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Goebels & Kohler (2012) Areas With Urban Character
Goebels & Kohler (2012) Areas With Urban Character
1477-1200
Neuchâtel, 2014
The ”Swiss Statistics“ series published by the
Federal Statistical Office (FSO) covers the following fields:
1 Population
4 National Economy
5 Prices
8 Energy
10 Tourism
13 Social Security
14 Health
17 Politics
Table of contents
Summary 4 3 Results 16
Bibliography 31
2.5 Spatial classification of areas with urban
character 14
Appendix: Data sources 33
2.6 Statistical cities and towns 15
Summary
Introduction
1
Degree of Urbanisation
2.1 Framework conditions – Structurally congruent core zones are identified using
density criteria (such as inhabitants per km²) and
Before a new definition could be developed for absolute-value thresholds (e. g. number of inhabit-
Switzerland, experts on the matter met for extensive ants). For Switzerland, the selected benchmarks
discussion on the requirements that it must meet and were number of inhabitants, jobs/employed persons
the properties that it should exhibit. and overnight stay equivalents (“IJO” for short, see
Box 1).
The fundamental principles were as follows:
– Areas functionally linked to core zones were deter-
– The definition should work with nationally uniform
mined using commuting flows as the indicator.
criteria and thresholds.
2.3 The method step by step It was then checked whether these areas contained a
high-density centre, by checking for contiguous grid cells
The method is based on a nine-step procedure, which with a density of no less than 2,500 IJO per km² (Thresh-
we will detail individually below. First, particular areas old 4). A high-density centre exists where adjacent grid
are defined as potential urban spaces, although these cells with this density have no less than 5,000 IJO total
can be eliminated from areas with urban character at a in absolute terms (Threshold 5). Gaps were not filled in.
later stage if further vital criteria are not fulfilled. Through screening, only areas with a minimum den-
After the notion of urban space was defined with the sity, a minimum size and a high-density centre were re-
help of experts, necessary threshold values were estab- tained. These were denoted as agglomeration core zones
lished within the individual steps. As part of the pro- (Figure 1). As part of the process, we ensured that each
cess, the notion of space was considered from a Swiss agglomeration contained a suitably prominent centre
perspective and attention was paid to ensuring conti- (from a national perspective). Closely associated with the
nuity with the previous definition. Interactions between high-density centre must be a wide variety of functions
thresholds were subsequently determined in an iterative (dwellings, employment, services, educational facilities,
process. etc.) and urban spaces. These centres often correspond
to historical city nuclei.
Step 1: Identification of agglomeration core zones
Step 2: Determining core municipalities
First, a grid with cells measuring 300m x 300m (Thresh-
old 1) was placed over Switzerland. Only those grid cells To display data at municipal level, the results at the grid
with a density of 500 IJO per km² (Threshold 2) or more level must then be appropriately translated to a munic-
were selected. Of these selected cells, only those adja- ipal level. To ascertain whether a political municipality
cent to other selected cells were retained – provided that belongs to a core, it was observed whether the munic-
all contiguous cells together had an absolute minimum ipality was predominantly characterised by a core zone
size of 15,000 IJO (Threshold 3). Such cells had to con- or not. In other words, a municipality was considered
nect on one side to be considered as contiguous. Grid to belong to a core whenever more than 50% (Thresh-
cells touching only at corners were not taken into consid- old 6) of its total IJO were located in the grid cells that
eration. Gaps were not filled in. make up the core zone. If this condition is met, the area
is then designated as a core municipality.
Grid cells with minimum density + Core zone: Clusters of grid Core zone
(more than 500 IJO per km2) cells with minimum density Potential agglomeration core
Municipality boundary (more than 500 IJO per km2) municipality (more than 50%
and a minimum size of the IJO in the core zone)
(more than 15,000 IJO)
High-density centre with minimum
density (more than 2,500 IJO per km2)
and a minimum size (more than
15,000 IJO)
Step 4: Combinations of neighbouring cores Application of this method may lead to enclaves
or exclaves. Enclaves located in agglomeration commut-
Some bi- or multi-polar agglomerations such as
ing zones are treated the same as regular agglomera-
Brig – Visp or Amriswil – Romanshorn have in the past
tion commuting zone municipalities. Exclaves are munic-
been identified on a statistical basis. Such often have
ipalities which are included in agglomeration commuting
a shared historical development, show particular func-
zones due to their commuter flow, but which have
tional links and represent a single spatial unit. It there-
no common border with other municipalities in that par-
fore makes sense that they should register as a common
ticular agglomeration. They are therefore not counted
agglomeration on the basis of our established notion
as part of the agglomeration.
of space. Consequently, cores whose municipal bound-
aries touch are merged into a single core, although this
Step 6: Final definition of agglomerations using
only applies to those cores with a size ratio (in terms of
a minimum-size filter
IJO) of below 1 : 5 (Threshold 8) and where each core
does not have more than 250,000 IJO residing. This en- Agglomerations have to attain a certain size to corre-
sures that no single pole in the agglomeration is too spond to the notion of urban space in Switzerland. Those
large in relation to the others. Those municipalities that do not are excluded as follows: agglomerations in
whose adjacent borders lie exclusively in undeveloped which still-potential cores and commuting zones do not
mountainous areas without modern transport routes combine to attain a threshold of 20,000 inhabitants (in-
were filtered out. cluding equivalents from overnight stays, Threshold 10)
are no longer considered (Figure 4), ensuring continuity
Step 5: Identification of agglomeration commuting in relation to the previous definition of urban areas (dat-
zones ing from 2000). As the remaining core and commuting
zone municipalities can be considered as final, they are
As the criterion for assigning municipalities to an ag-
no longer designated as “potential”.
glomeration commuting zone, we took commuters –
Agglomerations can also be identified in cross-bor-
travelling to the (primary or secondary) core of an ag-
glomeration for work purposes – as a proportion of the der situations. Where a core zone (a cohesive urban
total resident workforce. The percentage of the work- space) or an area influenced by an agglomeration core
force which commutes, tends to rise the closer a munici- (commuter activity) spans national borders, the associ-
pality is situated to an agglomeration core and reflects ated foreign municipalities are included in the calcula-
existing functional links. A municipality belongs to an tion, except where the population ratio on the Swiss side
agglomeration commuting zone if no less than one-third of a cross-border agglomeration is insignificant – lower
(33.33%, Threshold 9) of the workforce commute to than 5%.
an agglomeration core (Figure 3). This is referred to as Following the exclusion of agglomerations deemed
an agglomeration commuting zone municipality. too small, certain municipalities may need to be reas-
signed. This is done by carrying out Step 5 again and
checking the results. The agglomeration municipalities
Determination of commuting zones Fig. 3
left once Step 6 is complete are conclusively taken as
corresponding to areas with urban character.
2.4 Summary of definition of areas with 2.5 Spatial classification of areas with
urban character urban character
The steps detailed in Chapter 2.3 can be summarised as Typologies assign a similar character to various spatial
follows (Box 3): units (e. g. municipalities). The categories of areas with
urban character, together with rural municipalities with-
out urban character, make up a comprehensive topo-
Box 3: Definition of the categories of areas with urban
character
graphical whole.
Agglomerations are groupings of municipalities which to-
The categories of areas with urban character can be
gether have more than 20,000 inhabitants (equivalent over- grouped into overarching spatial types. By combining
night stays taken into account). Agglomerations can also core and commuting municipalities into agglomerations,
cross national borders. continuity with the previous agglomeration perimeter
An agglomeration consists in general of an agglomeration
(under the definition dating from 2000) is provided for.
core and an agglomeration commuting zone. Each agglom-
eration core consists of a connected zone (core zone) of Aggregates are also formed combining purely morpho-
grid cells measuring 300 × 300 m, which have a population logical and purely functional categories (T 1).
density of at least 500 inhabitants (incl. equivalent over-
night stays) plus jobs (abbreviation IJO) per km². A core
zone must also have an absolute size of at least 15,000 IJO. T 1 Spatial types
Furthermore each core zone has a high-density centre with Spatial type Municipality category
more than 2500 IJO per km² and a total of at least 5000 IJO.
When more than 50% of a municipality’s IJO is located in
Municipality in agglomeration
a core zone, the municipality is described as an agglomera-
commuting zone
A distinction is made between primary and secondary ag-
agglomeration
glomeration cores (satellites). Secondary cores have the
character
same characteristics as primary cores but are functionally
cores
linked to another, larger core (primary core) due to commut-
ing ties. The share of commuters must be at least 26.67%.
Primary and secondary cores are within the same agglomera- Agglomeration
tion. Furthermore, cores which have a comparable number (morphological and functional X X
of inhabitants and jobs whose boundaries touch, are definition)
grouped into a single agglomeration core. The core city of
an agglomeration is the core municipality which shows the Core (within and outside
highest value for IJO. agglomeration) X X
(morphological definition)
All municipalities that are functionally linked to a core be-
long to the agglomeration commuting zone. A municipality
Municipality in commuting zones
is considered to belong to an agglomeration commuting or oriented to multiple cores X X
zone if more than a third of the workforce living there work (functional definition)
in one of the core municipalities.
A municipality that is oriented to multiple cores is one Area with urban character
where more than a third of the workforce (counted in the (morphological and functional X X X X
definition)
place of residence) work in core municipalities of at least
two different agglomerations. Thereby the flow of commut-
Rural area without urban
ers in the core municipalities of each single agglomeration X
character
must be at least a fifteenth of the entire workforce. Munici-
palities oriented to multiple cores are outside of agglomera-
Source: FSO © FSO, Neuchâtel 2014
tions.
Individual or bordering municipalities which fulfil the criteria
for a core but not the minimum size for an agglomeration,
are also found outside of agglomerations. If a threshold of If no urban character is yielded by the above method,
12,000 IJO in the core zone as well as a minimum of 14,000 the municipalities concerned are classified according to
is exceeded within the total area of the municipalities con- the spatial type rural municipality without urban charac
cerned, they are considered to be core municipalities out- ter. This dispenses with a dichotomy, i. e. a sharp distinc-
side of an agglomeration.
tion, between cities and towns on one hand and rural
areas on the other. There is no longer a strict boundary 2.7 Data used
between the two categories. It is perfectly possible for
municipalities oriented to multiple cores and situated in The following data (T 2) was used for determining
commuting zones to exhibit rural features despite being the 2012 classification of areas with urban character
located in an area of urban influence. The extent to and statistical cities and towns:
which individual municipalities demonstrate rural charac-
teristics can only be determined using a separate, to-be-
defined methodology focusing on structural observations T 2 Data used
such as density and economic sectors. Criterion / Data Source
3 Results
3.1 Areas with urban character surface area. In total, 73% of the population lived in
agglomerations. Rural areas without urban character
Areas with urban character are denoted using the defi- make up 59% of the surface area and account for 16%
nition described in Chapter 2.3. They are represented of the population.
in Map 1. Table 3 shows the number of municipalities
belonging to each category. A list of agglomerations and
cores situated outside agglomerations, together with Population, jobs, and area by categories
of municipalities1 G1
population counts, can be found in Tables T 4 and T 5.
Map 2 illustrates the spatial extent of the grid-based
dense zones that served as the basis for identifying Area
cores.
Jobs
Resident
T 3 Number of municipalities by categories of areas population
with urban character (as at 1/1/2014) Number of
municipalities
Category Number of
municipalities 0% 20% 40% 60% 80% 100%
Agglomeration core municipalities
Agglomeration core municipalities 430
Agglomeration commuting zone municipalities
Agglomeration commuting zone municipalities 669 Municipalites oriented to multiple cores
Municipalities oriented to multiple cores 350 Core municipalities outside agglomeration
Rural municipalities without urban character
Core municipalities outside agglomerations 57
1 only Swiss municipalities
Rural municipalities without urban character 846
Source: FSO – STATENT 2011, STATPOP 2012 © FSO, Neuchâtel 2014
Total 2 352
DEUTSCHLAND
T_2939 T_4671
581
90768
5586 2125
93787
5890
95401
6002
6153 6248
6266 T_5113 5002
T_6621
T_5192
6136
96300
0 25 50 km
T_5250
ITALIA
Municipality categories
Core municipality of agglomeration (principle core) Municipality oriented to multiple cores Rural municipality without
urban character
Core municipality of agglomeration (secondary core) Core municipality outside agglomeration
Municipality in the commuting zone of agglomeration
Source: FSO – Section Environment, Sustainable Development, Territory (UNR) © FSO, ThemaKart, Neuchâtel 2014
DEUTSCHLAND
FRANCE
ÖSTERREICH
FL
0 25 50 km
ITALIA
Agglomerations
Contigous grid cells* with > 500 IJO**/km2 Core municipality of agglomeration Municipality in the commuting zone of
and > 15 000 IJO in total agglomeration
Contigous grid cells* with > 500 IJO**/km2 Core municipality outside agglomeration
and > 12 000 IJO in total
Source: FSO – Section Environment, Sustainable Development, Territory (UNR) © FSO, ThemaKart, Neuchâtel 2014
T 5 List of cores outside of agglomerations (2012) Size distribution and size ranges
by size of agglomerations G2
Rapperswil-Jona – Rüti
Inhabitants* DEUTSCHLAND
Schaffhausen
380 777
200 000 Kreuzlingen
50 000
Basel Riehen
Rheinfelden
Frauenfeld Romanshorn
20 000 Allschwil Muttenz
Winterthur
10 000 Wil (SG)
Reinach Wettingen
5 147 Liestal
Aarau
Dietikon Dübendorf St. Gallen
Olten Herisau Altstätten
* Permanent population Delémont
Zürich Uster Wetzikon (ZH)
at 31.12.2012
Grenchen Solothurn Wädenswil Rapperswil-Jona
La Chaux- Langenthal Baar
Buchs (SG)
de-Fonds ÖSTERREICH
Biel/Bienne Emmen Zug Glarus Nord FL
Einsiedeln
Le Locle Luzern Arth
Glarus
Neuchâtel Bern Ostermundigen
Kriens Schwyz
Sarnen Stans
Chur
Köniz Altdorf (UR)
FRANCE Payerne
Davos
Yverdon-les-Bains Fribourg
Thun
Spiez Interlaken
Lausanne
Bulle
Morges
Renens Vevey St. Moritz
Montreux
Nyon
Versoix Aigle
Brig-Glis
Meyrin Visp
Genève Monthey Sion Sierre Bellinzona
Vernier Locarno
Lancy Carouge (GE) Martigny
Lugano
Zermatt
0 25 50 km
Mendrisio
Chiasso
ITALIA
Denomination of the cities
Zürich ≥ 100 000 inhabitants
Luzern ≥ 50 000 i.
Thun ≥ 30 000 i. Municipality area of the “statistical cities”
Montreux ≥ 20 000 i.
St. Moritz < 20 000 i.
Other municipalities of agglomerations and
core municipalities outside agglomerations
The definition of the cities is based in summary on the following criteria:
density and number of inhabitants, jobs and equivalents from overnight stays.
Source: FSO – Section Environment, Sustainable Development, Territory (UNR) © FSO, ThemaKart, Neuchâtel 2014
T 7 Statistical cities and towns, 2012 T 7 Statistical cities and towns, 2012 (continuation)
Municipality Name Canton Permanent resident Municipality Name Canton Permanent resident
code population, 2012 code population, 2012
T 7 Statistical cities and towns, 2012 (continuation) T 7 Statistical cities and towns, 2012 (end)
Municipality Name Canton Permanent resident Municipality Name Canton Permanent resident
code population, 2012 code population, 2012
4 Application
Spatial nomenclatures such as the one describing areas It should be ensured that data used to analyse
with urban character can be used to search for statistical cross-border agglomeration areas is admissible, in the
variables as expressed in their respective categories. event that differences in data collection by various
Initial sample analyses of data from population and eco- counties exist. The inclusion of cross-border agglomera-
nomic sources reveal interesting differences (T 8). It is tions in any analysis should always be signalled.
also popular to use these categories for voter analysis to
see if any city/countryside divides are in play.
Categories of areas with urban character might also
be used for administrative matters, although it should be
noted that they were primarily developed for the pur-
poses of statistical analysis. One example of administra-
tive application relates to the federal agglomeration
policy, which is underpinned by the FSO’s definition of
agglomerations in 2000.
T 8 Frequently used values based on assignment to spatial types with urban character
Population Youth ratio1 Senior citizen Proportion of Share of Share of Share of
density, 2013 2013 (%) ratio2 2013 population with 1st sector, 2011, 2nd sector, 2011, 3rd sector, 2011,
(inhabitants (%) foreign nationality, as % of full-time as % of full-time as % of full-time
per km²) 2013 (%) equivalents equivalents equivalents
Area with urban character 418 32.3 28.2 25.2 1.8 24.6 73.6
Municipalities in commuting
zones or oriented to multiple
cores 172 35.9 26.9 16.0 7.9 37.9 54.2
4671
6458
351
1201 3901
5938
2196 942
581
5586 2125
5890
6002
6248
6153
6266 5113
6621 5002
6136
5192
0 25 50 km
5250
ITALIA
Share of full time equivalents in the 2nd sector, as a % of total full time equivalents
Number of agglomerations 50 49
Total agglomeration population (%) 72.5 73.0
Surface (km²) 8 601 11 356
Number of agglomeration municipalities
(as at 1/1/2014) 881 1 099
Source: FSO © FSO, Neuchâtel 2014
Map 5 and Table 11 contrast municipalities denoted Outside of the agglomerations, 290 hitherto rural
as having urban character in 2012 with those making municipalities changed their status to municipalities
up agglomerations under the 2000 definition. The map oriented to multiple cores. 34 hitherto rural municipal
shows how urbanisation has spread over the past decade ities became core municipalities outside of agglomera-
using the revised classification of areas with urban char- tions; e. g. Porrentruy, Sarnen, Murten, Payerne and
acter. Döttingen – Böttstein.
The agglomeration core municipalities take up more In 2000, 119 municipalities had more than 10,000 in-
room than the core cities of the 2000 definition. Accord- habitants and were implicitly considered as statistical cit-
ing to the 2000 definition, there were 63 core cities ies/towns. Under the new definition, 162 statistical cities
(one to two per agglomeration). With the new definition, or towns were identified on the basis of density.
there are 430 core municipalities (on average nine per
agglomeration). The agglomerations have expanded; to-
day, 1,099 from a total of 2,352 Swiss municipalities be-
long to an agglomeration – 218 more than in the year
2000. This difference is not only the result of the process
of urbanisation but also due to change of the method.
Commuting zones are now demarcated solely on a func-
tional basis, using a single criterion. In the previous defi-
nition, however, a combination of morphological, struc-
tural and functional criteria was used.
In total, 330 municipalities previously classified as ru-
ral areas have joined agglomerations, while 112 munici-
palities have now left the agglomeration perimeters
set in 2000. In total, 60 municipalities were made mu-
nicipalities oriented to multiple cores, 19 became core
municipalities outside of agglomerations (including
Burgdorf, Schwyz, Stans and St. Moritz) and 33 munici-
palities (1% of the resident population in Switzerland)
are no longer considered as areas with urban character
(among others municipalities surrounding St. Moritz).
Several municipalities changed to another agglomeration.
Comparison of “Urban areas 2000” and the “Area with urban character 2012” M5
Spatial division: DEUTSCHLAND
municipalities 2014 (area situation: 01.01.2014) 2939
4671
94304
4566 94946
4260 4436
230 4401
2701 4021
261 3425 3203
96800 4201 3251
4001 93402
6711 92583 4082
2581
93379
92407 3336
94141
2601 93339
FRANCE 2546
90329
1711 1344 3271
371 ÖSTERREICH
6421
91103 91301 FL
90306 90412 1061 1630
91362
90404 91372 93293
6458 93955
351 91509
92275
91407
1201 3901
95822
5938 93851
2196 942
90768 581
5586 2125
93787
5890
95401 6002
6248
6153
6266 5113
6621 5002
6136
5192
96300 0 25 50 km
5250
ITALIA
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Appendix
Data sources
Appendix
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Urban Audit – Core cities and larger urban zones – unequal neighbours
FSO News, FSO, Neuchâtel 2011, free of charge
Order number: 1159-1000
Areas with urban character 2012 is a new typology
developed by the Federal Statistical Office for seeing
Switzerland’s urban structures from a statistical view-
point. It uses a reproducible algorithm incorporating
both morphological and functional criteria. Uniform
criteria and thresholds are used to assign a category to
every single municipality in Switzerland.
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