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Diagnosis and Classification Autism DSM
Diagnosis and Classification Autism DSM
Classificat ion of children wit h aut ism spect rum disorders: A finit e mixt ure modeling approac…
Raymond Romanczyk
Are T here Subgroups wit hin t he Aut ist ic Spect rum? A Clust er Analysis of a Group of Children wit h Aut i…
Richard Eisenmajer
Journal of Autism and Developmental Disorders, Vol. 26, No. 1, 1996
Robin M o r r i s
Georgia State University
Deborah Fein
University of Connecticut
Carl Feinstein
Kennedy Krieger Institute and The Johns Hopkins Medical School
Isabelle Rapin
Albert Einstein College of Medicine
L o r n a Wing
Centre for Social and Communication D/sorders, Bromley Ken~ England
This study compared four systems for the diagnosis of autism (DSM-III,
DSM-III-R, DSM-I~, and ICD-IO) with two empirically derived taxa of
autism, and with three social subgroups of autism (Aloof, Passive, and
IThis study was supported in part by National Institutes of Health grant NS 20489 to the
Autism and Language Disorders Collaborative Project: Preschool Study Group. The authors
gratefully acknowledge the contributions of Robert Golden, Dorothy Aram, and Barbara
Wilson to this study. The authors thank Dolores Drake and Maura McGovern Graber for
assistance in the preparation of this paper, and thank Cathy Lord and several anonymous
reviewers for their help in developing the structure of this paper.
2Address all correspondence to Lynn Waterhouse, 226 Bray Hall, Trenton State College,
Trenton, New Jersey 08650-4700.
59
0162-3257/96/02004)059509.50/0O 1996 Plenum PublishingCorporation
60 Waterhouse et al.
major forms of the autistic syndrome: high functioning and low functioning
(Cohen et al., 1987; Tsai, 1992).
To compare these three proposals--1. An autism core group; 2. An
autistic continuum; 3. High and low functioning autism--we have explored
associations between four diagnostic systems for autism--DSM-III, DSM-
Ili-R, DSM-II(, and ICD-lO--with two statistically derived taxa of autism
(Golden & Mayer, 1995; Rapin, in press), and with three social subgroups
of autism (Aloof, Passive, and Active-but-Odd) (Wing, 1988) in a multisite
preschool sample of 194 children diagnosed as having Pervasive Develop-
mental Disorder (PDD). Findings presented in the Results section suggest
support for a fourth proposal, two major overlapping autistic subgroups of
differential severity whose behavioral continua together form a larger con-
tinuum.
METHOD
Subjects
Autistic Sample
Disorder, and 64% with ICD-IO Childhood Autism. The same relative dif-
ferences in coverage have been identified previously (Rutter & Schopler,
1992; Szatmari, 1992; Volkmar, Cicchetti, Bregman, & Cohen, 1992). The
overlapping relationship between these four classifications can be seen on
Table I.
Social Subtypes Clinical Classification. Psychiatrists determined the chil-
dren's Wing Social subtype by descriptive checklist during a complete clini-
cal evaluation of the child: (a) Aloof (n = 59), (b) Passive (n = 96), or
(c) Active-but-Odd (n = 22). Teachers also made the same determination
as Item 22 of the MRC Handicap Schedule. The interrater kappa between
psychiatrists and teachers (n = 6), computed on the representative sub-
sample of 65 PDD subjects, was .82.
Cluster and Taxometric Classification. Hierarchic cluster analysis and
taxometric analysis (Erlenmeyer-Kimling, Golden, & Cornblatt, 1989;
Golden, 1991; Golden, Campbell, & Perry, 1987; Golden & Mayer, 1995;
Golden & Sliwinski, 1996) both yielded two major groups within the sam-
ple of 194 children. Using the Vineland domain scores, Verbal IQ, Non-
verbal IQ, the WADIC items, MRC Handicap Schedule items, and
Neurological examination scores as variables, cluster analysis identified
two large groups of subjects (Rapin, in press). Using the same set of vari-
ables as indicators taxometric analysis also identified two groups: Taxon
A with 92 subjects; Taxon B with 102 subjects (Rapin, in press). Taxometric
analysis is based on a regression-mixture model. This method analyzes the
regression of each possible candidate indicator on each of the other in-
dicators for a sample of individuals in order to detect the presence of
natural underlying subgroups or latent taxa. Indicator variable measure-
64 Waterhouse et al.
Contrast Sample
In addition to the 194 PDD children, we tested 252 children with clini-
cally diagnosed developmental language disorder (mean age 49 months)
and 110 nonautistic mentally retarded children with IQs below 80 (mean
age 56 months). While data from these clinical study populations are re-
ported elsewhere (Rapin, in press), data from the 362 children on the
WADIC screening instrument are reported here for comparison.
Measures
Interview Schedules
IQ Measures
RESULTS
Diagnostic Classifications
1oo
90-
0 80-
uJ . 9~ . / " ~,
70. DSM III IA
OSM III R AD
Z
'" 50" DSM IV AD
I-,-
4o
~ICD.
m m .10 CA
tlJ NON - PDD
O. 20" ~176 ~ ~.* "~, CLINICAL
CONTRAST
10-" " ""~'.. .~ ........ --"" " "" "" SAMPLE
0/~1 A2 A3 A4 A5 A6 A7 A8 A9
DIAGNOSTIC GROUPS
NINE SOCIAL IMPAIRMENT BEHAVIORS
100:
90
r~ 80
uJ
70 DSM III IA
0
0 60 DSM III R AO
Z
LU 50
I--
DSM IV AD
40
ICD - 10 CA
30
Q. 20 ~o~ ~176o~ ~ 1 7 6 1 7 6 NON o PDD
o,~~176176 CLINICAL
10 CONTRAST
SAMPLE
B1 132 133 B4 B5
DIAGNOSTIC GROUPS
FIVE COMMUNICATION IMPAIRMENT BEHAVIORS
lOG
90
80'
uJ
70.
' * ~ ~ DsM I[I iA
~.
Z DSM ul R A~
W 50 . . . . .
~. os.__My_Ao
3 o - ~ ,c_.o-_,o_cA
W
20' NON - PDD
CLINICAL
10- CONTRAST
~- ~. ~- .~ SAMPLE
C1 C2 C3 C4 C5 C6 C7
DIAGNOSTICGROUPS
SEVENRITUALOR REPETITIVEACTIVITIES
Fig. 1. Comparison of the frequency of endorsed items on the WADIC
for groups of preschool children diagnosed as autistic by four diagnostic
systems ( D S M - I I I , n = 98; D S M - I I I - R , n = 176; D S M - I I ( n = 115; I C D -
10, n = 125), and a COntrast sample of 362 children (252 with develop-
mental language disorder; 100 with nonautistic mental retardation).
Diagnosis and Classification in Autism 67
100
80
70
60 -... y..-" "-..i
DSM IV
40 AUTISTIC
DISORDER
30
20. DSM IV
OTHER
10 PDD
0
A1 A2 A3 A4 A5 A6 A7 A8 A9
DSM IV AUTISTIC DISORDER AND NON.AUTISTIC PDD
N I N E SOCIAL IMPAIRMENT BEHAVIORS
100
90-
8 8o
"/0
DS ,V
OTHER
l o ~ ..p.?.O.
.....
0
B1 B2 B3 B4 B5
DSM IV AUTISTIC DISORDER AND NON-AUTISTIC PDD
FIVE COMMUNICATION IMPAIRMENT BEHAVIORS
z DSM IV
Z
~ AUTISTIC
;. ..........
20 .. ......................... ... DSM IV
". . . . . . . . . OTHER
10 PDD
0
C1 C2 C3 CA C5 C6 C7
DSM IV AUTISTIC DISORDER AND NON-AUTISTIC PDD
SEVEN RITUAL OR REPETITVE ACTIVITIES
100
9O
O 80
iJJ
~ 70
~
z
'" 50 DSM III
I--
zgl 4O INFANTILE
AUTISM
~ 30
a. 20 DSM III
OTHER
10 PDD
0
A1 A,?. A3 A4 A5 A6 A7 A8 A9
DSM Ill INFANTILE AUTISM AND NON-AUTISTIC PDD
NINE SOCIAL IMPAIRMENT BEHAVIORS
100
90
80
ILl
r
ri- 70
g 60
Z
UJ 50
I-- DSM III
Z 40
ill INFANTILE
30 AUTISM
w
20 DSM In
10 OTHER
PDD
0
B1 132 B3 B4 B5
DSM Ill INFANTILE AUTISM AND NON-AUTISTIC PDD
FIVE COMMUNICATION IMPAIRMENT BEHAVIORS
aoo /
1
~ 80
~ 70
~-.
lOO
90
..,- - ...... ~ . . . . ~
80
...........
70
60
50
40
30
20 TAXON A
,,,,,,,,,,,,
lO TAXON B
1
A ..... A2. A3 A4 A5 A6 A7 A8 A9
TAXA A AND B
NINE SOCIAL IMPAIRMENT BEHAVIORS
100
90
80
70
60
50
40
30
20 TAXON A
..... ,,,.,,,
10
TAXON B
0
B1 B2 B3 B4 B5
TAXA A AND B
FIVECOMMUNICATIONIMPAIRMENTBEHAVIORS
1 0 0 "'
I
so
7O
~ 50
~ 4o ,O.o
~ 30 ,Y" "'..
=. 2o "" .:~x:.'."~w"."
10 TAXON B
0 "
C1 C2 C3 C,4 C5 C6 C7
TAXA A AND B
SEVEN RITUAL OR REPETITVE ACTIVITIES
100 ,,,
/ A2 A3 A4 A5 A6 A7 A8 A9
WING SUBGROUPS
NINE SOCIAL IMPAIRMENT BEHAVIORS
100-
90-
a 80
uJ
70 ~176176176
...... ~176176176176 ".~176 ~
o ~176176 .'~
60
Z
LU 50
I-.
Z
ILl 40 ALOOF
=o 30
LU
n PASSIVE
20
10 ACTIVE-
BUT-ODD
, ....... ,,.,
1 B2 B3 B4 [35
WING SUBGROUPS
FIVE COMMUNCATION IMPAIRMENT BEHAVIORS
~ 70
60 : ............
O 50 ...::" '
~ 40
ALOOF
20
I -PASSIVE
- ~ ACTIVE-
BUT-ODD
0 ~ ...........
C1 C2 C3 C4 C5 C6 C7
WING SUBGROUPS
SEVEN RITUAL OR REPETITIVE ACTIVITIES
Fig. 5. Comparison of the frequency of endorsed items on t h e
W A D I C for thre~ groups of P D D preschool children identified as
Aloof (n = 59), Passive (n = 96), and Active-but-Odd (n = 22).
Table V. Chronological Age and IQ for Four Diagnostic Groups, Two Taxa, and Three Wing Social Subtypesa
Chronological age
in months Verbal IQ Nonverbal IQ
n M SD M SD M SD
DSM-III
Infantile Autism 98 60.54 16.77 28.50 17.33 48.96 26.64
Other PDD 96 57.76 15.18 50.00 28.40 77.69 32.33
DSM-III-R
Autistic Disorder 176 59.12 16.20 37.44 24.93 62.30 33.20
Other PDD 18 59.61 14.65 55.72 28.69 72.50 28.46
DSM-1V
Autistic Disorder 115 59.38 15.93 34.14 22.51 57.66 31.38
Other PDD 79 58.85 16.27 46.42 28.50 71.32 33.45
ICD-IO
Childhood Autism 125 60.09 16.53 36.10 23.95 57.70 31.68
Other PDD 69 57.49 15.04 44.65 28.13 73.22 32.78
Taxon A 92 62.90 16.23 55.23 24.53 85.62 28.32
Taxon B 102 55.02 14.05 24.63 16.69 42.87 21.51
Aloof 59 58.54 17.96 30.95 23.12 59.03 34.96
Passive 96 59.34 15.02 38.31 24.90 61.88 32.30
Active-but-Odd 22 59.91 14.76 55.00 26.14 73.68 25.33
aAll verbal and nonverbal IQ ANOVA group comparisons significant at p = .03 or lower. g
Table VI. Vineland Adaptive Behavior Scores for Four Diagnostic Groups, Two Taxa, and Three Wing Social Subtypesa
Communication Daily Living Maladaptive
domain Domain Motor Domain Social Domain Composite Scales I + II
r
n M SD M SD M SD M SD M SD M SD
DSM-III ~o
IA 98 50.57 12.32 49.76 14.89 59.43 16.19 54.50 9.38 48.78 10.77 20.13 9.56
Other PDD 95 72.96 19.71 66.32 16.13 72.64 16.30 66.60 11.59 63.98 13.93 14.64 7.39
DSM-III-R
AD 175 60.41 19.83 56.71 17.68 64.90 17.17 59.61 11.86 54.84 14.67 18.17 9.04 B
Other PDD 18 73.06 16.02 69.56 11.08 80.39 14.47 68.67 11.90 66.78 10.12 11.93 6.26
DSM-IV
AD 114 58.34 18.75 54.63 17.30 63.90 17.87 58.42 12.48 53.47 14.95 18.44 9.79
Other PDD 79 66.28 20.49 62.63 16.95 69.65 16.43 63.39 11.02 59.54 13.65 16.14 7.63
ICD-IO
CA 124 58.11 20.24 53.86 17.48 63.71 17.00 57.79 11.86 52.91 14.75 19.25 9.19
PDD 69 67.84 17.49 65.17 15.31 70.73 17.57 65.25 11.15 61.62 12.90 14.30 7.69
Taxon A 91 71.10 15.99 70.76 12.12 75.19 15.55 69.73 9.89 67.93 10.47 13.96 7.68
Taxon B 102 47.13 8.41 48.44 13.18 55.71 13.33 52.19 6.78 45.28 8.32 20.45 8.96
Aloof 59 56.51 19.67 52.80 16.63 64.11 16.99 56.27 12.67 51.80 13.89 19.24 9.58
Passive 95 61.23 18.10 59.03 18.15 65.65 17.18 60.27 10.04 55.78 13.93 18.18 8.84
Active-but- 22 77.18 20.21 66.18 10.89 75.25 20.02 67.81 11.53 66.41 13.32 12.88 5.29
Odd
aAll Diagnostic Group and Taxon ANOVA are significant at p = .01 or lower. All but the Vineland Motor Domain ANOVA are significant for the
Wing Social Subtypes at p = .01 or lower.
76 Waterhouse et aL
verbal IQ for autistic and other-PDD cases for the four diagnostic systems,
for the two taxa (A and B), and for the three Wing Social Subgroups are
reported on Table V. Only Taxa A and B were significantly different in age.
We found higher verbal and nonverbal IQ for the four other-PDD groups
than the four autistic groups, and significantly higher verbal and nonverbal
IQ for "Ihxon A than Taxon B. The Wing Social Subtypes were significantly
different in verbal IQ, but not in nonverbal IQ.
Table VI presents the VABS scores for four domains (Communica-
tion, Daily Living, Motor Skills, Social), a VABS composite score, and a
combined score for the VABS Maladaptive Behavior Scales I and II for
autistic and other-PDD for the four diagnostic systems, for Taxa A and
B, and for the three Wing Social Subtypes. Scores for all four autistic
groups were significantly lower than the four other-PDD groups on all
four Vineland domains, and on the Vineland composite score. With the
exception of DSM-1V, the Vineland Maladaptive Behavior Scales I and II
scores were significantly higher for autistic groups than for the other-PDD
groups.
Taxon A and Taxon B groups showed the sharpest differentiation of
Vineland domain and composite scores, with Taxon B lower than A in every
comparison. The Aloof group showed greatest developmental impairment
and the Active-but-Odd group showed the least developmental impairment,
with the Passive subgroup falling in-between.
DISCUSSION
The present dataset provides problems for the core autism proposal.
Cohen and colleagues (1987) proposed core autism as "autistic individuals
with a nonverbal IQ of 70 or above and/or a global IQ of 55" because they
Diagnosis and Classification in Autism 77
The significant association of the two taxa with the diagnostic division
of autisrn/other-PDD, and with the W'mg social subtypes, Aloof and Ac-
tive-but-Odd, indicates convergent validity. Taxometric analysis, diagnostic
divisions, and the two Wing subtypes which have been shown to have va-
lidity (Borden & Ollendick, 1994) unite to identify two groups. Group A
includes taxon A/other-PDD/Active-but-Odd and shows significantly higher
cognitive and adaptive functioning and relatively fewer autistic behaviors.
Group B includes Taxon B/autistic/Aloof and shows significantly lower cog-
nitive and adaptive functioning and relatively more autistic behaviors.
Furthermore, the motor-based impairments, including absent social imi-
tation, absent language production, motor stereotypies, and motor and sensory
abnormalities appeared with significantly greater frequency for the Taxon
B/autistic/Aloof groups than for the Taxon A/other-PDD/Active-but-Odd
groups. These motor abnormalities have been interpreted as a general marker
for severity. However, it may be that these motor-based impairments mark a
meaningful symptom cluster identifying Group B autism within the severe end
of the overall continuum of motor impairment. Although the aberrant speech
content and abnormal emotional intonation of Group A autism may appear
as a pseudosymptom cluster because nearly all the children (59/63; 95%) with
little or no speech were included in Group B, and thus did not express either
measurable speech content or intonation, nonetheless presence versus absence
of speech marks a general difference between Group A and Group B. Ritual
and repetitive behaviors that appeared significantly more often in Group A
autism (Taxon A/other-PDD/Active-but-Odd groups) may also mark a mean-
ingful symptom cluster identifying Group A autism within the less severe end
of the overall continuum of autistic social and cognitive impairment.
Finally, data from this sample of preschool children studied at school age
(Dunn, in preparation) indicated that the same two taxa appear in taxometric
analyses of indicator variables in this sample at school age. Taxon A and Taxon
B individuals developed differently: Taxon A individuals at school age showed
improvement in social skills, but an increase and intensifying of ritual and
repetitive activities; Taxon B individuals at school age showed a lessening in
motor stereotypies, and no improvement in social functioning. Communication
skills in both groups improved slightly. These findings suggest support for a
continued taxonic differentiation across development.
We infer that there are two autistic groups, but they do have overlap-
ping continua of IQ, adaptive functioning, and expressed severity of autistic
80 Waterhouse et al.
Conclusion
eral diagnostic variables. Nonetheless, this may offer clinical utility when
established as reference tables (Fein et al., 1996; Rapin, in press).
Researchers have selected small samples of higher IQ/high symptom
count (IA, AD, or CA) autistic individuals in order to improve inferential
power by studying autism as a pure group without the presumptive con-
found of impaired functioning level (Gaffney & Tsai, 1987; Ozonoff, Pen-
nington, & Rogers, 1991; Wainwright-Sharp & Bryson, 1993). We argue that
the findings of the present study suggest that this research strategy is more
likely to capture a mixed group than a pure group because it selects subjects
from the mixed overlap zone of the highest functioning end of the high
symptom/lower IQ group continuum and the low functioning end of the
fewer symptom/higher IQ group continuum. Future studies might fruitfully
include high and low functioning groups of autistic and PDD individuals
to further explore the possibility that there may be two autistic subgroups
of PDD.
Because we excluded all PDD children with known lesions, seizures,
neurological or genetic disorders, in Cohen et al.'s typology (1987) our sam-
ple of 194 PDD children included idiopathic autism (no observable bio-
logical condition) and stigmatic autism ("soft" neurological findings not
clearly marking any known syndrome), but excluded syndromic autism (a
known biological syndrome is diagnosed along with autism). Therefore the
two groups identified in our study may not be successful in characterizing
autism linked to known biological conditions. Moreover, because each of
the two groups comprises a continuum of functioning, it is possible that
there are subgroups within these groups. Further behavioral and neurobi-
ological research is required to determine the coverage, internal structure,
and external validity of two proposed autistic groups.
The present data may have relevance for future family studies of
autism. Our sample of autistic children is comparable to that of a current
large-scale family study (Bolton et al., 1994) in three ways. First, in our
sample we found a rate of 6.6% of siblings with autism or other-PDD
(Rapin, in press). This is consonant with the 5.8% rate of autistic proband
siblings with autism, atypical autism, or Asperger syndrome reported by
Bolton et al. (1994). Second, in our sample, through morphometric analyses
of neural imaging, we found significantly enlarged brain volumes for autistic
and other-PDD cases, with larger volumes for high functioning individuals
than low functioning (Filipek et al., 1992). This is consistent with the in-
creased head circumference in autism that has been reported by Bolton et
al. (1994) and Bailey et al. (1995).
Third, Bolton et al. (1994) reported evidence for a much milder ver-
sion (lesser variant) of autism in some family members of autistic probands.
Our study was not a family study, but we cannot interpret our higher func-
82 Waterhouse et al.
tioning Group A as a lesser variant of autism because (a) they had been
clinically identified as autistic; Co) they showed a complete pattern of autis-
tic symptomatology (Figures 2 and 3); (c) they included the majority of
Active-but-Odd cases; (d) they were identified by taxometric analyses as a
taxa of autism; and, (e) their symptoms were much more severe than that
proposed by Bolton et al. for the lesser variant. However, Bolton et al. did
report that in autistic probands with speech, the number of the proband's
autistic symptoms was significantly associated with number of relatives (de-
gree of familial loading) who expressed the milder version of autism. This
association did not appear in the families of autistic individuals without
speech (Bolton, et al., 1994, p. 892). As the majority of autistic children
in our sample without speech were included in lower functioning Group B
(59/63, 95%), it may be that Bolton and colleagues' findings point to the
possibility of a variant genetic basis for the two groups of idiopathic autism
we have proposed.
APPENDIX A
A1Kappas were computed for 81 PDD cases with 6 clinician raters (Waterhouse, 1986).
Diagnosis and Classification in Autism 83
APPENDIX B
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