, N=19) = 9.22,
p < .005. Subjects' positive evaluations of the other three individ- Comparison of Legitimacy and Obedience Justifications
uals ranged from 53% to 58%, each of which does not differ
There are differences between justifications for legitimacy
from a chance distribution: former peer authority, x20> N =
and obedience. Authority-orientation justifications are used
75) = 0.33, ns; lady, x 2 (l, N= 75) = 1.61, ns; and child, x 2 (t, N=
more overall for legitimacy questions (10%-99%) than they are
77) = 0.64, ns.
for obedience questions (0%-65%). Conversely, act-orientation
A test of multiple comparison of proportions showed age justifications are used more overall for obedience questions
differences in negative responses for the former teacher and than legitimacy questions. This difference shows up mostly in
positive responses for the child (U 2:10.85, p < .01). Post hoc responses to questions about individuals with social position.
comparisons showed third graders more likely than first or fifth Only 1%-14% of justifications for positive responses to legiti-
graders to give negative responses to obedience to the former macy questions about individuals with a social position
teacher (Z > 3.23, p< .01). (teacher, peer authority, incompetent teacher, incompetent peer
By use of a McNemar test, the same comparisons were made authority) were of the act-orientation type. For the same individ-
among these eight obedience questions as were made of legiti- uals for obedience questions, 14%-22% were of the act-orienta-
macy questions. For individuals differing in social position, all tion type. This shows greater orientation toward the problem
comparisons were significant: teacher to former teacher, x2(l, and less focus on the attributes of the individual with respect to
N= 26) = 24.04, = p < .005; peer authority to former peer obedience than legitimacy.
authority, x 2 0, N = 36) = 30.25, p < .005; incompetent teacher Another difference between responses to legitimacy and obe-
to lady, x2(l, 7V= 28) = 22.32, p < .005; and incompetent peer dience is the use of the punishment category. There was vir-
authority to child, x2(l ,N=30)= 28.03, p < .005. This shows an tually no use of this category in reasoning about legitimacy.
increase in positive evaluation with the addition of social posi- With respect to obedience its occurrence ranged from 2%-20%
tion. over the eight questions. It is used more in response to questions
Of comparisons made of individuals differing only in knowl- about individuals with social position than not (20% overall vs.
edge, none were significant: teacher to incompetent teacher 6% overall).
(binomial, p = .03); peer authority to incompetent peer author-
ity (binomial, p = .38); former teacher to lady, x 2 0, N= 23) =
1.56, ns; and former peer authority to child, x2(l ,N=15)= 0.27, 3
Four percent of justifications were uncodable, and 82% (18/22) of
ns. In addition, no comparisons of individuals differing only in
these were in response to questions about individuals without a social
adult status were significant: teacher to peer authority (bino- position. Eleven percent of subjects did not give a clearly positive or
mial, p =. 50); incompetent teacher to incompetent peer author- negative response and are not included in these results. Fifty-six tests
ity (binomial, p = 1.0); former teacher to former peer authority, were performed on age differences in the use of justification categories
X2(l, AT = 18) = 4.50, ns; and lady to child, x 2 0, N = 22) = over each question. Five percent were significant at the .01 level and
0.05, ns. showed no systematic pattern.
AUTHORITY CONCEPTS 327

Paired Comparisons with social position) were 47% and 62% social position and 41 %
and 27% acceptance of authority. Justifications for the choice of
Paired comparisons presented individuals matched on one former peer authority and former teacher (those with knowl-
attribute and differing with respect to the other two. Results for edge) were 97% and 96% knowledge.
the six comparison questions are presented in Figure 1. The
A test of multiple comparison of proportions based on an
first two comparisons shown in Figure 1 oppose individuals
arcsine transformation showed significant age differences for
varying in knowledge and adult status. Significantly more chil-
the question of incompetent peer authority versus former peer
dren of all ages chose a person with knowledge over one with
authority. Subjects' choice of incompetent peer authority in-
adult status: the former peer authority over the lady, x2(2, iV =
creased with age (U = 14.2, p < .01) from 15% among first
79) = 46.80, p < .005, and the peer authority over the incompe-
graders to 70% among seventh graders. Post hoc comparisons
tent teacher, x 2 (2, N= 79) = 12.94, p < .005. Justifications for
showed that first graders were less likely to choose the incom-
the choice of the peer authority and former peer authority
petent peer authority than were seventh graders (Z = 3.76,
(those with knowledge) are primarily (95% and 93%) knowledge
attribute justifications.
The next two comparisons shown in Figure 1 oppose individ-
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

uals varying in social position and adult status. Significantly Discussion


more children of all ages also chose a person in an authority
position over one with adult status: the incompetent peer au- The results of this study bear on three interrelated issues: (a)
thority over the lady, x2(2, N=19)= 27.44, p < .005, and the the extent to which children understand the attributes of adult
peer authority over the former teacher, x2(2, N = 80) = 24.40, status, knowledge, and social position and are able to differen-
p < .005. Justifications for the choice of peer authority and tiate them in their reasoning about authority; (b) how these
incompetent peer authority (those with social position) were attributes are implicated in children's reasoning about the legiti-
68% and 60% social position and 23% and 29% acceptance of macy of, and obedience to authority; and (c) the priority chil-
authority. dren give these different attributes when they are put in opposi-
Thefinaltwo comparisons shown in Figure 1 oppose individ- tion.
uals with varying knowledge and social position. These compar- With respect to the first issue, there is one type of nondiffer-
isons did not yield results differing significantly from chance: entiation found in children's reasoning, that of knowledge un-
incompetent peer authority versus former peer authority, x2(2, differentiated from social position: inability to conceive of an
N = 80) = 3.70, ns, and incompetent teacher versus former individual with social position lacking knowledge. The subject
teacher, x2(2, N = 80) = 6.69, ns. Justifications for the choice of is asked to conceive of an individual with social position as
incompetent peer authority and incompetent teacher (those incompetent in an absolute sense, that is, as unable to solve this

75%-

1i
50%-

25%-

IT PA NC L IPA NC FT PA NC IT FT NC IPA FPA NC

Figure 1. Comparisons of persons giving commands: proportions of subjects' choices on paired compari-
sons. (T = teacher; PA = peer authority; IT = incompetent teacher; IPA = incompetent peer authority;
FT = former teacher; FPA = former peer authority; L = lady; C = child; NC = no clear choice.)
328 MARTA LAUPA

type of problem at all. Apparently, young children do not grasp they infer that those with adult status and social position must
that an adult or a peer in an assigned position of authority can be in possession of problem-solving knowledge.
be incompetent enough to be completely unable to solve this It is possible that the weight given by children to different
type of problem among children. attributes would vary with type of command and/or problem
Nondifferentiation of attributes does not appear in third and presented. In fact, there is much evidence that children do con-
fifth graders, but it reappears in a different form in the seventh sider the type of command given in accepting or rejecting indi-
grade—with respect to the incompetent teacher. These young viduals as authorities (Damon, 1977; Laupa & Turiel, 1986;
adolescents do appear able to conceive of a teacher as being Smetana, 1988; Tisak, 1986). In this study the use of the turn-
incompetent, but instead make an inference that an adult in a taking event may have lessened the importance of knowledge in
social position is very unlikely to lack knowledge relevant to subjects' judgments of legitimacy; subjects could judge that
giving commands. These oldest subjects may perceive the prob- even individuals presented as incompetent were not completely
lem facing the person in authority as not extremely complex unable to solve the problem. However, this strengthens the find-
and therefore judge that a teacher is unlikely to be incapable of ing that knowledge was given higher priority than was adult
solving it. status by subjects, even though the event was one which may
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Nondifferentiation in young children, the inability to con- have not emphasized the importance of knowledge. (The prior-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ceive of socially powerful adults as incompetent, is reminiscent ity given to social position over adult status still holds because
of traditional notions of heteronomy (Piaget, 1932/1965). Pia- this finding does not rest on considerations of competence and
get described the young child as having a unilateral orientation incompetence.) However, presentation of other events might re-
toward adults as socially powerful, infallible authorities. In this sult in different coordinations of knowledge as opposed to so-
view, the adult is not only all knowing and all powerful but is cial position. Our results do not clarify all the possible relations
also therefore the source of the child's moral knowledge. More between authority attribute and command type. However, they
recent research has demonstrated that children's knowledge of do demonstrate the considerable understanding that children
morality is not dependent on authority commands (Nucci & have of these three authority attributes and the extent to which
Turiel, 1978; Smetana, 1981) and that even preschool-aged chil- they are able to differentiate and coordinate them. There is
dren make judgments about morality apart from the dictates of more to be learned about all the possible relations that exist
authority. Thus, the nondifferentiation we see in this study is between authority attributes and type of command, and fur-
not indicative of moral heteronomy. It is related to the develop- ther research is necessary to answer these questions.
ment of children's psychological knowledge: concepts of per- The findings suggest that children's reasoning about obe-
sons and their psychological characteristics (Miller & Aloise, dience is different from reasoning about legitimacy; obedience
1989). There are changes in subjects' understanding of and in- judgments are strongly linked to presence or absence of social
ferences about what is in another's mind, that is, whether a position. The addition of social position to an individual with
person with a social position in school is necessarily knowledge- any combination of other attributes causes more subjects to
able. More research is needed to explore the way in which chil- view him or her as legitimate; this is not true for knowledge or
dren's psychological concepts are implicated in their reasoning adult status. Justification responses show that children view
about other social concepts, such as authority. obedience in light of punishment and problem-solving con-
The second issue addressed by the results of this study is the cerns more than they view legitimacy that way. These results
way in which children reason about the three attributes in their suggest that children are aware of techniques used to manage
judgments of legitimacy and obedience. The findings indicate their behavior; they recommend obedience to those individuals
that social position is of great importance in children's author- who hold social position because they know that those individ-
ity judgments. Positive evaluations of individuals are increased uals can punish them.
more often by the addition of social position than by the addi- Our results suggest that children's authority judgments are
tion of knowledge or adult status. However, knowledge is also related to the development of concepts of social organizations
relevant to judgments of legitimacy; knowledge and social posi- which occurs during this age period (Turiel, 1983). This can be
tion together are given more weight than is social position alone seen in the way children give priority to the attributes when put
(more subjects judge a teacher or peer authority as legitimate in opposition, which is the third issue of interest. Children's
than they do an incompetent teacher or peer authority). The responses show clearly the lack of importance placed on adult
importance of both knowledge and social position changes with status in legitimizing authority when contrasted with social po-
age. More third graders than first and seventh graders reject an sition. Responses to the question of knowledge versus social
authority if she or he lacks social position or knowledge. Third position are more difficult to interpret because subjects did not
graders are more strict in their demands that an authority must show a clear preference when responding to these questions.
possess all the necessary attributes for legitimacy. There is some evidence to suggest that social position increases
Adult status is of little importance to children across a wide in importance over the ages studied. For a significant number
age range, when put in opposition to knowledge or social posi- of young children, the solution is to choose the individual with
tion. Furthermore, the addition of adult status to an individual superior knowledge. Adolescents choose an incompetent indi-
with any combination of other attributes does not cause more vidual with a social position rather than a competent person
subjects to view his or her command as legitimate. Apparently without a social position. These findings reflect the growth of
adult status is less important overall than has been found by understanding in these subjects of the social institution of the
previous research (Piaget, 1932/1965). Young children do not school and the teacher's place in the institution.
focus on adult status per se when assessing legitimacy; rather, Taken as a whole, our findings of children's understanding of
AUTHORITY CONCEPTS 329

the social-organizational position of authorities, their infer- References


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above knowledge. Accepted June 1,1990 •

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