Determinism Within Human-Environment Research and

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Determinism Within Human-Environment Research and the


Rediscovery of Environmental Causation

Article  in  Geographical Journal · April 2008


DOI: 10.1111/j.1475-4959.2008.00265.x

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The Geographical Journal, Vol. 174, No. 1, March 2008, pp. 17–29

Determinism within human–environment research


Blackwell Publishing Ltd

and the rediscovery of environmental causation


GABRIEL JUDKINS*, MARISSA SMITH* AND ERIC KEYS†
*School of Geographical Sciences, Arizona State University, PO Box 870104,
Tempe, AZ 85287-0104, USA
E-mails: gabriel.judkins@asu.edu; marissa.l.smith@asu.edu
†Department of Geography, University of Florida, 3141 Turlington Hall,
PO Box 117315, Gainesville, FL 32611-7315, USA
E-mail: ekeys@ufl.edu
This paper was accepted for publication in November 2007

The popularity of the work Guns, germs and steel (GGS) has served to bring the question
of human–environment connections once again to the forefront of popular thought. We
assert that the recent success of GGS represents both a persistence of environmental
determinist logic and a contemporary trend that privileges the environment as the
primary influence on human–environment relationships. The historical development of
the human–environment field is reviewed from the cultural and political ecology (CAPE)
perspective, with particular attention to illustrating the varying emphasis between
humans and their environment. GGS is situated within this developing field through a
critical analysis of the arguments and methods forwarded by Jared Diamond. The book is
found to mirror earlier environmental determinism by failing to take into account many
of the advances in human–environmental thought since the early twentieth century. Its
popular success suggests the pitfalls of failures to acknowledge the complex, intertwined
and indivisible relationship that exists among humans and their environment.
Furthermore, there is evidence that the environmental determinism espoused in GGS has
caught the attention of international development policymakers potentially influencing
future outlays of aid and assistance to the developing world. These conclusions raise
cautionary flags against repeating past theoretical mistakes by accepting simplistic, causal
explanations based largely on a deterministic conception of the natural environment.

KEY WORDS: United States, environmental determinism, critical analysis,


human–environment, Jared Diamond, development policy

the natural world?’ The impact of people on the


Introduction
environment occupies a central concern of society;

T he fundamental questions of human experi-


ence continue to vex us academically and as a
society. Of the major questions that we challenge
ourselves with, geography and geographers histori-
an array of researchers and policymakers have
begun to recognise the need to address environ-
mental problems and crises through a consideration
of humans together with their environment. Societal
cally focus most intensively on pondering those and scientific determination to solve current and
related to how we construct our relationships with future environmental problems highlights the need
the non-human world and how that non-human to develop better understandings of the human–
world in turn affects us (Cronon 1995). These environment condition. While new lines of inquiry and
concerns address, according to Kates (1987, 532), ‘the investigation breathe life into science, they can also
central question of the human–environment tradition: represent problems. One such problem arises when
what is and what ought to be our relationship to new lines of research resuscitate theoretical dead

Geographical Journal Vol. 174 No. 1, pp. 17–29, 2008


0016-7398/08/0002-0001/$00.20/0 © 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
18 Determinism within human–environment research

ends such as environmental determinism. Although Popular acclaim for GGS alone would not necessitate
vanquished by the works of cultural and political the reconsideration of environmental determinism;
ecologists throughout the last 100 or so years, we however, its assimilation within the international
are now surprised that environmental determinism development literature has significant implications
reappears. Perhaps our collective surprise belies for development policy, as it is emblematic of a
naivete, as Kates (1987, 527) reminds us, ‘such is recent shift toward a renewed interest in the deter-
the power of good theory that practice seldom minative qualities of the natural environment.
discourages it even when findings are to the Concurrently, we argue that GGS itself serves as a
contrary . . . each subsequent scholarly generation catalyst for neo-environmental deterministic arguments
would redefine and expand the equation’. forwarded by key development policy advisors
We contend that the Pulitzer Prize winning book (Gallup et al. 1999; Sachs et al. 2001; Sachs 2003).
Guns, germs and steel (GGS) (Diamond 1997) is GGS’s neo-environmental determinism originates in
emblematic of the dangers posed by uncritically a particular perspective defined by its lack of apprecia-
melding determinist scientific thinking with questions tion for previous human–environment research and
of human relationships to the environment. To the inherent complexity of human–environment
justify this claim, this paper outlines the intellectual relations.
history of human–environment thought in geography, To demonstrate problems associated with the
highlighting how apparent progress away from re-embrace of environmental determinism, this
environmental determinism is ignored by some paper achieves three, linked goals. It develops an
contemporary writers. GGS is not the only example appreciation for the direction of human–environment
of the rebirth of determinism, although certainly the research, highlighting advances since early environ-
most commercially and publicly popular. Diamond’s mental determinism that are in direct conflict with
engaging literary style and grasp of recent accom- the arguments of neo-environmental determinism.
plishments in both archaeology and biology has We critique neo-environmental determinist arguments,
made GGS a remarkably popular work of nonfiction, exemplified by the work GGS, and test the degree
winning the Pulitzer Prize and continuing to post of similarity shared with early theories of environ-
strong sales, television specials and public-speaking mental causation. Finally, we identify the potential
engagements. Other parties that share Diamond’s impacts of neo-environmental determinism by
favouring of environmental influence have benefited examining its influence on those who create and
from the popularity of his work and found a more influence international development policy.
receptive audience to their own environmentally
deterministic take on human–environment relations
History of human–environment research
(Gallup et al. 1999; Sachs et al. 2001; Sachs 2003).
Neo-environmental determinist arguments mirror Human–environment research within geography is
early conceptions of human–environment relations a vast and sometimes divergent field of study,
that attributed causal determinacy to the ‘natural’ encompassing a diversity of research topics and
environment. The widespread readership of GGS embracing a wide range of emphases. The major
has thrust the question of environmental deter- subdivisions of this type of work include risks and
minism (sometimes called geographic determinism hazards, resource and conservation, water geo-
or environmental causation) once again into the graphies and cultural and political ecology (CAPE).
mainstream of popular thought and catalyzed the This paper focuses its attention particularly on CAPE
arguments of environmental determinists. In response, research and its juncture with neo-environmental
academics have either challenged its central thesis determinism epitomised by the work GGS. An
(Blaut 2000), or relented to reconsidering the role examination of the lineage of CAPE provides ample
of the environment in shaping human history evidence to its own diverse theoretical pedigree. At
(Sachs 2005). We contend that the recent success the core of CAPE work, however, is Kates’ unifying
of GGS and its less influential sequel, Collapse meta-question that binds the various threads of
(Diamond 2004a), represents the persistence of an human–environment research and provides the
environmental determinist logic, hereafter referred inspiration for the diverse research questions pursued
to as neo-environmental determinism, and that this by its investigators.
resurgence threatens negative consequence if un- Scientific questions, when well formulated, pro-
critically adopted by policymakers. The popularity duce a series of other questions that probe issues
of GGS and other associated works suggests that of identity, ethics, change, impacts and the very
the human–environment field has failed to com- definitions of the words ‘humanity’ and ‘environ-
municate adequately its research advances, allowing ment’. Complicating the most basic task of defining
the seeming intuitiveness of environmentally deter- the vocabulary at the centre of this question has
ministic logic to resurge. been the changing use of terms as well as evolving

Geographical Journal Vol. 174 No. 1, pp. 17–29, 2008


© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
Determinism within human–environment research 19

perceptions of the environment. The specific termi- the ‘non-human’. During different times, the envi-
nology employed has varied over time, but some ronment has been attributed varying degrees of
notable usages include the man–land tradition, man– determinism.
environment relationships (Grossman 1977), nature Employing these compound axes, we trace the
and society, people and nature (Sayer 1979), and historic continuum of human–environment research
human–environment relationships (Kates 1987). by demonstrating that at different moments, greater
The conceptual division between people and causation has been attributed to factors associated
the environment has also been closely intertwined with one or the other of these three axes. This
with changing assertions as to what determines activity uses just a few keystone works published at
the human–environment condition. Determinism, different times to develop generalisations about the
as used in this paper, refers to the attribution of theoretical frameworks shared during each period.
significant influence to general attributes of the The characterisation of strong determinism versus
human–environment relationship and should not be weak determinism is a conceptual device that com-
construed as an assertion of absolute or complete pares the theoretical weight given to each of the
influence. The separation of humankind from nature, three aspects of human–environment research at
and the search for determinism within this relation- any given moment. Any such approach necessarily
ship, are mutually constitutive and appear to varying simplifies complexity and should therefore be under-
degrees during all moments of human–environment stood as informative of the characteristics of each
research. In essence, the development of this field moment rather than of any given researcher. For a
of study can therefore be characterised by shifts in more in-depth review of the development of CAPE
thought along a continuum of determinacy between within the field of human–environment research, one
humans and their environment. We complicate this can refer to Robbins (2004) and Zimmerer and
continuum, however, by subdividing the human into Bassett’s (2003a 2003b) recent works on political
two scales of interest, recognising the three axes of ecology.
household, society and environment. The following six historic moments are identified
(Figure 1):
Household
I. Moment of environmental determinism (1890–
Household specifically refers to the smallest human 1920);
variable considered within a particular study. This II. Moment of cultural possibilism (1920–1960/
could include an individual, an entire extended present);
family or some minimum management unit of III. Moment of systems (1960–present);
an environmental resource. Different moments in IV. Moment of behaviouralism (1965–present);
research have assigned varying importance to this V. Moment of structuralism (1980–1990/present);
unit, and several approaches have been adopted to VI. Moment of integrative human ecologies (1987–
explain household behaviour, ranging from cultural present).
explanations to agricultural economics and beyond.
I. Moment of environmental determinism (1890–
1920) Early work in human–environment relations
Society
had deterministic roots that stretched deep into
Society refers to groupings of households that vary classical history, linking with the traditional thinking
depending on the concept of society employed. that the environment held fundamental sway over
Some examples would include cultural groups, humanity (Glacken 1967). Plato, Aristotle, Hippoc-
populations subjected to the same government, rates and Montesquieu all wrote on the influence
informal unifying institutions, societies and divisions of climate on the development of governments and
based on the political economy. Generally, society on stimulating the progress of societies (Tatham
has been viewed as determining human–environment 1953; Glacken 1967; Ellen 1982). An acceptance
relationships, in that they set the decision context of this direction of influence, strictly from the
for the household, often in reference to perceptions environment to humans, persisted throughout a
of how the environment functions or is shaped. number of centuries and found renewed scientific
merit following Darwin (1859) and Wallace’s (1855)
theory of evolution – albeit that neither were environ-
Environment
mental determinists. It was believed by some that
The environment refers to the elements that compose their theory of evolution was the bridge linking all
the physical or conceived aspects of nature, along organisms (including humans) to the natural laws
with their groupings in landscapes and ecosystems, governing the environment. Fredrich Ratzel is often
with special reference to that which is considered identified as one of this moment’s central figures as

Geographical Journal Vol. 174 No. 1, pp. 17–29, 2008


© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
20 Determinism within human–environment research

Figure 1 Graph illustrating shifts in deterministic thinking with regard to the three axes of human–environment research.
The balance of determinism espoused by the neo-environmental determinism articulated in Guns, germs and steel is
also plotted, illustrating the divergence from mainstream human–environment research

a result of his oft-quoted student Ellen Churchill for the ways humans intentionally modified their
Semple (1911, 1) who wrote: environment, greatly weakened the arguments of
this approach and remains the fatal flaw of renewed
Man is a product of the earth’s surface. This means interest in environmentally deterministic theories
not merely that he is a child of the earth, dust of her (Ellen 1982).
dust; but that the earth has mothered him, fed him,
set his tasks, directed his thoughts, confronted him II. Moment of cultural possibilism (1920–1960/
with difficulties that has strengthened his body and present) The free will of individuals, as constrained
sharpened his wits . . . She has entered his bone and or enabled by the environment, became the focus of
tissue, into his mind and soul. a new theoretical framework forwarded by academics
with training outside the natural sciences (Ellen
Environmental factors were asserted as the determi- 1982). As one of the exemplars of this period,
native cause of racial differences, cultural practices, Sauer (1925) distanced himself from the problems
moral values, ingenuity and the ultimate capabilities of environmental determinism, but approached what
of any given population (Semple 1911; Huntington some have instead termed a cultural determinism
1915; Fleure 1919; Taylor 1921). (Leighly 1987). Writing about the response of people
This moment is characterised as being highly to the environment, Sauer (1941, 7) states that:
deterministic with relation to the environment and ‘Such behaviour does not depend upon physical
nearly completely lacking in any determinism with stimuli nor on logical necessity, but on acquired
regard to the household and society (Figure 1). The habits, which are the culture of the group’. The
failure of environmental determinists to prove that inductive, diachronic research techniques advocated
similar environments yielded the same response in by Sauer (1941) and his contemporaries in anthro-
human populations, and their inability to account pology sought to illustrate how culture could be

Geographical Journal Vol. 174 No. 1, pp. 17–29, 2008


© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
Determinism within human–environment research 21

unified and contextualised within the medium of determinative force, while determinism within the
the physical environment (Steward 1955). This household was more subdued. Society, while re-
approach, termed cultural ecology, viewed culture taining some determinism, held only minor sway in
as the sum total of individuals in a society, and it the relationship, as it was viewed as the product of
was anticipated that correlations could be made ecological interactions with the household.
between cultural practices and specific environ-
mental attributes (Steward 1955). IV. Moment of behaviouralism (1965–present)
We characterise the ‘moment of cultural possibilism’ Dissatisfied with the limits of the input/output
as reducing the determinism of the environment approaches of systems theory, researchers later
to a force of constraint or to act as an enabler – refocused attention on what was termed active
preserving only a muted sense of influence (Figure 1). participants. Vayda and McCay (1975) suggested
The household was often defined as an individual that an individual-oriented approach promised to
who was seen as inventive and in direct exchange explain group characteristics, such as environ-
with the natural environment, meaning that there mental interaction. Brookfield (1964, 300) presaged
were few other mediating factors considered to this perspective, advocating micro-geography as
intrude upon individual interactions with the environ- an acceptable approach, stating that ‘the study of
ment. Lastly, society was conceived as the sum total process with its concomitant need to inquire into
influence of individual households, which, when human organisation and motivation can only be
combined, yielded a culture group with a distinct pursued effectively by selecting very small groups
material connection to the environment termed the of people, usually occupying only very limited
cultural landscape. While still actively supported, territories’. Subgroups, smallholders and individuals
this moment was eclipsed by studies that questioned were no longer cast as passive agents, as in environ-
the concept of culture and promised the formation mental determinism, but as active participants in
of generalised theories that transcended the ideo- land use and decision-making. This perspective led
graphic tendencies of the case study. to endogenous conclusions that linked specific
human–environment interactions with individuals,
III. Moment of systems (1960–present) Scholars recon- situated within the context of culture and regional
ceived culture during the ‘moment of systems’ as ecology. Attention was also turned to developing
the product of human interaction with the environ- mid-range theories to explain smallholder decisions
ment, defined as the mode of life associated with a that could provide insights into regional and global
specific material and symbolic practice. It was thus concerns (Brookfield 1964).
viewed as functional and adaptive, in that cultural This moment was characterised by a strengthen-
differences represented an enhancement of the ing in the determinism of both the household and
human–environment interaction (Rappaport 1968; society (Figure 1). Households represented active
Harris 1979; Butzer 1989). Cultural adaptation participants who were considered inventive in their
was studied through the examination of regional responses, while the constraints and opportunities
ecology and environmental perception of peoples, provided by society were attributed a moderate
as mediated by culture (Butzer 1990). These adapta- degree of determinism. The determinism ascribed
tionists examined how cultural groups responded directly to the environment weakened during this
to changing environmental conditions through period, as it was viewed more passively as providing
studies of land use and resource procurement (Butzer constraints and opportunities. It was realised during
1989; Denevan 1992). Referring to the modified use this moment that households confronted with the
of ecology, systems theory and cybernetics, Butzer same ecological and social problems have a range
(1990, 685) states: ‘societies can be regarded as of potential responses at their disposal, complicating
interlocking, human ecosystems. They operate on explanations that rely on simplistic causal relations.
the basis of individual initiatives and actions,
embodied in aggregate community behavior and V. Moment of structuralism (1980–1990/present)
institutional structures’. The modified application Political ecology, a dominant theoretical approach
of these theories was employed to examine system- of this moment, was founded on the concept that
wide characteristics that could either lead to ecological arguments are never socially neutral but
adaptation or maladaptation by the cultural group are influenced by structural forces that condition the
(Butzer 1990). choices available (Peet and Watts 2004). Developed
This moment in human–environment research partly as a critique of the dominant paradigms of
was characterised with a middle-range determinism risk-hazards research and cultural ecology, political
spread among the household, society and environ- ecology identified several theoretical weaknesses in
ment (Figure 1). As the driving force of adaptation, the previous human–environment research (Blaikie
the environment was again infused with more and Brookfield 1987). A list of these critiques

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
22 Determinism within human–environment research

include the prevalence of a positivist and Western (Bryant and Bailey 1997; Vayda and Walters 1999).
perspective, an uncritical assumption of the role of Power and other structural influences such as profit
politics and the larger economy in subsistence cul- and political constraints thus persist as research
tures, and the failure of cultural ecology to progress foci within this integrative framework. However,
toward an overarching meta-theory (Robbins 2004). their earlier determinative roles are discounted
Early political ecology took exception to the concept with the consideration of other influences. This has
of voluntaristic agent smallholders as the primary allowed integrative human ecologies to overcome
force in shaping nature–society relationships (Peet some criticism of political ecology by making room
and Watts 2004). Political ecologists focused: for the consideration of the environment as an
actor influence in human–environment relations
not [on] isolated or subsistence communities in harmony (Zimmerer 1994; Zimmerer and Bassett 2003b).
with their physical environment, but rather peasant This moment is characterised by the convergence
societies marked by the presence of the markets, social of influence between the household and society
inequalities, conflict and forms of social and cultural (Figure 1). While maintaining a strong degree of
disintegration associated with their integration into a causation, society is no longer viewed as immutable,
modern world system. Here maladaptation, rather than particularly as the household is attributed greater
adaptation, was the order of the day. ingenuity in manipulating their situation and possess-
Peet and Watts (2004, 8) ing the ability to influence the society through group
action (protest, elections, unions). The environment
The ‘moment of structuralism’ is characterised by also receives an increased allotment of determinism,
the elevation of society to the position of greatest as it functions both as a factor of constraint as well
determinacy as institutions, governments, class, race as a market source. This moment recognises that
and economic structures are viewed as the dominant simple, causal explanations of human–environment
influence mediating human relations with the phenomena err when they attribute causal determin-
environment (Figure 1). The household was viewed acy to one of the three axes, while ignoring additional
as dominated by the collective, with any agency significant mediating or contributing factors from the
being minor and accorded to it by the collective. other axes.
Likewise, the environment was viewed as a passive
influence on human–environment relations, serving
Guns, germs and steel: environmental determinism
as a stage for political economic actions and receiving
revisited
the brunt of impacts originating from collective
human systems. This moment recognised the ability Jared Diamond’s (1997) work, Guns, germs and
of society, in all its organisational forms, to influence steel: the fates of human societies, ambitiously
the balance of the human–environment relationship, chronicles the development of the human race to
potentially outweighing household adaptations and the present state of the world. The stated goal of
even the most favourable or restrictive environmental the book is to explain why differences exist between
situations. human societies and more specifically why wealth
and power has been concentrated in the hands of a
VI. Moment of integrative human ecologies (1987– few societies. In answering this question, Diamond
present) Researchers have begun to assert that the (2005, 81) guides the reader through a synthesis of
combination of CAPE approaches, generally referred archaeological and biological knowledge that he
to as hybrid or integrative ecologies (Zimmerer and uses to identify the source of ‘ultimate causation’
Bassett 2003a), may offer explanations that range as being the natural environment. His knowledge
across both temporal and spatial scales (Bebbington of the major accomplishments within these fields
and Batterbury 2001; Robbins 2004). Integrative is impressive, as is his weaving of their various
methods distinguish themselves from recent develop- conclusions together into a concise and forceful
ments in political ecology alone by rejecting the a argument. We contend, however, that his work is
priori theoretical grounding of political economy. flawed fundamentally, from his conclusions back to
This has led to the rejection of the tendency to the manner in which he structured his research
‘understand “the local” in the context of political question at the beginning of the book. The flaws
economic and other forces at “higher” levels that are not due to ill-conceived arguments or erratic
ultimately home in on the local’ (Bebbington and writing, rather they stem from imposing a modernist,
Batterbury 2001, 374). An ‘actor-oriented’ approach, scientific determinism to the question of human
developed by CAPE, has been espoused as necessary history, society formation, political action and con-
to understanding how individuals might manipulate quest. Diamond sees the environment as the deter-
their own situations within the ecological, structural minative factor in human–environment relations, as
and cultural framework in which they are located methods, subject matter and evidence are restricted

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
Determinism within human–environment research 23

to the natural environment. Now a decade since needs to do is figure out what it is that most deter-
publication, GGS maintains a significant influence mines what societies can and cannot accomplish –
on the future direction of human–environment representing an elevation of limiting factors to the
research, as its popularity, both among the general level of causation.
public and professional community, cements the Diamond characterises culture as an irrational
book’s position to force renewed consideration of byproduct of humans that stymies their develop-
nature’s determinative influence. A critical exami- ment through taboos, restrictive customs, and the
nation of the argument presented in GGS does not obstruction of innovation. Regarding the acceptance
rehash past critiques, such as appeared in the journal of innovations in agriculture, particularly the domesti-
Antipode, but is necessary to lay out the arguments cation of plants, Diamond (2005, 154) writes:
that form the basis for modern neo-environmental
determinism. Our broad conclusion is that people can recognize
The determinism attributed to the environment in useful plants, would therefore have probably recognized
GGS is forwarded as the basis of both the success better local ones suitable for domestication if any had
and the failure of societies to place themselves in existed, and aren’t barred from doing so by cultural
positions of economic and technological strength. conservatism or taboos. The fact is that . . . some
Environmental constraints are postulated specifically societies will be more open to innovation, and some
as fundamental weaknesses that can doom any will be more resistant. The ones that do adopt new
society to future failure. In this manner, Diamond crops, livestock, or technology may thereby be enabled
echoes the mistakes of earlier environmental deter- to nourish themselves better and to outbreed, displace,
minists. His arguments concerning the advantages conquer, or kill off societies resisting innovation.
of geographical environments fail to prove that
similar environments yield the same response in References to culture are similarly characterised
human actions and society formation, particularly throughout the book in the negative sense of
as one considers the immense generalisations inhibitory conservatism, juxtaposed to the innovation
Diamond makes concerning the topography of that Diamond suggests are the natural results of
Europe and Asia (Blaut 2000 2005). Likewise, GGS evolutionary biological competition, a throwback
fails to acknowledge the ingenuity and capabilities to the evolutionary arguments made by earlier
of individuals and societies to surmount sizeable environmental determinists.
physiographic barriers and environmental limitations GGS begins with an experience recalled by the
through adaptive social organisations and techno- author that initially directed his thoughts in writing
logical innovations. this book. Diamond (2005, 14) describes an inquis-
The arguments of GGS quickly factor out human itive native of New Guinea, named Yali, who
consciousness, desire, political power and the poses the apparently unsolicited question:
formation of culture as determinative in the distribu-
tion of wealth and power. Diamond instead appears Why is it that you white people developed so much
to espouse the subtle logic that if a society can, it cargo [technological innovations and weapons] and
will. His approach for answering the question of brought it to New Guinea, but we black people had
why disparities exist in the world relies on first little cargo of our own?
identifying the immediate causes (guns, germs and
steel), and then explaining their occurrence by The fact that Yali, a charismatic and intelligent
identifying the ultimate causes for their uneven global native, first raises the question reduces the appear-
distribution. Referring to explanations that stop at ance that Diamond is alone in marvelling at the
the factors that allowed Europeans to invade and seemingly obvious power and economic superiority
subjugate other peoples, Diamond (2005, 23) states: of the West. The author nevertheless feels the
need to absolve himself from the earlier works that
However, this hypothesis is incomplete, because it compared the development of different societies
still offers only a proximate (first-stage) explanation based on the environment, namely environmental
identifying immediate causes. It invites a search for determinism.
ultimate causes: why were Europeans, rather than Diamond distinguishes his work from that of
Africans or Native Americans, the ones to end up with earlier environmental determinists by constructing
guns, the nastiest germs, and steel? a historical strawman, depicting the approach as
consumed with climatic variation:
The assumption is that, given the same technological
and biological endowments, all societies would behave A genetic explanation isn’t the only possible answer to
in a manner similar to colonial Europe. Thus, to explain Yali’s question. Another one, popular with inhabitants
the history of colonisation and subjugation, all one of northern Europe, invokes the supposed stimulatory

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
24 Determinism within human–environment research

effects of their homeland’s cold climate and the inhi- Perhaps an even more pernicious result of the
bitory effects of hot, humid, tropical climates on human race metaphor is the premise that all societies are
creativity and energy. in direct competition with one another. Much of
Diamond (2005, 22) the world prior to the period of European colonialism
would have been surprised to learn that they were
Diamond precedes this description of environmental in a race for world domination. On the contrary,
determinism by alluding to the historic racist argu- the concept of a race was more than a metaphor
ments of European superiority, as early environ- for Europeans as France, Britain, Spain, Portugal,
mental determinists were faulted for being at least the Netherlands and Germany all competed to
implicitly compliant in bolstering racist colonial acquire resource rich colonies. Diamond advances
endeavours (Robbins 2004). The characterisation of this colonial logic in his book by characterising the
early environmental determinism as forcibly racist world’s people as athletes, all competing for the
allows Diamond to distance himself from this work top spot of dominant society (Diamond 2005, 50).
by claiming a secondary objective, namely putting Not only is this argument Eurocentric, it is also
to rest any lingering racist explanations for societal completely defensible if the human race is treated
differences. The neo-environmental determinism of as any other plant or animal population subject to
GGS, however, explicitly echoes the arguments of early evolutionary competition. The evolutionary compe-
determinism, particularly with regard to environmental tition perspective is central to Diamond’s argument
influence on selecting intelligence. In contrast to the that environmental factors are the ultimate cause of
standard racist application of this argument, Diamond difference between human societies, as it estab-
reverses the tables and suggests that natives lacking lishes the societal competition necessary for the
in modern amenities and health care are probably natural selection of the ‘fittest’ societies. As Diamond
smarter than Westerners. He states: rejects any complex notion of the influence of
socio-cultural variations, he asserts that random
In mental ability New Guineans are probably genetically arrangements of environmental factors must have
superior to Westerners, and they surely are superior in determined which societies have become the most
escaping the devastating developmental disadvantages successful. Within such lines of reasoning there
under which most children in industrialized societies is no place for socio-cultural tendencies, such as
grow up. pacifist societies, or for the consideration of morally
Diamond (2005, 21) reprehensible actions, such as slavery and genocide.
Instead, those whose environments have provided
Such an argument represents a foray into the them with the greatest advantages will necessarily
theoretical terrain captured in the already cited come to dominate all others societies, by whatever
quote from Semple, where she claims that the means are at their disposal.
environment works to direct the thoughts and If mapped onto the history of the human–
permeates the minds of people (Semple 1911). environment field, GGS would closely reproduce
Diamond’s principal argument revolves around the distribution of determinism that characterised
what natural factors have given which societies a earlier theories of environmental determinism
‘head start’ in the race of existence. The metaphor (Figure 1). The only variation would be that society,
of a race, introduced at the beginning of GGS, is more as depicted in GGS, is considered to hold some
than a literary device. Entailed in the race metaphor minor degree of determinism, as governments and
is the concept of a linear progression to human cultures are mentioned as proximate causes of
history, implying a starting point and the necessary what Diamond identifies as a successful society –
passing of successive developmental stages (Peet one that is able to amass power and wealth at the
and Watts 2004). Diamond believes that the devel- expense of other societies. Environmental factors,
opment path of all societies progresses through the however, are viewed as the ultimate causes deter-
successive stages of hunter/gather, pastoralism, mining the manifestation of both government and
sedentary agriculture and lastly the development of culture at any given stage of development.
complex, socially stratified societies. This assertion has While, at first, many geographers embraced
been heavily criticised, as it ignores that all these Diamond’s work (accepting him into the academic
purported stages of development exist concurrently community and attending his lectures in droves),
and persist even within societies that maintain many both in and outside the field have expressed
extensive contact with outsiders (Robbins 2003). serious reservations regarding the nature of his
The supposition that all societies progress through geographic focus. Andrew Sluyter (2003) identifies
the same stages of development is highly suspect GGS as another in a series of recent works (Landes
and more a reflection of Western popular thought 1998; Hausmann 2001; Sachs et al. 2001; Robson
than an accepted theory on societal development. 2002) that have come to ‘rely on the same faulty

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Determinism within human–environment research 25

categorical thinking’ (Sluyter 2003, 816). His scholars limit geography to ‘a spatial container for
concern is that the popularity of the work may imperfect competition’, ignoring or failing to take
suggest that GGS’s ‘neo-environmental determinism’ into consideration the larger body of research within
might actually be indicative of a broader intellec- the discipline of geography that refutes attributing
tual transformation to integrated research which is causal determinacy to the environment (Schoen-
focused on addressing the human–environmental berger 2001, 378). Geography, as Schoenberger (2001,
repercussions of modernisation (Sluyter 2003). 378) points out, is regarded as simply a location in
Characterising such a convergence Sluyter (2003, these economic theories which:
817) writes:
eliminates any possible analysis of how space is
In the short run, as scientists from both sides of the produced, how the production of a built environment
nature/society dichotomy scramble to deal with moder- (so important for those increasing returns) is connected
nization’s boomerang effects by integrating research with social and economic processes in the short and
on nature and society, opportunists are able to achieve long run, how the characteristics of place are produced
some renown by reviving environmental determinism and how they enter productively into economic
as a quick and dirty integration of the natural and relationships, and so on.
social sciences.
The theories deployed by these key economists are
If these predictions are true, the recent trend the refurbished version of early twentieth century
toward a levelling of determinative influence environmental determinism espoused by Jared Dia-
among the household, society and the environment mond, scrubbed clean of its racist insinuations, but
could be rejected for a strong environmental nonetheless still reliant on its faulty deterministic logic
determinism of a type similar to that forwarded by (Schoenberger 2001).
GGS. The chance that one work would result in such Schoenberger addresses the implications of this
a sea change is unlikely; however, the broad acclaim superficial engagement with geography by outside
GGS has received among the general public scholars as a failing of the geographic discipline
(McNeill 1997; Renfrew 1997; Shreeve 1997), and to engage with the wider academic and social
its attention within academia (Frum 1998; Vyse community. She argues that the discipline not only
2001; Martis 2003), indicate that Diamond’s argu- needs to communicate more internally across the
ments have found some traction. The possibility human and physical divide, but that geographers
that neo-environmental determinism is embraced also need to assert themselves in the academic
among development professionals risks future arena and ‘create the interdisciplinary projects and
programmatic failures and accompanying social take them out into the world’, rather than have
consequences, as the influence of socio-cultural famous economists act as our geographic spokes-
factors (ranging from the household to society) are people (Schoenberger 2001, 380). We contend that
discounted in the face of challenging environmental these words apply with equal importance to the
limitations. interdisciplinary field of human–environment research.
While Schoenberger’s concerns about inter-
disciplinary research are important, we would like
Neo-environmental determinism in public policy
to extend her arguments further and address the
Schoenberger’s (2001) ‘Interdisciplinarity and social policy implications of neo-environmental determinist
power’ addresses the problem of renewed interest in economists who hold significant social power. She
environmental determinism among policy-oriented addresses the social power relationships in inter-
economists. She notes that several well-known disciplinary work, in terms of who has ‘control over
economists at top research universities have recently socially valued resources’ and who gets to determine
begun to use ‘geography’, meaning the natural what is considered valuable (Schoenberger 2001,
environment, as an explanatory mechanism in 372). We contend that the influence of these well-
theories grappling with the causes and persistence known economic-minded thinkers over the direction
of uneven development. These economic thinkers and funding of international development is a critical,
include David Landes, Andrew Mellinger and John but overlooked, aspect of the social power wielded
Gallup at Harvard University; and Jeffrey Sachs at by those espousing a form of neo-environmental
Columbia University. Schoenberger (2001, 374) determinism. The question then emerges, beyond a
points out that the use of geography by these notable cursory and lacklustre engagement with the field of
scholars, rather than being a boon, has been quite geography, what effect have these well-known
detrimental to the discipline of geography, as they economists had on the actual development policy
seem to be engaging in ‘disciplinary reductionism’ formation and international aid? Before investigating
rather than actual interdisciplinary work. These the policy implications, a more thorough review

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
26 Determinism within human–environment research

of the theoretical positions of these economists is – that geography equals determinism’ (p. 40).
in order. Immediately following this statement, he compares
In 1998, Gallup, Sachs and Mellinger presented the fates of a poor coastal country, whose chances
a paper at the Annual World Bank Conference on are favourable of escaping the poverty trap, with
Development Economics which was then published that of a poor landlocked country stating:
a year later in a special issue of International
Regional Science Review focusing on geography An equally poor landlocked region, however, may be
and economic development (Gallup et al. 1999). stuck in poverty in the absence of outside help. A
The authors’ treatise on the effects of geography on major project to construct roads and a port would
development argues that those countries which are most likely exceed local financing possibilities and
landlocked, have few navigable rivers, and possess may well have a rate of return far below the world
a tropical climate are doomed by their physical market cost of capital. The market may be right: it is
geography to high disease rates, low productivity unlikely to pay a market return to develop the
and increased transportation costs. Reinforcing this hinterland without some kind of subsidy from the rest
argument, the authors review the work of Jared of the world. Nor will institutional reforms alone get
Diamond, citing GGS extensively (Gallup et al. 1999, the goods to market.
186). All of this leads the authors to the seemingly Sachs (2003, 40)
self-evident conclusion that geography matters and
those landlocked countries in tropical areas are at Sachs is not arguing for ignoring geographically
a serious disadvantage for economic growth. disadvantaged countries or regions for develop-
Taken out of the historic socio-cultural context, the ment projects/investments; indeed, many of his
simplicity of this environmentally focused conclusion suggestions for aid programmes are generous and
has grave implications for development policy. The would be beneficial for impoverished areas. It is
authors state: his persistent neo-environmental deterministic stance
and lack of recognition of the prior failings of
the policy implications of these findings, if the economic policies that is troubling. Writing about
findings are true, are staggering. Aid programs should the challenges facing structural adjustment programs
be rethought, and the crucial issue of migration (SAPs), he does not question the validity or efficacy
should be brought into much sharper focus. The of these policies or their implementation, but
research agenda needs to be reshaped in light of the rather blames the failure of countries subjected to
importance of geographic variables. these frequently austere measures on their natural
Gallup et al. (1999, 212) geography.

Implicit is the suggestion that the geographic The structural adjustment era in sub-Saharan Africa,
advantages of a region should be increasingly for example, was very disappointing in this dimension.
considered in the determination of the aid given to Although the region focused on economic reforms for
human beings. Gallup et al. (1999) also recommend nearly two decades, it attracted very little foreign (or
research into the connection between migration and even domestic) investment, and what it did attract
geography, reasoning that those in geographically largely benefited the primary commodity sectors.
undesirable areas will have to migrate en masse, as Indeed these economies remained almost completely
the authors do not consider socio-cultural adaptations dependent on a few primary commodity exports. The
capable of overcoming environmental limitations reform efforts did not solve the underlying fundamental
of the type reviewed. problems of disease, geographical isolation, and poor
Sachs (2003, 38) likewise argues for greater infrastructure.
determinative weight to be given the natural Sachs (2003, 40–1)
environment in his work ‘Institutions matter, but
not for everything: the role of geography and The lack of recognition that SAPs aimed at devel-
resource endowments in development shouldn’t opment can actually deepen poverty, through the
be underestimated’. This particular article is a reply elimination of social welfare programmes, the
to an ongoing debate in the field of economics, mandated servicing of debts, and economic
between those who believe that institutions explain restructuring, is an egregious omission. As Mike
almost everything, and those who agree with Sachs Davis points out in his recent book Planet of slums:
in ascribing a strong determinacy to the natural ‘In Harare the 1991 SAP raised the cost of living
environment (Sachs 2003). In this article, Sachs 45 percent in a single year and 100,000 people
attempts to distance himself from traditional environ- ended up in hospital wards suffering from effects
mental determinism by stating: ‘It is a common of malnutrition’ (Davis 2006, 160). The tendency
mistake to believe – and a weak argument to make of SAPs to exacerbate poverty and environmental

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
Determinism within human–environment research 27

degradation was uncovered earlier by researchers have had such a significantly determinative impact
from a number of fields, including CAPE, studying throughout the length of human history.
the institutional influences on human–environment It must be recognised that neo-environmental
relationships (Blaikie and Brookfield 1987; Wangari determinism, as captured in GGS and the theorising
et al. 1996; Chase 2002; Harvey 2005; Davis 2006). of some development economists, represents a
The flaw in development programmes is not to departure from mainstream human–environment
be found in the natural geography of a country, it research that must be addressed by the discipline.
is the neoliberal economic agenda that places Although Jared Diamond and Sachs advocate for
complete faith in the market to remedy the social, increased aid as a way to overcome geographic
political and economic problems of poverty. When barriers, it is not inconceivable that those inside
the market fails, as has often been the case in inter- and outside the academy might use the neo-
national development programmes, policy advisors environmental perspective to justify increasingly
like Sachs find theoretical reassurance by blaming harsher approaches towards nations in tropical
a country’s natural environment. regions, a scenario not without historical precedent.
Sachs’ neo-environmental determinist stance Semple’s work, which characterised the first moment
closely echoes the popularised arguments of of human–environment work, was used by academics
Diamond, but is all the more troubling given his to justify colonial endeavours as a necessary
influence on the world political stage. Among his investment in foreign countries under the pretence
acclaims is his membership in the Brookings Institution, of the ‘white man’s burden’. Referring to this
a political think tank with many current and former particular historical moment in human–environment
members possessing considerable social power. He research, Peet states ‘this synthesis could be employed
is also Director of the Earth Institute at Columbia in the service of power, specifically to legitimate
University and serves as a special adviser to the as natural the expansion of Europe into world
United Nations (UN) Secretary General on the UN dominance’ (Peet 1998, 14). It is not hard to imagine
Millennium Development Goals. Although it is this contemporary thread of neo-environmental
important to recognise that Sachs is an advocate thought, a slightly altered recycling of the first moment’s
for increasing aid and assistance to developing positions, being co-opted to demand extensive and
countries, his failure to acknowledge adequately wide-ranging domestic reforms, further reducing
the role of history, failed economic policies and the the efficacy of social welfare programs, under the
fallibility of the Western development model as the threat of reduced international aid. Such is not
principal contributing factors to the economic inconceivable, given the contention by Sachs et al.
problems of developing countries is troubling. (2001) and Diamond (2004b) that the geographic
While the primary audiences of Sachs and disadvantages experienced by much of the devel-
Diamond represent the separation between global oping world represent an intractable challenge
development professionals and the general public, that can only be overcome through directed assist-
respectively, their shared belief in ascribing signifi- ance by the developed world. If the history and
cant determinism to the natural environment has lessons of environmental research are forgotten or
brought them together in a number of publications simply ignored, we risk repeating the mistakes of
with broad readership and access to development the past, not only damaging the legitimacy of a field
policymakers. In a recent article in the journal of inquiry, but more importantly putting at risk
Nature, Diamond (2004b) rearticulates his neo- those people considered to be the world’s most
environmental determinist views and offers specific vulnerable.
developmental policy suggestions based upon the
arguments he first made in his book GGS. A quarter
Conclusion
of the citations in this recent work have Sachs
listed as first author, with striking conceptual and In the field of human–environment research, the
evidentiary similarities between the authors. Sachs search for a single overriding influence is tempting,
et al. (2001) is but one example of the recent intel- due to the elegance of determinative explanations.
lectual convergence that has occurred between Decades of research have demonstrated that human–
some leading development thinkers and the rise of a environment relations are a complex of intertwining
neo-environmental determinism, typified and popu- influences and limitations that resist single-factor
larised by Diamond (1997). Comparing Diamond causal correlations. The deterministic leanings attri-
(2004b) with the writings of Sachs et al. (2001), one buted to each moment of human–environment
is left to ponder whether the authors truly believe research demonstrate the recent convergence of
that greater investments in human health, family determinism across the three axes of household,
planning and environmental protection would alle- society and environment. Theoretical approaches
viate the geographic constraints that they contend that recognise the influence of each of these axes

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© 2008 The Author(s). Journal compilation © 2008 The Royal Geographical Society
28 Determinism within human–environment research

on human–environment relations promise robust environment relations will most likely increase as
explanations and successful policy results. the repercussions of significant human alterations
The arrival of GGS to the popular press, and its to the environment continues to draw in wider circles
subsequent limited inclusion within academia, rep- of academics with differing theoretical and dis-
resents a departure from this trend of convergence. ciplinary approaches. While a strong argument can
A critique of the arguments forwarded by Diamond be made for the benefits of an increasing diversity
illustrates that environmental determinism is at of researchers, pitfalls remain as longstanding
the foundation of his approach and the evidence disciplinary boundaries are uprooted and scant
employed to answer the persistent question of attention is paid to the historic development of
why differences exist between societies. The human–environment research. It is the responsibility
popular acclaim of GGS does not threaten human– of the interdisciplinary field of human–environment
environment research; however, a resurgence of studies to articulate forcefully its findings outside
neo-environmental determinism in several quarters of academia, providing theoretically solid counsel
is drawing away significant attention to faulty to policymakers and convincing arguments to a
environmentally deterministic lines of reasoning. public that demands a more active role in shaping
The popularity of Diamond’s work should serve their world.
as a reveille to the interdisciplinary field of human–
environment research. The discredited theories of
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