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Writing and Reading:

Connections Between Language by Hand


and Language by Eye

Virginia W. Berninger, Robert D. Abbott, Sylvia P. Abbott, Steve Graham,


and Todd Richards

Abstract
Four approaches to the investigation of connections between language by hand and language by eye are described and illustrated with
studies from a decade-long research program. In the first approach, multigroup structural equation modeling is applied to reading and
writing measures given to typically developing writers to examine unidirectional and bidirectional relationships between specific com-
ponents of the reading and writing systems. In the second approach, structural equation modeling is applied to a multivariate set of lan-
guage measures given to children and adults with reading and writing disabilities to examine how the same set of language processes
is orchestrated differently to accomplish specific reading or writing goals, and correlations between factors are evaluated to examine the
level at which the language-by-hand system and the language-by-eye system communicate most easily. In the third approach, mode of
instruction and mode of response are systematically varied in evaluating effectiveness of treating reading disability with and without a
writing component. In the fourth approach, functional brain imaging is used to investigate residual spelling problems in students whose
problems with word decoding have been remediated. The four approaches support a model in which language by hand and language
by eye are separate systems that interact in predictable ways.

lthough we experience lan- ple components and their interrela- reading and writing are separable
guage as a whole, unitary phe- tionships in the context of complex lan- skills. The results of this initial research
jL nomenon, language behavior guage systems rather than studying provided the empirically validated
actually draws on four functional sys- single language skills in isolation (Ber- conceptual framework for the devel-
tems in the mind/brain: language by ear ninger, 1994). opment of the Process Assessment of the
(aural), language by mouth (oral), lan- Initially, this theory-driven research Learner Test Battery for Reading and Writ-
guage by eye (reading), and language program focused on identifying the ing (PAL; Berninger, 2000c), which can
by hand (writing; Berninger, 2000a). processes in the aural, oral, and read- be used to identify at-risk learners for
These systems differ in more than the ing systems that were the best pre- early intervention, to monitor progress
mode of sensory input or motor out- dictors of specific components of the during prereferral interventions, and
put. Each of these language systems is writing system. The results of these to diagnose specific writing and read-
on its own developmental trajectory, validation studies showed that compo- ing disabilities (Berninger, Stage, Smith,
has its own internal organization, and nents of the language-by-hand system & Hildebrand, 2001 ).
interacts with the other language sys- shared common and unique variance Subsequently, this research program,
tems to some degree at different stages (Abbott & Berninger, 1993) and that the grounded in a language systems theo-
of development (see Berninger, 2000a). language-by-hand and language-by- retical framework, focused on instruc-
For overviews of the development eye systems draw on common, shared, tional intervention for language by
of language by hand, based on our and unique processes in the language- hand. Both school-based prevention
decade-long research program, see by-ear and language-by-mouth sys- studies (e.g., Berninger et al.,1997; Ber-
Berninger (2000a), Berninger and Gra- tems (Berninger, Cartwright, Yates, ninger, Vaughan, et al., 1998; Graham,
ham (1998), and Berninger and Swan- Swanson, & Abbott, 1994). These em- Harris, & Fink, 2000) and university-
son (1994). This research program is pirical findings are in keeping with the based clinical remediation studies
based on a functional systems ap- view expressed by Fitzgerald and (e.g., Berninger, Abbott, et al., 1998;
proach (Jackson, 1887; Luria, 1973; Shanahan (2000) that reading and writ- Berninger, Abbott, Whitaker, Sylvester,
Minsky, 1986) that investigates multi- ing draw on shared knowledge, yet & Nolen, 1995) were conducted. In-
40

struction was aimed at different levels 3. treatment studies for students with spelling, and composition. However,
of language in writing (subword, word, reading andwriting disability; and Abbott and Berninger’s study did not
and text) in close temporal contiguity 4. brain imaging studies linked with examine potential bidirectional rela-
in the same instructional session and treatment. tionships between components of the
drew on the other language systems reading and writing system within a
(e.g., phonological training engaging In this article, we describe each of these theoretically specified model of the
the aural and oral systems, or reading) four approaches and provide new data reading system, the writing system,
when appropriate. for the first and third approaches. and relationships between the reading-
More recently, this research pro- writing systems.
gram, like the topic of this article, has Figure 1 specifies three components
focused on the connections between FIRST APPROACH in the multilevel reading system: the
language by hand and language by word recognition module, which draws
eye. We have applied four research ap- The first approach explores connec- on subword- and word-level language
proaches to understanding the connec- tions between language by hand and processes (see Berninger, Abbott, Thom-
tions between these language systems: language by eye in typically develop- son, & Raskind, 2001); the syntactic/
ing writers and readers. Abbott and Ber- grammatical processor, which integrates
1. a cross-sectional study of an ninger (1993) applied multigroup struc- output from the word recognition pro-
unreferred sample of typically tural equation modeling to investigate cessor ; and the two-component dis-
developing writers and readers; developmental changes in the re- course comprehension processor, which is
2. a phenotyping study of reading lationships of aural and oral language both text based and situation based
and writing disability in a family and reading measures to components (Kintsch, 1998). The text-based dis-
genetics study; of the writing system-handwriting, course processor is constrained by ex-

FIGURE 1. Architecture of domain-specific functional reading system.


plicit language in text, whereas the ~1993) data set, we tested the
hypoth- and pseudoword reading); two mea-
situation-based processor actively inte- eses that the language-by-hand and sures of composition (narrative and
grates that text-based language with language-by-eye systems, which have expository compositions scored for
the reader’s prior knowledge in long- unique internal organizations (cf. Fig- 3pelling accuracy, fluency or length
term memory and the reader’s infer- ures 1 and 2), are linked together at the within a constant time limit, and qual-
ences that go beyond what is stated ex- word level via the word recognition ity) ; and one measure of reading com-
plicitly in the text (see Kintsch, 1998). ~see Figure 1) and the transcription (see prehension, a cloze technique sensitive
These processors are semimodular, Figure 2) modules and are linked at the to Kintsch’s (1998) text-based compre-
with bidirectional connections be- discourse. level via the discourse com- hension. See Abbott and Berninger
tween word recognition and sentence prehension (see Figure 1) and the text ,1993) for a description of the ethnic
context and between sentence context generation (see Figure 2) modules. imposition and mothers’ levels of
and discourse (see Berninger & Hart, education for this sample, which was
1992, for a review of the supporting lit- representative of the U.S. population
erature). Method dun these variables at the time of data

Figure 2specifies four components zollection, and for a description of each


in the multilevel writing system: the 3ix hundred unreferred children (50 3f the measures.
idea generator, the multilevel language girls and 50 boys in each grade, first The scores on the measures were cor-
representations of those ideas in work- through sixth) given
were two mea- related (see Note 1), and four hypothe-
ing memory, the transcription module, sures of handwriting automaticity 3ized latent variable structural equa-
which translates those internal mental (printing alphabet from memory [ini- tion models were fit to the covariance
representations into visible text, and tial 15 seconds] and copying text); one matrices at each grade level. The first
the multilevel text generator, which measure of spelling (spelling single structural model examined word rec-
generates the written discourse. In our words from dictation); two measures ognition as the predictor factor and
reanalysis of Abbott and Berninger’s ~f word recognition (real word reading handwriting and spelling as outcome
factors. The second structural model
examined reading comprehension as
the predictor factor and the spelling
in composition, compositional fluency
(length), and composition quality fac-
tors as outcomes. The third structural

model examined handwriting and


spelling as the predictor factors and
word recognition as the outcome fac-
tor. The fourth model examined spell-
ing and composition as the predictor
factors and reading comprehension as
the outcome factor. In this way, reading-
to-writing (Model 1) and writing-to-
reading (Model 3) connections were
examined at the word level, and
reading-to-writing (Model 2) and
writing-to-reading (Model 4) connec-
tions wereexamined at the text level.
EQS structural equation modeling
(Bentler & Wu, 1996) was used to fit all
structural models.

Results

Tables 1 through 4 show the quantita-


tive results. Included in each table are
the standardized estimates of the fac-
tor loading (e.g., handwriting - alpha-
FIGURE 2. Architecture of domain-specific functional writing system. bet 15), the structural path coefficients
42

TABLE 1
Structural Equation Modeling Results for Model 1, Word Recognition to Handwriting and Spelling Outcomes by Grade

Note. CFI =
comparative fit index.
adf= 6.

TABLE 2
Structural Equation Modeling Results for Model 2,
Reading Comprehension to Spelling, Compositional Fluency, and
Compositional Quality Outcomes by Grade

Note. CFI =
comparative fit index
adf = 9.
(e.g., word recognition - handwrit- way, we are contrasting a theoretical fected differently than those with a CFI
ing), and the correlations among latent model in which the predictor factors at or above .90.
factors (e.g., handwriting- spelling). do not have unique effects (i.e., the The following features of structural
If there is one predictor factor and mul- path coefficient is not significantly dif- modeling are helpful in interpreting
tiple outcome factors (see Tables 1 and ferent from zero) with a model in the results summarized in Table 5. A
2), the tables are organized with the which each predictor has a significant nonsignificant covariance indicates that
measures used as indicators of the fac- unique path to the outcome factor. there is uneven development between
tor in the measurement model listed Table 5 summarizes the significant two skills within an individual-that
first with unidirectional arrows, fol- findings in Tables 1 through 4. is, the development level of one skill
lowed by paths with unidirectional ar- The measurement models are strong. cannot be predicted from the develop-
rows from each predictor factor to the As shown in Tables 1 and 3, indicators ment of the other skill. A significant co-
specific outcome factor, and finally the of the handwriting, spelling, and word variance indicates that the individual’s
covariances between each outcome recognition factors are always 2.0 or relative position is consistent in the
factor with bidirectional arrows. If greater at each grade level. As shown two skills-that is, the development
there are multiple predictor factors and in Tables 2 and 4, indicators of the level of one skill may be predicted
one outcome factor (see Tables 3 and 4),
spelling, compositional fluency, and from the development level of the
the tables are organized with the mea- compositional quality factors are al- other skill. A significant covariance
sures used as indicators of the factor ways 2.0 or greater at each grade level. does not mean that the two skills are
listed first with unidirectional arrows, Thus, the latent factors are capturing identical-they simply have predict-
followed by covariances between pre- significant variance in each of the indi- able relationships with each other, and
dictors with bidirectional arrows, fol- cators. the relationships are bidirectional. A
lowed by paths with unidirectional ar- The comparative fit index (CFI) was direct path means that a predictor fac-
rows from each predictor factor to the consistently at or above .90 for all mod- tor contributes unique variance in ex-
outcome factor. The tables also include els, except for Grade 3 in Table 2 and plaining an outcome factor over and
the z value associated with the unstan- Grades 1, 3, and 4 in Table 4. In each of beyond its shared covariance with
dardized estimate of each of the mea- these four cases of marginal fit, the CFI other predictor factors. A direct path
surement and structural paths; a z value approached .90 (.87, .86, .89, and .89, re- signals a unidirectional relationship in
of 2.00 or greater is statistically signifi- spectively), and the resulting struc- the model under consideration, but
cant. By organizing the results in this tural patterns did not appear to be af- does not rule out a relationship in the

TABLE 3
Structural Equation Modeling Results for Model 3, Handwriting and Spelling to Word Recognition Outcome by Grade

Note. CFI comparative fit index.


=

~Reference indicator for endogenous latent variable. bdf= 6.


44

other direction in another model. If a ability of spelling words correctly- compositional quality at all grade lev-
path fails to reach statistical signifi- especially words with silent letters or els. The sizes of the path coefficients
cance-that is, it does not have a sig- alterations in phoneme-spelling rela- were always larger for the path from
nificant direct path-it does not mean tionships that must be learned for spe- reading comprehension to composi-
that the predictor factor is unrelated to cific word contexts (see Berninger, Ab- tional quality than for the path from
the outcome factor. It may have a sig- bott, et al., 1998; Berninger, Vaughn, reading comprehension to composi-
nificant correlation with the outcome et al., 1998). tional fluency (see Table 2). Thus, the
factor but also significant covariance ability to comprehend text may influ-
with the other predictor factors in the ence both the language representation
Model 2: Predicting Spelling
model, thus diluting the unique contri- in Composition, Compositional
and the text generation components in
bution of the predictor factor. How- Figure 2, affecting both the quality and
ever, the predictor factors may have
Fluency, and Compositional the amount of text generated. Children
shared covariance and make a unique Quality From Reading who are better at reading comprehen-
contribution over and beyond their Comprehension sion may be more interested in reading
shared covariance. Thus, a predictor The covariance between spelling and literature, which may engender in
factor that has a nonsignificant direct compositional fluency was significant them a greater interest in composing
path may contribute indirectly to the in Grades 1, 3, and 4 only, whereas the text and a greater awareness of how
outcome through its mediated rela- covariance between spelling and com- authors construct text.
tionship with the other predictor fac- positional quality was significant only
tors in the model. in Grades 1, 2, and 3. Thus, spelling
Model 3: Predicting Word
skill was most likely to constrain how
From
Recognition Handwriting
much and how well a student com-
Modell: Predicting and Spelling
posed during the primary grades (see
Handwriting and Spelling also Graham, Berninger, Abbott, Ab- In contrast to the covariances reported
From Word Recognition
bott, & Whitaker, 1997). The covariance in Table 1 for a structural model for
The covariance between handwriting between compositional fluency and predicting transcription (handwriting
and spelling was significant only in compositional quality was significant and spelling) from word recognition,
Grades 1 and 3, indicating that in gen- at allgrade levels. Three possible ex- in this model for predicting word rec-
eral, handwriting and spelling skills planations for this finding are that bet- ognition from transcription, the covari-
develop independent of each other. ter writers write more, that a rating ance between
handwriting and spell-
However, when manuscript writing is bias favors longer compositions even ing always significant. These
was
introduced in Grade 1 and cursive under time limits, and that these skills contrasting covariances in Tables 1 and
writing in Grade 3, handwriting may draw on a common developmental 3 illustrate Reed’s (1981) insightful ob-
constrain spelling, and spelling may source. servation that reading and writing are
constrain handwriting in typically de- Reading comprehension exerted a not inverses of each other. The instruc-
veloping writers. direct, significant influence on spelling tional implication of these contrasting
Word recognition exerted a consis- at each grade level. On the one hand, covariances is that teaching handwrit-
tently significant direct influence on his relationship may be accounted for ing and spelling may transfer more to
handwriting and spelling in typically by an underlying vocabulary knowl- word recognition than teaching word
developing writers in Grades 1 to 6. edge factor that contributes to both recognition transfers to handwriting
The ability to read words correctly text-based reading comprehension (see and spelling. That is, there are asym-
may facilitate writing them correctly, Figure 1) and spelling (see Berninger metrical relationships between the
strengthening the probability that chil- et al., 1992). On the other hand, this re- writing and reading systems. How-
dren will learn to represent letter forms lationship may be accounted for by ever, instructional studies are needed
correctly in memory and develop rou- individuals with better reading com- to investigate the pedagogical implica-
tines for their automatic retrieval from prehension reading more and being ex- tions.
memory. This letter knowledge has posed to more written words, which in The direct path from spelling to
been shown to be important in hand- turn results in better spelling (see Gra- word recognition was consistently sig-
writing and spelling (Abbott & Ber- ham, 2000, for an examination of the nificant from Grades 1 to 6, whereas
ninger, 1993). Moreover, the ability to role of reading in spelling develop- the direct path from handwriting to
read words correctly may facilitate the ment). word recognition was significant only
creation of precise, word-specific rep- Reading comprehension exerted a in Grade 2. This finding points to a
resentations in long-term memory; direct, significant influence on compo- stronger link between spelling and
these representations can be accessed sitional fluency in Grades 1, 2, 3, and 6, word recognition than between hand-
during spelling and increase the prob- but a direct, significant influence on writing and word recognition within
TABLE 4
Structural Equation Modeling Results for Model 4, Spelling and Composition to Reading Comprehension Outcome by Grade

Note. WRAT-3 = Wide Range Achievement Test, Third Edition (Wilkinson, 1993); CFI =
comparative fit index.
adf= 15.

TABLE 5
Findings for Unreferred Sample, First Approach

Note. Significant covariance means that the two skills develop in tandem to some degree and are not totally independent of each other. Direct relationship indicates
that the first skill exerts a unique influence on the second skill beyond the first skill’s shared covariance with another predictor in the model.
46

the transcription models. These results direct path from compositional fluency writing or writing to reading. The co-
for the direct path also contrast with to reading comprehension was signifi- variances between handwriting and
those in Table 1, in which the direct cant only at the fifth- and sixth-grade spelling tended not to be significant
paths from word recognition to hand- levels. The direct path from composi- when word recognition was the pre-
writing and from word recognition to tional quality to reading comprehen- dictor, whereas the covariances be-
spelling were always significant in sion was significant only at Grades 4, tween handwriting and spelling were
Grades 1 to 6. Not only do these con- 5, and 6. Although the covariances always significant when word recogni-
trasting results point to another asym- imply that composition and reading tion was the outcome.
metry between reading and writing- comprehension benefit each other re- Although reading comprehension
the paths from word recognition to ciprocally at most grade levels, the di- and spelling had bidirectional, recipro-
handwriting are stronger than from rect paths demonstrate developmental cal relationships at all grade levels but
handwriting to word recognition-but changes in the bidirectional relation- one (Grade 5), asymmetrical relation-

they also have an instructional impli- ships between composition and read- ships were observed for reading com-
cation different from the results for the ing comprehension, with an initial prehension and compositional quality.
covariances. The implication of the di- asymmetry disappearing by the in- When the outcome was compositional
rect path finding is that instruction in termediate years. Word-level writing, quality, reading comprehension had a
word recognition skills will transfer which has links to the word recog- significant direct path at all grade lev-
more to handwriting than instruction nition module, contributes to reading els, but when the outcome was reading
in handwriting skills will transfer to comprehension from the beginning, comprehension, compositional quality
word recognition. Instructional re- whereas the link between composing had a significant direct path only in the
search is therefore needed to evaluate and reading comprehension at the dis- upper grades (4-6). Thus, an inter-
whether covariances or direct paths course level emerges only in the later mediate level of compositional profi-
best characterize the relationships be- elementary grades. ciency may be needed before composi-
tween handwriting and word recogni- tional skills begin to exert reciprocal
tion in literary instruction. This re- influences on reading comprehension,
search is especially needed because Discussion even though reading comprehension

multisensory approaches to language exerts an influence on composition from


remediation (e.g., Birsch, 1999) tend to Shanahan and Lomax (1986, 1988) the beginning stages of composition
assume that integrating handwriting found more support for a model of bi- development. This asymmetry between
with word recognition instruction fa- directional interactions between read- two text-level processes provides par-
cilitates the learning of word recogni- ing and writing than for a model in tial support for the hypothesis that
tion. However, the results for the direct which reading drives writing or writ- the language-by-eye and language-by-
paths in both structural models yield ing drives reading. However, the struc- hand systems communicate at the text
evidence of bidirectional, reciprocal re- tural equation modeling reported here level. A developmental qualification is
lationships between word recognition found evidence for some unidirec- needed. The communication is direct
and spelling. Training spelling should tional or asymmetrical relationships from the text level of the reading sys-
influence word recognition and train- between specific component skills of tem to the text level of the writing sys-
ing word recognition should influence reading and writing. For example, tem from the beginning of writing de-
spelling. word recognition had a direct path to velopment, but from the text level of
both handwriting and spelling in the writing system to the text level of
Grades 1 to 6, and spelling had a direct the reading system only later in writ-
Model 4: Predicting Reading path to word recognition in Grades 1 to ing development. Writing and reading
Comprehension From Spelling, 6, but handwriting had a direct path are not inverses (Reed, 1981).

Compositional Fluency, and to word recognition only in Grade 2. One limitation of this study is that
Compositional Quality Thus, there is partial support for the only measures of processes specific to
hypothesis that language-by-eye and reading (see Figure 1) or writing (see
Except at fifth grade, the covariance language-by-hand systems have a con- Figure 2) are included. As depicted in
between spelling and compositional nection at the word level (word recog- Figure 3, both reading and writing sys-
fluency and the covariance between nition and spelling), but the connections tems draw on a number of domain-
spelling and compositional quality were with reading are more bidirectional for general processes. Working memory is
significant. At all grade levels, compo- the spelling component than for the a temporally constrained (Berninger,
sitional fluency and compositional handwriting component of the tran- 1999), capacity-limited (McCutchen,
quality had significant covariances. scription module. It is intriguing that 1996) processing space in which infor-
The direct path from spelling to asymmetries were observed within the mation from short-term or long-term
reading comprehension was signifi- writing system depending on the di- stores is held until processing is com-
cant except at the fifth-grade level. The rection of the connection-reading to plete (Swanson, 1992). If procedures
47

applied during processing are on guage by hand and language by eye Whereas phonological awareness and
automatic pilot, limited resources of draw on these domain-general pro- verbal reasoning tap processes in lan-
working memory are freed for the cesses in the same way, or in different guage by ear and language by mouth,
cognitively draining self-regulation ex- ways. rapid naming taps processes in lan-
ecutive processes (Berninger et al., guage by mouth and language by eye,
1992; McCutchen, 1996)-which in- and orthographic knowledge taps
clude managing attention, goal setting SECOND APPROACH processes in language by eye. How-
and planning, generating and apply- ever, little is known about how these
ing strategies, monitoring, revising, In the second approach, the phenotype language processes may be orches-
and accessing and applying meta- for reading and/or writing is studied. trated differently to accomplish dif-
knowledge-and thinking processes A great deal of research evidence has erent component functions in the
(which include generating opinions in accumulated on the contribution of language-by-hand or language-by-eye
or about text, elaborating on others’ four language processes to reading and systems at different developmental
ideas, considering multiple perspec- writing disabilities: phonological aware- stages.
tives, synthesizing information, and ness, rapid automatic naming, ortho-
constructing new ideas). Future re- graphic knowledge, and verbal reason-
search should address whether lan- ing (see Berninger, Abbott, et al., 2001). Method

A battery of 23 psychometric measures


of language processes (verbal IQ, pho-
nological awareness, rapid automatic
naming, and orthographic knowl-
edge), component reading skills (accu-
racy of reading, rate of reading, and
reading comprehension), and compo-
nent writing skills (handwriting, spell-
ing, and composition) was adminis-
tered to probands (children in Grades 1
to 6 with diagnosed reading and writ-
ing disabilities), their siblings, and
both biological parents (Berninger, Ab-
bott, et al., 2001). Structural equation
modeling (Bentler & Wu, 1996) was
used to evaluate how the same set of
four language processes was orches-
trated differently in the child probands
who had reading and writing disabili-
ties (n = 102) and their parents who
also had reading or writing disabilities
(n 118). Correlations were computed
=

among factors for component read-


ing and writing skills to provide fur-
ther tests of the hypothesis that the
language-by-hand and language-by-
eye systems have communication links
at the level of words and at the level of
text.

Results

The results provided evidence for the


flexible orchestration of language pro-
cesses depending on the reading or
FIGURE 3. Architecture of domain-general system shared by the functional reading writing task at hand and the develop-
and writing systems. mental status of individuals with read-
48

ing or writing disabilities. For child 1


but word recognition and spelling fac- about developing phonological aware-
probands, only the orthographic and tors
i were correlated the highest, at .92. ness and decoding skills. We therefore

phonological factors had direct paths I


For the child probands, reading com- conducted a pilot study to evaluate the
to the reading accuracy, spelling, and prehension
I and written composition effectiveness of alternative approaches
composition factors; only the ortho- ifactors were correlated .81, and for the to developing reading fluency (alpha-
graphic and rapid automatic naming affected
i adults, reading comprehen- bet principle training and rereading
factors had direct paths to the reading ; ision and written
composition factors versus rereading alone) and to devel-
rate factor; only the phonological fac- z

were correlated .82. oping reading comprehension (oral


tor and verbal IQ had direct paths to discussion and question answering
the reading comprehension factor; and versus written discussion and question

only the orthographic factor had a di- Discussion answering). We wondered whether de-
rect path to the handwriting factor. For veloping comprehension through writ-
the affected adults, only the ortho- This phenotypic study (see Berninger, ing would benefit students with read-
graphic factor and verbal IQ had direct Abbott,
. et al., 2001, for additional de- ing and writing disabilities.
paths to the reading accuracy, spelling, itails about method and
findings) pro-
and composition factors; only the or- .

vides additional support for the claim


thographic and rapid naming factors ithat
reading and writing systems draw Method
were significant for the reading rate on
< common as well as on unique pro-

factor; only verbal IQ had a significant cesses


< (cf. Berninger et al., 1994; Fitz- Forty-three students (30 boys, 13 girls),
path to the reading comprehension fac- gerald
; & Shanahan, 2000). This study all of whom were European American
tor; and only the orthographic factor ialso lends
support to the hypothesis and had been probands in our fam-
had a significant path to the handwrit- that strong links between the reading ily genetics study, participated in thir-
ing factor. Thus, the structural rela- <and
writing systems exist at the word teen 1-hour individual tutorials over
tionships for the phenotype for hand- :level (word recognition - spelling) a 3-week period during the summer.

writing and reading rate were the same iand at the text level
(comprehension - Parents elected to have their child par-
for affected children and adults, but <composition). According to Fitzgerald ticipate in the first session at the begin-
the structural relationships for reading and Shanahan (2000), the shared vari- ning of the summer (Cohort 1, n = 26)
accuracy, spelling, composition, and ance between single measures of read- or in the second session later in the

reading comprehension changed, in ing : and writing has never been found summer (Cohort 2, n = 17). All partici-
that the phonological factor had a di- to exceed 50%. Yet when factors based
.

pants were pretested at the beginning


rect path in affected children but not in on
<
multiple indicators were correlated, of the summer (Time 1) and at the end
affected adults. Verbal IQ replaced the shared
i variance was found in the 77% of the first session (posttesting for Co-
phonological factor as the significant to 85% range for word recognition and
.

hort 1 and a second testing for Co-


path (to reading accuracy, spelling, and spelling
« and in the 65% to 66% range hort 2 at Time 2); Cohort 2 was also
composition) or remained the only sig- for: text-level comprehension and com- posttested (Time 3). One set of analyses
nificant path (to reading comprehen- position. compared the tutored group (Cohort 1)
sion) in affected adults. z~
and the wait-listed control group (Co-
Consistent with our hypothesis hort 2) from Time 1 to Time 2, while
about the levels at which the reading THIRD APPROACH only the tutored group received treat-
and writing systems are linked, in both ment, just to establish that tutoring in
children and adults the correlations be- :Instructional studies provide a third general was beneficial.
tween word recognition and word- approach. Despite the interrelation-
i The experimental design was based
level transcription factors were high, :ships between reading and writing on students from both Cohort 1 and
and the correlations between text-level !systems, reading and writing are often Cohort 2. Of the 43 students, 32 (23
reading comprehension and composi- taught as separate rather than inte-
<

boys, 9 girls) were randomly assigned


tion factors were high. For child pro- ;grated components of the curriculum to of two levels of each of two
one

bands, handwriting and spelling fac- <(e.g., Nelson & Calfee, 1998). Accord- treatments in a 4-cell experimental de-
tors were correlated .69, handwriting ing to the National Reading Panel sign (n 8 students in each cell), with
=

and word recognition factors were cor- <(2000), science-based reading instruc- minor adjustments so that each cell of
related .55, but word recognition and tion should incorporate instruction the design was matched on the grade
spelling factors were correlated the aimedi at phonological awareness, de- that the student just completed. These
highest, at .88. For affected adults, coding,
<
fluency, and comprehension. students, who ranged in age from
handwriting and spelling factors were :However, less is known about devel- 8 years 0 months to 13 years 8 months
correlated .43, handwriting and word oping<
fluency and comprehension in and in grade from 1 to 8, had a mean
recognition factors were correlated .35, «students with reading disability than verbal IQ (M = 109.5, SD 13.2) at the
=
49

border between the average and the duced to a word puzzle to take home dents worked in the Reading Compre-
above-average range. Nevertheless, to solve. The goal was to make play hension in Varied Subject Matter pro-
these children had an extensive history with language a rewarding, positive gram (Ervin, 1966) and read social
of struggling to learn to read despite activity for students who find lan- studies and science texts (see Note 4).
numerous past interventions in and guage a chore rather than a source of The Oral group answered comprehen-
out of school. One third had attended pleasure. Next, the children in the AP sion questions provided in Ervin’s pro-
a private school for students with learn- group received alphabet principle gram orally; the tutor used prompts to
ing disabilities for 1 or more years, 45% training using the Talking Letters Pro- help students think through a question
received special education services in gram (Berninger, 1998), and children in when they were unable to answer it.
the public schools, and the remaining the RR group completed a filler activ- The Write group wrote about the pas-
students received some form of learn- ity (Dr. Doo Riddles,1991) for 5 minutes sages using prompts designed to help
ing assistance services at school. All (see Note 2). Next, students worked in them think about the passage. The tu-
students had difficulty with both read- the Read Naturally Program (Read Natu- tor offered prompts when necessary to
ing and writing. The two levels of the rally, 1997) for 20 minutes (see Note 3). keep the students writing. Finally, the
mode-of-teaching condition were com- Following a 1-minute cold reading, students either received phonological
bined alphabet principle training and students graphed the number of words awareness training (only if they scored

repeated reading (AP) or repeated they read in 1 minute; then they read below the mean on a pretest measure
reading only (RR). The two levels of the entire passage and answered com- of phonological awareness; see Note 5)
the mode-of-response condition were prehension questions orally (Oral or read a colorful book about unusual,

oral comprehension training (Oral) or group) or in writing (Write group); extraordinary, and unexplained Ocean
written composition comprehension then they read the entire passage two Life (Morris, 1983) for 12 minutes.
training (Write). more times (see Note 4); then they Tutors were graduate students in
The individual tutorial sessions were summarized the passage orally (Oral school psychology who were super-
structured in the following manner. group) or in writing (Write group); and vised by the third author for the fi-
First, lessons began with a &dquo;you’ve got finally, they completed a 1-minute hot delity of treatment implementation
to laugh&dquo; warm-up, in which children reading and graphed the number of and the administration of pretest and
read jokes or riddles and were intro- words they read in 1 minute. Next, stu- posttest batteries. Tutors were routinely

adf = 1, 41. bWoodcock Reading Mastery Tests-Revised (Woodcock, 1987). CTest of Word Reading Efficiency (Torgesen, Wagner, & Rashotte, 2000; prepublication
version) raw scores. dGray Oral Reading Test, 3rd edition (Wiederholt & Bryant, 1992) scaled scores (M 10, SD 3). Wechsler Individual Achievement Test
= =

(Wechsler, 1992) raw scores. fUniversity of Washington Clinical Assessment of Writing Skills writing sample (Berninger et al., 1992) raw scores.
*p < .05. **p < .01.
50

observed behind one-way mirrors dur- randomly assign them to cells of the alone (gain of 0.63 instructional levels
ing tutoring and given feedback if they experimental design (see Note 6). The by posttest) for reading fluency. For the
departed in any way from the treat- effect sizes were 1.47 for word identifi- second significant two-way interven-
ment protocol. Tutors met regularly cation, 1.45 for narrative length, and tion, alphabet principle training and
with the supervisor to ensure compli- 1.44 for narrative spelling. repeated reading gained 5.25 points,
ance with the treatment protocol. A mixed analysis of variance but repeated reading only lost 2 points
(ANOVA) with repeated measures on on WIAT comprehension. Thus, both
time and 2 between-subjects variables, oral reading text fluency and silent
Results each with 2 levels (mode of instruction reading comprehension seemed to
and mode of response), yielded two benefit from combining alphabet prin-
The comparison of the tutored group significant two-way interactions for ciple training with repeated reading
(Cohort 1, n 26) and the wait-listed
= Mode of Instruction x Time on the Read over repeated reading alone. For the
controls (Cohort 2, n 17) yielded
=
Naturally instructional level, F(1, 25) = first three-way interaction on real
three significant Group x Time inter- 5.27, p =
.03, and on Wechsler Indi- word efficiency, a measure of single
actions (see Table 6) from Time 1 to vidual Achievement Test (WIAT) com- word fluency, alphabet principle train-
Time 2. The tutored group increased prehension, F(1, 28) 6.73, p = .0149, ing and repeated reading paired with
=

and the wait-listed controls decreased and two three-way interactions for oral response for comprehension in-
their scores in word identification, in Time x Mode of Instruction x Mode of creased 3 points over time, and re-
length of narrative compositions, and Response on the Test of Word Reading peated reading paired with written re-
in the percentage of correctly spelled Efficiency (TOWRE; prepublication ver- sponse for comprehension increased
words in composition (see Table 6). sion) real word efficiency, F(1, 28) = 3.4 points over time. The other combi-
The significant difference between 5.07, p < .05, and Gray Oral Reading nations stayed the same or decreased
groups on all the measures of reading Test-3 (GORT-3) comprehension, F(1, on this outcome measure. Likewise, for
single words and reading text (see 26) = 4.78, p < .04. For the first signifi- the second three-way interaction for
Table 6) may be related to the range in cant two-way interaction, there was GORT-3 comprehension, alphabet prin-
age within the sample and the fact that evidence of the added value of alpha- ciple training and repeated reading
we could not randomly assign partici- bet principle training plus repeated paired with oral response for compre-
pants to tutored group and wait-listed reading (gain of 1.59 instructional lev- hension resulted in a 3.5-point gain,
control group, even though we did els by posttest) over repeated reading and repeated reading paired with writ-

Note. AP = alphabet principle training and repeated reading; RR = repeated reading only.
aWoodcock Reading Mastery Tests-Revised (Woodcock, 1987). bTest of Word Reading Efficiency (Torgesen, Wagner, & Rashotte, 2000; prepublication version).
cgray Oral Reading Test, 3rd edition (Wiederholt & Bryant, 1992). dRead Naturally (1997) reading rate in words per minute. eWechsler Individual Achievement Test
(Wechsler, 1992) raw scores. fUniversity of Washington Clinical Assessment Writing Skills writing sample (Berninger et al., 1992).
51

ten response for comprehension re- relatively more on word attack than mouth for word learning, the use of
sulted in a 1.6-point gain. The other those not given phonological aware- language by hand for comprehension
combinations resulted in negligible ness training. However, the effects of had a relative advantage for those
gains. (See Table 7 for means and SDs.) phonological awareness training ap- same outcome measures. Further re-
Thus, pairing specific kinds of mode of peared to be specific to word decoding search is needed to explore the instruc-
instruction and mode of response gave and not to reading fluency, as indexed tional advantages of pairing language
an advantage for both single word flu- by oral reading rate for text (see Ta- by ear or by mouth and language by
ency and reading comprehension. ble 8.) eye or by hand for mode of instruction
Six measures significantly improved and mode of teaching language by eye
over time but not differentially by to students with reading and writing
treatment: word identification, F(1, Discussion disabilities. Although reading and
28) = 14.0, p < .001; word attack, F(1, writing instruction should be inte-
28) = 5.97, p < .002; nonword efficiency, Writing summaries of passages and grated across the curriculum, instruc-
F(1, 28) = 6.89, p = .0139, GORT-3 rate, writing answers to questions in the tional research may uncover how to do
F(1, 28) = 16.99, p < .001; Read Naturally Read Naturally Program and writing in so most effectively for students with

rate, F(1, 14) 9.92, p = .0071; and nar-


=
response to prompts designed to de- learning disabilities. Further research
rative length, F(1, 27) 5.14, p .0316.
= =
velop thinking skills in the Reading is needed to evaluate which of these
That all treatment combinations im- Comprehension in Varied Subject Matter findings based on a small sample can
proved comparably is consistent with Program were not significantly more be replicated with a larger sample.
the notion that there are alternative ef- effective than using oral language in
fective ways to learn to read (Ber- comparable activities (summarization
ninger, 1998) and that learning gains and question answering) designed to FOURTH APPROACH
can be demonstrated in short-term tu- develop reading comprehension. Yet
torials. (See Table 7 for means and SDs.) interactions occurred between mode of Unlike other functional brain imaging
Regardless of whether individual response for comprehension activities studies of reading disabilities that have
students needed and were given pho- and mode of instruction used to pro- imaged children while they were per-
nological awareness training (n =
14), mote word learning. When the alpha- forming reading or other tasks with
students improved significantly in bet principle was explicitly taught visual presentation, our imaging stud-
word attack and reading rate scores using language by ear and language by ies began by imaging during aural lan-
(see Table 8). However, the Group mouth for word learning, the use of guage tasks. Well-characterized indi-
(phonological awareness training ver- language by mouth for comprehension viduals with dyslexia were compared
sus no phonological awareness train- had a relative advantage both for effi- to controls, matched on age and verbal
ing) x Time interaction was significant ciency (speed) of word recognition and intelligence, who had good reading
for word attack but not for reading for comprehension. When only re- abilities. In the first series of studies,
rate. Students who were given phono- peated reading was used to engage we used a form of functional magnetic

logical awareness training improved language by eye and language by resonance spectroscopic imaging (fMRS)

Note. Whether participants received phonological awareness training depended on whether their pretest phonological awareness scores were below the mean.
PA = received phonological awareness training; NPA = did not receive phonological awareness training; WRMT-R = Woodcock Reading Mastery Tests-Revised
(Woodcock, 1987); GORT-3 Gray Oral Reading Test, 3rd edition (Wiederholt & Bryant, 1992).
=

-

adf= 1, 26.
*p < .05. **p < .01. ***p < .001.
52

to study differences in the chemical ac- ffor the first three tasks-pairs of real instructional intervention rather than
tivation of the brain during aural lan- iwords and pseudowords, some of to maturation, given the stability of the
guage processing, and we examined which
i rhymed and some of which did controls over this same interval (see
how these differences changed follow- not
r rhyme. The first task required Richards et al., 2000a). However, the
ing instructional intervention. In the phonological
I judgments as to whether short-term instructional intervention
second series of studies, we used both tthe word pair rhymed or not; meaning should not be construed as a cure for
fMRS and the more widely used func- was
i irrelevant. The second task re- dyslexia, as these boys still had per-
tional magnetic resonance imaging cquired lexical access (semantic) judg- sisting spelling and reading rate prob-
(fMRI), which measures blood oxy- ments
i as to whether the words were lems (Berninger, 2000b). Rather, these
genation level dependent (BOLD) re- ireal or not; phonological similarity was interrelated studies suggest that the
sponse, and we observed interesting irrelevant.
i The third task required pas- brain is both an independent variable
differences between these two brain ssive listening to the same stimulus that constrains learning and a depen-
imaging modalities in participants iwords; this baseline condition was dent variable that may change in con-
with dyslexia but not in controls. We Esubtracted from the phonological and strained ways in response to interven-
also found that most individuals with 1lexical access tasks. The fourth task re- tion.
dyslexia lack BOLD activation in the (quired tone judgments as to whether a

insula during an aural language task pair


I of nonlinguistic, auditory sounds Second Series
requiring metalinguistic judgments. In iwere the same or different. The dys-

this article, we review both series of I


lexia and control groups differed only Combined fMRI and fMRS analyses
studies with regard to their implica- on
( the phonological judgment task in showed that individuals with dyslexia
tions for the relationships among lan- tthe left anterior regions of the brain; have difficulty, compared to controls,
guage by ear, language by eye, and lan- they
t did not differ on nonlinguistic, in lexical access when the task is to
guage by hand for students with auditory
i tasks (Richards et al., 1999; process both meaning and sound to de-
dyslexia in the 9-to-13-year-old range. E
see Note 7). The dyslexia group had cide if an auditory stimulus is a real
In both studies, the investigators who <
significantly more subcortical lactate word or not and when the correct an-
analyzed the number of activated pix- activation
i during phonological pro- swer does not depend on sound alone.
els were blind to the participants’ cessing
c ; based on verbal efficiency In contrast to fMRS, which measures
group status (dyslexia vs. control). theory
t (Perfetti, 1985) and consider- chemical activation of lactate during
iable behavioral research over the past
I
language processing, fMRI measures
2 decades, we speculated that their changes in blood oxygenation during
First Series 1
brains were less efficient at phonologi- language processing. Corina et al.
(cal processing as reflected by elevated (2001) found that whereas 7 of 8 con-
Eight boys (age 9-12) with a history of I
lactate levels (a by-product of brain trols (good readers matched for age
severe problems in learning to read de- imetabolism). and verbal IQ with the participants
spite considerable special help at Subsequently, the boys with dys- with dyslexia) had BOLD activation in
school or with tutors outside school lexia I were given phonologically driven the left insula, 6 of 7 participants with
were selected from our family genetics instructional
i intervention aimed at dyslexia had no activation in the left
study (Berninger, Abbott, al., 2001).
et all
i levels of language in a summer insula during the lexical access task.
Each of these boys had reading and ireading/science workshop and follow- Thus, this result appeared to be very
writing disabilities and phonological, iup booster sessions. A detailed de- reliable across boys within groups.
orthographic, and rapid naming defi- ,scription of the instructional interven- Furthermore, the controls seemed to
cits. Eight age- and IQ-matched control tiont and the boys’ language profiles is have the same pattern of activation for
boys who were good readers and thegiven in Berninger (2000b). this lexical judgment task on both
8 boys with reading and writing dis- A year after the initial brain scans, fMRI and fMRS (Serafini et al., 2001),
abilities were brain-imaged using pro- both 1 the boys with dyslexia and the but the individuals with dyslexia did
ton echo planar spectroscopic imaging controls
( were re-imaged. The control not (Richards et al., 2000b). Because
(PEPSI) while they performed fourgroup’s level of lactate activation had these two functional neuroimaging
aural language tasks designed by Co- not i changed significantly over the techniques provide different informa-
rina (see Richards et al., 1999). Both theyear’s interval. The dyslexia group’s tion about brain mechanisms, together
participants with dyslexia and the con- level
1 of lactate activation was no they may elucidate the mechanisms
trols were right handed (left language Ilonger significantly different from the underlying verbal inefficiency in dys-
dominance) and did not wear braces control (
group’s during phonological lexia. The fMRS results provide infor-
(interferes with the magnet signal). ]processing. This change in level of mation about the connective pathways
The same stimulus items were used brain 1 activation is thought to be due to beneath the cortical surface in white
53

matter, whereas fMRI provides infor- who used the


mation about processing in the cortical
Ongoing Research phonological awareness
training program and lesson frames
areas in gray matter. Cortical stimula- Much remains to be learned about the from the PAL Guides for Intervention
tion studies in awake patients before clinical and educational applications of (Berninger, 1998) with him. Later, when
brain surgery suggest that there is a functional brain imaging research. The he no longer had braces and was re-
vertical organization to language, in following case illustrates the potential assessed in the summer following
which the cortical centers are con- for educational application and the ninth grade, just before having his
nected to subcortical centers (Oje- current research questions we are ad- brain scanned, his phonological decod-
mann, 1993). By combining the two dressing with functional imaging. An- ing score was in the lower limits of the
brain imaging techniques, we may ob- other boy with dyslexia in the family average range for his age (standard
tain a more complete picture of the or- genetics study wanted to participate in score of 90, compared to 66 on the

ganization of the language system the brain imaging study but could not Woodcock Reading Mastery Tests-Revised
(Serafini et al., 2001) and how process- because he had just gotten braces. [WRMT-R] word attack when tutoring
ing breaks down in different regions of When he first came to our attention, in had begun, in sixth grade), and his
the connective pathways in the system the sixth grade, he was practically a silent reading comprehension was in
in dyslexia (Richards et al., 2000b). nonreader. His parents hired a tutor, the above-average range for his age
(standard score of 115, compared to 89
on WRMT-R passage comprehension

when tutoring had begun, in sixth


grade). However, his spelling was still
severely delayed relative to his age
peers and relative to his phonological
decoding skills (standard score for age
of 75 on Wide Range Achievement Test-3
spelling). This same developmental
pattern was observed in the boys in the
original brain imaging study-they
improved considerably in word recog-
nition and reading comprehension
skills but had residual spelling diffi-
culties (Berninger, 2000b). On the pho-
nological measure shown to be the
most likely genetic candidate (Ras-
kind, Hsu, Thomson, Berninger, &
Wijsman, 2000), he scored above the
mean but had severe deficits in ortho-

graphic representations for phonologi-


cally equivalent items (z score of -3 for
grade) and rapid automatized naming
of letters (z score of -2.6 for grade). His
phonological strength may explain his
positive response to phonological de-
coding training, whereas his ortho-
graphic weakness may explain his per-
sistent spelling deficits, and his rapid
naming weakness may explain his
reading rate problems (GORT-3 rate
score of 5, equivalent to a standard
FIGURE 4. Functional MRI image of adolescent boy with a history of dyslexia and
score of 75).
persistent spelling problems during the lexical access task. The white boxes show
areas of brain activation as measured by blood oxygenation. There is no activation The brain scan for this young man,
in the insula (encircled with a black line), which is consistent with our previous whose phonological decoding prob-
result in which most (6 of 7) individuals with dyslexia had no activation in the insula. lems were remediated, is remarkably
Note that the insula is on the boy’s left, which is the right side of the image by similar to the average level of lactate ac-
convention because the neurologist’s right is the patient’s left. tivation in the dyslexia group follow-
54

ing phonologically driven remediation language by eye. We believe that lon- in the spelling unit, the name of a pictured
(Richards et al., 2000a). Following re- gitudinal and cross-sectional studies of word containing the associated phoneme,
and the sound of the phoneme.
mediation, on the phonological judg- typical and impaired reading and writ-
3. At pretest, students read progressively more
ment task this young man had 1.0 pix- ing as well as instructional studies
els activated in the left anterior region, linked to genetics research and brain difficult stories until they read between 40
and 60 words in1 minute, which determined
the only region in which the dyslexia imaging research hold promise for
their initial starting level in the Read Nat-
and control groups differed signifi- shedding light on these relationships.
urally Program. During the tutorials, stu-
cantly. The dyslexia group after treat- dents advanced to the next level when their
ment had 1.3 pixels activated on aver- 1-minute cold readings were consistently
ABOUT THE AUTHORS
age, compared to 2.3 pixels activated above 60 words per minute and their com-
on average prior to treatment (Ri- Virginia W. Berninger, PhD, is director at the prehension, based on answering 5 questions
chards et al., 1999). However, like the University of Washington Multidisciplinary about the text and a short summarization of
six participants with dyslexia in the Learning Disabilities Center and Writing In- the passage, was perfect.
tervention Project. Robert D. Abbott, PhD, is 4. If students in the AP group could not pro-
second series of experiments, he had
director of the Statistical Core in the University nounce a word, the tutor showed them how
no BOLD activation in the insula for

the lexical judgment task on fMRI (see


of Washington Learning Disabilities Center and to use Talking Letters to decode it. If stu-
co-investigator on the Writing Intervention dents in the RR group could not pronounce
Figure 4). Now in 10th grade, he is re- Project. Sylvia P. Abbott, PhD, is a school a word, the tutor just supplied the word.
ceiving an intensive spelling remedia- psychologist in the Mukilteo Schools who con- 5. This phonological awareness program (les-
tion program. Based on the behavioral tinues to participate in research activities at the sons 7-24) contains four activities (listen for
and brain scan results, the focus of this University of Washington Learning Disabilities the hidden phoneme, tell the missing pho-
remediation is not on phonological Center during the summer. Steve Graham, neme, repeat without a deleted phoneme, and
awareness. Rather, it focuses on ac- EdD, is distinguished scholar and teacher at the substitute the deleted phoneme) for develop-
quiring precise lexical representations University of Maryland and codirects a Center ing phoneme skills ( Berninger, 1998).
for spoken words in phonological for Writing Research. Todd Richards, PhD, is 6. Despite random assignment to cells of the ex-
director of the Brain Imaging Project in the Uni-
short-term memory and for high- perimental design, the groups differed at
versity of Washington Learning Disabilities pretest on some but not all measures in the
frequency written words in long-term Center. Address: Virginia W. Berninger, 322
memory. At some future date, he will
battery. Repeated-measures analysis of vari-
Miller, Box 353600, University of Washing- ance (ANOVA) was used rather than analy-
be rescanned, with new tasks thought ton, Seattle, WA 98195-3600; e-mail: vwb@ sis of covariance (ANCOVA) so that the time
to be sensitive to spelling processes.
u.washington.edu and Time x Group interactions could be
This young man is the first partici- tested for significance.
pant in a line of research in which we AUTHORS’ NOTES
7. Because the passive listening baseline was
are investigating two subtypes in the
missing for 2 participants with dyslexia and
relationship between language by 1. Preparation of this article was supported by distortions occurred in the image for1 con-
hand and language by eye at the word Grant Nos. HD 25858-10 and P50 HD trol, only 6 participants with dyslexia and
level. The first subtype, like this young 33812-04 from the National Institute of 7 controls were analyzed.
man and the boys with dyslexia in the Child Health and Human Development.
earlier studies, initially has both word 2. We thank Kris Begay, Allison Brooks, Julie
REFERENCES
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Jill Minich Hawkins, Tod Sharon, and Jen- Structural equation modeling of relation-
recognition more easily than in spell- nifer Vaughn who served as tutors, Ann ships among developmental skills and
ing. The second subtype learns to read Richards who counted brain pixels, and Jen- writing skills in primary and intermedi-
without undue difficulty but has a
nifer Davis and Kent Jewell for word pro- ate grade writers. Journal of Educational
marked struggle in learning to spell. cessing assistance. We also thank anony- , 478-508.
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(3)
We hope to tease apart the brain-based mous reviewers for helpful comments. Bentler, P., & Wu, E. (1996). EQS program
language processes that contribute to manual. Los Angeles: Multivariate Soft-
spelling difficulty in both subtypes by NOTES
ware.

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55

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