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An Optimization-Based Framework For Dynamic Model - Review-1
An Optimization-Based Framework For Dynamic Model - Review-1
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driven algorithm development and parameter tuning of
lower-order control-oriented models. A detailed chemical
model has been already developed and tested for cumu-
lative output of exhaust gas species on FTP drive cycle
[20]. As the emission norms are becoming more stringent
regarding actual driving conditions, the model should be
able to predict the tailpipe emission at any engine operat-
ing point.
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perature (light-off). It results in exothermic reactions re-
leasing heat ( Q̇) from each species causing the rise in
the substrate temperature. Further travel of gas causes
the loss in temperature which affects the reaction rate and
the exothermic process. The gas concentration changes
after each small discrete step of the gas-flow path on the
catalyst therefore this catalyst can be modeled in a time-
space varying dynamical system[24][25][26].
∂ Ts
( fsb ρsb c psb + fwc ρwc c pwc ) =
∂t
∂ ∂ Ts rxn (1)
fsb (λsb ) − ∑ a j (z)(∆ H) j R j + hS(Tg − Ts )
∂z ∂z j=1
w ∂ Tg
cp = hS(Ts − Tg ) (2)
A g ∂z
Here, Tg , Ts is the temperature of the gas and catalyst
substrate respectively. The density is denoted by ρ and
Figure 2: Top-level architecture of the model λ is the thermal conductivity. Since, the surface reac-
tions follows the Langmuir-Hinshelwood and Eley-Rideal
mechanism, thus the gases react in both solid and gas
phase[27]. Species mass balance in gas phase and cata-
lyst surface can be expressed as:
nrxn
w ∂ xgi
= −kmi S(xgi − xsi ) = ∑ a j (z)R j si, j (3)
A ∂z j=1
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Initial conditions: G = (1 + K1CCO + K2CC3 H8 )2 (1 + K3CCO2 CC3 H 2 )(1 + K4CNO )
8
(10)
Ts (z,t = 0) = Tini (z)
(6)
θk (t = 0) = θkini (z) PGM Loading
ASD = × DF (11)
Atomic weight
Oxygen is stored in the form of oxides Ce+2 and Ce+3 , it
changes the state as a result of redox reaction when the
concentrations of O2 and CO change in the exhaust gases. The cost function is minimized subject to reaction rate
State of oxygen (SOX) is denoted by θ , also known as parameters, the vector of optimizers (ν) consist of re-
relative oxygen storage. SOX is defined by the ratio of the action kinetic parameters for 11 listed reaction (11- pre-
oxygen storage component in the higher oxidation state to exponential factors and 11- activation energies) table(1),
the total oxygen storage capacity (OSC). named as P1 to P11 and E1 to E11 respectively. Two ac-
tive site parameters are named ASD (active site density)
[CeO2 ]
θ= (7) for cerium and DF (dispersion factor) for PGM. The inhi-
([CeO2 ] + 2[Ce2 O3 ]) bition function parameters are also calibration parameters
but those have to be optimized only once therefore those
The list of reactions is mentioned in table (1) below,
are not kept in vector ν.
oxidation-reduction reactions take place on the PGM sur-
face and oxygen storage activity occurs on cerium active
site. ν = [P1, . . . P11, E1, . . . E11, ASD, DF] (12)
4
where, wi is the weight of the ith species. In chemical
kinetics, total 11 reactions are taken into account to sim-
ulate the function of catalytic converter. Each reaction is
subject to two reaction parameters, pre-exponential factor
(Pi ) and activation energy (Ei ). Hence, there will be 22
parameters to estimate. Moreover, active site density of
(ASD) of cerium and dispersion factor (DF) for PGM ac-
tive site need to be considered in the optimization. The
complete parameter vector (ν) has total 24 parameters to
be optimized, shown in equation (12).
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also employed and compared with genetic algorithm. The
downhill optimization depends upon the initial values, the
method decreases/increases the parameters by a step in
an organized manner and tries new designs. The cost
function is evaluated and the new parameters are sup-
plied to the model with a step change. The speed and ac-
curacy of convergence are highly dependent on the size
of the step also known as % resolution. The convergence
speed for both the algorithm is shown and compared in
figure(7). The cost function is minimized using genetic
Figure 6: Framework used for optimization of prediction algorithm and simplex downhill method, the convergence
error for different engine operating points. plot for pre-exponential factor is shown in figure(8) and
figure(9), respectively. Fast hydrocarbons and water-gas
shift reactions are not in the scope of this model, therefore
1. The model is initialized with the base values of pa- the parameters P6 is not completely settled in optimiza-
rameters taken from the literature and prior art [20] tion.
that follows the standard framework for the chemical
reaction kinetics.
2. The individual species error is taken as a cost func-
tion and related reaction parameters, ASD and DF are
taken as optimization variables.
3. The normalized error in model prediction of CO is
taken as cost function, CO participates in reaction
number 1,4 and 8 mentioned in the table (1), so the
parameter P1, P4, and P8 (pre-exponential factors)
and related activation energies along with ASD and
DF are optimized independently for all 20 operating
points.
4. Previously optimized parameters are kept into the
model and all other gas species are also optimized,
similarly. As a result, all the gas species conversed to
minimal error having 20 sets of reactions parameters
and active material parameters.
5. The reactions are coupled with each other; thus the Figure 7: Cost function convergence by GA and simplex
cost function is also coupled by taking the sum of downhill method
two individual species errors. CO and HC are con-
sidered together and related parameters of reactions
1,3,4,6,8 and 10 will be the optimizers.
6. Mean values of all the 20 sets become the initial val-
ues for the next round of optimization, in this round
the cost function consists of the sum of all errors with
equal weightage. The upper and lower bound of the
parameters is taken as 10% of the mean value across
the mean value.
7. At the end of the optimization process, all of the 24
parameters (11 pre-exponential factors, 11- activa-
tion energy, ASD, and DF) are determined, which
completes a generalized chemical model of TWC
having a minimal prediction error at any operating
point of the engine.
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tration and it makes the average error larger. Conversion
of total hydrocarbon (T HC) by the model has been per-
formed very well shown in figure (12). The average error
is 19.23%, and the prediction error at individual operating
point is lesser than 10% except few cases as shown in fig-
ure (13). The prediction of O2 is quite well throughout the
all-operating points, it is lesser than 15% and the average
error is 11.88% figure (14). The product of almost all the
reactions is CO2 , the presence of CO2 after the conversion
varies from 12 − 14%. The error in model prediction is un-
der 3% for this species, figure (15). The normalized error
is calculated by:
abs(xmeas − xsim )
Normalizederror = × 100% (15)
xmeas
Figure 9: Convergence of pre-exponential factor by sim-
plex downhill method
Measured value is there in denominator of error expres-
sion so that at lower concentration points the small error
EXPERIMENTAL RESULTS in absolute value can be projected higher normalized er-
ror. The absolute values of average error in each species
The experiment is designed to mainly focus on the chem- are presented in table(2). It is almost same for both the
ical conversion reactions. The temperature model is also optimization methods and significantly less in numbers.
taken into account and few convection parameters are op-
timized to get the model to predict the temperature at the
outlet of the catalytic converter. Figure (10) shows the
measured and model-simulated temperature after the cat-
alytic converter. The thermal model gives the average er-
ror of 1.85% and maximum 4% error in the prediction of
the temperature.
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Average absolute error Average normalized error
GA Downhill GA Downhill
CO(%) 0.25 0.27 CO(%) 26.78 29.15
HC(ppm) 16.34 16.49 HC(%) 19.23 18.99
O2 (%) 0.05 0.06 O2 (%) 11.18 11.22
CO2 (%) 0.30 0.30 CO2 (%) 2.35 2.33
AFR(%) 0.01 0.01 AFR(%) 1.02 1.02
Table:2 Average of normalized and absolute error at
operating points
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calibrate the reaction parameters at any static operating
engine operating point. Model-based development is the
most widely used method for control development and val-
idation. Test bed-based testing and validation method are
very expensive and time-consuming, other than that a lot
of uncertainties and sources of errors are co-related with
the physical system. This detailed model can be used to
test and validate the control algorithms. The proposed
model has the potential to replace the dynamo meter-
based hardware system with a mathematical model. This
work can be the gateway for other control and diagno-
sis algorithm development. In the presented model, the
TWC is in fresh condition, it can be further aged for dif-
ferent mileages and calibrate the model again using mea-
sured data. The material properties will be degrading due
to aging and the reaction kinetics can be kept the same.
This detailed generalized model can be used to generate
the data for data-driven method development for catalyst
age/health diagnosis. In another aspect of future work,
the complexity of the model can be reduced and bring it
till a control-oriented model. An internal state estimation
algorithm can be developed and tested over it. The inter-
nal states OSC and SOX will reflect clear knowledge about
oxygen carrying capacities and functioning of the catalyst.
9
[13] Carriero, M., Miorali, M., and Gommellini, C., ”Poi-
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