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OptComm 07 SpectralEncoding
OptComm 07 SpectralEncoding
com
Received 16 March 2007; received in revised form 24 August 2007; accepted 27 August 2007
Abstract
A new concept of a free space, high-speed (Gbps) optical communication system based on spectral encoding of radiation from a
broadband pulsed laser is developed. It is shown that, in combination with the use of partially coherent laser beams and a relatively slow
photosensor, scintillations can be suppressed by orders of magnitude for distances of more than 10 km.
2007 Elsevier B.V. All rights reserved.
PACS: 42.79.Sz
1. Introduction more than 2.5 km, even for clear weather [1,2]. Several
approaches have been developed to mitigate the effects of
Free space optical communication (FSOC) has data rate turbulence on laser communication. They include: aperture
limitations due to atmospheric turbulence. Laser beams averaging, partially coherent beams, adaptive optics, and
experience three major effects under the influence of turbu- array receivers (see the detailed reviews in Refs. [1,3]). Nev-
lence. First, the beam phase front is distorted by fluctua- ertheless, scintillations continue to limit the performance of
tions in the refractive index, causing intensity fluctuations FSOC. New approaches are needed to overcome this limi-
or scintillations. Second, eddies whose size is greater than tation. It is well known that partially coherent beams
the beam diameter randomly deflect the laser beam as a (beams with multiple coherent spots in their transverse sec-
whole; this phenomenon is called beam wandering. Third, tion) are less affected during propagation through atmo-
propagation through turbulent atmosphere causes the laser spheric turbulence than a fully coherent beam [4–13].
beam to spread more than predicted by diffraction theory. Namely, the additional beam spreading due to the atmo-
Scintillations are the most severe problem and result in a spheric turbulence [4,5], the beam quality degradation [6],
significant increase of the bit error rate (BER) and conse- the scintillation index [7–10] are less pronounced for par-
quent degradation of the laser communication system per- tially coherent beam compared with fully coherent beam.
formance. For example, a gigabit data rate communication Recently the techniques of scintillation reduction based
channel can operate with BER of 109 over a distance not on the utilization of partially coherent beams were demon-
strated [10–13]. To form partially coherence, authors cross.
*
Corresponding author. Tel.: +1 505 664 0915; fax: +1 505 665 3003. [10] used a static phase diffuser. Combining partially coher-
E-mail address: boris@lanl.gov (B.M. Chernobrod). ent beams with a time-averaging leads to a significant scin-
0030-4018/$ - see front matter 2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.optcom.2007.08.055
G.P. Berman et al. / Optics Communications 280 (2007) 264–270 265
tillation reduction with the corresponding improvement of the correlation time of the source and the response time
the BER by several orders of magnitude [10]. Another pos- of the photodetector. If the average correlation time of
sibility is related to utilization of spatial light modulator two different coherent spots in the beam’s cross-section
(SLM). The main advantage of SLM compared with rotat- is shorter than the response time of the photodetector,
ing phase diffuser is that the random phase distribution at then the scintillation index asymptotically tends to zero
the transmitter plane could change at higher rate. As we [17–20]. If the correlation time of the coherent spots is
show in Section 4, higher SLMs frame rate corresponds longer than the response time of the photodetector, then
to higher data rate of the communication channel. Authors the scintillation index asymptotically tends to unity
of Refs. [11,12] proposed an alternative approach using a [20,21]. As was shown in Ref. [20], these properties of a
multiple beams with different wavelengths. This approach partially coherent beam can be easily explained if we
was experimentally demonstrated [13] using multiemitter assume that the scintillations at the photodetector follow
beam, constructed by spatially combining outputs of sev- Gaussian statistics. Indeed, if the coherence radius, rc, of
eral single mode fiber-coupled diode lasers. It was shown the initial beam is significantly smaller than the beam
theoretically [11,12] and experimentally [13] that the scintil- radius, r0, the process of propagation of the laser beam
lation index can be substantially reduced if individual can be considered as the independent propagation of a
beams overlapped at the detector aperture and were prop- large number of coherent beams. Consequently, the inten-
erly separated at the transmitter plane. Unfortunately, the sity fluctuations of each coherent region caused by atmo-
time-averaging method cannot be applied directly to giga- spheric turbulence are statistically independent. With
bit rate communication. The main limitation of this increasing the propagation distance, the individual coher-
method is related to the requirement that the correlation ent spots overlap due to diffraction effects. According to
time between different spatially coherent spots be shorter the central limit theorem, the intensity, which is the result
than the response time of the photodetector. This means of the contributions of a large number of independent
that the SLM must have an operating frequency m higher regions, has a normal statistical distribution. The suppres-
than the bandwidth of the photodetector, corresponding sion of scintillations in the signal measurements is strictly
to its inverse response time m T1. Since the photodetec- due to the unique properties of the Gaussian statistics.
tor bandwidth must be higher than the data rate of the The fluctuations in the signal generated by a photodetec-
communication channel mCOM, T1 mCOM, the highest tor with slow response time are proportional to the fol-
data rate is limited by the highest frequency of SLM lowing integral over light intensity absorbed during the
m mCOM. To date, the highest frequency SLMs based on response time:
multiple quantum wells (MQW) can only operate at fre- Z t Z t
quencies up to tens of MHz [14]. 2
hiðtÞiðtÞi hiðtÞi dt1 dt2 hðt t1 Þhðt t2 Þ
In the present paper we propose to extend the technique 1 1
of scintillation suppression, based on time-averaging of a ½hIðt1 ÞIðt2 Þi hIðt1 ÞihIðt2 Þi: ð1Þ
partially coherent beam (TAPCB), to gigabit rate FSOC.
Our idea is to combine TAPCB with a spectral encoding Here i(t) is the photocurrent, I(t) is the light intensity, and
technique. Originally spectral encoding was applied to fiber h(t t1,2) is the time response function of the photodetec-
optics communication for code-division-multiple-access tor. Usually h(t t1,2) has rather complex structure and
[15]. In this method, information is encoded in the form can be characterized by two or even more character re-
of amplitude modulation of the spectral components of sponse times related to different physical processes such
the laser pulse which has a broad spectrum. For long dis- as the electron-hole recombination, carriers transmit time,
tance communication, the broad spectrum light source intrinsic capacitance and resistance, etc. Below, under the
could be a Ti: sapphire laser. For short-distance communi- term response time T we mean a shortest character time
cation it could be an LED as well. Each pulse or sequence of the photodetector. According to the extended Huy-
of pulses (depending on the averaging response time of the gens–Fresnel principle [1], the optical field at the receiver
photosensor) can contain kilobits of data. If the pulse rep- plane can be expressed in terms of the integral optical field
etition rate is about 1 MHz, then the transmitted data rate at an intermediate plane:
Z Z
is gigabits per second. SLMs based on MQW technology 2 s ~
ikj~ rj
Eð~r; L; tÞ d sEð~
s; z; tÞ exp þ iWð~
s;~
r; tÞ ;
with a frame rate of several MHz are now available [14]. R 2ðL zÞ
ð2Þ
2. Scintillations reduction due to time-averaging of a
partially coherent beam where Wð~ rÞ is the complex phase of the wave propagating
s;~
through the turbulent medium from the point (s,z) to the
It is well-established that for long distances the scintil- point (r,L). As follows from expression (2), the values of
lation index of plane and spherical waves propagating the averaging in expression (1) are of fourth-order in the
through the atmospheric turbulence asymptotically tends field moment:
to unity [16]. For an initially partially coherent beam,
s1 ; z; t1 ÞE ð~
hEð~ s3 ; z; t2 ÞE ð~
s2 ; z; t1 ÞEð~ s4 ; z; t2 Þi: ð3Þ
the asymptotic behavior depends on the relation between
266 G.P. Berman et al. / Optics Communications 280 (2007) 264–270
For Gaussian statistics, this fourth-order moment can be has the form
expressed in terms of the second order moments: oC4 i
¼ ðD1 þ D2 D01 D02 ÞC4 F ðf;~ q01 ;~
q1 ;~ q02 ÞC4 ;
q2 ;~
s1 ; z; t1 ÞE ð~
hEð~ s3 ; z; t2 ÞE ð~
s2 ; z; t1 ÞEð~ s4 ; z; t2 Þi of 2q
s1 ; z; t1 ÞE ð~
¼ hEð~ s3 ; z; t2 ÞE ð~
s2 ; z; t1 ÞihEð~ s4 ; z; t2 Þi ð6Þ
s1 ; z; t1 ÞE ð~
þ hEð~ s3 ; z; t2 ÞE ð~
s4 ; z; t2 ÞihEð~ s2 ; z; t1 Þi: ð4Þ where f ¼ x=L; ~q1;2 ¼ ~r1;2 =q0 ; q01;2
~ r01;2 =q0
¼~ (x is the longi-
tudinal coordinate),~ r01;2 are the transversal coordinates,
r1;2 ;~
The typical difference between the times, t1 and t2, in (1) L is the propagation length, q0 is the normalizing trans-
can be estimated as jt1 t2j T. If the response time of kq2
verse scale, which is chosen below, q ¼ L0 , where k is the
the photodetector, T, exceeds the average correlation time wave number.
between two coherent spots sc, T sc, the second term on
the right-hand side of the expression (4) is equal to zero. As F ðf;~
r1 ;~ qÞ ¼ H ðf;~
r2 ;~ r1 þ ~q=2Þ þ H ðf;~
r1 ~q=2Þ
a result, from Eq. (1) we obtain hI(t1)I(t2)i = hIi2. This þ H ðf;~r2 þ ~
q=2Þ þ H ðf;~r2 ~
q=2Þ
shows that the scintillation index r2 = (hI2i hI i2)/hIi2 is H ðf;~
r1 þ~
r2 Þ H ðf;~
r1 ~
r2 Þ: ð7Þ
equal to zero. In the opposite case, when the correlation
time is much longer than the photodetector response time, In the expression (7) we introduced the new variables
T sc, the second term in the expression (4) is equal to the 1 1
first term, and the scintillation index is equal to unity. r1 ¼ ð~
~ q1 ~ q01 ~
q2 þ ~ q02 Þ; r2 ¼ ð~
~ q1 ~
q2 ~q01 þ ~ q02 Þ;
2 2
As the above considerations show, in order to exploit the 1
unique properties of Gaussian statistics, the time response q ¼~
~ q1 þ ~ q01 ~
q2 ~ q02 ; R ¼ ð~q1 þ ~ q01 þ ~
q2 þ ~ q02 Þ:
4
of the photodetector must be much longer than the inverse
ð8Þ
frame rate of the SLM. Another requirement is that the
number of individual coherent spots in the initial beam In these new variables, Eq. (6) takes the form
must be sufficiently large. In other words, the coherence oC4 i
radius, rc, must be much smaller than the beam radius, r0. ¼ ðrR rq þ rr1 rr2 ÞC4 F ðf;~
r1 ;~ qÞC4 ;
r2 ;~ ð9Þ
of q
Note that the minimum size of the initial coherence radius,
rc, is limited by two physical effects. First, the angular where
Z Z
spreading of the laser beam is defined by the diffraction
angle, h k/rc. Consequently, for a very small coherent H ðf;~
qÞ ¼ 8 Un ðf;~
jÞ½1 cos ~
jð~ q2 Þd 2~
q1 ~ j; ð10Þ
radius, rc, the beam spread will be unacceptably large. Sec-
ond, for a very small initial coherence radius, the diffraction and Un ðf;~
jÞ is the spectral density of the structure function
effect will dominate in the formation of the beam coherence of the refractive index, which is given by
Z Z
in comparison with the influence of the atmospheric turbu- 0 0
hdnðf;~
qÞdnðf;~ q Þi ¼ 2pdðf f Þ Un ðf;~
jÞ
lence. In this case, according to the Van Cittert–Zernike
theorem [22] the coherence radius will increase during the
expð~
jð~ q0 ÞÞd 2 j:
q ~ ð11Þ
propagation. Thus, a very important requirement can be
formulated: in order to significantly suppress the laser beam Following Tatarskii [24], we chose the spectral density of
scintillations, one must work in the regime in which an opti- the structure function of the refractive index in the form
mal initial coherence radius, rc, is chosen which satisfies the
2 11=3 j2
inequality, rmin < rc < rmax. The optimal initial coherence Un ðf;~
jÞ ¼ 0:033C n j exp 2 : ð12Þ
jm
radius, rc, depends on the strength of the atmospheric tur-
bulence and the propagation length, L. The adaptive con- In this case the analytical approximations for the function
trol of the initial coherence can be achieved using a H ðf;~
qÞ have the form
feedback channel. Either a rf or an optical channel could 8
< 1:64C 2n k 2 q20 q2 l01=3 ; for q l0 ;
provide feedback from the measurements of the scintillation q0
H ðf;~
qÞ ¼ ð13Þ
index at the receiver to the SLM at the laser source. : 1:24C 2 k 2 q5=3 q5=3 ; for q l0 ;
n 0 q0
3. Calculation of the scintillation index for the case of strong where l0 = 5.92jm. The transverse scale, q0, is the scale of
turbulence variation of the phase structure function of the plane waves
corresponding to the path L. It is defined by the equation
1=3
Our analysis is based on the equation for the fourth- [23]: 1:64C 2n k 2 Lq20 l0 ¼ 1.
order correlation function derived by Tatarskii in the Mar- According to the procedure discussed in Section 2, we
kov approximation [23,24]. The equation for the correla- assume that the light source emits a partially coherent light
tion function with the Gaussian statistics at the source plane, f = 0.
Hence, the fourth-order correlation function can be
C4 ðf;~ q01 ;~
q1 ;~ q02 Þ ¼ hEðf;~
q2 ;~ q1 ÞE ðf;~
q01 ÞEðf;~
q2 ÞE ðf;~
q02 Þi
expressed in terms of the second order correlation
ð5Þ functions
G.P. Berman et al. / Optics Communications 280 (2007) 264–270 267
C4;0 ð~ q01 ;~
q1 ;~ q02 Þ
q2 ;~ Ref. [18] did not discuss the details of the intermediate
¼ hEðf ¼ 0;~ q1 ÞE ðf ¼ 0;~
q01 ÞihEðf ¼ 0;~
q2 ÞE ðf ¼ 0;~
q02 Þi approximations. Although, their results are qualitatively
similar to ours, the final expressions are different. In partic-
q1 ÞE ðf ¼ 0;~
þ hEðf ¼ 0;~ q02 ÞihEðf ¼ 0;~
q2 ÞE ðf ¼ 0;~
q01 Þi;
ular, we obtained a much simpler expression for the scintil-
ð14Þ lation index (see below the expression (16).) Authors of
where the normalized second order correlation function is Ref. [19] solved the quantum kinetic equation for the pho-
given by the expression ton distribution function. Their results are also qualita-
tively similar to ours. In Ref. [20] the author considered
C2;0 ð~ q01;2 Þ ¼ hEðf ¼ 0;~
q1;2 ;~ q1;2 ÞE ðf ¼ 0;~q01;2 Þi an incoherent source, which corresponds to the case of
! ! the coherence radius equal to zero in our consideration.
q21;2 þ ~
~ q02
1;2 ð~
q1;2 ~ q02
1;2 Þ The scintillation index in this case is equal to zero (see
¼ exp exp :
2r20 r2c Fig. 1), what corresponds to the case of infinitely strong
turbulence in Ref. [20]. The formula (16) describes the case
ð15Þ
of finite coherence radius, when the scintillation index is
In Eq. (15), r0 is the beam radius and rc is the coherence ra- different from zero even in the case of very strong turbu-
dius. We consider the case of small coherence radii in com- lence. The detailed description of the perturbation ap-
parison with the beam radius: rc r0. The conventional proach leading to the expression (16) is presented in the
approach to the problem of laser beam propagation is Appendix.
based on the assumption of small deviations of the beam h i
Z 1 0:286 0:43 0:157l ðnÞ
þ 2
2
parameters from those which correspond to free space r2 ¼ 0:68a0 ðn ¼ 1ÞQ1=6 q1=6 dn
bðnÞ cðnÞ c ðnÞa2 ðnÞ
;
2 5=6
propagation [1]. This approach is limited to the conditions 0 ð1n Þa0 ðnÞcðnÞbðnÞa2 ðnÞ
of weak turbulence or short propagation lengths. In Ref. ð16Þ
[9] the strong fluctuation case and a static diffuser were
considered. The authors of Ref. [9] used the formalism of where
the extended Huygens–Fresnel theory under strong fluctu-
kl20 1 q2 r 2 1 1 1
ation conditions developed by Andrews et al. [1]. In the Q¼ ; a0 ¼ n þ 2 þ 20 ; 2
¼ 2þ 2;
L rf 4n r r 4r0
case of the static diffuser, the advantage of using partially f 2 c2
coherent beam was predicted in moderate turbulence re- 1 1 2 qr
l¼ þ ; m¼ n þ 20 ;
gime [9]. Another approach was developed by Yakushkin 1 n 2na0 r2f a0 r2f 4n
[17]. His approach is based on the fact that for any rela- a0 n2 l2
tively long distance, the coherence radius is smaller than b¼mþ1nþ ; c ¼ m þ 2ð1 nÞ;
2
the beam radius. Starting with the exact solution of Eq.
l2 1
(9) for a beam with rc = 0, Yakushkin developed a pertur- a2 ¼ þ 2 :
4c 8n a0
bation theory in which the small parameter, rc/r0 1, is
the ratio of the coherence radius rc to the beam radius r0. The scintillation index decreases as the initial coherence ra-
In Ref. [17] the case of an initially fully coherent beam dius, rc, decreases, as can be seen in Fig. 1. For the coher-
was considered. Thus, his theory was actually an asymp- ence radii less than 4, the scintillation index has a
totic theory, applicable to relatively long distances. In quadratic-like dependence. For a certain value of the
our case, we have initially a partially coherent beam. Prop- coherence radius, a larger beam radius corresponds to a
agating through the turbulent atmosphere, the partially smaller scintillation index. Actually, the scintillation index
coherent beam experiences two opposite effects. The first decreases linearly with an inverse number of coherent spots
effect is an increase of the coherence radius due to diffrac- r2 N 1 2 2
c ¼ r c =r0 . Thus the scintillation index decreases by
tion. The contribution of this effect is of the order of an order of magnitude as the coherence radius rc decreases
drc (k/rc)L. The second effect is a decrease of the coher- from 3 to 1 (see Fig. 1).
ence sport due to the influence of the turbulence. This effect
is characterized by the scale of the phase structure function, 4. Design of an optical system based on spectral amplitude
1=3 1=2
q0 ¼ ð1:64C 20 k 2 l0 LÞ . If the turbulence is strong en- encoding of a broad band pulsed laser
ough, the decrease of the coherence radius dominates even
at the relatively small propagation length. For example, for We propose to encode digital data in the spectrum of
the values of parameters: C 2n ¼ 1013 m2=3 ; rc ¼ a wide-band source such as Ti:sapphire laser. We assume
102 m;l0 ¼ 103 m;j ¼ 2p=k ¼ 4 106 m1 , the propaga- that this laser operates at a high-repetition rate. Usually
tion length where drc q0 2 · 102 m, is L = 115.6 m. Ti:sapphire lasers can operate at a repetition rate in a
For the beam radius, r0 = 101 m, the assumption rc r0 broad range from a few Hz up to GHz. If each series
is correct at this distance. Hence, in the case of strong tur- of N laser pulses (the number of pulses depends on the
bulence, our approach is applicable to any distance. In Ref. averaging time of the photosensor) contains kilobits of
[18] the approach of Ref. [17] was applied to the case of an data and the series repetition rate is several MHz, then
initially partially coherent beam. However, the authors of the data rate is a few Gbps. Usually, information is
268 G.P. Berman et al. / Optics Communications 280 (2007) 264–270
many stimulating discussions. This work was carried out We use Eq. (25) in our perturbation theory. The zeroth
under the auspices of the National Nuclear Security approximation for C4 is given by the first term on the
Administration of the US Department of Energy at Los right-hand side of Eq. (25). The first-order approximation
Alamos National Laboratory under Contract No. DE- term is obtained by substituting the zeroth approximation
AC52-06NA25396. term in the second term on the right-hand side of Eq. (25).
270 G.P. Berman et al. / Optics Communications 280 (2007) 264–270
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r1
~
q=2Þ; H ðf;~
r1
~
r2 Þ S. Awwal, Niloy K. Dutta, Yasutake Ohishi (Eds.), Active and
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½0:25~ r22
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1=3r2
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q~ r2 Þ Þ
r1~ ð26Þ 261.
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